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Nasdaq · USD

PTCT

PTC THERAPEUTICS, INC.

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3803
SEC CIK
0001070081
Parsed reports
477

Last 12 months

Inside the activity.

0 purchase rows · 202 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025039
Dec 2025021
Jan 2026042
Feb 2026014
Mar 202606
Apr 202607
May 2026010
Jun 2026018
Jul 2026020
Aug 2026012
Sep 202608
Oct 202605

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 05, 2023 Filed Jan 9, 2023 21:56 UTC
Boulding Mark ElliottEXEC. VP AND CLO
GrantCommon Stock 17,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-000692 · form4-01092023_090131.xml · nonDerivative · entry 1

Boulding Mark Elliott · CIK 0001578852 · EXEC. VP AND CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,110

F1 · shares: Restricted stock units granted on January 5, 2023 that vest in four equal installments over four years, commencing on January 5, 2024.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 21:54 UTC
Pauwels EricCHIEF BUSINESS OFFICER
GrantStock Option (Right to Buy) · Derivative 45,000 $0.00 Strike: $39.42 $0.00
Disclosure

SEC source: 0001415889-23-000690 · form4-01092023_090159.xml · derivative · entry 2

Pauwels Eric · CIK 0001323212 · CHIEF BUSINESS OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2033-01-04

F3 · derivative.exercise_date: This option was granted on January 5, 2023, and vests over four years, with 25% of the shares underlying the option vesting on January 5, 2024, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 5, 2024.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 21:54 UTC
Pauwels EricCHIEF BUSINESS OFFICER
GrantCommon Stock 18,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-000690 · form4-01092023_090159.xml · nonDerivative · entry 1

Pauwels Eric · CIK 0001323212 · CHIEF BUSINESS OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,363

F1 · shares: Restricted stock units granted on January 5, 2023 that vest in four equal installments over four years, commencing on January 5, 2024.

F2 · balance_after: Includes 293 shares of common stock acquired under the Issuer's employee stock purchase plan for the period ending June 30, 2022 and 298 shares of common stock acquired under the Issuer's employee stock purchase plan for the period ending December 31, 2022.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 21:52 UTC
Klein Matthew B.CHIEF OPERATING OFFICER
GrantStock Option (Right to Buy) · Derivative 65,000 $0.00 Strike: $39.42 $0.00
Disclosure

SEC source: 0001415889-23-000689 · form4-01092023_090149.xml · derivative · entry 2

Klein Matthew B. · CIK 0001808968 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2033-01-04

F3 · derivative.exercise_date: This option was granted on January 5, 2023, and vests over four years, with 25% of the shares underlying the option vesting on January 5, 2024, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 5, 2024.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 21:52 UTC
Klein Matthew B.CHIEF OPERATING OFFICER
GrantCommon Stock 26,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-000689 · form4-01092023_090149.xml · nonDerivative · entry 1

Klein Matthew B. · CIK 0001808968 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,104

F1 · shares: Restricted stock units granted on January 5, 2023 that vest in four equal installments over four years, commencing on January 5, 2024.

F2 · balance_after: Includes 263 shares of common stock acquired under the Issuer's employee stock purchase plan for the period ending June 30, 2022 and 277 shares of common stock acquired under the Issuer's employee stock purchase plan for the period ending December 31, 2022.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 21:51 UTC
Peltz Stuart WalterDirector · CHIEF EXECUTIVE OFFICER
GrantStock Option (Right to Buy) · Derivative 45,000 $0.00 Strike: $39.42 $0.00
Disclosure

SEC source: 0001415889-23-000688 · form4-01092023_090142.xml · derivative · entry 4

Peltz Stuart Walter · CIK 0001578962 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2033-01-04

F3 · derivative.exercise_date: This option was granted on January 5, 2023, and vests over four years, with 25% of the shares underlying the option vesting on January 5, 2024, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 5, 2024.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 21:51 UTC
Peltz Stuart WalterDirector · CHIEF EXECUTIVE OFFICER
GrantStock Option (Right to Buy) · Derivative 132,500 $0.00 Strike: $39.42 $0.00
Disclosure

SEC source: 0001415889-23-000688 · form4-01092023_090142.xml · derivative · entry 3

Peltz Stuart Walter · CIK 0001578962 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,500

Underlying: Common Stock · 132,500 shares

Expires 2033-01-04

F3 · derivative.exercise_date: This option was granted on January 5, 2023, and vests over four years, with 25% of the shares underlying the option vesting on January 5, 2024, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 5, 2024.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 21:51 UTC
Peltz Stuart WalterDirector · CHIEF EXECUTIVE OFFICER
GrantCommon Stock 18,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-000688 · form4-01092023_090142.xml · nonDerivative · entry 2

Peltz Stuart Walter · CIK 0001578962 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 56,830

F1 · shares: Restricted stock units granted on January 5, 2023 that vest in four equal installments over four years, commencing on January 5, 2024.

F2 · balance_after: Includes 293 shares of common stock acquired under the Issuer's employee stock purchase plan for the period ending June 30, 2022 and 298 shares of common stock acquired under the Issuer's employee stock purchase plan for the period ending December 31, 2022.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 21:51 UTC
Peltz Stuart WalterDirector · CHIEF EXECUTIVE OFFICER
GrantCommon Stock 53,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-000688 · form4-01092023_090142.xml · nonDerivative · entry 1

Peltz Stuart Walter · CIK 0001578962 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,485

F1 · shares: Restricted stock units granted on January 5, 2023 that vest in four equal installments over four years, commencing on January 5, 2024.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 21:27 UTC GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $39.42 $0.00
Disclosure

SEC source: 0001415889-23-000682 · form4-01092023_090154.xml · derivative · entry 2

SCHMERTZLER MICHAEL · CIK 0001288952 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2033-01-04

F2 · derivative.exercise_date: This option was granted on January 5, 2023 and vests over one year in twelve equal monthly installments, commencing on February 5, 2023.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 21:27 UTC GrantCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-000682 · form4-01092023_090154.xml · nonDerivative · entry 1

SCHMERTZLER MICHAEL · CIK 0001288952 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,766

F1 · shares: Restricted stock units granted on January 5, 2023 that vest over one year, with five-twelfths (5/12) of the shares underlying the RSUs vesting on June 6, 2023 and the remaining seven-twelfths (7/12) of the original shares underlying the RSUs vesting on January 5, 2024.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 21:17 UTC GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $39.42 $0.00
Disclosure

SEC source: 0001415889-23-000674 · form4-01092023_090152.xml · derivative · entry 2

Jacobson Allan Steven · CIK 0001579003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2033-01-04

F2 · derivative.exercise_date: This option was granted on January 5, 2023 and vests over one year in twelve equal monthly installments, commencing on February 5, 2023.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 21:17 UTC GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-000674 · form4-01092023_090152.xml · nonDerivative · entry 1

Jacobson Allan Steven · CIK 0001579003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,348

F1 · shares: Restricted stock units granted on January 5, 2023 that vest over one year, with five-twelfths (5/12) of the shares underlying the RSUs vesting on June 6, 2023 and the remaining seven-twelfths (7/12) of the original shares underlying the RSUs vesting on January 5, 2024.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 21:16 UTC GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $39.42 $0.00
Disclosure

SEC source: 0001415889-23-000673 · form4-01092023_090104.xml · derivative · entry 2

ZELDIS JEROME B · CIK 0001433982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2033-01-04

F2 · derivative.exercise_date: This option was granted on January 5, 2023 and vests over one year in twelve equal monthly installments, commencing on February 5, 2023.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 21:16 UTC GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-000673 · form4-01092023_090104.xml · nonDerivative · entry 1

ZELDIS JEROME B · CIK 0001433982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

F1 · shares: Restricted stock units granted on January 5, 2023 that vest over one year, with five-twelfths (5/12) of the shares underlying the RSUs vesting on June 6, 2023 and the remaining seven-twelfths (7/12) of the original shares underlying the RSUs vesting on January 5, 2024. The Reporting Person has elected to defer receipt of all vested shares until the earliest to occur of (a) the date that is six months following separation of service from the Issuer, (b) a change in control event and (c) death.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 21:14 UTC GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $39.42 $0.00
Disclosure

SEC source: 0001415889-23-000672 · form4-01092023_090114.xml · derivative · entry 2

Young Alethia · CIK 0001918147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2033-01-04

F2 · derivative.exercise_date: This option was granted on January 5, 2023 and vests over one year in twelve equal monthly installments, commencing on February 5, 2023.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 21:14 UTC GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-000672 · form4-01092023_090114.xml · nonDerivative · entry 1

Young Alethia · CIK 0001918147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,067

F1 · shares: Restricted stock units granted on January 5, 2023 that vest over one year, with five-twelfths (5/12) of the shares underlying the RSUs vesting on June 6, 2023 and the remaining seven-twelfths (7/12) of the original shares underlying the RSUs vesting on January 5, 2024.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 21:13 UTC
Reeve EmmaDirector
GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $39.42 $0.00
Disclosure

SEC source: 0001415889-23-000671 · form4-01092023_090113.xml · derivative · entry 2

Reeve Emma · CIK 0001680329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2033-01-04

F2 · derivative.exercise_date: This option was granted on January 5, 2023 and vests over one year in twelve equal monthly installments, commencing on February 5, 2023.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 21:13 UTC
Reeve EmmaDirector
GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-000671 · form4-01092023_090113.xml · nonDerivative · entry 1

Reeve Emma · CIK 0001680329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,528

F1 · shares: Restricted stock units granted on January 5, 2023 that vest over one year, with five-twelfths (5/12) of the shares underlying the RSUs vesting on June 6, 2023 and the remaining seven-twelfths (7/12) of the original shares underlying the RSUs vesting on January 5, 2024.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 21:12 UTC GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $39.42 $0.00
Disclosure

SEC source: 0001415889-23-000670 · form4-01092023_090113.xml · derivative · entry 2

STEELE GLENN JR MD PHD · CIK 0001269131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2033-01-04

F2 · derivative.exercise_date: This option was granted on January 5, 2023 and vests over one year in twelve equal monthly installments, commencing on February 5, 2023.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 21:12 UTC GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-000670 · form4-01092023_090113.xml · nonDerivative · entry 1

STEELE GLENN JR MD PHD · CIK 0001269131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

F1 · shares: Restricted stock units granted on January 5, 2023 that vest over one year, with five-twelfths (5/12) of the shares underlying the RSUs vesting on June 6, 2023 and the remaining seven-twelfths (7/12) of the original shares underlying the RSUs vesting on January 5, 2024. The Reporting Person has elected to defer receipt of all vested shares until the earliest to occur of (i) four years from the date of grant and (ii) the earliest to occur of (a) the date that is six months following separation of service from the Issuer, (b) a change in control event and (c) death.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 21:10 UTC GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $39.42 $0.00
Disclosure

SEC source: 0001415889-23-000669 · form4-01092023_090110.xml · derivative · entry 2

SOUTHWELL DAVID P · CIK 0001251553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2033-01-04

F2 · derivative.exercise_date: This option was granted on January 5, 2023 and vests over one year in twelve equal monthly installments, commencing on February 5, 2023.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 21:10 UTC GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-000669 · form4-01092023_090110.xml · nonDerivative · entry 1

SOUTHWELL DAVID P · CIK 0001251553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

F1 · shares: Restricted stock units granted on January 5, 2023 that vest over one year, with five-twelfths (5/12) of the shares underlying the RSUs vesting on June 6, 2023 and the remaining seven-twelfths (7/12) of the original shares underlying the RSUs vesting on January 5, 2024. The Reporting Person has elected to defer receipt of all vested shares until the earliest to occur of (a) the date that is six months following separation of service from the Issuer, (b) a change in control event and (c) death.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 21:08 UTC GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $39.42 $0.00
Disclosure

SEC source: 0001415889-23-000667 · form4-01092023_090156.xml · derivative · entry 2

Okey Stephanie · CIK 0001742616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2033-01-04

F2 · derivative.exercise_date: This option was granted on January 5, 2023 and vests over one year in twelve equal monthly installments, commencing on February 5, 2023.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 21:08 UTC GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-000667 · form4-01092023_090156.xml · nonDerivative · entry 1

Okey Stephanie · CIK 0001742616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,867

F1 · shares: Restricted stock units granted on January 5, 2023 that vest over one year, with five-twelfths (5/12) of the shares underlying the RSUs vesting on June 6, 2023 and the remaining seven-twelfths (7/12) of the original shares underlying the RSUs vesting on January 5, 2024.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 21:09 UTC GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $39.42 $0.00
Disclosure

SEC source: 0001415889-23-000668 · form4-01092023_090106.xml · derivative · entry 2

Smith Mary L. · CIK 0001866044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2033-01-04

F2 · derivative.exercise_date: This option was granted on January 5, 2023 and vests over one year in twelve equal monthly installments, commencing on February 5, 2023.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 21:09 UTC GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-000668 · form4-01092023_090106.xml · nonDerivative · entry 1

Smith Mary L. · CIK 0001866044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,813

F1 · shares: Restricted stock units granted on January 5, 2023 that vest over one year, with five-twelfths (5/12) of the shares underlying the RSUs vesting on June 6, 2023 and the remaining seven-twelfths (7/12) of the original shares underlying the RSUs vesting on January 5, 2024.

Read SEC document
October 18, 2022 Filed Oct 19, 2022 20:09 UTC
Boulding Mark ElliottEXEC. VP AND CLO
Exercise / conversionStock Option (Right to Buy) · Derivative 289 $30.86 Strike: $30.86 $8,918.54
Disclosure

SEC source: 0001415889-22-010716 · form4-10192022_011001.xml · derivative · entry 12

Boulding Mark Elliott · CIK 0001578852 · EXEC. VP AND CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,923

Underlying: Common Stock · 289 shares

Expires 2026-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 2, 2021.

F3 · derivative.exercise_date: Currently exercisable.

Read SEC document
October 18, 2022 Filed Oct 19, 2022 20:09 UTC
Boulding Mark ElliottEXEC. VP AND CLO
Exercise / conversionStock Option (Right to Buy) · Derivative 10 $30.86 Strike: $30.86 $308.60
Disclosure

SEC source: 0001415889-22-010716 · form4-10192022_011001.xml · derivative · entry 11

Boulding Mark Elliott · CIK 0001578852 · EXEC. VP AND CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,212

Underlying: Common Stock · 10 shares

Expires 2026-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 2, 2021.

F3 · derivative.exercise_date: Currently exercisable.

Read SEC document
October 18, 2022 Filed Oct 19, 2022 20:09 UTC
Boulding Mark ElliottEXEC. VP AND CLO
SaleCommon Stock 289 $55.04 $15,907.43
Disclosure

SEC source: 0001415889-22-010716 · form4-10192022_011001.xml · nonDerivative · entry 8

Boulding Mark Elliott · CIK 0001578852 · EXEC. VP AND CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,110

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 2, 2021.

F2 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $55.00 to $55.57 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
October 18, 2022 Filed Oct 19, 2022 20:09 UTC
Boulding Mark ElliottEXEC. VP AND CLO
Exercise / conversionCommon Stock 289 $30.86 $8,918.54
Disclosure

SEC source: 0001415889-22-010716 · form4-10192022_011001.xml · nonDerivative · entry 7

Boulding Mark Elliott · CIK 0001578852 · EXEC. VP AND CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 2, 2021.

Read SEC document
October 18, 2022 Filed Oct 19, 2022 20:09 UTC
Boulding Mark ElliottEXEC. VP AND CLO
SaleCommon Stock 10 $55.45 $554.50
Disclosure

SEC source: 0001415889-22-010716 · form4-10192022_011001.xml · nonDerivative · entry 6

Boulding Mark Elliott · CIK 0001578852 · EXEC. VP AND CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,110

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 2, 2021.

Read SEC document
October 18, 2022 Filed Oct 19, 2022 20:09 UTC
Boulding Mark ElliottEXEC. VP AND CLO
Exercise / conversionCommon Stock 10 $30.86 $308.60
Disclosure

SEC source: 0001415889-22-010716 · form4-10192022_011001.xml · nonDerivative · entry 5

Boulding Mark Elliott · CIK 0001578852 · EXEC. VP AND CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 2, 2021.

Read SEC document
October 17, 2022 Filed Oct 19, 2022 20:09 UTC
Boulding Mark ElliottEXEC. VP AND CLO
Exercise / conversionStock Option (Right to Buy) · Derivative 6,402 $30.86 Strike: $30.86 $197,565.72
Disclosure

SEC source: 0001415889-22-010716 · form4-10192022_011001.xml · derivative · entry 10

Boulding Mark Elliott · CIK 0001578852 · EXEC. VP AND CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,222

Underlying: Common Stock · 6,402 shares

Expires 2026-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 2, 2021.

F3 · derivative.exercise_date: Currently exercisable.

Read SEC document
October 17, 2022 Filed Oct 19, 2022 20:09 UTC
Boulding Mark ElliottEXEC. VP AND CLO
Exercise / conversionStock Option (Right to Buy) · Derivative 200 $30.86 Strike: $30.86 $6,172.00
Disclosure

SEC source: 0001415889-22-010716 · form4-10192022_011001.xml · derivative · entry 9

Boulding Mark Elliott · CIK 0001578852 · EXEC. VP AND CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,624

Underlying: Common Stock · 200 shares

Expires 2026-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 2, 2021.

F3 · derivative.exercise_date: Currently exercisable.

Read SEC document
October 17, 2022 Filed Oct 19, 2022 20:09 UTC
Boulding Mark ElliottEXEC. VP AND CLO
SaleCommon Stock 6,402 $55.00 $352,110.00
Disclosure

SEC source: 0001415889-22-010716 · form4-10192022_011001.xml · nonDerivative · entry 4

Boulding Mark Elliott · CIK 0001578852 · EXEC. VP AND CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,110

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 2, 2021.

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October 17, 2022 Filed Oct 19, 2022 20:09 UTC
Boulding Mark ElliottEXEC. VP AND CLO
Exercise / conversionCommon Stock 6,402 $30.86 $197,565.72
Disclosure

SEC source: 0001415889-22-010716 · form4-10192022_011001.xml · nonDerivative · entry 3

Boulding Mark Elliott · CIK 0001578852 · EXEC. VP AND CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 2, 2021.

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October 17, 2022 Filed Oct 19, 2022 20:09 UTC
Boulding Mark ElliottEXEC. VP AND CLO
SaleCommon Stock 200 $55.00 $11,000.00
Disclosure

SEC source: 0001415889-22-010716 · form4-10192022_011001.xml · nonDerivative · entry 2

Boulding Mark Elliott · CIK 0001578852 · EXEC. VP AND CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,110

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 2, 2021.

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October 17, 2022 Filed Oct 19, 2022 20:09 UTC
Boulding Mark ElliottEXEC. VP AND CLO
Exercise / conversionCommon Stock 200 $30.86 $6,172.00
Disclosure

SEC source: 0001415889-22-010716 · form4-10192022_011001.xml · nonDerivative · entry 1

Boulding Mark Elliott · CIK 0001578852 · EXEC. VP AND CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 2, 2021.

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September 20, 2022 Filed Sep 22, 2022 20:38 UTC
Boulding Mark ElliottEXEC. VP AND CLO
Exercise / conversionStock Option (Right to Buy) · Derivative 300 $30.86 Strike: $30.86 $9,258.00
Disclosure

SEC source: 0001415889-22-009867 · form4-09222022_010902.xml · derivative · entry 6

Boulding Mark Elliott · CIK 0001578852 · EXEC. VP AND CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,824

Underlying: Common Stock · 69,124 shares

Expires 2026-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Currently exercisable.

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September 20, 2022 Filed Sep 22, 2022 20:38 UTC
Boulding Mark ElliottEXEC. VP AND CLO
Exercise / conversionStock Option (Right to Buy) · Derivative 876 $30.86 Strike: $30.86 $27,033.36
Disclosure

SEC source: 0001415889-22-009867 · form4-09222022_010902.xml · derivative · entry 5

Boulding Mark Elliott · CIK 0001578852 · EXEC. VP AND CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,124

Underlying: Common Stock · 70,000 shares

Expires 2026-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Currently exercisable.

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September 20, 2022 Filed Sep 22, 2022 20:38 UTC
Boulding Mark ElliottEXEC. VP AND CLO
SaleCommon Stock 300 $55.00 $16,500.00
Disclosure

SEC source: 0001415889-22-009867 · form4-09222022_010902.xml · nonDerivative · entry 4

Boulding Mark Elliott · CIK 0001578852 · EXEC. VP AND CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,110

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 2, 2021.

Read SEC document
September 20, 2022 Filed Sep 22, 2022 20:38 UTC
Boulding Mark ElliottEXEC. VP AND CLO
Exercise / conversionCommon Stock 300 $30.86 $9,258.00
Disclosure

SEC source: 0001415889-22-009867 · form4-09222022_010902.xml · nonDerivative · entry 3

Boulding Mark Elliott · CIK 0001578852 · EXEC. VP AND CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 2, 2021.

Read SEC document
September 20, 2022 Filed Sep 22, 2022 20:38 UTC
Boulding Mark ElliottEXEC. VP AND CLO
SaleCommon Stock 876 $55.00 $48,180.00
Disclosure

SEC source: 0001415889-22-009867 · form4-09222022_010902.xml · nonDerivative · entry 2

Boulding Mark Elliott · CIK 0001578852 · EXEC. VP AND CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,110

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 2, 2021.

Read SEC document
September 20, 2022 Filed Sep 22, 2022 20:38 UTC
Boulding Mark ElliottEXEC. VP AND CLO
Exercise / conversionCommon Stock 876 $30.86 $27,033.36
Disclosure

SEC source: 0001415889-22-009867 · form4-09222022_010902.xml · nonDerivative · entry 1

Boulding Mark Elliott · CIK 0001578852 · EXEC. VP AND CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on December 2, 2021.

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August 09, 2022 Filed Aug 11, 2022 20:28 UTC SaleCommon Stock 2,296 $51.62 $118,521.82
Disclosure

SEC source: 0001415889-22-008493 · form4-08112022_010824.xml · nonDerivative · entry 1

Okey Stephanie · CIK 0001742616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,867

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June 09, 2022 Filed Jun 10, 2022 20:08 UTC GrantStock Option (Right to Buy) · Derivative 7,000 $0.00 Strike: $27.85 $0.00
Disclosure

SEC source: 0001415889-22-006412 · form4-06102022_010627.xml · derivative · entry 4

Young Alethia · CIK 0001918147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2032-06-08

F4 · derivative.exercise_date: This option was granted on June 9, 2022 and vests over seven approximately equal monthly installments, commencing on July 7, 2022.

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June 09, 2022 Filed Jun 10, 2022 20:08 UTC GrantStock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $27.85 $0.00
Disclosure

SEC source: 0001415889-22-006412 · form4-06102022_010627.xml · derivative · entry 3

Young Alethia · CIK 0001918147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2032-06-08

F3 · derivative.exercise_date: This option was granted on June 9, 2022 and vests over thirty-six approximately equal monthly installments, commencing on July 8, 2022.

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June 09, 2022 Filed Jun 10, 2022 20:08 UTC GrantCommon Stock 1,867 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-006412 · form4-06102022_010627.xml · nonDerivative · entry 2

Young Alethia · CIK 0001918147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,067

F2 · shares: Restricted stock units granted on June 9, 2022 that vest on January 7, 2023.

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June 09, 2022 Filed Jun 10, 2022 20:08 UTC GrantCommon Stock 3,200 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-006412 · form4-06102022_010627.xml · nonDerivative · entry 1

Young Alethia · CIK 0001918147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

F1 · shares: Restricted stock units granted on June 9, 2022 that vest in three equal installments over three years, commencing on June 8, 2023.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.