Tapewire

Nasdaq · USD

PTCT

PTC THERAPEUTICS, INC.

Export transactions ↓
Tapewire entity
3803
SEC CIK
0001070081
Parsed reports
477

Last 12 months

Inside the activity.

0 purchase rows · 202 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025039
Dec 2025021
Jan 2026042
Feb 2026014
Mar 202606
Apr 202607
May 2026010
Jun 2026018
Jul 2026020
Aug 2026012
Sep 202608
Oct 202605

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 07, 2022 Filed Jan 11, 2022 21:18 UTC
Klein Matthew B.Chief Operating Officer
SaleCommon Stock 775 $38.53 $29,856.88
Disclosure

SEC source: 0001179110-22-000397 · edgar.xml · nonDerivative · entry 1

Klein Matthew B. · CIK 0001808968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,461

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 2,250 RSUs from a January 6, 2021 grant of 9,000 RSUs.

F2 · balance_after: Includes 203 shares of common stock acquired under the Issuer's employee stock purchase plan for the period ending June 30, 2021 and 224 shares of common stock acquired under the Issuer's employee stock purchase plan for the period ending December 31, 2021.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:18 UTC
Hill Emily LuisaChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 58,500 $0.00 Strike: $38.10 $0.00
Disclosure

SEC source: 0001179110-22-000398 · edgar.xml · derivative · entry 3

Hill Emily Luisa · CIK 0001778279 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,500

Underlying: Common Stock · 58,500 shares

Expires 2032-01-06

F3 · derivative.exercise_date: This option was granted on January 7, 2022, and vests over four years, with 25% of the shares underlying the option vesting on January 7, 2023, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 7, 2023.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:18 UTC
Hill Emily LuisaChief Financial Officer
GrantCommon Stock 15,600 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-000398 · edgar.xml · nonDerivative · entry 2

Hill Emily Luisa · CIK 0001778279 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,933

F2 · shares: Restricted stock units granted on January 7, 2022 that vest in four equal installments over four years, commencing on January 7, 2023.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:18 UTC
Hill Emily LuisaChief Financial Officer
SaleCommon Stock 800 $38.53 $30,820.00
Disclosure

SEC source: 0001179110-22-000398 · edgar.xml · nonDerivative · entry 1

Hill Emily Luisa · CIK 0001778279 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,333

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 2,700 RSUs from a January 6, 2021 grant of 10,800 RSUs.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:17 UTC
Pauwels EricChief Business Officer
GrantStock Option (Right to Buy) · Derivative 63,000 $0.00 Strike: $38.10 $0.00
Disclosure

SEC source: 0001179110-22-000395 · edgar.xml · derivative · entry 3

Pauwels Eric · CIK 0001323212 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,000

Underlying: Common Stock · 63,000 shares

Expires 2032-01-06

F3 · derivative.exercise_date: This option was granted on January 7, 2022, and vests over four years, with 25% of the shares underlying the option vesting on January 7, 2023, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 7, 2023.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:17 UTC
Pauwels EricChief Business Officer
GrantCommon Stock 16,800 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-000395 · edgar.xml · nonDerivative · entry 2

Pauwels Eric · CIK 0001323212 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,320

F2 · shares: Restricted stock units granted on January 7, 2022 that vest in four equal installments over four years, commencing on January 7, 2023.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:17 UTC
Pauwels EricChief Business Officer
SaleCommon Stock 866 $38.53 $33,362.65
Disclosure

SEC source: 0001179110-22-000395 · edgar.xml · nonDerivative · entry 1

Pauwels Eric · CIK 0001323212 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,520

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 2,550 RSUs from a January 6, 2021 grant of 10,200 RSUs.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:16 UTC
Peltz Stuart WalterDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 63,000 $0.00 Strike: $38.10 $0.00
Disclosure

SEC source: 0001179110-22-000394 · edgar.xml · derivative · entry 6

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 63,000

Underlying: Common Stock · 63,000 shares

Expires 2032-01-06

F4 · derivative.exercise_date: This option was granted on January 7, 2022, and vests over four years, with 25% of the shares underlying the option vesting on January 7, 2023, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 7, 2023.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:16 UTC
Peltz Stuart WalterDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 165,000 $0.00 Strike: $38.10 $0.00
Disclosure

SEC source: 0001179110-22-000394 · edgar.xml · derivative · entry 5

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,000

Underlying: Common Stock · 165,000 shares

Expires 2032-01-06

F4 · derivative.exercise_date: This option was granted on January 7, 2022, and vests over four years, with 25% of the shares underlying the option vesting on January 7, 2023, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 7, 2023.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:16 UTC
Peltz Stuart WalterDirector · Chief Executive Officer
GrantCommon Stock 16,800 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-000394 · edgar.xml · nonDerivative · entry 4

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 39,340

F2 · shares: Restricted stock units granted on January 7, 2022 that vest in four equal installments over four years, commencing on January 7, 2023.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:16 UTC
Peltz Stuart WalterDirector · Chief Executive Officer
SaleCommon Stock 294 $38.53 $11,326.35
Disclosure

SEC source: 0001179110-22-000394 · edgar.xml · nonDerivative · entry 3

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 22,540

F3 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 990 RSUs from a January 6, 2021 grant of 3,960 RSUs.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:16 UTC
Peltz Stuart WalterDirector · Chief Executive Officer
GrantCommon Stock 44,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-000394 · edgar.xml · nonDerivative · entry 2

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,446

F2 · shares: Restricted stock units granted on January 7, 2022 that vest in four equal installments over four years, commencing on January 7, 2023.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:16 UTC
Peltz Stuart WalterDirector · Chief Executive Officer
SaleCommon Stock 1,869 $38.53 $72,003.23
Disclosure

SEC source: 0001179110-22-000394 · edgar.xml · nonDerivative · entry 1

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,446

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 6,900 RSUs from a January 6, 2021 grant of 27,600 RSUs.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:15 UTC GrantStock Option (Right To Buy) · Derivative 12,000 $0.00 Strike: $38.10 $0.00
Disclosure

SEC source: 0001179110-22-000393 · edgar.xml · derivative · entry 2

Smith Mary L. · CIK 0001866044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2032-01-06

F2 · derivative.exercise_date: This option was granted on January 7, 2022 and vests over one year in twelve equal monthly installments, commencing on February 7, 2022.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:15 UTC GrantCommon Stock 3,200 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-000393 · edgar.xml · nonDerivative · entry 1

Smith Mary L. · CIK 0001866044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,813

F1 · shares: Restricted stock units granted on January 7, 2022 that vest over one year, with five-twelfths (5/12) of the shares underlying the RSUs vesting on June 8, 2022 and the remaining seven-twelfths (7/12) of the original shares underlying the RSUs vesting on January 7, 2023.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:14 UTC GrantStock Option (Right To Buy) · Derivative 12,000 $0.00 Strike: $38.10 $0.00
Disclosure

SEC source: 0001179110-22-000392 · edgar.xml · derivative · entry 3

Svoronos Dawn · CIK 0001574579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2032-01-06

F3 · derivative.exercise_date: This option was granted on January 7, 2022 and vests over one year in twelve equal monthly installments, commencing on February 7, 2022.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:14 UTC GrantCommon Stock 3,200 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-000392 · edgar.xml · nonDerivative · entry 2

Svoronos Dawn · CIK 0001574579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,755

F2 · shares: Restricted stock units granted on January 7, 2022 that vest over one year, with five-twelfths (5/12) of the shares underlying the RSUs vesting on June 8, 2022 and the remaining seven-twelfths (7/12) of the original shares underlying the RSUs vesting on January 7, 2023.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:14 UTC SaleCommon Stock 510 $38.53 $19,647.75
Disclosure

SEC source: 0001179110-22-000392 · edgar.xml · nonDerivative · entry 1

Svoronos Dawn · CIK 0001574579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,555

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 963 RSUs from a January 6, 2021 grant of 1,650 RSUs.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:12 UTC GrantStock Option (Right To Buy) · Derivative 12,000 $0.00 Strike: $38.10 $0.00
Disclosure

SEC source: 0001179110-22-000390 · edgar.xml · derivative · entry 2

Jacobson Allan Steven · CIK 0001579003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2032-01-06

F2 · derivative.exercise_date: This option was granted on January 7, 2022 and vests over one year in twelve equal monthly installments, commencing on February 7, 2022.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:12 UTC GrantCommon Stock 3,200 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-000390 · edgar.xml · nonDerivative · entry 1

Jacobson Allan Steven · CIK 0001579003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,348

F1 · shares: Restricted stock units granted on January 7, 2022 that vest over one year, with five-twelfths (5/12) of the shares underlying the RSUs vesting on June 8, 2022 and the remaining seven-twelfths (7/12) of the original shares underlying the RSUs vesting on January 7, 2023.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:13 UTC GrantStock Option (Right To Buy) · Derivative 24,000 $0.00 Strike: $38.10 $0.00
Disclosure

SEC source: 0001179110-22-000391 · edgar.xml · derivative · entry 2

SCHMERTZLER MICHAEL · CIK 0001288952 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common Stock · 24,000 shares

Expires 2032-01-06

F2 · derivative.exercise_date: This option was granted on January 7, 2022 and vests over one year in twelve equal monthly installments, commencing on February 7, 2022.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:13 UTC GrantCommon Stock 6,400 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-000391 · edgar.xml · nonDerivative · entry 1

SCHMERTZLER MICHAEL · CIK 0001288952 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,766

F1 · shares: Restricted stock units granted on January 7, 2022 that vest over one year, with five-twelfths (5/12) of the shares underlying the RSUs vesting on June 8, 2022 and the remaining seven-twelfths (7/12) of the original shares underlying the RSUs vesting on January 7, 2023.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:12 UTC
Reeve EmmaDirector
GrantStock Option (Right To Buy) · Derivative 12,000 $0.00 Strike: $38.10 $0.00
Disclosure

SEC source: 0001179110-22-000389 · edgar.xml · derivative · entry 2

Reeve Emma · CIK 0001680329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2032-01-06

F2 · derivative.exercise_date: This option was granted on January 7, 2022 and vests over one year in twelve equal monthly installments, commencing on February 7, 2022.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:12 UTC
Reeve EmmaDirector
GrantCommon Stock 3,200 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-000389 · edgar.xml · nonDerivative · entry 1

Reeve Emma · CIK 0001680329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,528

F1 · shares: Restricted stock units granted on January 7, 2022 that vest over one year, with five-twelfths (5/12) of the shares underlying the RSUs vesting on June 8, 2022 and the remaining seven-twelfths (7/12) of the original shares underlying the RSUs vesting on January 7, 2023.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:11 UTC GrantStock Option (Right To Buy) · Derivative 12,000 $0.00 Strike: $38.10 $0.00
Disclosure

SEC source: 0001179110-22-000388 · edgar.xml · derivative · entry 2

Okey Stephanie · CIK 0001742616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2032-01-06

F2 · derivative.exercise_date: This option was granted on January 7, 2022 and vests over one year in twelve equal monthly installments, commencing on February 7, 2022.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:11 UTC GrantCommon Stock 3,200 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-000388 · edgar.xml · nonDerivative · entry 1

Okey Stephanie · CIK 0001742616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,163

F1 · shares: Restricted stock units granted on January 7, 2022 that vest over one year, with five-twelfths (5/12) of the shares underlying the RSUs vesting on June 8, 2022 and the remaining seven-twelfths (7/12) of the original shares underlying the RSUs vesting on January 7, 2023.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:10 UTC GrantStock Option (Right To Buy) · Derivative 12,000 $0.00 Strike: $38.10 $0.00
Disclosure

SEC source: 0001179110-22-000387 · edgar.xml · derivative · entry 2

ZELDIS JEROME B · CIK 0001433982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2032-01-06

F2 · derivative.exercise_date: This option was granted on January 7, 2022 and vests over one year in twelve equal monthly installments, commencing on February 7, 2022.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:10 UTC GrantCommon Stock 3,200 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-000387 · edgar.xml · nonDerivative · entry 1

ZELDIS JEROME B · CIK 0001433982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

F1 · shares: Restricted stock units granted on January 7, 2022 that vest over one year, with five-twelfths (5/12) of the shares underlying the RSUs vesting on June 8, 2022 and the remaining seven-twelfths (7/12) of the original shares underlying the RSUs vesting on January 7, 2023. The Reporting Person has elected to defer receipt of all vested shares until the earliest to occur of (a) the date that is six months following separation of service from the Issuer, (b) a change in control event and (c) death.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:09 UTC GrantStock Option (Right To Buy) · Derivative 12,000 $0.00 Strike: $38.10 $0.00
Disclosure

SEC source: 0001179110-22-000383 · edgar.xml · derivative · entry 2

STEELE GLENN JR MD PHD · CIK 0001269131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2032-01-06

F2 · derivative.exercise_date: This option was granted on January 7, 2022 and vests over one year in twelve equal monthly installments, commencing on February 7, 2022.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:09 UTC GrantCommon Stock 3,200 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-000383 · edgar.xml · nonDerivative · entry 1

STEELE GLENN JR MD PHD · CIK 0001269131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

F1 · shares: Restricted stock units granted on January 7, 2022 that vest over one year, with five-twelfths (5/12) of the shares underlying the RSUs vesting on June 8, 2022 and the remaining seven-twelfths (7/12) of the original shares underlying the RSUs vesting on January 7, 2023. The Reporting Person has elected to defer receipt of all vested shares until the earliest to occur of (i) four years from the date of grant and (ii) the earliest to occur of (a) the date that is six months following separation of service from the Issuer, (b) a change in control event and (c) death.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:10 UTC GrantStock Option (Right To Buy) · Derivative 12,000 $0.00 Strike: $38.10 $0.00
Disclosure

SEC source: 0001179110-22-000384 · edgar.xml · derivative · entry 2

SOUTHWELL DAVID P · CIK 0001251553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2032-01-06

F2 · derivative.exercise_date: This option was granted on January 7, 2022 and vests over one year in twelve equal monthly installments, commencing on February 7, 2022.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:10 UTC GrantCommon Stock 3,200 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-000384 · edgar.xml · nonDerivative · entry 1

SOUTHWELL DAVID P · CIK 0001251553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

F1 · shares: Restricted stock units granted on January 7, 2022 that vest over one year, with five-twelfths (5/12) of the shares underlying the RSUs vesting on June 8, 2022 and the remaining seven-twelfths (7/12) of the original shares underlying the RSUs vesting on January 7, 2023. The Reporting Person has elected to defer receipt of all vested shares until the earliest to occur of (a) the date that is six months following separation of service from the Issuer, (b) a change in control event and (c) death.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 21:10 UTC
Almstead Neil GregoryChief Technical Ops Officer
SaleCommon Stock 64 $41.16 $2,634.37
Disclosure

SEC source: 0001179110-22-000305 · edgar.xml · nonDerivative · entry 1

Almstead Neil Gregory · CIK 0001578850 · Chief Technical Ops Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,755

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 219 RSUs from a January 3, 2018 grant of 874 RSUs.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 21:10 UTC
Hill Emily LuisaChief Financial Officer
SaleCommon Stock 173 $41.16 $7,121.03
Disclosure

SEC source: 0001179110-22-000303 · edgar.xml · nonDerivative · entry 1

Hill Emily Luisa · CIK 0001778279 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,133

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 600 RSUs from a January 3, 2018 grant of 2,400 RSUs

Read SEC document
January 04, 2022 Filed Jan 6, 2022 21:09 UTC
Pauwels EricChief Business Officer
SaleCommon Stock 806 $41.16 $33,176.57
Disclosure

SEC source: 0001179110-22-000301 · edgar.xml · nonDerivative · entry 1

Pauwels Eric · CIK 0001323212 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,386

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 2,300 shares of restricted stock from a January 3, 2018 grant of 9,200 shares of restricted stock.

F2 · balance_after: Includes 206 shares of common stock acquired under the Issuer's employee stock purchase plan for the period ending June 30, 2021 and 285 shares of common stock acquired under the Issuer's employee stock purchase plan for the period ending December 31, 2021.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 21:08 UTC
Peltz Stuart WalterDirector · Chief Executive Officer
SaleCommon Stock 378 $41.16 $15,559.24
Disclosure

SEC source: 0001179110-22-000299 · edgar.xml · nonDerivative · entry 1

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 22,834

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 1,313 shares of restricted stock from a January 3, 2018 grant of 5,250 shares of restricted stock.

F2 · balance_after: Includes 206 shares of common stock acquired under the Issuer's employee stock purchase plan for the period ending June 30, 2021 and 285 shares of common stock acquired under the Issuer's employee stock purchase plan for the period ending December 31, 2021.

Read SEC document
September 02, 2021 Filed Sep 3, 2021 20:06 UTC
Boulding Mark ElliottExec. VP and CLO
Exercise / conversionStock Option (Right to Buy) · Derivative 3,363 $18.01 Strike: $18.01 $60,567.63
Disclosure

SEC source: 0001179110-21-008584 · edgar.xml · derivative · entry 3

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,653

Underlying: Common Stock · 3,363 shares

Expires 2028-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 10, 2021.

F3 · derivative.exercise_date: This option was granted on January 3, 2018, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2019, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2019.

Read SEC document
September 02, 2021 Filed Sep 3, 2021 20:06 UTC
Boulding Mark ElliottExec. VP and CLO
SaleCommon Stock 3,363 $45.01 $151,375.36
Disclosure

SEC source: 0001179110-21-008584 · edgar.xml · nonDerivative · entry 2

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,374

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 10, 2021.

F2 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $45.00 to $45.04 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
September 02, 2021 Filed Sep 3, 2021 20:06 UTC
Boulding Mark ElliottExec. VP and CLO
Exercise / conversionCommon Stock 3,363 $18.01 $60,567.63
Disclosure

SEC source: 0001179110-21-008584 · edgar.xml · nonDerivative · entry 1

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 10, 2021.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 20:04 UTC SaleCommon Stock 1,650 $40.06 $66,094.05
Disclosure

SEC source: 0001179110-21-008233 · edgar.xml · nonDerivative · entry 1

Okey Stephanie · CIK 0001742616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 963

F1 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $40.05 to $40.06 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
July 09, 2021 Filed Jul 12, 2021 20:26 UTC
Boulding Mark ElliottExec. VP and CLO
Exercise / conversionStock Option (Right to Buy) · Derivative 244 $18.01 Strike: $18.01 $4,394.44
Disclosure

SEC source: 0001179110-21-007468 · edgar.xml · derivative · entry 30

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,016

Underlying: Common Stock · 244 shares

Expires 2028-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 10, 2021.

F10 · derivative.exercise_date: This option was granted on January 3, 2018, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2019, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2019.

Read SEC document
July 09, 2021 Filed Jul 12, 2021 20:26 UTC
Boulding Mark ElliottExec. VP and CLO
Exercise / conversionStock Option (Right to Buy) · Derivative 227 $18.01 Strike: $18.01 $4,088.27
Disclosure

SEC source: 0001179110-21-007468 · edgar.xml · derivative · entry 29

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,260

Underlying: Common Stock · 227 shares

Expires 2028-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 10, 2021.

F10 · derivative.exercise_date: This option was granted on January 3, 2018, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2019, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2019.

Read SEC document
July 09, 2021 Filed Jul 12, 2021 20:26 UTC
Boulding Mark ElliottExec. VP and CLO
Exercise / conversionStock Option (Right to Buy) · Derivative 410 $18.01 Strike: $18.01 $7,384.10
Disclosure

SEC source: 0001179110-21-007468 · edgar.xml · derivative · entry 28

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,487

Underlying: Common Stock · 410 shares

Expires 2028-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 10, 2021.

F10 · derivative.exercise_date: This option was granted on January 3, 2018, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2019, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2019.

Read SEC document
July 09, 2021 Filed Jul 12, 2021 20:26 UTC
Boulding Mark ElliottExec. VP and CLO
Exercise / conversionStock Option (Right to Buy) · Derivative 548 $18.01 Strike: $18.01 $9,869.48
Disclosure

SEC source: 0001179110-21-007468 · edgar.xml · derivative · entry 27

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,897

Underlying: Common Stock · 548 shares

Expires 2028-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 10, 2021.

F10 · derivative.exercise_date: This option was granted on January 3, 2018, and vests over four years, with 25% of the shares underlying the option vesting on January 3, 2019, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 3, 2019.

Read SEC document
July 09, 2021 Filed Jul 12, 2021 20:26 UTC
Boulding Mark ElliottExec. VP and CLO
SaleCommon Stock 244 $45.00 $10,980.00
Disclosure

SEC source: 0001179110-21-007468 · edgar.xml · nonDerivative · entry 20

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,374

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 10, 2021.

Read SEC document
July 09, 2021 Filed Jul 12, 2021 20:26 UTC
Boulding Mark ElliottExec. VP and CLO
Exercise / conversionCommon Stock 244 $18.01 $4,394.44
Disclosure

SEC source: 0001179110-21-007468 · edgar.xml · nonDerivative · entry 19

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 10, 2021.

Read SEC document
July 09, 2021 Filed Jul 12, 2021 20:26 UTC
Boulding Mark ElliottExec. VP and CLO
SaleCommon Stock 227 $45.00 $10,215.00
Disclosure

SEC source: 0001179110-21-007468 · edgar.xml · nonDerivative · entry 18

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,374

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 10, 2021.

Read SEC document
July 09, 2021 Filed Jul 12, 2021 20:26 UTC
Boulding Mark ElliottExec. VP and CLO
Exercise / conversionCommon Stock 227 $18.01 $4,088.27
Disclosure

SEC source: 0001179110-21-007468 · edgar.xml · nonDerivative · entry 17

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 10, 2021.

Read SEC document
July 09, 2021 Filed Jul 12, 2021 20:26 UTC
Boulding Mark ElliottExec. VP and CLO
SaleCommon Stock 410 $45.00 $18,450.82
Disclosure

SEC source: 0001179110-21-007468 · edgar.xml · nonDerivative · entry 16

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,374

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 10, 2021.

F8 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $45.00 to $45.01 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
July 09, 2021 Filed Jul 12, 2021 20:26 UTC
Boulding Mark ElliottExec. VP and CLO
Exercise / conversionCommon Stock 410 $18.01 $7,384.10
Disclosure

SEC source: 0001179110-21-007468 · edgar.xml · nonDerivative · entry 15

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on March 10, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.