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Nasdaq · USD

PTCT

PTC THERAPEUTICS, INC.

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3803
SEC CIK
0001070081
Parsed reports
477

Last 12 months

Inside the activity.

0 purchase rows · 202 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025039
Dec 2025021
Jan 2026042
Feb 2026014
Mar 202606
Apr 202607
May 2026010
Jun 2026018
Jul 2026020
Aug 2026012
Sep 202608
Oct 202605

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 04, 2020 Filed Nov 6, 2020 21:40 UTC
Peltz Stuart WalterDirector · Chief Executive Officer
Exercise / conversionCommon Stock 2,505 $18.01 $45,115.05
Disclosure

SEC source: 0001179110-20-010871 · edgar.xml · nonDerivative · entry 10

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 14,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person's spouse on May 11, 2020.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:40 UTC
Peltz Stuart WalterDirector · Chief Executive Officer
SaleCommon Stock 1,575 $60.00 $94,500.00
Disclosure

SEC source: 0001179110-20-010871 · edgar.xml · nonDerivative · entry 9

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 12,178

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person's spouse on May 11, 2020.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:40 UTC
Peltz Stuart WalterDirector · Chief Executive Officer
Exercise / conversionCommon Stock 1,575 $11.23 $17,687.25
Disclosure

SEC source: 0001179110-20-010871 · edgar.xml · nonDerivative · entry 8

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 13,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person's spouse on May 11, 2020.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:40 UTC
Peltz Stuart WalterDirector · Chief Executive Officer
SaleCommon Stock 500 $60.00 $30,000.00
Disclosure

SEC source: 0001179110-20-010871 · edgar.xml · nonDerivative · entry 7

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 12,178

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person's spouse on May 11, 2020.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:40 UTC
Peltz Stuart WalterDirector · Chief Executive Officer
Exercise / conversionCommon Stock 500 $12.64 $6,320.00
Disclosure

SEC source: 0001179110-20-010871 · edgar.xml · nonDerivative · entry 6

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 12,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person's spouse on May 11, 2020.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:40 UTC
Peltz Stuart WalterDirector · Chief Executive Officer
SaleCommon Stock 3,440 $60.00 $206,400.00
Disclosure

SEC source: 0001179110-20-010871 · edgar.xml · nonDerivative · entry 5

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 12,178

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person's spouse on May 11, 2020.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:40 UTC
Peltz Stuart WalterDirector · Chief Executive Officer
Exercise / conversionCommon Stock 3,440 $30.86 $106,158.40
Disclosure

SEC source: 0001179110-20-010871 · edgar.xml · nonDerivative · entry 4

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 15,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person's spouse on May 11, 2020.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:40 UTC
Peltz Stuart WalterDirector · Chief Executive Officer
SaleCommon Stock 4,900 $60.00 $294,000.00
Disclosure

SEC source: 0001179110-20-010871 · edgar.xml · nonDerivative · entry 3

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 12,178

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person's spouse on May 11, 2020.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:40 UTC
Peltz Stuart WalterDirector · Chief Executive Officer
Exercise / conversionCommon Stock 4,900 $27.05 $132,545.00
Disclosure

SEC source: 0001179110-20-010871 · edgar.xml · nonDerivative · entry 2

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 17,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person's spouse on May 11, 2020.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:40 UTC
Peltz Stuart WalterDirector · Chief Executive Officer
SaleCommon Stock 11,037 $60.00 $662,220.00
Disclosure

SEC source: 0001179110-20-010871 · edgar.xml · nonDerivative · entry 1

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 12,178

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person's spouse on May 11, 2020.

F2 · balance_after: Includes 258 shares of common stock acquired under the Issuer's employee stock purchase plan for the period ending June 30, 2020.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:35 UTC
Utter Christine MarieSVP, Finance & CAO
Exercise / conversionStock Option (Right to Buy) · Derivative 2,656 $33.02 Strike: $33.02 $87,701.12
Disclosure

SEC source: 0001179110-20-010870 · edgar.xml · derivative · entry 27

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,907

Underlying: Common Stock · 2,656 shares

Expires 2029-01-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 1, 2019.

F4 · derivative.exercise_date: This option was granted on January 22, 2019 and vests over four years, with 25% of the shares underlying the option vesting on January 22, 2020, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning April 22, 2020.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:35 UTC
Utter Christine MarieSVP, Finance & CAO
Exercise / conversionStock Option (Right to Buy) · Derivative 10,625 $33.02 Strike: $33.02 $350,837.50
Disclosure

SEC source: 0001179110-20-010870 · edgar.xml · derivative · entry 26

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,563

Underlying: Common Stock · 10,625 shares

Expires 2029-01-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 1, 2019.

F4 · derivative.exercise_date: This option was granted on January 22, 2019 and vests over four years, with 25% of the shares underlying the option vesting on January 22, 2020, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning April 22, 2020.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:35 UTC
Utter Christine MarieSVP, Finance & CAO
Exercise / conversionStock Option (Right to Buy) · Derivative 2,656 $33.02 Strike: $33.02 $87,701.12
Disclosure

SEC source: 0001179110-20-010870 · edgar.xml · derivative · entry 25

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,188

Underlying: Common Stock · 2,656 shares

Expires 2029-01-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 1, 2019.

F4 · derivative.exercise_date: This option was granted on January 22, 2019 and vests over four years, with 25% of the shares underlying the option vesting on January 22, 2020, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning April 22, 2020.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:35 UTC
Utter Christine MarieSVP, Finance & CAO
Exercise / conversionStock Option (Right To Buy) · Derivative 2,656 $33.02 Strike: $33.02 $87,701.12
Disclosure

SEC source: 0001179110-20-010870 · edgar.xml · derivative · entry 24

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,844

Underlying: Common Stock · 2,656 shares

Expires 2029-01-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 1, 2019.

F4 · derivative.exercise_date: This option was granted on January 22, 2019 and vests over four years, with 25% of the shares underlying the option vesting on January 22, 2020, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning April 22, 2020.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:35 UTC
Utter Christine MarieSVP, Finance & CAO
Exercise / conversionStock Option (Right to Buy) · Derivative 8,055 $30.86 Strike: $30.86 $248,577.30
Disclosure

SEC source: 0001179110-20-010870 · edgar.xml · derivative · entry 23

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,055 shares

Expires 2026-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 1, 2019.

F2 · derivative.exercise_date: Currently exercisable.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:35 UTC
Utter Christine MarieSVP, Finance & CAO
Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $18.01 Strike: $18.01 $45,025.00
Disclosure

SEC source: 0001179110-20-010870 · edgar.xml · derivative · entry 22

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 2,500 shares

Expires 2028-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 1, 2019.

F3 · derivative.exercise_date: This option was granted on January 3, 2018, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2019, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2019.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:35 UTC
Utter Christine MarieSVP, Finance & CAO
Exercise / conversionStock Option (Right to Buy) · Derivative 355 $18.01 Strike: $18.01 $6,393.55
Disclosure

SEC source: 0001179110-20-010870 · edgar.xml · derivative · entry 21

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 355 shares

Expires 2028-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 1, 2019.

F3 · derivative.exercise_date: This option was granted on January 3, 2018, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2019, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2019.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:35 UTC
Utter Christine MarieSVP, Finance & CAO
Exercise / conversionStock Option (Right to Buy) · Derivative 688 $30.86 Strike: $30.86 $21,231.68
Disclosure

SEC source: 0001179110-20-010870 · edgar.xml · derivative · entry 20

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,055

Underlying: Common Stock · 688 shares

Expires 2026-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 1, 2019.

F2 · derivative.exercise_date: Currently exercisable.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:35 UTC
Utter Christine MarieSVP, Finance & CAO
Exercise / conversionStock Option (Right To Buy) · Derivative 1,567 $30.86 Strike: $30.86 $48,357.62
Disclosure

SEC source: 0001179110-20-010870 · edgar.xml · derivative · entry 19

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,743

Underlying: Common Stock · 1,567 shares

Expires 2026-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 1, 2019.

F2 · derivative.exercise_date: Currently exercisable.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:35 UTC
Utter Christine MarieSVP, Finance & CAO
SaleCommon Stock 2,656 $60.00 $159,360.00
Disclosure

SEC source: 0001179110-20-010870 · edgar.xml · nonDerivative · entry 18

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,562

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 1, 2019.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:35 UTC
Utter Christine MarieSVP, Finance & CAO
Exercise / conversionCommon Stock 2,656 $33.02 $87,701.12
Disclosure

SEC source: 0001179110-20-010870 · edgar.xml · nonDerivative · entry 17

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,218

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 1, 2019.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:35 UTC
Utter Christine MarieSVP, Finance & CAO
SaleCommon Stock 10,625 $60.00 $637,500.00
Disclosure

SEC source: 0001179110-20-010870 · edgar.xml · nonDerivative · entry 16

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,562

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 1, 2019.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:35 UTC
Utter Christine MarieSVP, Finance & CAO
Exercise / conversionCommon Stock 10,625 $33.02 $350,837.50
Disclosure

SEC source: 0001179110-20-010870 · edgar.xml · nonDerivative · entry 15

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 1, 2019.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:35 UTC
Utter Christine MarieSVP, Finance & CAO
SaleCommon Stock 2,656 $60.00 $159,360.00
Disclosure

SEC source: 0001179110-20-010870 · edgar.xml · nonDerivative · entry 14

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,562

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 1, 2019.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:35 UTC
Utter Christine MarieSVP, Finance & CAO
Exercise / conversionCommon Stock 2,656 $33.02 $87,701.12
Disclosure

SEC source: 0001179110-20-010870 · edgar.xml · nonDerivative · entry 13

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,218

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 1, 2019.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:35 UTC
Utter Christine MarieSVP, Finance & CAO
SaleCommon Stock 2,656 $60.00 $159,360.00
Disclosure

SEC source: 0001179110-20-010870 · edgar.xml · nonDerivative · entry 12

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,562

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 1, 2019.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:35 UTC
Utter Christine MarieSVP, Finance & CAO
Exercise / conversionCommon Stock 2,656 $33.02 $87,701.12
Disclosure

SEC source: 0001179110-20-010870 · edgar.xml · nonDerivative · entry 11

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,218

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 1, 2019.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:35 UTC
Utter Christine MarieSVP, Finance & CAO
SaleCommon Stock 8,055 $60.20 $484,911.00
Disclosure

SEC source: 0001179110-20-010870 · edgar.xml · nonDerivative · entry 10

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,562

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 1, 2019.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:35 UTC
Utter Christine MarieSVP, Finance & CAO
Exercise / conversionCommon Stock 8,055 $30.86 $248,577.30
Disclosure

SEC source: 0001179110-20-010870 · edgar.xml · nonDerivative · entry 9

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 1, 2019.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:35 UTC
Utter Christine MarieSVP, Finance & CAO
SaleCommon Stock 2,500 $60.00 $150,000.00
Disclosure

SEC source: 0001179110-20-010870 · edgar.xml · nonDerivative · entry 8

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,562

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 1, 2019.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:35 UTC
Utter Christine MarieSVP, Finance & CAO
Exercise / conversionCommon Stock 2,500 $18.01 $45,025.00
Disclosure

SEC source: 0001179110-20-010870 · edgar.xml · nonDerivative · entry 7

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 1, 2019.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:35 UTC
Utter Christine MarieSVP, Finance & CAO
SaleCommon Stock 355 $60.00 $21,300.00
Disclosure

SEC source: 0001179110-20-010870 · edgar.xml · nonDerivative · entry 6

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,562

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 1, 2019.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:35 UTC
Utter Christine MarieSVP, Finance & CAO
Exercise / conversionCommon Stock 355 $18.01 $6,393.55
Disclosure

SEC source: 0001179110-20-010870 · edgar.xml · nonDerivative · entry 5

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 1, 2019.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:35 UTC
Utter Christine MarieSVP, Finance & CAO
SaleCommon Stock 688 $60.00 $41,280.00
Disclosure

SEC source: 0001179110-20-010870 · edgar.xml · nonDerivative · entry 4

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,562

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 1, 2019.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:35 UTC
Utter Christine MarieSVP, Finance & CAO
Exercise / conversionCommon Stock 688 $30.86 $21,231.68
Disclosure

SEC source: 0001179110-20-010870 · edgar.xml · nonDerivative · entry 3

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 1, 2019.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:35 UTC
Utter Christine MarieSVP, Finance & CAO
SaleCommon Stock 1,567 $60.20 $94,333.40
Disclosure

SEC source: 0001179110-20-010870 · edgar.xml · nonDerivative · entry 2

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,562

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 1, 2019.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:35 UTC
Utter Christine MarieSVP, Finance & CAO
Exercise / conversionCommon Stock 1,567 $30.86 $48,357.62
Disclosure

SEC source: 0001179110-20-010870 · edgar.xml · nonDerivative · entry 1

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,129

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 1, 2019.

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November 04, 2020 Filed Nov 6, 2020 21:30 UTC Exercise / conversionStock Option (Right To Buy) · Derivative 20,000 $10.85 Strike: $10.85 $217,000.00
Disclosure

SEC source: 0001179110-20-010869 · edgar.xml · derivative · entry 3

Jacobson Allan Steven · CIK 0001579003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 20,000 shares

Expires 2023-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on March 4, 2020.

F2 · derivative.exercise_date: Currently exercisable.

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November 04, 2020 Filed Nov 6, 2020 21:30 UTC SaleCommon Stock 20,000 $60.00 $1,200,000.00
Disclosure

SEC source: 0001179110-20-010869 · edgar.xml · nonDerivative · entry 2

Jacobson Allan Steven · CIK 0001579003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,498

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on March 4, 2020.

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November 04, 2020 Filed Nov 6, 2020 21:30 UTC Exercise / conversionCommon Stock 20,000 $10.85 $217,000.00
Disclosure

SEC source: 0001179110-20-010869 · edgar.xml · nonDerivative · entry 1

Jacobson Allan Steven · CIK 0001579003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on March 4, 2020.

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November 04, 2020 Filed Nov 6, 2020 21:27 UTC
Almstead Neil GregoryChief Technical Ops Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 21,875 $11.23 Strike: $11.23 $245,656.25
Disclosure

SEC source: 0001179110-20-010865 · edgar.xml · derivative · entry 6

Almstead Neil Gregory · CIK 0001578850 · Chief Technical Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,938

Underlying: Common Stock · 21,875 shares

Expires 2027-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to written a Rule 10b5-1 plan adopted by the Reporting Person on August 16, 2019.

F2 · derivative.exercise_date: This option was granted on January 3, 2017, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2018, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2018.

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November 04, 2020 Filed Nov 6, 2020 21:27 UTC
Almstead Neil GregoryChief Technical Ops Officer
Exercise / conversionStock Option (Right To Buy) · Derivative 2,187 $11.23 Strike: $11.23 $24,560.01
Disclosure

SEC source: 0001179110-20-010865 · edgar.xml · derivative · entry 5

Almstead Neil Gregory · CIK 0001578850 · Chief Technical Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,813

Underlying: Common Stock · 2,187 shares

Expires 2027-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to written a Rule 10b5-1 plan adopted by the Reporting Person on August 16, 2019.

F2 · derivative.exercise_date: This option was granted on January 3, 2017, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2018, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2018.

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November 04, 2020 Filed Nov 6, 2020 21:27 UTC
Almstead Neil GregoryChief Technical Ops Officer
SaleCommon Stock 21,875 $60.00 $1,312,500.00
Disclosure

SEC source: 0001179110-20-010865 · edgar.xml · nonDerivative · entry 4

Almstead Neil Gregory · CIK 0001578850 · Chief Technical Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,089

F1 · kind: The transactions reported in this Form 4 were effected pursuant to written a Rule 10b5-1 plan adopted by the Reporting Person on August 16, 2019.

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November 04, 2020 Filed Nov 6, 2020 21:27 UTC
Almstead Neil GregoryChief Technical Ops Officer
Exercise / conversionCommon Stock 21,875 $11.23 $245,656.25
Disclosure

SEC source: 0001179110-20-010865 · edgar.xml · nonDerivative · entry 3

Almstead Neil Gregory · CIK 0001578850 · Chief Technical Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to written a Rule 10b5-1 plan adopted by the Reporting Person on August 16, 2019.

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November 04, 2020 Filed Nov 6, 2020 21:27 UTC
Almstead Neil GregoryChief Technical Ops Officer
SaleCommon Stock 2,187 $60.00 $131,220.00
Disclosure

SEC source: 0001179110-20-010865 · edgar.xml · nonDerivative · entry 2

Almstead Neil Gregory · CIK 0001578850 · Chief Technical Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,089

F1 · kind: The transactions reported in this Form 4 were effected pursuant to written a Rule 10b5-1 plan adopted by the Reporting Person on August 16, 2019.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:27 UTC
Almstead Neil GregoryChief Technical Ops Officer
Exercise / conversionCommon Stock 2,187 $11.23 $24,560.01
Disclosure

SEC source: 0001179110-20-010865 · edgar.xml · nonDerivative · entry 1

Almstead Neil Gregory · CIK 0001578850 · Chief Technical Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to written a Rule 10b5-1 plan adopted by the Reporting Person on August 16, 2019.

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November 03, 2020 Filed Nov 5, 2020 21:25 UTC
Pauwels EricChief Business Officer
SaleCommon Stock 6,194 $56.50 $349,961.00
Disclosure

SEC source: 0001179110-20-010836 · edgar.xml · nonDerivative · entry 1

Pauwels Eric · CIK 0001323212 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,647

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on August 20, 2020.

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November 02, 2020 Filed Nov 4, 2020 00:52 UTC
Peltz Stuart WalterDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $10.85 Strike: $10.85 $542,500.00
Disclosure

SEC source: 0001179110-20-010780 · edgar.xml · derivative · entry 5

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,115

Underlying: Common Stock · 50,000 shares

Expires 2023-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on May 26, 2020.

F5 · derivative.exercise_date: Currently exercisable.

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November 02, 2020 Filed Nov 4, 2020 00:52 UTC
Peltz Stuart WalterDirector · Chief Executive Officer
SaleCommon Stock 11,813 $54.79 $647,281.52
Disclosure

SEC source: 0001179110-20-010780 · edgar.xml · nonDerivative · entry 4

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,085

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on May 26, 2020.

F4 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $54.42 to $55.06 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

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November 02, 2020 Filed Nov 4, 2020 00:52 UTC
Peltz Stuart WalterDirector · Chief Executive Officer
SaleCommon Stock 9,114 $53.86 $490,907.38
Disclosure

SEC source: 0001179110-20-010780 · edgar.xml · nonDerivative · entry 3

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,898

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on May 26, 2020.

F3 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $53.42 to $54.41 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.