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Nasdaq · USD

PTCT

PTC THERAPEUTICS, INC.

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3803
SEC CIK
0001070081
Parsed reports
477

Last 12 months

Inside the activity.

0 purchase rows · 202 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025039
Dec 2025021
Jan 2026042
Feb 2026014
Mar 202606
Apr 202607
May 2026010
Jun 2026018
Jul 2026020
Aug 2026012
Sep 202608
Oct 202605

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 09, 2022 Filed Jun 10, 2022 20:06 UTC SaleCommon Stock 738 $27.20 $20,074.34
Disclosure

SEC source: 0001415889-22-006410 · form4-06102022_010651.xml · nonDerivative · entry 1

Svoronos Dawn · CIK 0001574579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,017

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 1,333 RSUs from a January 7, 2022 grant of 3,200 RSUs.

Read SEC document
June 07, 2022 Filed Jun 9, 2022 20:03 UTC
Peltz Stuart WalterDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 407 $26.83 $10,919.00
Disclosure

SEC source: 0001415889-22-006356 · form4-06092022_010616.xml · nonDerivative · entry 1

Peltz Stuart Walter · CIK 0001578962 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 38,239

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 1,560 RSUs from a June 11, 2021 grant of 6,240 RSUs.

Read SEC document
April 19, 2022 Filed Apr 21, 2022 20:03 UTC
Klein Matthew B.CHIEF OPERATING OFFICER
SaleCommon Stock 897 $42.52 $38,135.96
Disclosure

SEC source: 0001415889-22-004211 · form4-04212022_010449.xml · nonDerivative · entry 1

Klein Matthew B. · CIK 0001808968 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,564

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 2,500 RSUs from a April 16, 2020 grant of 10,000 RSUs.

Read SEC document
April 19, 2022 Filed Apr 21, 2022 20:02 UTC
Pauwels EricCHIEF BUSINESS OFFICER
SaleCommon Stock 822 $42.52 $34,947.33
Disclosure

SEC source: 0001415889-22-004210 · form4-04212022_010437.xml · nonDerivative · entry 1

Pauwels Eric · CIK 0001323212 · CHIEF BUSINESS OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,772

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 2,500 RSUs from a April 16, 2020 grant of 10,000 RSUs.

Read SEC document
April 14, 2022 Filed Apr 15, 2022 20:04 UTC
Peltz Stuart WalterDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 82 $45.28 $3,712.88
Disclosure

SEC source: 0001415889-22-004083 · form4-04152022_010446.xml · nonDerivative · entry 1

Peltz Stuart Walter · CIK 0001578962 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 38,646

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 350 RSUs from an April 13, 2021 grant of 1,400 RSUs.

Read SEC document
April 13, 2022 Filed Apr 15, 2022 20:02 UTC
Boulding Mark ElliottEXEC. VP AND CLO
Exercise / conversionStock Option (Right to Buy) · Derivative 2,276 $11.23 Strike: $11.23 $25,559.48
Disclosure

SEC source: 0001415889-22-004082 · form4-04152022_010456.xml · derivative · entry 3

Boulding Mark Elliott · CIK 0001578852 · EXEC. VP AND CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,276 shares

Expires 2027-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 2, 2021.

F3 · derivative.exercise_date: Currently exercisable.

Read SEC document
April 13, 2022 Filed Apr 15, 2022 20:02 UTC
Boulding Mark ElliottEXEC. VP AND CLO
SaleCommon Stock 2,276 $45.17 $102,811.47
Disclosure

SEC source: 0001415889-22-004082 · form4-04152022_010456.xml · nonDerivative · entry 2

Boulding Mark Elliott · CIK 0001578852 · EXEC. VP AND CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,110

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 2, 2021.

F2 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $45.00 to $45.35 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
April 13, 2022 Filed Apr 15, 2022 20:02 UTC
Boulding Mark ElliottEXEC. VP AND CLO
Exercise / conversionCommon Stock 2,276 $11.23 $25,559.48
Disclosure

SEC source: 0001415889-22-004082 · form4-04152022_010456.xml · nonDerivative · entry 1

Boulding Mark Elliott · CIK 0001578852 · EXEC. VP AND CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 2, 2021.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 20:03 UTC
Boulding Mark ElliottEXEC. VP AND CLO
Exercise / conversionStock Option (Right to Buy) · Derivative 5 $11.23 Strike: $11.23 $56.15
Disclosure

SEC source: 0001415889-22-003935 · form4-04072022_010455.xml · derivative · entry 3

Boulding Mark Elliott · CIK 0001578852 · EXEC. VP AND CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,276

Underlying: Common Stock · 5 shares

Expires 2027-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 2, 2021.

F2 · derivative.exercise_date: Currently exercisable.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 20:03 UTC
Boulding Mark ElliottEXEC. VP AND CLO
SaleCommon Stock 5 $45.00 $225.00
Disclosure

SEC source: 0001415889-22-003935 · form4-04072022_010455.xml · nonDerivative · entry 2

Boulding Mark Elliott · CIK 0001578852 · EXEC. VP AND CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,110

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 2, 2021.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 20:03 UTC
Boulding Mark ElliottEXEC. VP AND CLO
Exercise / conversionCommon Stock 5 $11.23 $56.15
Disclosure

SEC source: 0001415889-22-003935 · form4-04072022_010455.xml · nonDerivative · entry 1

Boulding Mark Elliott · CIK 0001578852 · EXEC. VP AND CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,115

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 2, 2021.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 20:20 UTC
Hill Emily LuisaCHIEF FINANCIAL OFFICER
SaleCommon Stock 7,910 $37.78 $298,823.98
Disclosure

SEC source: 0001415889-22-003564 · form4-04012022_010454.xml · nonDerivative · entry 1

Hill Emily Luisa · CIK 0001778279 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,259

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on February 28, 2022.

F2 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $37.30 to $38.20 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 21:11 UTC
Boulding Mark ElliottExec. VP and CLO
Exercise / conversionStock Option (Right to Buy) · Derivative 15,653 $18.01 Strike: $18.01 $281,910.53
Disclosure

SEC source: 0001179110-22-001094 · edgar.xml · derivative · entry 6

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,653 shares

Expires 2028-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 2, 2021.

F3 · derivative.exercise_date: Currently exercisable.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 21:11 UTC
Boulding Mark ElliottExec. VP and CLO
Exercise / conversionStock Option (Right to Buy) · Derivative 2,282 $11.23 Strike: $11.23 $25,626.86
Disclosure

SEC source: 0001179110-22-001094 · edgar.xml · derivative · entry 5

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,281

Underlying: Common Stock · 2,282 shares

Expires 2027-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 2, 2021.

F3 · derivative.exercise_date: Currently exercisable.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 21:11 UTC
Boulding Mark ElliottExec. VP and CLO
SaleCommon Stock 15,653 $45.03 $704,807.63
Disclosure

SEC source: 0001179110-22-001094 · edgar.xml · nonDerivative · entry 4

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,110

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 2, 2021.

F2 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $45.01 to $45.04 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 21:11 UTC
Boulding Mark ElliottExec. VP and CLO
Exercise / conversionCommon Stock 15,653 $18.01 $281,910.53
Disclosure

SEC source: 0001179110-22-001094 · edgar.xml · nonDerivative · entry 3

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 2, 2021.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 21:11 UTC
Boulding Mark ElliottExec. VP and CLO
SaleCommon Stock 2,282 $45.03 $102,751.61
Disclosure

SEC source: 0001179110-22-001094 · edgar.xml · nonDerivative · entry 2

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,110

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 2, 2021.

F2 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $45.01 to $45.04 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 21:11 UTC
Boulding Mark ElliottExec. VP and CLO
Exercise / conversionCommon Stock 2,282 $11.23 $25,626.86
Disclosure

SEC source: 0001179110-22-001094 · edgar.xml · nonDerivative · entry 1

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 2, 2021.

Read SEC document
February 02, 2022 Filed Feb 3, 2022 21:59 UTC
Utter Christine MarieSVP, Finance & CAO
SaleCommon Stock 707 $40.38 $28,548.66
Disclosure

SEC source: 0001179110-22-000841 · edgar.xml · nonDerivative · entry 2

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,405

F2 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 14, 2021.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:59 UTC
Utter Christine MarieSVP, Finance & CAO
SaleCommon Stock 313 $40.00 $12,520.63
Disclosure

SEC source: 0001179110-22-000841 · edgar.xml · nonDerivative · entry 1

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,112

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 1,020 RSUs from a January 29, 2020 grant of 4,080 RSUs.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:58 UTC
Peltz Stuart WalterDirector · Chief Executive Officer
SaleCommon Stock 282 $40.00 $11,280.56
Disclosure

SEC source: 0001179110-22-000840 · edgar.xml · nonDerivative · entry 2

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 38,728

F2 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 1,214 RSUs from a January 29, 2020 grant of 4,855 RSUs.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:58 UTC
Peltz Stuart WalterDirector · Chief Executive Officer
SaleCommon Stock 1,961 $40.00 $78,443.92
Disclosure

SEC source: 0001179110-22-000840 · edgar.xml · nonDerivative · entry 1

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,485

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 8,250 RSUs from a January 29, 2020 grant of 33,000 RSUs.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:58 UTC
Pauwels EricChief Business Officer
SaleCommon Stock 367 $40.00 $14,680.73
Disclosure

SEC source: 0001179110-22-000839 · edgar.xml · nonDerivative · entry 1

Pauwels Eric · CIK 0001323212 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,594

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 1,198 RSUs from a January 29, 2020 grant of 4,790 RSUs.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:58 UTC
Hill Emily LuisaChief Financial Officer
SaleCommon Stock 553 $40.00 $22,121.11
Disclosure

SEC source: 0001179110-22-000837 · edgar.xml · nonDerivative · entry 1

Hill Emily Luisa · CIK 0001778279 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,169

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 2,325 RSUs from a January 29, 2020 grant of 9,300 RSUs.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:57 UTC
Boulding Mark ElliottExec. VP and CLO
SaleCommon Stock 779 $40.00 $31,161.56
Disclosure

SEC source: 0001179110-22-000836 · edgar.xml · nonDerivative · entry 1

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,110

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 2,550 RSUs from a January 29, 2020 grant of 10,200 RSUs.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:57 UTC
Almstead Neil GregoryChief Technical Ops Officer
SaleCommon Stock 27 $40.00 $1,080.05
Disclosure

SEC source: 0001179110-22-000835 · edgar.xml · nonDerivative · entry 2

Almstead Neil Gregory · CIK 0001578850 · Chief Technical Ops Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,420

F2 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 93 RSUs from a January 29, 2020 grant of 370 RSUs.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:57 UTC
Almstead Neil GregoryChief Technical Ops Officer
SaleCommon Stock 605 $40.00 $24,201.21
Disclosure

SEC source: 0001179110-22-000835 · edgar.xml · nonDerivative · entry 1

Almstead Neil Gregory · CIK 0001578850 · Chief Technical Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,853

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 2,550 RSUs from a January 29, 2020 grant of 10,200 RSUs.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 21:02 UTC
Peltz Stuart WalterDirector · Chief Executive Officer
SaleCommon Stock 330 $39.31 $12,973.62
Disclosure

SEC source: 0001179110-22-000631 · edgar.xml · nonDerivative · entry 1

Peltz Stuart Walter · CIK 0001578962 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 39,010

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 1,115 shares of restricted stock from a January 22, 2019 grant of 4,620 shares of restricted stock.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 21:02 UTC
Pauwels EricChief Business Officer
SaleCommon Stock 359 $39.31 $14,113.73
Disclosure

SEC source: 0001179110-22-000630 · edgar.xml · nonDerivative · entry 1

Pauwels Eric · CIK 0001323212 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,961

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 1,155 shares of restricted stock from a January 22, 2019 grant of 4,620 shares of restricted stock.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 21:01 UTC
Hill Emily LuisaChief Financial Officer
SaleCommon Stock 211 $39.31 $8,295.25
Disclosure

SEC source: 0001179110-22-000629 · edgar.xml · nonDerivative · entry 1

Hill Emily Luisa · CIK 0001778279 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,722

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 909 RSUs from a January 22, 2019 grant of 3,636 RSUs.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 21:01 UTC
Almstead Neil GregoryChief Technical Ops Officer
SaleCommon Stock 43 $39.31 $1,690.50
Disclosure

SEC source: 0001179110-22-000628 · edgar.xml · nonDerivative · entry 1

Almstead Neil Gregory · CIK 0001578850 · Chief Technical Ops Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,447

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 142 RSUs from a January 22, 2019 grant of 570 RSUs.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 21:50 UTC
Utter Christine MarieSVP, Finance & CAO
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $18.01 Strike: $18.01 $180,100.00
Disclosure

SEC source: 0001104659-22-005976 · tm224053-1_4seq1.xml · derivative · entry 4

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2028-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 14, 2021.

F2 · derivative.exercise_date: Currently exercisable.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 21:50 UTC
Utter Christine MarieSVP, Finance & CAO
SaleCommon Stock 10,000 $44.00 $440,000.00
Disclosure

SEC source: 0001104659-22-005976 · tm224053-1_4seq1.xml · nonDerivative · entry 3

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,425

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 14, 2021.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 21:50 UTC
Utter Christine MarieSVP, Finance & CAO
Exercise / conversionCommon Stock 10,000 $18.01 $180,100.00
Disclosure

SEC source: 0001104659-22-005976 · tm224053-1_4seq1.xml · nonDerivative · entry 2

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 14, 2021.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 21:50 UTC
Utter Christine MarieSVP, Finance & CAO
SaleCommon Stock 1,428 $43.50 $62,118.00
Disclosure

SEC source: 0001104659-22-005976 · tm224053-1_4seq1.xml · nonDerivative · entry 1

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,425

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 14, 2021.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:21 UTC
Utter Christine MarieSVP, Finance & CAO
GrantStock Option (Right to Buy) · Derivative 43,500 $0.00 Strike: $38.10 $0.00
Disclosure

SEC source: 0001179110-22-000401 · edgar.xml · derivative · entry 3

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,500

Underlying: Common Stock · 43,500 shares

Expires 2032-01-06

F4 · derivative.exercise_date: This option was granted on January 7, 2022, and vests over four years, with 25% of the shares underlying the option vesting on January 7, 2023, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 7, 2023.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:21 UTC
Utter Christine MarieSVP, Finance & CAO
GrantCommon Stock 11,600 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-000401 · edgar.xml · nonDerivative · entry 2

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,853

F3 · shares: Restricted stock units granted on January 7, 2022 that vest in four equal installments over four years, commencing on January 7, 2023.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:21 UTC
Utter Christine MarieSVP, Finance & CAO
SaleCommon Stock 747 $38.53 $28,778.18
Disclosure

SEC source: 0001179110-22-000401 · edgar.xml · nonDerivative · entry 1

Utter Christine Marie · CIK 0001707685 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,253

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 2,175 RSUs from a January 6, 2021 grant of 8,700 RSUs.

F2 · balance_after: Includes 206 shares of common stock acquired under the Issuer's employee stock purchase plan for the period ending June 30, 2021 and 285 shares of common stock acquired under the Issuer's employee stock purchase plan for the period ending December 31, 2021.

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January 07, 2022 Filed Jan 11, 2022 21:20 UTC
Almstead Neil GregoryChief Technical Ops Officer
GrantStock Option (Right to Buy) · Derivative 54,000 $0.00 Strike: $38.10 $0.00
Disclosure

SEC source: 0001179110-22-000400 · edgar.xml · derivative · entry 5

Almstead Neil Gregory · CIK 0001578850 · Chief Technical Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,000

Underlying: Common Stock · 54,000 shares

Expires 2032-01-06

F4 · derivative.exercise_date: This option was granted on January 7, 2022, and vests over four years, with 25% of the shares underlying the option vesting on January 7, 2023, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 7, 2023.

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January 07, 2022 Filed Jan 11, 2022 21:20 UTC
Almstead Neil GregoryChief Technical Ops Officer
GrantCommon Stock 780 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-000400 · edgar.xml · nonDerivative · entry 4

Almstead Neil Gregory · CIK 0001578850 · Chief Technical Ops Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,490

F2 · shares: Restricted stock units granted on January 7, 2022 that vest in four equal installments over four years, commencing on January 7, 2023.

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January 07, 2022 Filed Jan 11, 2022 21:20 UTC
Almstead Neil GregoryChief Technical Ops Officer
SaleCommon Stock 45 $38.53 $1,733.63
Disclosure

SEC source: 0001179110-22-000400 · edgar.xml · nonDerivative · entry 3

Almstead Neil Gregory · CIK 0001578850 · Chief Technical Ops Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,710

F3 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 150 RSUs from a January 6, 2021 grant of 600 RSUs.

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January 07, 2022 Filed Jan 11, 2022 21:20 UTC
Almstead Neil GregoryChief Technical Ops Officer
GrantCommon Stock 14,400 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-000400 · edgar.xml · nonDerivative · entry 2

Almstead Neil Gregory · CIK 0001578850 · Chief Technical Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,458

F2 · shares: Restricted stock units granted on January 7, 2022 that vest in four equal installments over four years, commencing on January 7, 2023.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:20 UTC
Almstead Neil GregoryChief Technical Ops Officer
SaleCommon Stock 756 $38.53 $29,124.90
Disclosure

SEC source: 0001179110-22-000400 · edgar.xml · nonDerivative · entry 1

Almstead Neil Gregory · CIK 0001578850 · Chief Technical Ops Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,058

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 2,550 RSUs from a January 6, 2021 grant of 10,200 RSUs.

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January 07, 2022 Filed Jan 11, 2022 21:19 UTC
Boulding Mark ElliottExec. VP and CLO
GrantStock Option (Right to Buy) · Derivative 54,000 $0.00 Strike: $38.10 $0.00
Disclosure

SEC source: 0001179110-22-000399 · edgar.xml · derivative · entry 3

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,000

Underlying: Common Stock · 54,000 shares

Expires 2032-01-06

F3 · derivative.exercise_date: This option was granted on January 7, 2022, and vests over four years, with 25% of the shares underlying the option vesting on January 7, 2023, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 7, 2023.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:19 UTC
Boulding Mark ElliottExec. VP and CLO
GrantCommon Stock 14,400 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-000399 · edgar.xml · nonDerivative · entry 2

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,889

F2 · shares: Restricted stock units granted on January 7, 2022 that vest in four equal installments over four years, commencing on January 7, 2023.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:19 UTC
Boulding Mark ElliottExec. VP and CLO
SaleCommon Stock 885 $38.53 $34,094.63
Disclosure

SEC source: 0001179110-22-000399 · edgar.xml · nonDerivative · entry 1

Boulding Mark Elliott · CIK 0001578852 · Exec. VP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,489

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 2,550 RSUs from a January 6, 2021 grant of 10,200 RSUs.

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January 07, 2022 Filed Jan 11, 2022 21:18 UTC
Klein Matthew B.Chief Operating Officer
GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $38.10 $0.00
Disclosure

SEC source: 0001179110-22-000397 · edgar.xml · derivative · entry 5

Klein Matthew B. · CIK 0001808968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2032-01-06

F6 · derivative.exercise_date: This option was granted on January 7, 2022 and vests in two equal installments over two years, commencing on January 7, 2023.

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January 07, 2022 Filed Jan 11, 2022 21:18 UTC
Klein Matthew B.Chief Operating Officer
GrantStock Option (Right to Buy) · Derivative 52,500 $0.00 Strike: $38.10 $0.00
Disclosure

SEC source: 0001179110-22-000397 · edgar.xml · derivative · entry 4

Klein Matthew B. · CIK 0001808968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,500

Underlying: Common Stock · 52,500 shares

Expires 2032-01-06

F5 · derivative.exercise_date: This option was granted on January 7, 2022, and vests over four years, with 25% of the shares underlying the option vesting on January 7, 2023, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 7, 2023.

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January 07, 2022 Filed Jan 11, 2022 21:18 UTC
Klein Matthew B.Chief Operating Officer
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-000397 · edgar.xml · nonDerivative · entry 3

Klein Matthew B. · CIK 0001808968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,461

F4 · shares: Restricted stock units granted on January 7, 2022 that vest in two equal installments over two years, commencing on January 7, 2023.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 21:18 UTC
Klein Matthew B.Chief Operating Officer
GrantCommon Stock 21,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-000397 · edgar.xml · nonDerivative · entry 2

Klein Matthew B. · CIK 0001808968 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,461

F3 · shares: Restricted stock units granted on January 7, 2022 that vest in four equal installments over four years, commencing on January 7, 2023.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.