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PTCT

PTC THERAPEUTICS, INC.

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3803
SEC CIK
0001070081
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477

Last 12 months

Inside the activity.

0 purchase rows · 202 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025039
Dec 2025021
Jan 2026042
Feb 2026014
Mar 202606
Apr 202607
May 2026010
Jun 2026018
Jul 2026020
Aug 2026012
Sep 202608
Oct 202605

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 16, 2020 Filed Apr 17, 2020 20:28 UTC
Klein Matthew B.Chief Development Officer
GrantStock Option (Right To Buy) · Derivative 50,000 $47.49 Strike: $47.49 $2,374,500.00
Disclosure

SEC source: 0001070081-20-000080 · wf-form4_158715531137252.xml · derivative · entry 2

Klein Matthew B. · CIK 0001808968 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2030-04-15

F2 · derivative.exercise_date: This option was granted on April 16, 2020, and vests over four years, with 25% of the shares underlying the option vesting on April 16, 2021, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on July 16, 2021.

Read SEC document
April 16, 2020 Filed Apr 17, 2020 20:28 UTC
Klein Matthew B.Chief Development Officer
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001070081-20-000080 · wf-form4_158715531137252.xml · nonDerivative · entry 1

Klein Matthew B. · CIK 0001808968 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · shares: Restricted stock units granted on April 16, 2020 that vest in four equal installments over four years, commencing on April 16, 2021.

Read SEC document
April 16, 2020 Filed Apr 17, 2020 20:26 UTC
Pauwels EricChief Business Officer
GrantStock Option (Right To Buy) · Derivative 50,000 $47.49 Strike: $47.49 $2,374,500.00
Disclosure

SEC source: 0001070081-20-000078 · wf-form4_158715514886804.xml · derivative · entry 2

Pauwels Eric · CIK 0001323212 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2030-04-15

F2 · derivative.exercise_date: This option was granted on April 16, 2020 and vests over four years, with 25% of the shares underlying the option vesting on April 16, 2021, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning July 16, 2021.

Read SEC document
April 16, 2020 Filed Apr 17, 2020 20:26 UTC
Pauwels EricChief Business Officer
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001070081-20-000078 · wf-form4_158715514886804.xml · nonDerivative · entry 1

Pauwels Eric · CIK 0001323212 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,841

F1 · shares: Restricted stock units granted on April 16, 2020 that vest in four equal installments over four years, commencing on April 16, 2021.

Read SEC document
April 03, 2020 Filed Apr 7, 2020 20:05 UTC
Utter Christine MarieSVP, Finance & CAO
Exercise / conversionStock Option (Right To Buy) · Derivative 787 $11.23 Strike: $11.23 $8,838.01
Disclosure

SEC source: 0001070081-20-000070 · wf-form4_158628989510799.xml · derivative · entry 3

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,363

Underlying: Common Stock · 787 shares

Expires 2027-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 29, 2019.

F2 · derivative.exercise_date: This option was granted on January 3, 2017, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2018, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2018.

Read SEC document
April 03, 2020 Filed Apr 7, 2020 20:05 UTC
Utter Christine MarieSVP, Finance & CAO
SaleCommon Stock 787 $44.31 $34,871.97
Disclosure

SEC source: 0001070081-20-000070 · wf-form4_158628989510799.xml · nonDerivative · entry 2

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,304

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 29, 2019.

Read SEC document
April 03, 2020 Filed Apr 7, 2020 20:05 UTC
Utter Christine MarieSVP, Finance & CAO
Exercise / conversionCommon Stock 787 $11.23 $8,838.01
Disclosure

SEC source: 0001070081-20-000070 · wf-form4_158628989510799.xml · nonDerivative · entry 1

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 29, 2019.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 21:05 UTC PurchaseCommon Stock 10,000 $32.48 $324,846.00
Disclosure

SEC source: 0001070081-20-000068 · wf-form4_158456549581372.xml · nonDerivative · entry 1

SCHMERTZLER MICHAEL · CIK 0001288952 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,066

Read SEC document
February 10, 2020 Filed Feb 12, 2020 21:09 UTC
Souza MarcioChief Operating Officer
Exercise / conversionStock Option (Right To Buy) · Derivative 625 $12.92 Strike: $12.92 $8,075.00
Disclosure

SEC source: 0001070081-20-000059 · wf-form4_158154174910694.xml · derivative · entry 3

Souza Marcio · CIK 0001707657 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,125

Underlying: Common Stock · 625 shares

Expires 2027-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted on November 19, 2019.

F2 · derivative.exercise_date: This option was granted on May 17, 2017, and vests over four years, with 25% of the shares underlying the option vesting on May 8, 2018, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on August 8, 2018.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 21:09 UTC
Souza MarcioChief Operating Officer
SaleCommon Stock 625 $53.92 $33,700.00
Disclosure

SEC source: 0001070081-20-000059 · wf-form4_158154174910694.xml · nonDerivative · entry 2

Souza Marcio · CIK 0001707657 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,744

F1 · kind: Transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted on November 19, 2019.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 21:09 UTC
Souza MarcioChief Operating Officer
Exercise / conversionCommon Stock 625 $12.92 $8,075.00
Disclosure

SEC source: 0001070081-20-000059 · wf-form4_158154174910694.xml · nonDerivative · entry 1

Souza Marcio · CIK 0001707657 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 7,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted on November 19, 2019.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 21:41 UTC
Almstead Neil GregoryChief Technical Ops Officer
Exercise / conversionStock Option (Right To Buy) · Derivative 3,102 $10.85 Strike: $10.85 $33,656.70
Disclosure

SEC source: 0001070081-20-000057 · wf-form4_158111165404736.xml · derivative · entry 8

Almstead Neil Gregory · CIK 0001578850 · Chief Technical Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,102 shares

Expires 2023-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to written Rule 10b5-1 plans.

F2 · derivative.exercise_date: Currently exercisable.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 21:41 UTC
Almstead Neil GregoryChief Technical Ops Officer
Exercise / conversionStock Option (Right To Buy) · Derivative 46,898 $10.85 Strike: $10.85 $508,843.30
Disclosure

SEC source: 0001070081-20-000057 · wf-form4_158111165404736.xml · derivative · entry 7

Almstead Neil Gregory · CIK 0001578850 · Chief Technical Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 46,898 shares

Expires 2023-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to written Rule 10b5-1 plans.

F2 · derivative.exercise_date: Currently exercisable.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 21:41 UTC
Almstead Neil GregoryChief Technical Ops Officer
SaleCommon Stock 4,040 $55.00 $222,200.00
Disclosure

SEC source: 0001070081-20-000057 · wf-form4_158111165404736.xml · nonDerivative · entry 6

Almstead Neil Gregory · CIK 0001578850 · Chief Technical Ops Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 1,912

F1 · kind: The transactions reported in this Form 4 were effected pursuant to written Rule 10b5-1 plans.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 21:41 UTC
Almstead Neil GregoryChief Technical Ops Officer
SaleCommon Stock 3,102 $55.00 $170,610.00
Disclosure

SEC source: 0001070081-20-000057 · wf-form4_158111165404736.xml · nonDerivative · entry 4

Almstead Neil Gregory · CIK 0001578850 · Chief Technical Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,089

F1 · kind: The transactions reported in this Form 4 were effected pursuant to written Rule 10b5-1 plans.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 21:41 UTC
Almstead Neil GregoryChief Technical Ops Officer
Exercise / conversionCommon Stock 3,102 $10.85 $33,656.70
Disclosure

SEC source: 0001070081-20-000057 · wf-form4_158111165404736.xml · nonDerivative · entry 3

Almstead Neil Gregory · CIK 0001578850 · Chief Technical Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to written Rule 10b5-1 plans.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 21:41 UTC
Almstead Neil GregoryChief Technical Ops Officer
SaleCommon Stock 46,898 $55.00 $2,579,390.00
Disclosure

SEC source: 0001070081-20-000057 · wf-form4_158111165404736.xml · nonDerivative · entry 2

Almstead Neil Gregory · CIK 0001578850 · Chief Technical Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,089

F1 · kind: The transactions reported in this Form 4 were effected pursuant to written Rule 10b5-1 plans.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 21:41 UTC
Almstead Neil GregoryChief Technical Ops Officer
Exercise / conversionCommon Stock 46,898 $10.85 $508,843.30
Disclosure

SEC source: 0001070081-20-000057 · wf-form4_158111165404736.xml · nonDerivative · entry 1

Almstead Neil Gregory · CIK 0001578850 · Chief Technical Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to written Rule 10b5-1 plans.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 21:41 UTC
Almstead Neil GregoryChief Technical Ops Officer
SaleCommon Stock 405 $55.00 $22,275.00
Disclosure

SEC source: 0001070081-20-000057 · wf-form4_158111165404736.xml · nonDerivative · entry 5

Almstead Neil Gregory · CIK 0001578850 · Chief Technical Ops Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 5,952

F1 · kind: The transactions reported in this Form 4 were effected pursuant to written Rule 10b5-1 plans.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 21:39 UTC GrantStock Option (Right To Buy) · Derivative 10,000 $0.00 Strike: $51.16 $0.00
Disclosure

SEC source: 0001070081-20-000045 · wf-form4_158050674128984.xml · derivative · entry 2

Jacobson Allan Steven · CIK 0001579003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2030-01-28

F2 · derivative.exercise_date: This option was granted on January 29, 2020 and vests over one year in twelve equal monthly installments, commencing on February 29, 2020.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 21:39 UTC GrantCommon Stock 1,650 $0.00 $0.00
Disclosure

SEC source: 0001070081-20-000045 · wf-form4_158050674128984.xml · nonDerivative · entry 1

Jacobson Allan Steven · CIK 0001579003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,498

F1 · shares: Restricted stock units ("RSUs") granted on January 29, 2020 that vest over one year, with five-twelfths (5/12) of the shares underlying the RSUs vesting on June 10, 2020 and the remaining seven-twelfths (7/12) of the original shares underlying the RSUs vesting on January 29, 2021. The Reporting Person has elected to defer receipt of all vested shares until the earliest to occur of (i) four years from the date of grant and (ii) the earliest to occur of (a) the date that is six months following separation of service from the Issuer, (b) a change in control event and (c) death.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 21:40 UTC
Almstead Neil GregoryChief Technical Ops Officer
GrantStock Option (Right To Buy) · Derivative 69,500 $0.00 Strike: $51.16 $0.00
Disclosure

SEC source: 0001070081-20-000047 · wf-form4_158050681627427.xml · derivative · entry 3

Almstead Neil Gregory · CIK 0001578850 · Chief Technical Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,500

Underlying: Common Stock · 69,500 shares

Expires 2030-01-28

F2 · derivative.exercise_date: This option was granted on January 29, 2020, and vests over four years, with 25% of the shares underlying the option vesting on January 29, 2021, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 29, 2021.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 21:40 UTC
Almstead Neil GregoryChief Technical Ops Officer
GrantCommon Stock 370 $0.00 $0.00
Disclosure

SEC source: 0001070081-20-000047 · wf-form4_158050681627427.xml · nonDerivative · entry 2

Almstead Neil Gregory · CIK 0001578850 · Chief Technical Ops Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 6,357

F1 · shares: Restricted stock units granted on January 29, 2020 that vest in four equal installments over four years, commencing on January 29, 2021.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 21:40 UTC
Almstead Neil GregoryChief Technical Ops Officer
GrantCommon Stock 10,200 $0.00 $0.00
Disclosure

SEC source: 0001070081-20-000047 · wf-form4_158050681627427.xml · nonDerivative · entry 1

Almstead Neil Gregory · CIK 0001578850 · Chief Technical Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,089

F1 · shares: Restricted stock units granted on January 29, 2020 that vest in four equal installments over four years, commencing on January 29, 2021.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 21:45 UTC GrantStock Option (Right To Buy) · Derivative 10,000 $0.00 Strike: $51.16 $0.00
Disclosure

SEC source: 0001070081-20-000055 · wf-form4_158050712715119.xml · derivative · entry 2

Okey Stephanie · CIK 0001742616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2030-01-28

F2 · derivative.exercise_date: This option was granted on January 29, 2020 and vests over one year in twelve equal monthly installments, commencing on February 29, 2020.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 21:45 UTC GrantCommon Stock 1,650 $0.00 $0.00
Disclosure

SEC source: 0001070081-20-000055 · wf-form4_158050712715119.xml · nonDerivative · entry 1

Okey Stephanie · CIK 0001742616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,650

F1 · shares: Restricted stock units ("RSUs") granted on January 29, 2020 that vest over one year, with five-twelfths (5/12) of the shares underlying the RSUs vesting on June 10, 2020 and the remaining seven-twelfths (7/12) of the original shares underlying the RSUs vesting on January 29, 2021.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 21:44 UTC GrantStock Option (Right To Buy) · Derivative 10,000 $0.00 Strike: $51.16 $0.00
Disclosure

SEC source: 0001070081-20-000054 · wf-form4_158050707735698.xml · derivative · entry 2

ZELDIS JEROME B · CIK 0001433982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2030-01-28

F2 · derivative.exercise_date: This option was granted on January 29, 2020 and vests over one year in twelve equal monthly installments, commencing on February 29, 2020.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 21:44 UTC GrantCommon Stock 1,650 $0.00 $0.00
Disclosure

SEC source: 0001070081-20-000054 · wf-form4_158050707735698.xml · nonDerivative · entry 1

ZELDIS JEROME B · CIK 0001433982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,650

F1 · shares: Restricted stock units ("RSUs") granted on January 29, 2020 that vest over one year, with five-twelfths (5/12) of the shares underlying the RSUs vesting on June 10, 2020 and the remaining seven-twelfths (7/12) of the original shares underlying the RSUs vesting on January 29, 2021. The Reporting Person has elected to defer receipt of all vested shares until the earliest to occur of (i) four years from the date of grant and (ii) the earliest to occur of (a) the date that is six months following separation of service from the Issuer, (b) a change in control event and (c) death.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 21:44 UTC
Boulding Mark ElliottExec. VP and CLO
GrantStock Option (Right To Buy) · Derivative 59,500 $0.00 Strike: $51.16 $0.00
Disclosure

SEC source: 0001070081-20-000053 · wf-form4_158050704413579.xml · derivative · entry 2

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,500

Underlying: Common Stock · 59,500 shares

Expires 2030-01-28

F2 · derivative.exercise_date: This option was granted on January 29, 2020, and vests over four years, with 25% of the shares underlying the option vesting on January 29, 2021, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 29, 2021.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 21:44 UTC
Boulding Mark ElliottExec. VP and CLO
GrantCommon Stock 10,200 $0.00 $0.00
Disclosure

SEC source: 0001070081-20-000053 · wf-form4_158050704413579.xml · nonDerivative · entry 1

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,724

F1 · shares: Restricted stock units granted on January 29, 2020 that vest in four equal installments over four years, commencing on January 29, 2021.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 21:43 UTC
Hill Emily LuisaChief Financial Officer
GrantStock Option (Right To Buy) · Derivative 64,250 $0.00 Strike: $51.16 $0.00
Disclosure

SEC source: 0001070081-20-000052 · wf-form4_158050700018201.xml · derivative · entry 2

Hill Emily Luisa · CIK 0001778279 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,250

Underlying: Common Stock · 64,250 shares

Expires 2030-01-28

F2 · derivative.exercise_date: This option was granted on January 29, 2020, and vests over four years, with 25% of the shares underlying the option vesting on January 29, 2021, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 29, 2021.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 21:43 UTC
Hill Emily LuisaChief Financial Officer
GrantCommon Stock 9,300 $0.00 $0.00
Disclosure

SEC source: 0001070081-20-000052 · wf-form4_158050700018201.xml · nonDerivative · entry 1

Hill Emily Luisa · CIK 0001778279 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,191

F1 · shares: Restricted stock units granted on January 29, 2020 that vest in four equal installments over four years, commencing on January 29, 2021.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 21:43 UTC
Reeve EmmaDirector
GrantStock Option (Right To Buy) · Derivative 10,000 $0.00 Strike: $51.16 $0.00
Disclosure

SEC source: 0001070081-20-000051 · wf-form4_158050696729754.xml · derivative · entry 2

Reeve Emma · CIK 0001680329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2030-01-28

F2 · derivative.exercise_date: This option was granted on January 29, 2020 and vests over one year in twelve equal monthly installments, commencing on February 29, 2020.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 21:43 UTC
Reeve EmmaDirector
GrantCommon Stock 1,650 $0.00 $0.00
Disclosure

SEC source: 0001070081-20-000051 · wf-form4_158050696729754.xml · nonDerivative · entry 1

Reeve Emma · CIK 0001680329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,650

F1 · shares: Restricted stock units ("RSUs") granted on January 29, 2020 that vest over one year, with five-twelfths (5/12) of the shares underlying the RSUs vesting on June 10, 2020 and the remaining seven-twelfths (7/12) of the original shares underlying the RSUs vesting on January 29, 2021.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 21:42 UTC
Utter Christine MarieSVP, Finance & CAO
GrantStock Option (Right To Buy) · Derivative 23,800 $0.00 Strike: $51.16 $0.00
Disclosure

SEC source: 0001070081-20-000050 · wf-form4_158050692955706.xml · derivative · entry 2

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,800

Underlying: Common Stock · 23,800 shares

Expires 2030-01-28

F2 · derivative.exercise_date: This option was granted on January 29, 2020, and vests over four years, with 25% of the shares underlying the option vesting on January 29, 2021, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 29, 2021.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 21:42 UTC
Utter Christine MarieSVP, Finance & CAO
GrantCommon Stock 4,080 $0.00 $0.00
Disclosure

SEC source: 0001070081-20-000050 · wf-form4_158050692955706.xml · nonDerivative · entry 1

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,304

F1 · shares: Restricted stock units granted on January 29, 2020 that vest in four equal installments over four years, commencing on January 29, 2021.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 21:41 UTC GrantStock Option (Right To Buy) · Derivative 10,000 $0.00 Strike: $51.16 $0.00
Disclosure

SEC source: 0001070081-20-000049 · wf-form4_158050689677166.xml · derivative · entry 2

SOUTHWELL DAVID P · CIK 0001251553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2030-01-28

F2 · derivative.exercise_date: This option was granted on January 29, 2020 and vests over one year in twelve equal monthly installments, commencing on February 29, 2020.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 21:41 UTC GrantCommon Stock 1,650 $0.00 $0.00
Disclosure

SEC source: 0001070081-20-000049 · wf-form4_158050689677166.xml · nonDerivative · entry 1

SOUTHWELL DAVID P · CIK 0001251553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,650

F1 · shares: Restricted stock units ("RSUs") granted on January 29, 2020 that vest over one year, with five-twelfths (5/12) of the shares underlying the RSUs vesting on June 10, 2020 and the remaining seven-twelfths (7/12) of the original shares underlying the RSUs vesting on January 29, 2021. The Reporting Person has elected to defer receipt of all vested shares until the earliest to occur of (i) four years from the date of grant and (ii) the earliest to occur of (a) the date that is six months following separation of service from the Issuer, (b) a change in control event and (c) death.

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January 29, 2020 Filed Jan 31, 2020 21:41 UTC
Peltz Stuart WalterDirector · Chief Executive Officer
GrantStock Option (Right To Buy) · Derivative 28,600 $0.00 Strike: $51.16 $0.00
Disclosure

SEC source: 0001070081-20-000048 · wf-form4_158050684896311.xml · derivative · entry 4

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 28,600

Underlying: Common Stock · 28,600 shares

Expires 2030-01-28

F2 · derivative.exercise_date: This option was granted on January 29, 2020 and vests over four years, with 25% of the shares underlying the option vesting on January 29, 2021, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning April 29, 2021.

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January 29, 2020 Filed Jan 31, 2020 21:41 UTC
Peltz Stuart WalterDirector · Chief Executive Officer
GrantStock Option (Right To Buy) · Derivative 192,500 $0.00 Strike: $51.16 $0.00
Disclosure

SEC source: 0001070081-20-000048 · wf-form4_158050684896311.xml · derivative · entry 3

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,500

Underlying: Common Stock · 192,500 shares

Expires 2030-01-28

F2 · derivative.exercise_date: This option was granted on January 29, 2020 and vests over four years, with 25% of the shares underlying the option vesting on January 29, 2021, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning April 29, 2021.

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January 29, 2020 Filed Jan 31, 2020 21:41 UTC
Peltz Stuart WalterDirector · Chief Executive Officer
GrantCommon Stock 4,855 $0.00 $0.00
Disclosure

SEC source: 0001070081-20-000048 · wf-form4_158050684896311.xml · nonDerivative · entry 2

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 22,957

F1 · shares: Restricted stock units granted on January 29, 2020 that vest in four equal installments over four years, commencing on January 29, 2021.

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January 29, 2020 Filed Jan 31, 2020 21:41 UTC
Peltz Stuart WalterDirector · Chief Executive Officer
GrantCommon Stock 33,000 $0.00 $0.00
Disclosure

SEC source: 0001070081-20-000048 · wf-form4_158050684896311.xml · nonDerivative · entry 1

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,085

F1 · shares: Restricted stock units granted on January 29, 2020 that vest in four equal installments over four years, commencing on January 29, 2021.

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January 29, 2020 Filed Jan 31, 2020 21:39 UTC GrantStock Option (Right To Buy) · Derivative 20,000 $0.00 Strike: $51.16 $0.00
Disclosure

SEC source: 0001070081-20-000046 · wf-form4_158050677833503.xml · derivative · entry 2

SCHMERTZLER MICHAEL · CIK 0001288952 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2030-01-28

F2 · derivative.exercise_date: This option was granted on January 29, 2020 and vests over one year in twelve equal monthly installments, commencing on February 29, 2020.

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January 29, 2020 Filed Jan 31, 2020 21:39 UTC GrantCommon Stock 3,300 $0.00 $0.00
Disclosure

SEC source: 0001070081-20-000046 · wf-form4_158050677833503.xml · nonDerivative · entry 1

SCHMERTZLER MICHAEL · CIK 0001288952 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,066

F1 · kind: Restricted stock units ("RSUs") granted on January 29, 2020 that vest over one year, with five-twelfths (5/12) of the shares underlying the RSUs vesting on June 10, 2020 and the remaining seven-twelfths (7/12) of the original shares underlying the RSUs vesting on January 29, 2021. The Reporting Person has elected to defer receipt of all vested shares until the earliest to occur of (i) four years from the date of grant and (ii) the earliest to occur of (a) the date that is six months following separation of service from the Issuer, (b) a change in control event and (c) death.

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January 29, 2020 Filed Jan 31, 2020 21:37 UTC
Souza MarcioChief Operating Officer
GrantStock Option (Right To Buy) · Derivative 4,170 $0.00 Strike: $51.16 $0.00
Disclosure

SEC source: 0001070081-20-000043 · wf-form4_158050665977738.xml · derivative · entry 4

Souza Marcio · CIK 0001707657 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 4,170

Underlying: Common Stock · 4,170 shares

Expires 2030-01-28

F2 · derivative.exercise_date: This option was granted on January 29, 2020, and vests over four years, with 25% of the shares underlying the option vesting on January 29, 2021, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 29, 2021.

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January 29, 2020 Filed Jan 31, 2020 21:37 UTC
Souza MarcioChief Operating Officer
GrantStock Option (Right To Buy) · Derivative 93,500 $0.00 Strike: $51.16 $0.00
Disclosure

SEC source: 0001070081-20-000043 · wf-form4_158050665977738.xml · derivative · entry 3

Souza Marcio · CIK 0001707657 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,500

Underlying: Common Stock · 93,500 shares

Expires 2030-01-28

F2 · derivative.exercise_date: This option was granted on January 29, 2020, and vests over four years, with 25% of the shares underlying the option vesting on January 29, 2021, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 29, 2021.

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January 29, 2020 Filed Jan 31, 2020 21:37 UTC
Souza MarcioChief Operating Officer
GrantCommon Stock 1,670 $0.00 $0.00
Disclosure

SEC source: 0001070081-20-000043 · wf-form4_158050665977738.xml · nonDerivative · entry 2

Souza Marcio · CIK 0001707657 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,744

F1 · shares: Restricted stock units granted on January 29, 2020 that vest in four equal installments over four years, commencing on January 29, 2021.

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January 29, 2020 Filed Jan 31, 2020 21:37 UTC
Souza MarcioChief Operating Officer
GrantCommon Stock 12,600 $0.00 $0.00
Disclosure

SEC source: 0001070081-20-000043 · wf-form4_158050665977738.xml · nonDerivative · entry 1

Souza Marcio · CIK 0001707657 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,097

F1 · shares: Restricted stock units granted on January 29, 2020 that vest in four equal installments over four years, commencing on January 29, 2021.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 21:38 UTC GrantStock Option (Right To Buy) · Derivative 10,000 $0.00 Strike: $51.16 $0.00
Disclosure

SEC source: 0001070081-20-000044 · wf-form4_158050670295835.xml · derivative · entry 2

STEELE GLENN JR MD PHD · CIK 0001269131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2030-01-28

F2 · derivative.exercise_date: This option was granted on January 29, 2020 and vests over one year in twelve equal monthly installments, commencing on February 29, 2020.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 21:38 UTC GrantCommon Stock 1,650 $0.00 $0.00
Disclosure

SEC source: 0001070081-20-000044 · wf-form4_158050670295835.xml · nonDerivative · entry 1

STEELE GLENN JR MD PHD · CIK 0001269131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,650

F1 · shares: Restricted stock units ("RSUs") granted on January 29, 2020 that vest over one year, with five-twelfths (5/12) of the shares underlying the RSUs vesting on June 10, 2020 and the remaining seven-twelfths (7/12) of the original shares underlying the RSUs vesting on January 29, 2021. The Reporting Person has elected to defer receipt of all vested shares until the earliest to occur of (i) four years from the date of grant and (ii) the earliest to occur of (a) the date that is six months following separation of service from the Issuer, (b) a change in control event and (c) death.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.