PTCT

SEC source: 0001070081-20-000118 · wf-form4_159432531261563.xml · nonDerivative · entry 20

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,724

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 4, 2020.

SEC source: 0001070081-20-000118 · wf-form4_159432531261563.xml · nonDerivative · entry 19

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,824

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 4, 2020.

F5 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $54.73 to $55.66 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001070081-20-000118 · wf-form4_159432531261563.xml · nonDerivative · entry 18

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,499

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 4, 2020.

F9 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $53.73 to $54.67 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001070081-20-000118 · wf-form4_159432531261563.xml · nonDerivative · entry 17

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,099

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 4, 2020.

F11 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $55.73 to $55.74 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001070081-20-000118 · wf-form4_159432531261563.xml · nonDerivative · entry 16

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,499

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 4, 2020.

F10 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $54.73 to $55.68 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001070081-20-000118 · wf-form4_159432531261563.xml · nonDerivative · entry 15

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,849

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 4, 2020.

F8 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $53.73 to $54.63 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001070081-20-000118 · wf-form4_159432531261563.xml · nonDerivative · entry 14

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,849

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 4, 2020.

F10 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $54.73 to $55.68 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001070081-20-000118 · wf-form4_159432531261563.xml · nonDerivative · entry 13

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,624

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 4, 2020.

F9 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $53.73 to $54.67 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001070081-20-000118 · wf-form4_159432531261563.xml · nonDerivative · entry 12

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 4, 2020.

SEC source: 0001070081-20-000118 · wf-form4_159432531261563.xml · nonDerivative · entry 11

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,724

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 4, 2020.

SEC source: 0001070081-20-000118 · wf-form4_159432531261563.xml · nonDerivative · entry 10

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,924

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 4, 2020.

F5 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $54.73 to $55.66 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001070081-20-000118 · wf-form4_159432531261563.xml · nonDerivative · entry 9

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,225

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 4, 2020.

F8 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $53.73 to $54.63 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001070081-20-000118 · wf-form4_159432531261563.xml · nonDerivative · entry 8

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,851

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 4, 2020.

F7 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $54.73 to $55.62 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001070081-20-000118 · wf-form4_159432531261563.xml · nonDerivative · entry 7

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,732

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 4, 2020.

F6 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $53.73 to $54.57 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001070081-20-000118 · wf-form4_159432531261563.xml · nonDerivative · entry 6

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,132

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 4, 2020.

SEC source: 0001070081-20-000118 · wf-form4_159432531261563.xml · nonDerivative · entry 5

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,232

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 4, 2020.

F5 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $54.73 to $55.66 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001070081-20-000118 · wf-form4_159432531261563.xml · nonDerivative · entry 4

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,056

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 4, 2020.

F4 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $53.73 to $54.44 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001070081-20-000118 · wf-form4_159432531261563.xml · nonDerivative · entry 3

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,413

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 4, 2020.

F3 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $55.12 to $55.62 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001070081-20-000118 · wf-form4_159432531261563.xml · nonDerivative · entry 2

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,375

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 4, 2020.

F2 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $54.12 to $55.05 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001070081-20-000118 · wf-form4_159432531261563.xml · nonDerivative · entry 1

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,849

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 4, 2020.

SEC source: 0001070081-20-000116 · wf-form4_159423864174202.xml · derivative · entry 7

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,855

Underlying: Common Stock · 2,500 shares

Expires 2028-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on November 29, 2019.

F6 · derivative.exercise_date: This option was granted on January 3, 2018, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2019, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2019.

SEC source: 0001070081-20-000116 · wf-form4_159423864174202.xml · derivative · entry 6

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,575

Underlying: Common Stock · 788 shares

Expires 2027-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on November 29, 2019.

F5 · derivative.exercise_date: This option was granted on January 3, 2017, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2018, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2018.

SEC source: 0001070081-20-000116 · wf-form4_159423864174202.xml · nonDerivative · entry 5

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,562

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on November 29, 2019.

F4 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $54.25 to $54.62 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001070081-20-000116 · wf-form4_159423864174202.xml · nonDerivative · entry 4

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,062

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on November 29, 2019.

F3 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $53.14 to $54.13 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001070081-20-000116 · wf-form4_159423864174202.xml · nonDerivative · entry 3

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on November 29, 2019.

SEC source: 0001070081-20-000116 · wf-form4_159423864174202.xml · nonDerivative · entry 2

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,562

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on November 29, 2019.

SEC source: 0001070081-20-000116 · wf-form4_159423864174202.xml · nonDerivative · entry 1

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on November 29, 2019.

F2 · balance_after: Includes 258 shares of common stock acquired under the Issuer's employee stock purchase plan for the period ending June 30, 2020.

SEC source: 0001070081-20-000112 · wf-form4_159363395083819.xml · nonDerivative · entry 1

Hill Emily Luisa · CIK 0001778279 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,610

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on May 28, 2020.

SEC source: 0001070081-20-000110 · wf-form4_159199224142223.xml · nonDerivative · entry 1

Svoronos Dawn · CIK 0001574579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,286

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 687 RSUs from a January 29, 2020 grant of 1,650 RSUs.

SEC source: 0001070081-20-000102 · wf-form4_159017788583199.xml · derivative · entry 3

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,030

Underlying: Common Stock · 33,788 shares

Expires 2023-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on March 5, 2020.

F2 · derivative.exercise_date: Currently exercisable.

SEC source: 0001070081-20-000102 · wf-form4_159017788583199.xml · nonDerivative · entry 2

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,085

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on March 5, 2020.

SEC source: 0001070081-20-000102 · wf-form4_159017788583199.xml · nonDerivative · entry 1

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on March 5, 2020.

SEC source: 0001070081-20-000100 · wf-form4_159000523971861.xml · derivative · entry 3

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,818

Underlying: Common Stock · 6,284 shares

Expires 2023-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on March 5, 2020.

F3 · derivative.exercise_date: Currently exercisable.

SEC source: 0001070081-20-000100 · wf-form4_159000523971861.xml · nonDerivative · entry 2

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,085

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on March 5, 2020.

F2 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $50.00 to $50.52 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001070081-20-000100 · wf-form4_159000523971861.xml · nonDerivative · entry 1

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on March 5, 2020.

SEC source: 0001070081-20-000097 · wf-form4_158888066893504.xml · derivative · entry 4

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,102

Underlying: Common Stock · 109,928 shares

Expires 2023-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on March 5, 2020.

F4 · derivative.exercise_date: This option was granted on May 15, 2013 and vests over four years, with 25% of the shares underlying the option vested on May 15, 2014 and an additional 2.083% of the original number of shares underlying the option vesting monthly thereafter beginning on June 15, 2014.

SEC source: 0001070081-20-000097 · wf-form4_158888066893504.xml · nonDerivative · entry 3

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,085

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on March 5, 2020.

F3 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $51.00 to $51.07 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001070081-20-000097 · wf-form4_158888066893504.xml · nonDerivative · entry 2

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,070

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on March 5, 2020.

F2 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $50.00 to $50.99 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001070081-20-000097 · wf-form4_158888066893504.xml · nonDerivative · entry 1

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on March 5, 2020.

SEC source: 0001070081-20-000083 · wf-form4_158749998486296.xml · derivative · entry 8

Jacobson Allan Steven · CIK 0001579003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,000

Underlying: Common Stock · 17,900 shares

Expires 2023-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on March 4, 2020.

F5 · derivative.exercise_date: Currently exercisable.

SEC source: 0001070081-20-000083 · wf-form4_158749998486296.xml · nonDerivative · entry 6

Jacobson Allan Steven · CIK 0001579003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,498

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on March 4, 2020.

SEC source: 0001070081-20-000083 · wf-form4_158749998486296.xml · nonDerivative · entry 5

Jacobson Allan Steven · CIK 0001579003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,598

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on March 4, 2020.

F4 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $51.01 to $51.99 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001070081-20-000083 · wf-form4_158749998486296.xml · nonDerivative · entry 4

Jacobson Allan Steven · CIK 0001579003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,251

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on March 4, 2020.

F3 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $50.01 to $51.00 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001070081-20-000083 · wf-form4_158749998486296.xml · nonDerivative · entry 3

Jacobson Allan Steven · CIK 0001579003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on March 4, 2020.

SEC source: 0001070081-20-000084 · wf-form4_158750008397467.xml · derivative · entry 3

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,355

Underlying: Common Stock · 2,145 shares

Expires 2028-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 29, 2019.

F2 · derivative.exercise_date: This option was granted on January 3, 2018, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2019, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2019.

SEC source: 0001070081-20-000084 · wf-form4_158750008397467.xml · nonDerivative · entry 2

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,304

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 29, 2019.

SEC source: 0001070081-20-000084 · wf-form4_158750008397467.xml · nonDerivative · entry 1

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,449

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 29, 2019.

SEC source: 0001070081-20-000083 · wf-form4_158749998486296.xml · derivative · entry 7

Jacobson Allan Steven · CIK 0001579003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,900

Underlying: Common Stock · 2,100 shares

Expires 2023-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on March 4, 2020.

F5 · derivative.exercise_date: Currently exercisable.

SEC source: 0001070081-20-000083 · wf-form4_158749998486296.xml · nonDerivative · entry 2

Jacobson Allan Steven · CIK 0001579003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,498

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on March 4, 2020.

F2 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $50.00 to $50.37 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001070081-20-000083 · wf-form4_158749998486296.xml · nonDerivative · entry 1

Jacobson Allan Steven · CIK 0001579003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on March 4, 2020.