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Nasdaq · USD

PTCT

PTC THERAPEUTICS, INC.

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3803
SEC CIK
0001070081
Parsed reports
477

Last 12 months

Inside the activity.

0 purchase rows · 202 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025039
Dec 2025021
Jan 2026042
Feb 2026014
Mar 202606
Apr 202607
May 2026010
Jun 2026018
Jul 2026020
Aug 2026012
Sep 202608
Oct 202605

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 09, 2021 Filed Jul 12, 2021 20:26 UTC
Boulding Mark ElliottExec. VP and CLO
SaleCommon Stock 548 $45.00 $24,660.00
Disclosure

SEC source: 0001179110-21-007468 · edgar.xml · nonDerivative · entry 14

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,374

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 10, 2021.

Read SEC document
July 09, 2021 Filed Jul 12, 2021 20:26 UTC
Boulding Mark ElliottExec. VP and CLO
Exercise / conversionCommon Stock 548 $18.01 $9,869.48
Disclosure

SEC source: 0001179110-21-007468 · edgar.xml · nonDerivative · entry 13

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 10, 2021.

Read SEC document
July 08, 2021 Filed Jul 12, 2021 20:26 UTC
Boulding Mark ElliottExec. VP and CLO
Exercise / conversionStock Option (Right to Buy) · Derivative 1,405 $18.01 Strike: $18.01 $25,304.05
Disclosure

SEC source: 0001179110-21-007468 · edgar.xml · derivative · entry 26

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,445

Underlying: Common Stock · 1,405 shares

Expires 2028-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 10, 2021.

F10 · derivative.exercise_date: This option was granted on January 3, 2018, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2019, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2019.

Read SEC document
July 08, 2021 Filed Jul 12, 2021 20:26 UTC
Boulding Mark ElliottExec. VP and CLO
Exercise / conversionStock Option (Right to Buy) · Derivative 1,800 $18.01 Strike: $18.01 $32,418.00
Disclosure

SEC source: 0001179110-21-007468 · edgar.xml · derivative · entry 25

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,850

Underlying: Common Stock · 1,800 shares

Expires 2028-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 10, 2021.

F10 · derivative.exercise_date: This option was granted on January 3, 2018, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2019, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2019.

Read SEC document
July 08, 2021 Filed Jul 12, 2021 20:26 UTC
Boulding Mark ElliottExec. VP and CLO
Exercise / conversionStock Option (Right to Buy) · Derivative 1,500 $18.01 Strike: $18.01 $27,015.00
Disclosure

SEC source: 0001179110-21-007468 · edgar.xml · derivative · entry 24

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,650

Underlying: Common Stock · 1,500 shares

Expires 2028-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 10, 2021.

F10 · derivative.exercise_date: This option was granted on January 3, 2018, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2019, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2019.

Read SEC document
July 08, 2021 Filed Jul 12, 2021 20:26 UTC
Boulding Mark ElliottExec. VP and CLO
Exercise / conversionStock Option (Right To Buy) · Derivative 1,100 $18.01 Strike: $18.01 $19,811.00
Disclosure

SEC source: 0001179110-21-007468 · edgar.xml · derivative · entry 23

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,150

Underlying: Common Stock · 1,100 shares

Expires 2028-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 10, 2021.

F10 · derivative.exercise_date: This option was granted on January 3, 2018, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2019, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2019.

Read SEC document
July 08, 2021 Filed Jul 12, 2021 20:26 UTC
Boulding Mark ElliottExec. VP and CLO
Exercise / conversionStock Option (Right to Buy) · Derivative 1,000 $11.23 Strike: $11.23 $11,230.00
Disclosure

SEC source: 0001179110-21-007468 · edgar.xml · derivative · entry 22

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,563

Underlying: Common Stock · 1,000 shares

Expires 2027-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 10, 2021.

F9 · derivative.exercise_date: Currently exercisable.

Read SEC document
July 08, 2021 Filed Jul 12, 2021 20:26 UTC
Boulding Mark ElliottExec. VP and CLO
Exercise / conversionStock Option (Right To Buy) · Derivative 1,000 $11.23 Strike: $11.23 $11,230.00
Disclosure

SEC source: 0001179110-21-007468 · edgar.xml · derivative · entry 21

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,563

Underlying: Common Stock · 1,000 shares

Expires 2027-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 10, 2021.

F9 · derivative.exercise_date: Currently exercisable.

Read SEC document
July 08, 2021 Filed Jul 12, 2021 20:26 UTC
Boulding Mark ElliottExec. VP and CLO
SaleCommon Stock 1,405 $45.23 $63,545.34
Disclosure

SEC source: 0001179110-21-007468 · edgar.xml · nonDerivative · entry 12

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,374

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 10, 2021.

F7 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $45.08 to $45.42 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
July 08, 2021 Filed Jul 12, 2021 20:26 UTC
Boulding Mark ElliottExec. VP and CLO
Exercise / conversionCommon Stock 1,405 $18.01 $25,304.05
Disclosure

SEC source: 0001179110-21-007468 · edgar.xml · nonDerivative · entry 11

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 10, 2021.

Read SEC document
July 08, 2021 Filed Jul 12, 2021 20:26 UTC
Boulding Mark ElliottExec. VP and CLO
SaleCommon Stock 1,800 $45.20 $81,360.00
Disclosure

SEC source: 0001179110-21-007468 · edgar.xml · nonDerivative · entry 10

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,374

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 10, 2021.

F6 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $45.01 to $45.42 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
July 08, 2021 Filed Jul 12, 2021 20:26 UTC
Boulding Mark ElliottExec. VP and CLO
Exercise / conversionCommon Stock 1,800 $18.01 $32,418.00
Disclosure

SEC source: 0001179110-21-007468 · edgar.xml · nonDerivative · entry 9

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 10, 2021.

Read SEC document
July 08, 2021 Filed Jul 12, 2021 20:26 UTC
Boulding Mark ElliottExec. VP and CLO
SaleCommon Stock 1,500 $45.22 $67,831.50
Disclosure

SEC source: 0001179110-21-007468 · edgar.xml · nonDerivative · entry 8

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,374

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 10, 2021.

F5 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $45.08 to $45.42 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
July 08, 2021 Filed Jul 12, 2021 20:26 UTC
Boulding Mark ElliottExec. VP and CLO
Exercise / conversionCommon Stock 1,500 $18.01 $27,015.00
Disclosure

SEC source: 0001179110-21-007468 · edgar.xml · nonDerivative · entry 7

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 10, 2021.

Read SEC document
July 08, 2021 Filed Jul 12, 2021 20:26 UTC
Boulding Mark ElliottExec. VP and CLO
SaleCommon Stock 1,100 $45.21 $49,732.10
Disclosure

SEC source: 0001179110-21-007468 · edgar.xml · nonDerivative · entry 6

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,374

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 10, 2021.

F4 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $45.01 to $45.42 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
July 08, 2021 Filed Jul 12, 2021 20:26 UTC
Boulding Mark ElliottExec. VP and CLO
Exercise / conversionCommon Stock 1,100 $18.01 $19,811.00
Disclosure

SEC source: 0001179110-21-007468 · edgar.xml · nonDerivative · entry 5

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,474

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 10, 2021.

Read SEC document
July 08, 2021 Filed Jul 12, 2021 20:26 UTC
Boulding Mark ElliottExec. VP and CLO
SaleCommon Stock 1,000 $45.25 $45,254.00
Disclosure

SEC source: 0001179110-21-007468 · edgar.xml · nonDerivative · entry 4

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,374

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 10, 2021.

F3 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $45.11 to $45.44 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
July 08, 2021 Filed Jul 12, 2021 20:26 UTC
Boulding Mark ElliottExec. VP and CLO
Exercise / conversionCommon Stock 1,000 $11.23 $11,230.00
Disclosure

SEC source: 0001179110-21-007468 · edgar.xml · nonDerivative · entry 3

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 10, 2021.

Read SEC document
July 08, 2021 Filed Jul 12, 2021 20:26 UTC
Boulding Mark ElliottExec. VP and CLO
SaleCommon Stock 1,000 $45.25 $45,245.00
Disclosure

SEC source: 0001179110-21-007468 · edgar.xml · nonDerivative · entry 2

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,374

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 10, 2021.

F2 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $45.11 to $45.40 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
July 08, 2021 Filed Jul 12, 2021 20:26 UTC
Boulding Mark ElliottExec. VP and CLO
Exercise / conversionCommon Stock 1,000 $11.23 $11,230.00
Disclosure

SEC source: 0001179110-21-007468 · edgar.xml · nonDerivative · entry 1

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 10, 2021.

Read SEC document
June 11, 2021 Filed Jun 11, 2021 22:20 UTC
Peltz Stuart WalterDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 36,400 $0.00 Strike: $42.95 $0.00
Disclosure

SEC source: 0001179110-21-006621 · edgar.xml · derivative · entry 2

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 36,400

Underlying: Common Stock · 36,400 shares

Expires 2031-06-10

F2 · derivative.exercise_date: This option was granted on June 11, 2021, and vests over four years, with 25% of the shares underlying the option vesting on June 11, 2022, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on September 11, 2022.

Read SEC document
June 11, 2021 Filed Jun 11, 2021 22:20 UTC
Peltz Stuart WalterDirector · Chief Executive Officer
GrantCommon Stock 6,240 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-006621 · edgar.xml · nonDerivative · entry 1

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 22,721

F1 · shares: Restricted stock units granted on June 11, 2021 that vest in four equal installments over four years, commencing on June 11, 2022.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 21:24 UTC GrantStock Option (Right to Buy) · Derivative 5,834 $0.00 Strike: $42.95 $0.00
Disclosure

SEC source: 0001179110-21-006723 · edgar.xml · derivative · entry 4

Smith Mary L. · CIK 0001866044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,834

Underlying: Common Stock · 5,834 shares

Expires 2031-06-10

F4 · derivative.exercise_date: This option was granted on June 11, 2021 and vests over seven approximately equal monthly installments, commencing on July 6, 2021.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 21:24 UTC GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $42.95 $0.00
Disclosure

SEC source: 0001179110-21-006723 · edgar.xml · derivative · entry 3

Smith Mary L. · CIK 0001866044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2031-06-10

F3 · derivative.exercise_date: This option was granted on June 11, 2021 and vests over thirty-six approximately equal monthly installments, commencing on July 8, 2021.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 21:24 UTC GrantCommon Stock 963 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-006723 · edgar.xml · nonDerivative · entry 2

Smith Mary L. · CIK 0001866044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,613

F2 · shares: Restricted stock units granted on June 11, 2021 that vest on January 6, 2022.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 21:24 UTC GrantCommon Stock 1,650 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-006723 · edgar.xml · nonDerivative · entry 1

Smith Mary L. · CIK 0001866044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,650

F1 · shares: Restricted stock units granted on June 11, 2021 that vest in three equal installments over three years, commencing on June 8, 2022.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 20:47 UTC SaleCommon Stock 365 $41.89 $15,288.03
Disclosure

SEC source: 0001179110-21-006598 · edgar.xml · nonDerivative · entry 1

Svoronos Dawn · CIK 0001574579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,065

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 687 RSUs from a January 6, 2021 grant of 1,650 RSUs.

Read SEC document
April 20, 2021 Filed Apr 21, 2021 20:09 UTC
Klein Matthew B.Chief Development Officer
SaleCommon Stock 197 $47.92 $9,440.04
Disclosure

SEC source: 0001179110-21-004535 · edgar.xml · nonDerivative · entry 3

Klein Matthew B. · CIK 0001808968 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,809

F2 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on March 10, 2021.

F4 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $47.68 to $48.17 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
April 20, 2021 Filed Apr 21, 2021 20:09 UTC
Klein Matthew B.Chief Development Officer
SaleCommon Stock 1,444 $46.58 $67,264.41
Disclosure

SEC source: 0001179110-21-004535 · edgar.xml · nonDerivative · entry 2

Klein Matthew B. · CIK 0001808968 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,006

F2 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on March 10, 2021.

F3 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $46.24 to $47.06 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 20:12 UTC
Pauwels EricChief Business Officer
SaleCommon Stock 786 $48.17 $37,860.05
Disclosure

SEC source: 0001179110-21-004536 · edgar.xml · nonDerivative · entry 1

Pauwels Eric · CIK 0001323212 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,701

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 2,500 RSUs from a April 16, 2020 grant of 10,000 RSUs.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 20:09 UTC
Klein Matthew B.Chief Development Officer
SaleCommon Stock 859 $48.17 $41,376.31
Disclosure

SEC source: 0001179110-21-004535 · edgar.xml · nonDerivative · entry 1

Klein Matthew B. · CIK 0001808968 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,450

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 2,500 RSUs from a April 16, 2020 grant of 10,000 RSUs.

Read SEC document
April 13, 2021 Filed Apr 16, 2021 00:16 UTC
Peltz Stuart WalterDirector · Chief Executive Officer
GrantCommon Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-004459 · edgar.xml · nonDerivative · entry 1

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 16,481

F1 · shares: Restricted stock units granted on April 13, 2021 that vest in four equal installments over four years, commencing on April 13, 2022.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 21:24 UTC
Utter Christine MarieSVP, Finance & CAO
Exercise / conversionStock Option (Right to Buy) · Derivative 2,657 $33.02 Strike: $33.02 $87,734.14
Disclosure

SEC source: 0001179110-21-001510 · edgar.xml · derivative · entry 3

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,250

Underlying: Common Stock · 2,657 shares

Expires 2029-01-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 14, 2020.

F2 · derivative.exercise_date: This option was granted on January 22, 2019 and vests over four years, with 25% of the shares underlying the option vesting on January 22, 2020, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning April 22, 2020.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 21:24 UTC
Utter Christine MarieSVP, Finance & CAO
SaleCommon Stock 2,657 $66.00 $175,362.00
Disclosure

SEC source: 0001179110-21-001510 · edgar.xml · nonDerivative · entry 2

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,509

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 14, 2020.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 21:24 UTC
Utter Christine MarieSVP, Finance & CAO
Exercise / conversionCommon Stock 2,657 $33.02 $87,734.14
Disclosure

SEC source: 0001179110-21-001510 · edgar.xml · nonDerivative · entry 1

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 14, 2020.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 12:46 UTC
Utter Christine MarieSVP, Finance & CAO
SaleCommon Stock 652 $57.64 $37,581.28
Disclosure

SEC source: 0001179110-21-001131 · edgar.xml · nonDerivative · entry 2

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,509

F2 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 14, 2020.

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February 01, 2021 Filed Feb 2, 2021 23:24 UTC
Hill Emily LuisaChief Financial Officer
SaleCommon Stock 541 $56.96 $30,813.20
Disclosure

SEC source: 0001179110-21-001105 · edgar.xml · nonDerivative · entry 1

Hill Emily Luisa · CIK 0001778279 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,306

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 2,325 RSUs from a January 29, 2020 grant of 9,300 RSUs.

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February 01, 2021 Filed Feb 2, 2021 23:23 UTC
Boulding Mark ElliottExec. VP and CLO
SaleCommon Stock 778 $56.96 $44,311.77
Disclosure

SEC source: 0001179110-21-001100 · edgar.xml · nonDerivative · entry 1

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,374

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 2,550 RSUs from a January 29, 2020 grant of 10,200 RSUs.

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February 01, 2021 Filed Feb 2, 2021 23:22 UTC
Almstead Neil GregoryChief Technical Ops Officer
SaleCommon Stock 28 $56.96 $1,594.77
Disclosure

SEC source: 0001179110-21-001095 · edgar.xml · nonDerivative · entry 2

Almstead Neil Gregory · CIK 0001578850 · Chief Technical Ops Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,819

F2 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 92 RSUs from a January 29, 2020 grant of 370 RSUs.

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February 01, 2021 Filed Feb 2, 2021 23:22 UTC
Almstead Neil GregoryChief Technical Ops Officer
SaleCommon Stock 973 $56.96 $55,418.19
Disclosure

SEC source: 0001179110-21-001095 · edgar.xml · nonDerivative · entry 1

Almstead Neil Gregory · CIK 0001578850 · Chief Technical Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,814

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 2,550 RSUs from a January 29, 2020 grant of 10,200 RSUs.

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February 01, 2021 Filed Feb 2, 2021 23:21 UTC
Pauwels EricChief Business Officer
SaleCommon Stock 362 $56.96 $20,618.07
Disclosure

SEC source: 0001179110-21-001093 · edgar.xml · nonDerivative · entry 1

Pauwels Eric · CIK 0001323212 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,487

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 1,197 RSUs from a January 29, 2020 grant of 4,790 RSUs.

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February 01, 2021 Filed Feb 2, 2021 23:19 UTC
Peltz Stuart WalterDirector · Chief Executive Officer
SaleCommon Stock 283 $56.96 $16,118.55
Disclosure

SEC source: 0001179110-21-001092 · edgar.xml · nonDerivative · entry 2

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 15,081

F2 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 1,213 RSUs from a January 29, 2020 grant of 4,855 RSUs.

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February 01, 2021 Filed Feb 2, 2021 23:19 UTC
Peltz Stuart WalterDirector · Chief Executive Officer
SaleCommon Stock 1,968 $56.96 $112,089.41
Disclosure

SEC source: 0001179110-21-001092 · edgar.xml · nonDerivative · entry 1

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,315

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 8,250 RSUs from a January 29, 2020 grant of 33,000 RSUs.

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February 01, 2021 Filed Feb 2, 2021 23:18 UTC SaleCommon Stock 506 $56.96 $28,819.74
Disclosure

SEC source: 0001179110-21-001091 · edgar.xml · nonDerivative · entry 1

Svoronos Dawn · CIK 0001574579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,430

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 963 RSUs from a January 29, 2020 grant of 1,650 RSUs.

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February 01, 2021 Filed Feb 3, 2021 12:46 UTC
Utter Christine MarieSVP, Finance & CAO
SaleCommon Stock 368 $56.96 $20,959.81
Disclosure

SEC source: 0001179110-21-001131 · edgar.xml · nonDerivative · entry 1

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,161

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 1,020 RSUs from a January 29, 2020 grant of 4,080 RSUs.

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January 25, 2021 Filed Jan 27, 2021 21:26 UTC
Almstead Neil GregoryChief Technical Ops Officer
SaleCommon Stock 44 $62.05 $2,730.38
Disclosure

SEC source: 0001179110-21-000875 · edgar.xml · nonDerivative · entry 2

Almstead Neil Gregory · CIK 0001578850 · Chief Technical Ops Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,847

F2 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 143 RSUs from a January 22, 2019 grant of 570 RSUs.

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January 25, 2021 Filed Jan 27, 2021 21:26 UTC
Almstead Neil GregoryChief Technical Ops Officer
SaleCommon Stock 497 $63.25 $31,435.25
Disclosure

SEC source: 0001179110-21-000875 · edgar.xml · nonDerivative · entry 1

Almstead Neil Gregory · CIK 0001578850 · Chief Technical Ops Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,891

F1 · kind: The transactions reported in this Form 4 were effected pursuant to written a Rule 10b5-1 plan adopted by the spouse of the Reporting Person on November 10, 2020.

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January 25, 2021 Filed Jan 27, 2021 21:25 UTC
Hill Emily LuisaChief Financial Officer
SaleCommon Stock 275 $62.05 $17,064.85
Disclosure

SEC source: 0001179110-21-000874 · edgar.xml · nonDerivative · entry 1

Hill Emily Luisa · CIK 0001778279 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,847

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 909 RSUs from a January 22, 2019 grant of 3,636 RSUs.

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January 25, 2021 Filed Jan 27, 2021 21:24 UTC
Pauwels EricChief Business Officer
SaleCommon Stock 431 $62.05 $26,745.27
Disclosure

SEC source: 0001179110-21-000873 · edgar.xml · nonDerivative · entry 1

Pauwels Eric · CIK 0001323212 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,849

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 1,155 shares of restricted stock from a January 22, 2019 grant of 4,620 shares of restricted stock.

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January 25, 2021 Filed Jan 27, 2021 21:23 UTC
Peltz Stuart WalterDirector · Chief Executive Officer
SaleCommon Stock 350 $62.05 $21,718.90
Disclosure

SEC source: 0001179110-21-000872 · edgar.xml · nonDerivative · entry 1

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 15,364

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 1,115 shares of restricted stock from a January 22, 2019 grant of 4,620 shares of restricted stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.