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PTCT

PTC THERAPEUTICS, INC.

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SEC CIK
0001070081
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477

Last 12 months

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0 purchase rows · 202 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 2025039
Dec 2025021
Jan 2026042
Feb 2026014
Mar 202606
Apr 202607
May 2026010
Jun 2026018
Jul 2026020
Aug 2026012
Sep 202608
Oct 202605

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 15, 2021 Filed Jan 20, 2021 21:10 UTC
Klein Matthew B.Chief Development Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 4,300 $38.98 Strike: $38.98 $167,614.00
Disclosure

SEC source: 0001179110-21-000733 · edgar.xml · derivative · entry 3

Klein Matthew B. · CIK 0001808968 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,314

Underlying: Common Stock · 4,300 shares

Expires 2029-10-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on December 2, 2020.

F3 · derivative.exercise_date: This option was granted on October 25, 2019, and vests over four years, with 25% of the shares underlying the option vesting on October 28, 2020, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on January 28, 2021.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 21:10 UTC
Klein Matthew B.Chief Development Officer
SaleCommon Stock 4,300 $69.09 $297,078.40
Disclosure

SEC source: 0001179110-21-000733 · edgar.xml · nonDerivative · entry 2

Klein Matthew B. · CIK 0001808968 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,309

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on December 2, 2020.

F2 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $68.98 to $69.28 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 21:10 UTC
Klein Matthew B.Chief Development Officer
Exercise / conversionCommon Stock 4,300 $38.98 $167,614.00
Disclosure

SEC source: 0001179110-21-000733 · edgar.xml · nonDerivative · entry 1

Klein Matthew B. · CIK 0001808968 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on December 2, 2020.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 21:04 UTC
Utter Christine MarieSVP, Finance & CAO
Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $18.01 Strike: $18.01 $45,025.00
Disclosure

SEC source: 0001179110-21-000648 · edgar.xml · derivative · entry 7

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 2,500 shares

Expires 2028-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 14, 2020.

F3 · derivative.exercise_date: This option was granted on January 3, 2018, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2019, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2019.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 21:04 UTC
Utter Christine MarieSVP, Finance & CAO
Exercise / conversionStock Option (Right To Buy) · Derivative 788 $11.23 Strike: $11.23 $8,849.24
Disclosure

SEC source: 0001179110-21-000648 · edgar.xml · derivative · entry 6

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 788 shares

Expires 2027-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 14, 2020.

F2 · derivative.exercise_date: Currently exercisable.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 21:04 UTC
Utter Christine MarieSVP, Finance & CAO
SaleCommon Stock 2,500 $66.57 $166,425.00
Disclosure

SEC source: 0001179110-21-000648 · edgar.xml · nonDerivative · entry 5

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,529

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 14, 2020.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 21:04 UTC
Utter Christine MarieSVP, Finance & CAO
Exercise / conversionCommon Stock 2,500 $18.01 $45,025.00
Disclosure

SEC source: 0001179110-21-000648 · edgar.xml · nonDerivative · entry 4

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 14, 2020.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 21:04 UTC
Utter Christine MarieSVP, Finance & CAO
SaleCommon Stock 788 $66.57 $52,457.16
Disclosure

SEC source: 0001179110-21-000648 · edgar.xml · nonDerivative · entry 3

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,529

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 14, 2020.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 21:04 UTC
Utter Christine MarieSVP, Finance & CAO
Exercise / conversionCommon Stock 788 $11.23 $8,849.24
Disclosure

SEC source: 0001179110-21-000648 · edgar.xml · nonDerivative · entry 2

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 14, 2020.

Read SEC document
January 13, 2021 Filed Jan 15, 2021 21:04 UTC
Utter Christine MarieSVP, Finance & CAO
SaleCommon Stock 659 $66.57 $43,869.63
Disclosure

SEC source: 0001179110-21-000648 · edgar.xml · nonDerivative · entry 1

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,529

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 14, 2020.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 21:18 UTC
Almstead Neil GregoryChief Technical Ops Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,300 $27.05 Strike: $27.05 $35,165.00
Disclosure

SEC source: 0001179110-21-000540 · edgar.xml · derivative · entry 3

Almstead Neil Gregory · CIK 0001578850 · Chief Technical Ops Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Common Stock · 1,300 shares

Expires 2024-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to written a Rule 10b5-1 plan adopted by the spouse of the Reporting Person on November 10, 2020.

F2 · derivative.exercise_date: Currently exercisable.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 21:18 UTC
Almstead Neil GregoryChief Technical Ops Officer
SaleCommon Stock 1,300 $69.00 $89,700.00
Disclosure

SEC source: 0001179110-21-000540 · edgar.xml · nonDerivative · entry 2

Almstead Neil Gregory · CIK 0001578850 · Chief Technical Ops Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,388

F1 · kind: The transactions reported in this Form 4 were effected pursuant to written a Rule 10b5-1 plan adopted by the spouse of the Reporting Person on November 10, 2020.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 21:18 UTC
Almstead Neil GregoryChief Technical Ops Officer
Exercise / conversionCommon Stock 1,300 $27.05 $35,165.00
Disclosure

SEC source: 0001179110-21-000540 · edgar.xml · nonDerivative · entry 1

Almstead Neil Gregory · CIK 0001578850 · Chief Technical Ops Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to written a Rule 10b5-1 plan adopted by the spouse of the Reporting Person on November 10, 2020.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 21:17 UTC
Klein Matthew B.Chief Development Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 5,500 $38.98 Strike: $38.98 $214,390.00
Disclosure

SEC source: 0001179110-21-000539 · edgar.xml · derivative · entry 4

Klein Matthew B. · CIK 0001808968 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,614

Underlying: Common Stock · 5,500 shares

Expires 2029-10-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on December 2, 2020.

F4 · derivative.exercise_date: This option was granted on October 25, 2019, and vests over four years, with 25% of the shares underlying the option vesting on October 28, 2020, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on January 28, 2021.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 21:17 UTC
Klein Matthew B.Chief Development Officer
SaleCommon Stock 1,500 $70.32 $105,486.00
Disclosure

SEC source: 0001179110-21-000539 · edgar.xml · nonDerivative · entry 3

Klein Matthew B. · CIK 0001808968 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,309

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on December 2, 2020.

F3 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $70.00 to $70.61 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 21:17 UTC
Klein Matthew B.Chief Development Officer
SaleCommon Stock 4,000 $69.48 $277,924.00
Disclosure

SEC source: 0001179110-21-000539 · edgar.xml · nonDerivative · entry 2

Klein Matthew B. · CIK 0001808968 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,809

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on December 2, 2020.

F2 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $68.98 to $69.93 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 21:17 UTC
Klein Matthew B.Chief Development Officer
Exercise / conversionCommon Stock 5,500 $38.98 $214,390.00
Disclosure

SEC source: 0001179110-21-000539 · edgar.xml · nonDerivative · entry 1

Klein Matthew B. · CIK 0001808968 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on December 2, 2020.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 21:15 UTC
Hill Emily LuisaChief Financial Officer
Exercise / conversionStock Option (Right To Buy) · Derivative 9,278 $33.02 Strike: $33.02 $306,359.56
Disclosure

SEC source: 0001179110-21-000538 · edgar.xml · derivative · entry 12

Hill Emily Luisa · CIK 0001778279 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,932

Underlying: Common Stock · 9,278 shares

Expires 2029-01-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to written a Rule 10b5-1 plan adopted by the Reporting Person on May 20, 2020.

F4 · derivative.exercise_date: This option was granted on January 22, 2019 and vests over four years, with 25% of the shares underlying the option vesting on January 22, 2020, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning April 22, 2020.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 21:15 UTC
Hill Emily LuisaChief Financial Officer
Exercise / conversionStock Option (Right To Buy) · Derivative 10,500 $18.01 Strike: $18.01 $189,105.00
Disclosure

SEC source: 0001179110-21-000538 · edgar.xml · derivative · entry 11

Hill Emily Luisa · CIK 0001778279 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Stock · 10,500 shares

Expires 2028-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to written a Rule 10b5-1 plan adopted by the Reporting Person on May 20, 2020.

F3 · derivative.exercise_date: This option was granted on January 3, 2018, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2019, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2019.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 21:15 UTC
Hill Emily LuisaChief Financial Officer
Exercise / conversionStock Option (Right To Buy) · Derivative 3,825 $11.23 Strike: $11.23 $42,954.75
Disclosure

SEC source: 0001179110-21-000538 · edgar.xml · derivative · entry 10

Hill Emily Luisa · CIK 0001778279 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,825 shares

Expires 2027-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to written a Rule 10b5-1 plan adopted by the Reporting Person on May 20, 2020.

F2 · derivative.exercise_date: Currently exercisable.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 21:15 UTC
Hill Emily LuisaChief Financial Officer
Exercise / conversionStock Option (Right To Buy) · Derivative 2,430 $30.86 Strike: $30.86 $74,989.80
Disclosure

SEC source: 0001179110-21-000538 · edgar.xml · derivative · entry 9

Hill Emily Luisa · CIK 0001778279 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,430 shares

Expires 2026-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to written a Rule 10b5-1 plan adopted by the Reporting Person on May 20, 2020.

F2 · derivative.exercise_date: Currently exercisable.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 21:15 UTC
Hill Emily LuisaChief Financial Officer
SaleCommon Stock 9,278 $69.75 $647,140.50
Disclosure

SEC source: 0001179110-21-000538 · edgar.xml · nonDerivative · entry 8

Hill Emily Luisa · CIK 0001778279 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,122

F1 · kind: The transactions reported in this Form 4 were effected pursuant to written a Rule 10b5-1 plan adopted by the Reporting Person on May 20, 2020.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 21:15 UTC
Hill Emily LuisaChief Financial Officer
Exercise / conversionCommon Stock 9,278 $33.02 $306,359.56
Disclosure

SEC source: 0001179110-21-000538 · edgar.xml · nonDerivative · entry 7

Hill Emily Luisa · CIK 0001778279 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to written a Rule 10b5-1 plan adopted by the Reporting Person on May 20, 2020.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 21:15 UTC
Hill Emily LuisaChief Financial Officer
SaleCommon Stock 10,500 $69.75 $732,375.00
Disclosure

SEC source: 0001179110-21-000538 · edgar.xml · nonDerivative · entry 6

Hill Emily Luisa · CIK 0001778279 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,122

F1 · kind: The transactions reported in this Form 4 were effected pursuant to written a Rule 10b5-1 plan adopted by the Reporting Person on May 20, 2020.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 21:15 UTC
Hill Emily LuisaChief Financial Officer
Exercise / conversionCommon Stock 10,500 $18.01 $189,105.00
Disclosure

SEC source: 0001179110-21-000538 · edgar.xml · nonDerivative · entry 5

Hill Emily Luisa · CIK 0001778279 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to written a Rule 10b5-1 plan adopted by the Reporting Person on May 20, 2020.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 21:15 UTC
Hill Emily LuisaChief Financial Officer
SaleCommon Stock 3,825 $69.75 $266,793.75
Disclosure

SEC source: 0001179110-21-000538 · edgar.xml · nonDerivative · entry 4

Hill Emily Luisa · CIK 0001778279 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,122

F1 · kind: The transactions reported in this Form 4 were effected pursuant to written a Rule 10b5-1 plan adopted by the Reporting Person on May 20, 2020.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 21:15 UTC
Hill Emily LuisaChief Financial Officer
Exercise / conversionCommon Stock 3,825 $11.23 $42,954.75
Disclosure

SEC source: 0001179110-21-000538 · edgar.xml · nonDerivative · entry 3

Hill Emily Luisa · CIK 0001778279 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to written a Rule 10b5-1 plan adopted by the Reporting Person on May 20, 2020.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 21:15 UTC
Hill Emily LuisaChief Financial Officer
SaleCommon Stock 2,430 $69.75 $169,492.50
Disclosure

SEC source: 0001179110-21-000538 · edgar.xml · nonDerivative · entry 2

Hill Emily Luisa · CIK 0001778279 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,122

F1 · kind: The transactions reported in this Form 4 were effected pursuant to written a Rule 10b5-1 plan adopted by the Reporting Person on May 20, 2020.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 21:15 UTC
Hill Emily LuisaChief Financial Officer
Exercise / conversionCommon Stock 2,430 $30.86 $74,989.80
Disclosure

SEC source: 0001179110-21-000538 · edgar.xml · nonDerivative · entry 1

Hill Emily Luisa · CIK 0001778279 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to written a Rule 10b5-1 plan adopted by the Reporting Person on May 20, 2020.

Read SEC document
January 07, 2021 Filed Jan 8, 2021 22:12 UTC
Klein Matthew B.Chief Development Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 3,886 $38.98 Strike: $39.98 $151,476.28
Disclosure

SEC source: 0001179110-21-000467 · edgar.xml · derivative · entry 5

Klein Matthew B. · CIK 0001808968 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,114

Underlying: Common Stock · 3,886 shares

Expires 2029-10-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on December 2, 2020.

F5 · derivative.exercise_date: This option was granted on October 25, 2019, and vests over four years, with 25% of the shares underlying the option vesting on October 28, 2020, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on January 28, 2021.

Read SEC document
January 07, 2021 Filed Jan 8, 2021 22:12 UTC
Klein Matthew B.Chief Development Officer
SaleCommon Stock 3,886 $68.98 $268,056.28
Disclosure

SEC source: 0001179110-21-000467 · edgar.xml · nonDerivative · entry 3

Klein Matthew B. · CIK 0001808968 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,309

F3 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on December 2, 2020.

Read SEC document
January 07, 2021 Filed Jan 8, 2021 22:12 UTC
Klein Matthew B.Chief Development Officer
Exercise / conversionCommon Stock 3,886 $38.98 $151,476.28
Disclosure

SEC source: 0001179110-21-000467 · edgar.xml · nonDerivative · entry 2

Klein Matthew B. · CIK 0001808968 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on December 2, 2020.

Read SEC document
January 06, 2021 Filed Jan 8, 2021 22:18 UTC
Hill Emily LuisaChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 63,000 $0.00 Strike: $66.49 $0.00
Disclosure

SEC source: 0001179110-21-000474 · edgar.xml · derivative · entry 2

Hill Emily Luisa · CIK 0001778279 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,000

Underlying: Common Stock · 63,000 shares

Expires 2031-01-05

F2 · derivative.exercise_date: This option was granted on January 6, 2021, and vests over four years, with 25% of the shares underlying the option vesting on January 6, 2022, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 6, 2022.

Read SEC document
January 06, 2021 Filed Jan 8, 2021 22:18 UTC
Hill Emily LuisaChief Financial Officer
GrantCommon Stock 10,800 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-000474 · edgar.xml · nonDerivative · entry 1

Hill Emily Luisa · CIK 0001778279 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,122

F1 · shares: Restricted stock units granted on January 6, 2021 that vest in four equal installments over four years, commencing on January 6, 2022.

Read SEC document
January 06, 2021 Filed Jan 8, 2021 22:17 UTC
Boulding Mark ElliottExec. VP and CLO
GrantStock Option (Right to Buy) · Derivative 59,500 $0.00 Strike: $66.49 $0.00
Disclosure

SEC source: 0001179110-21-000473 · edgar.xml · derivative · entry 2

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,500

Underlying: Common Stock · 59,500 shares

Expires 2031-01-05

F2 · derivative.exercise_date: This option was granted on January 6, 2021, and vests over four years, with 25% of the shares underlying the option vesting on January 6, 2022, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 6, 2022.

Read SEC document
January 06, 2021 Filed Jan 8, 2021 22:17 UTC
Boulding Mark ElliottExec. VP and CLO
GrantCommon Stock 10,200 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-000473 · edgar.xml · nonDerivative · entry 1

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,152

F1 · shares: Restricted stock units granted on January 6, 2021 that vest in four equal installments over four years, commencing on January 6, 2022.

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January 06, 2021 Filed Jan 8, 2021 22:16 UTC
Pauwels EricChief Business Officer
GrantStock Option (Right to Buy) · Derivative 59,500 $0.00 Strike: $66.49 $0.00
Disclosure

SEC source: 0001179110-21-000472 · edgar.xml · derivative · entry 2

Pauwels Eric · CIK 0001323212 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,500

Underlying: Common Stock · 59,500 shares

Expires 2031-01-05

F2 · derivative.exercise_date: This option was granted on January 6, 2021, and vests over four years, with 25% of the shares underlying the option vesting on January 6, 2022, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 6, 2022.

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January 06, 2021 Filed Jan 8, 2021 22:16 UTC
Pauwels EricChief Business Officer
GrantCommon Stock 10,200 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-000472 · edgar.xml · nonDerivative · entry 1

Pauwels Eric · CIK 0001323212 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,280

F1 · shares: Restricted stock units granted on January 6, 2021 that vest in four equal installments over four years, commencing on January 6, 2022.

Read SEC document
January 06, 2021 Filed Jan 8, 2021 22:15 UTC
Peltz Stuart WalterDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 23,100 $0.00 Strike: $66.49 $0.00
Disclosure

SEC source: 0001179110-21-000470 · edgar.xml · derivative · entry 4

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 23,100

Underlying: Common Stock · 23,100 shares

Expires 2031-01-05

F2 · derivative.exercise_date: This option was granted on January 6, 2021, and vests over four years, with 25% of the shares underlying the option vesting on January 6, 2022, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 6, 2022.

Read SEC document
January 06, 2021 Filed Jan 8, 2021 22:15 UTC
Peltz Stuart WalterDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 161,000 $0.00 Strike: $66.49 $0.00
Disclosure

SEC source: 0001179110-21-000470 · edgar.xml · derivative · entry 3

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,000

Underlying: Common Stock · 161,000 shares

Expires 2031-01-05

F2 · derivative.exercise_date: This option was granted on January 6, 2021, and vests over four years, with 25% of the shares underlying the option vesting on January 6, 2022, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 6, 2022.

Read SEC document
January 06, 2021 Filed Jan 8, 2021 22:15 UTC
Peltz Stuart WalterDirector · Chief Executive Officer
GrantCommon Stock 3,960 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-000470 · edgar.xml · nonDerivative · entry 2

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 15,714

F1 · shares: Restricted stock units granted on January 6, 2021 that vest in four equal installments over four years, commencing on January 6, 2022.

Read SEC document
January 06, 2021 Filed Jan 8, 2021 22:15 UTC
Peltz Stuart WalterDirector · Chief Executive Officer
GrantCommon Stock 27,600 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-000470 · edgar.xml · nonDerivative · entry 1

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,283

F1 · shares: Restricted stock units granted on January 6, 2021 that vest in four equal installments over four years, commencing on January 6, 2022.

Read SEC document
January 06, 2021 Filed Jan 8, 2021 22:14 UTC
Utter Christine MarieSVP, Finance & CAO
GrantStock Option (Right to Buy) · Derivative 50,750 $0.00 Strike: $66.49 $0.00
Disclosure

SEC source: 0001179110-21-000468 · edgar.xml · derivative · entry 2

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,750

Underlying: Common Stock · 50,750 shares

Expires 2031-01-05

F2 · derivative.exercise_date: This option was granted on January 6, 2021, and vests over four years, with 25% of the shares underlying the option vesting on January 6, 2022, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 6, 2022.

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January 06, 2021 Filed Jan 8, 2021 22:14 UTC
Utter Christine MarieSVP, Finance & CAO
GrantCommon Stock 8,700 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-000468 · edgar.xml · nonDerivative · entry 1

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,188

F1 · shares: Restricted stock units granted on January 6, 2021 that vest in four equal installments over four years, commencing on January 6, 2022.

Read SEC document
January 06, 2021 Filed Jan 8, 2021 22:12 UTC
Klein Matthew B.Chief Development Officer
GrantStock Option (Right to Buy) · Derivative 52,500 $0.00 Strike: $66.49 $0.00
Disclosure

SEC source: 0001179110-21-000467 · edgar.xml · derivative · entry 4

Klein Matthew B. · CIK 0001808968 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,500

Underlying: Common Stock · 52,500 shares

Expires 2031-01-05

F4 · derivative.exercise_date: This option was granted on January 6, 2021, and vests over four years, with 25% of the shares underlying the option vesting on January 6, 2022, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 6, 2022.

Read SEC document
January 06, 2021 Filed Jan 8, 2021 22:12 UTC
Klein Matthew B.Chief Development Officer
GrantCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-000467 · edgar.xml · nonDerivative · entry 1

Klein Matthew B. · CIK 0001808968 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,309

F1 · shares: Restricted stock units granted on January 6, 2021 that vest in four equal installments over four years, commencing on January 6, 2022.

F2 · balance_after: Includes 155 shares of common stock acquired under the Issuer's employee stock purchase plan for the period ending June 30, 2020 and 154 shares of common stock acquired under the Issuer's employee stock purchase plan for the period ending December 31, 2020.

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January 06, 2021 Filed Jan 8, 2021 22:11 UTC
Almstead Neil GregoryChief Technical Ops Officer
GrantStock Option (Right to Buy) · Derivative 59,500 $0.00 Strike: $66.49 $0.00
Disclosure

SEC source: 0001179110-21-000466 · edgar.xml · derivative · entry 3

Almstead Neil Gregory · CIK 0001578850 · Chief Technical Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,500

Underlying: Common Stock · 59,500 shares

Expires 2031-01-05

F2 · derivative.exercise_date: This option was granted on January 6, 2021, and vests over four years, with 25% of the shares underlying the option vesting on January 6, 2022, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 6, 2022.

Read SEC document
January 06, 2021 Filed Jan 8, 2021 22:11 UTC
Almstead Neil GregoryChief Technical Ops Officer
GrantCommon Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-000466 · edgar.xml · nonDerivative · entry 2

Almstead Neil Gregory · CIK 0001578850 · Chief Technical Ops Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,388

F1 · shares: Restricted stock units granted on January 6, 2021 that vest in four equal installments over four years, commencing on January 6, 2022.

Read SEC document
January 06, 2021 Filed Jan 8, 2021 22:11 UTC
Almstead Neil GregoryChief Technical Ops Officer
GrantCommon Stock 10,200 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-000466 · edgar.xml · nonDerivative · entry 1

Almstead Neil Gregory · CIK 0001578850 · Chief Technical Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,787

F1 · shares: Restricted stock units granted on January 6, 2021 that vest in four equal installments over four years, commencing on January 6, 2022.

Read SEC document
January 06, 2021 Filed Jan 8, 2021 22:10 UTC
Reeve EmmaDirector
GrantStock Option (Right To Buy) · Derivative 10,000 $0.00 Strike: $66.49 $0.00
Disclosure

SEC source: 0001179110-21-000465 · edgar.xml · derivative · entry 2

Reeve Emma · CIK 0001680329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2031-01-05

F2 · derivative.exercise_date: This option was granted on January 6, 2021 and vests over one year in twelve equal monthly installments, commencing on February 6, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.