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Nasdaq · USD

PTCT

PTC THERAPEUTICS, INC.

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3803
SEC CIK
0001070081
Parsed reports
477

Last 12 months

Inside the activity.

0 purchase rows · 202 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025039
Dec 2025021
Jan 2026042
Feb 2026014
Mar 202606
Apr 202607
May 2026010
Jun 2026018
Jul 2026020
Aug 2026012
Sep 202608
Oct 202605

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 27, 2023 Filed Mar 29, 2023 20:20 UTC SaleCommon Stock 4,599 $44.71 $205,617.61
Disclosure

SEC source: 0001415889-23-005565 · form4-03292023_080327.xml · nonDerivative · entry 2

SOUTHWELL DAVID P · CIK 0001251553 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,901

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on February 24, 2023.

F2 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $43.97 to $44.95 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 27, 2023 Filed Mar 29, 2023 20:20 UTC Exercise / conversionCommon Stock 10,000 $27.05 $270,500.00
Disclosure

SEC source: 0001415889-23-005565 · form4-03292023_080327.xml · nonDerivative · entry 1

SOUTHWELL DAVID P · CIK 0001251553 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on February 24, 2023.

Read SEC document
March 27, 2023 Filed Mar 29, 2023 20:19 UTC
Hill Emily LuisaCHIEF FINANCIAL OFFICER
SaleCommon Stock 7,363 $45.00 $331,335.00
Disclosure

SEC source: 0001415889-23-005564 · form4-03292023_080359.xml · nonDerivative · entry 1

Hill Emily Luisa · CIK 0001778279 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 38,925

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on February 24, 2023.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 21:23 UTC
Utter Christine MarieSVP, FINANCE & CAO
SaleCommon Stock 325 $45.63 $14,829.10
Disclosure

SEC source: 0001415889-23-001804 · form4-02022023_090225.xml · nonDerivative · entry 1

Utter Christine Marie · CIK 0001707685 · SVP, FINANCE & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,059

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 1,020 RSUs from a January 29, 2020 grant of 4,080 RSUs.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 21:22 UTC
Peltz Stuart WalterDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 301 $45.63 $13,734.03
Disclosure

SEC source: 0001415889-23-001803 · form4-02022023_090218.xml · nonDerivative · entry 2

Peltz Stuart Walter · CIK 0001578962 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 54,903

F2 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 1,214 RSUs from a January 29, 2020 grant of 4,855 RSUs.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 21:22 UTC
Peltz Stuart WalterDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 2,320 $45.63 $105,856.96
Disclosure

SEC source: 0001415889-23-001803 · form4-02022023_090218.xml · nonDerivative · entry 1

Peltz Stuart Walter · CIK 0001578962 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,962

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 8,250 RSUs from a January 29, 2020 grant of 33,000 RSUs.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 21:21 UTC
Pauwels EricCHIEF BUSINESS OFFICER
SaleCommon Stock 375 $45.63 $17,110.50
Disclosure

SEC source: 0001415889-23-001800 · form4-02022023_090223.xml · nonDerivative · entry 1

Pauwels Eric · CIK 0001323212 · CHIEF BUSINESS OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,537

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 1,197 RSUs from a January 29, 2020 grant of 4,790 RSUs.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 21:20 UTC
Hill Emily LuisaCHIEF FINANCIAL OFFICER
SaleCommon Stock 575 $45.63 $26,236.10
Disclosure

SEC source: 0001415889-23-001798 · form4-02022023_090208.xml · nonDerivative · entry 1

Hill Emily Luisa · CIK 0001778279 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,288

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 2,325 RSUs from a January 29, 2020 grant of 9,300 RSUs.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 21:18 UTC
Boulding Mark ElliottEXEC. VP AND CLO
SaleCommon Stock 812 $45.63 $37,049.94
Disclosure

SEC source: 0001415889-23-001794 · form4-02022023_090220.xml · nonDerivative · entry 1

Boulding Mark Elliott · CIK 0001578852 · EXEC. VP AND CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,378

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 2,550 RSUs from a January 29, 2020 grant of 10,200 RSUs.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 21:17 UTC
Almstead Neil GregoryCHIEF TECHNICAL OPS OFFICER
SaleCommon Stock 28 $45.63 $1,277.58
Disclosure

SEC source: 0001415889-23-001793 · form4-02022023_090225.xml · nonDerivative · entry 2

Almstead Neil Gregory · CIK 0001578850 · CHIEF TECHNICAL OPS OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,259

F2 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 92 RSUs from a January 29, 2020 grant of 370 RSUs.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 21:17 UTC
Almstead Neil GregoryCHIEF TECHNICAL OPS OFFICER
SaleCommon Stock 630 $45.63 $28,745.64
Disclosure

SEC source: 0001415889-23-001793 · form4-02022023_090225.xml · nonDerivative · entry 1

Almstead Neil Gregory · CIK 0001578850 · CHIEF TECHNICAL OPS OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,949

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 2,550 RSUs from a January 29, 2020 grant of 10,200 RSUs.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 21:24 UTC
Peltz Stuart WalterDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 284 $47.45 $13,476.17
Disclosure

SEC source: 0001415889-23-001461 · form4-01262023_090102.xml · nonDerivative · entry 1

Peltz Stuart Walter · CIK 0001578962 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 55,204

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 1,155 shares of restricted stock from a January 22, 2019 grant of 4,620 shares of restricted stock.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 21:23 UTC
Pauwels EricCHIEF BUSINESS OFFICER
SaleCommon Stock 359 $47.45 $17,035.02
Disclosure

SEC source: 0001415889-23-001460 · form4-01262023_090158.xml · nonDerivative · entry 1

Pauwels Eric · CIK 0001323212 · CHIEF BUSINESS OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,912

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 1,155 shares of restricted stock from a January 22, 2019 grant of 4,620 shares of restricted stock.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 21:21 UTC
Hill Emily LuisaCHIEF FINANCIAL OFFICER
SaleCommon Stock 223 $47.45 $10,581.64
Disclosure

SEC source: 0001415889-23-001459 · form4-01262023_090124.xml · nonDerivative · entry 1

Hill Emily Luisa · CIK 0001778279 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,863

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 909 RSUs from a January 22, 2019 grant of 3,636 RSUs.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 21:20 UTC
Almstead Neil GregoryCHIEF TECHNICAL OPS OFFICER
SaleCommon Stock 44 $47.45 $2,087.86
Disclosure

SEC source: 0001415889-23-001458 · form4-01262023_090125.xml · nonDerivative · entry 1

Almstead Neil Gregory · CIK 0001578850 · CHIEF TECHNICAL OPS OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,287

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 143 RSUs from a January 22, 2019 grant of 570 RSUs.

Read SEC document
January 11, 2023 Filed Jan 12, 2023 21:39 UTC
Almstead Neil GregoryCHIEF TECHNICAL OPS OFFICER
SaleCommon Stock 27 $44.36 $1,197.71
Disclosure

SEC source: 0001415889-23-000884 · form4-01122023_090120.xml · nonDerivative · entry 4

Almstead Neil Gregory · CIK 0001578850 · CHIEF TECHNICAL OPS OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,331

F2 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 195 RSUs from a January 7, 2022 grant of 780 RSUs.

Read SEC document
January 11, 2023 Filed Jan 12, 2023 21:39 UTC
Almstead Neil GregoryCHIEF TECHNICAL OPS OFFICER
SaleCommon Stock 383 $44.36 $16,989.73
Disclosure

SEC source: 0001415889-23-000884 · form4-01122023_090120.xml · nonDerivative · entry 3

Almstead Neil Gregory · CIK 0001578850 · CHIEF TECHNICAL OPS OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,579

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 3,600 RSUs from a January 7, 2022 grant of 14,400 RSUs.

Read SEC document
January 11, 2023 Filed Jan 12, 2023 21:38 UTC
Boulding Mark ElliottEXEC. VP AND CLO
SaleCommon Stock 495 $44.36 $21,958.00
Disclosure

SEC source: 0001415889-23-000882 · form4-01122023_090135.xml · nonDerivative · entry 2

Boulding Mark Elliott · CIK 0001578852 · EXEC. VP AND CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,190

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 3,600 RSUs from a January 7, 2022 grant of 14,400 RSUs.

Read SEC document
January 11, 2023 Filed Jan 12, 2023 21:37 UTC
Hill Emily LuisaCHIEF FINANCIAL OFFICER
SaleCommon Stock 418 $44.36 $18,542.31
Disclosure

SEC source: 0001415889-23-000880 · form4-01122023_090143.xml · nonDerivative · entry 2

Hill Emily Luisa · CIK 0001778279 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,086

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 3,900 RSUs from a January 7, 2022 grant of 15,600 RSUs.

Read SEC document
January 11, 2023 Filed Jan 12, 2023 21:36 UTC
Klein Matthew B.CHIEF OPERATING OFFICER
SaleCommon Stock 2,244 $44.36 $99,542.94
Disclosure

SEC source: 0001415889-23-000879 · form4-01122023_090129.xml · nonDerivative · entry 2

Klein Matthew B. · CIK 0001808968 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,856

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 15,250 RSUs from January 7, 2022 grants of a total of 41,000 RSUs.

Read SEC document
January 11, 2023 Filed Jan 12, 2023 21:34 UTC
Peltz Stuart WalterDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 492 $44.36 $21,824.92
Disclosure

SEC source: 0001415889-23-000877 · form4-01122023_090118.xml · nonDerivative · entry 4

Peltz Stuart Walter · CIK 0001578962 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 55,488

F2 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 4,200 RSUs from a January 7, 2022 grant of 16,800 RSUs.

Read SEC document
January 11, 2023 Filed Jan 12, 2023 21:34 UTC
Peltz Stuart WalterDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 1,189 $44.36 $52,743.56
Disclosure

SEC source: 0001415889-23-000877 · form4-01122023_090118.xml · nonDerivative · entry 3

Peltz Stuart Walter · CIK 0001578962 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,282

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 11,000RSUs from a January 7, 2022 grant of 44,000 RSUs.

Read SEC document
January 11, 2023 Filed Jan 12, 2023 21:35 UTC
Pauwels EricCHIEF BUSINESS OFFICER
SaleCommon Stock 571 $44.36 $25,329.33
Disclosure

SEC source: 0001415889-23-000878 · form4-01122023_090113.xml · nonDerivative · entry 2

Pauwels Eric · CIK 0001323212 · CHIEF BUSINESS OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,271

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 4,200 RSUs from a January 7, 2022 grant of 16,800 RSUs.

Read SEC document
January 11, 2023 Filed Jan 12, 2023 21:33 UTC
Utter Christine MarieSVP, FINANCE & CAO
SaleCommon Stock 417 $44.36 $18,497.95
Disclosure

SEC source: 0001415889-23-000876 · form4-01122023_090117.xml · nonDerivative · entry 2

Utter Christine Marie · CIK 0001707685 · SVP, FINANCE & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,384

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 2,900 RSUs from a January 7, 2022 grant of 11,600 RSUs.

Read SEC document
January 10, 2023 Filed Jan 12, 2023 21:39 UTC
Almstead Neil GregoryCHIEF TECHNICAL OPS OFFICER
SaleCommon Stock 27 $42.93 $1,159.19
Disclosure

SEC source: 0001415889-23-000884 · form4-01122023_090120.xml · nonDerivative · entry 2

Almstead Neil Gregory · CIK 0001578850 · CHIEF TECHNICAL OPS OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,358

F2 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 195 RSUs from a January 7, 2022 grant of 780 RSUs.

Read SEC document
January 10, 2023 Filed Jan 12, 2023 21:39 UTC
Almstead Neil GregoryCHIEF TECHNICAL OPS OFFICER
SaleCommon Stock 473 $42.93 $20,307.26
Disclosure

SEC source: 0001415889-23-000884 · form4-01122023_090120.xml · nonDerivative · entry 1

Almstead Neil Gregory · CIK 0001578850 · CHIEF TECHNICAL OPS OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,962

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 3,600 RSUs from a January 7, 2022 grant of 14,400 RSUs.

Read SEC document
January 10, 2023 Filed Jan 12, 2023 21:38 UTC
Boulding Mark ElliottEXEC. VP AND CLO
SaleCommon Stock 590 $42.93 $25,330.41
Disclosure

SEC source: 0001415889-23-000882 · form4-01122023_090135.xml · nonDerivative · entry 1

Boulding Mark Elliott · CIK 0001578852 · EXEC. VP AND CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,685

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 3,600 RSUs from a January 7, 2022 grant of 14,400 RSUs.

Read SEC document
January 10, 2023 Filed Jan 12, 2023 21:37 UTC
Hill Emily LuisaCHIEF FINANCIAL OFFICER
SaleCommon Stock 497 $42.93 $21,337.65
Disclosure

SEC source: 0001415889-23-000880 · form4-01122023_090143.xml · nonDerivative · entry 1

Hill Emily Luisa · CIK 0001778279 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,504

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 3,900 RSUs from a January 7, 2022 grant of 15,600 RSUs.

Read SEC document
January 10, 2023 Filed Jan 12, 2023 21:36 UTC
Klein Matthew B.CHIEF OPERATING OFFICER
SaleCommon Stock 2,273 $42.93 $97,586.48
Disclosure

SEC source: 0001415889-23-000879 · form4-01122023_090129.xml · nonDerivative · entry 1

Klein Matthew B. · CIK 0001808968 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,100

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 15,250 RSUs from January 7, 2022 grants of a total of 41,000 RSUs.

Read SEC document
January 10, 2023 Filed Jan 12, 2023 21:34 UTC
Peltz Stuart WalterDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 571 $42.93 $24,514.69
Disclosure

SEC source: 0001415889-23-000877 · form4-01122023_090118.xml · nonDerivative · entry 2

Peltz Stuart Walter · CIK 0001578962 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 55,980

F2 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 4,200 RSUs from a January 7, 2022 grant of 16,800 RSUs.

Read SEC document
January 10, 2023 Filed Jan 12, 2023 21:34 UTC
Peltz Stuart WalterDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 1,228 $42.93 $52,721.60
Disclosure

SEC source: 0001415889-23-000877 · form4-01122023_090118.xml · nonDerivative · entry 1

Peltz Stuart Walter · CIK 0001578962 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,471

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 11,000RSUs from a January 7, 2022 grant of 44,000 RSUs.

Read SEC document
January 10, 2023 Filed Jan 12, 2023 21:35 UTC
Pauwels EricCHIEF BUSINESS OFFICER
SaleCommon Stock 663 $42.93 $28,464.51
Disclosure

SEC source: 0001415889-23-000878 · form4-01122023_090113.xml · nonDerivative · entry 1

Pauwels Eric · CIK 0001323212 · CHIEF BUSINESS OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,842

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 4,200 RSUs from a January 7, 2022 grant of 16,800 RSUs.

Read SEC document
January 10, 2023 Filed Jan 12, 2023 21:33 UTC
Utter Christine MarieSVP, FINANCE & CAO
SaleCommon Stock 489 $42.93 $20,994.19
Disclosure

SEC source: 0001415889-23-000876 · form4-01122023_090117.xml · nonDerivative · entry 1

Utter Christine Marie · CIK 0001707685 · SVP, FINANCE & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,801

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 2,900 RSUs from a January 7, 2022 grant of 11,600 RSUs.

Read SEC document
January 09, 2023 Filed Jan 11, 2023 23:16 UTC
Almstead Neil GregoryCHIEF TECHNICAL OPS OFFICER
SaleCommon Stock 43 $41.66 $1,791.22
Disclosure

SEC source: 0001415889-23-000839 · form4-01112023_110131.xml · nonDerivative · entry 2

Almstead Neil Gregory · CIK 0001578850 · CHIEF TECHNICAL OPS OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,385

F2 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 150 RSUs from a January 6, 2021 grant of 600 RSUs.

Read SEC document
January 09, 2023 Filed Jan 11, 2023 23:16 UTC
Almstead Neil GregoryCHIEF TECHNICAL OPS OFFICER
SaleCommon Stock 716 $41.66 $29,825.84
Disclosure

SEC source: 0001415889-23-000839 · form4-01112023_110131.xml · nonDerivative · entry 1

Almstead Neil Gregory · CIK 0001578850 · CHIEF TECHNICAL OPS OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,435

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 2,550 RSUs from a January 6, 2021 grant of 10,200 RSUs.

Read SEC document
January 09, 2023 Filed Jan 11, 2023 23:15 UTC
Hill Emily LuisaCHIEF FINANCIAL OFFICER
SaleCommon Stock 758 $41.66 $31,575.40
Disclosure

SEC source: 0001415889-23-000838 · form4-01112023_110136.xml · nonDerivative · entry 1

Hill Emily Luisa · CIK 0001778279 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,001

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 2,700 RSUs from a January 6, 2021 grant of 10,800 RSUs.

Read SEC document
January 09, 2023 Filed Jan 11, 2023 23:14 UTC
Boulding Mark ElliottEXEC. VP AND CLO
SaleCommon Stock 835 $41.66 $34,782.93
Disclosure

SEC source: 0001415889-23-000837 · form4-01112023_110127.xml · nonDerivative · entry 1

Boulding Mark Elliott · CIK 0001578852 · EXEC. VP AND CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,275

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 2,550 RSUs from a January 6, 2021 grant of 10,200 RSUs.

Read SEC document
January 09, 2023 Filed Jan 11, 2023 23:13 UTC
Klein Matthew B.CHIEF OPERATING OFFICER
SaleCommon Stock 731 $41.66 $30,450.68
Disclosure

SEC source: 0001415889-23-000836 · form4-01112023_110124.xml · nonDerivative · entry 1

Klein Matthew B. · CIK 0001808968 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,373

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 2,250 RSUs from a January 6, 2021 grant of 9,000 RSUs.

Read SEC document
January 09, 2023 Filed Jan 11, 2023 23:12 UTC
Pauwels EricCHIEF BUSINESS OFFICER
SaleCommon Stock 858 $41.66 $35,741.02
Disclosure

SEC source: 0001415889-23-000835 · form4-01112023_110128.xml · nonDerivative · entry 1

Pauwels Eric · CIK 0001323212 · CHIEF BUSINESS OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,505

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 2,550 RSUs from a January 6, 2021 grant of 10,200 RSUs.

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January 09, 2023 Filed Jan 11, 2023 23:11 UTC
Peltz Stuart WalterDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 279 $41.66 $11,622.08
Disclosure

SEC source: 0001415889-23-000834 · form4-01112023_110123.xml · nonDerivative · entry 2

Peltz Stuart Walter · CIK 0001578962 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 56,551

F2 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 990 RSUs from a January 6, 2021 grant of 3,960 RSUs.

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January 09, 2023 Filed Jan 11, 2023 23:11 UTC
Peltz Stuart WalterDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 1,786 $41.66 $74,397.97
Disclosure

SEC source: 0001415889-23-000834 · form4-01112023_110123.xml · nonDerivative · entry 1

Peltz Stuart Walter · CIK 0001578962 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,699

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 6,900 RSUs from a January 6, 2021 grant of 27,600 RSUs.

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January 09, 2023 Filed Jan 11, 2023 23:10 UTC
Utter Christine MarieSVP, FINANCE & CAO
SaleCommon Stock 706 $41.66 $29,409.28
Disclosure

SEC source: 0001415889-23-000833 · form4-01112023_110128.xml · nonDerivative · entry 1

Utter Christine Marie · CIK 0001707685 · SVP, FINANCE & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,290

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 2,175 RSUs from a January 6, 2021 grant of 8,700 RSUs.

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January 05, 2023 Filed Jan 9, 2023 21:58 UTC
Utter Christine MarieSVP, FINANCE & CAO
GrantStock Option (Right to Buy) · Derivative 32,500 $0.00 Strike: $39.42 $0.00
Disclosure

SEC source: 0001415889-23-000694 · form4-01092023_090148.xml · derivative · entry 2

Utter Christine Marie · CIK 0001707685 · SVP, FINANCE & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,500

Underlying: Common Stock · 32,500 shares

Expires 2033-01-04

F2 · derivative.exercise_date: This option was granted on January 5, 2023, and vests over four years, with 25% of the shares underlying the option vesting on January 5, 2024, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 5, 2024.

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January 05, 2023 Filed Jan 9, 2023 21:58 UTC
Utter Christine MarieSVP, FINANCE & CAO
GrantCommon Stock 14,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-000694 · form4-01092023_090148.xml · nonDerivative · entry 1

Utter Christine Marie · CIK 0001707685 · SVP, FINANCE & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,996

F1 · balance_after: Includes 293 shares of common stock acquired under the Issuer's employee stock purchase plan for the period ending June 30, 2022 and 298 shares of common stock acquired under the Issuer's employee stock purchase plan for the period ending December 31, 2022.

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January 05, 2023 Filed Jan 9, 2023 21:55 UTC
Hill Emily LuisaCHIEF FINANCIAL OFFICER
GrantStock Option (Right to Buy) · Derivative 42,500 $0.00 Strike: $39.42 $0.00
Disclosure

SEC source: 0001415889-23-000691 · form4-01092023_090127.xml · derivative · entry 2

Hill Emily Luisa · CIK 0001778279 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,500

Underlying: Common Stock · 42,500 shares

Expires 2033-01-04

F2 · derivative.exercise_date: This option was granted on January 5, 2023, and vests over four years, with 25% of the shares underlying the option vesting on January 5, 2024, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 5, 2024.

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January 05, 2023 Filed Jan 9, 2023 21:55 UTC
Hill Emily LuisaCHIEF FINANCIAL OFFICER
GrantCommon Stock 19,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-000691 · form4-01092023_090127.xml · nonDerivative · entry 1

Hill Emily Luisa · CIK 0001778279 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,759

F1 · shares: Restricted stock units granted on January 5, 2023 that vest in four equal installments over four years, commencing on January 5, 2024.

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January 05, 2023 Filed Jan 9, 2023 21:58 UTC
Almstead Neil GregoryCHIEF TECHNICAL OPS OFFICER
GrantStock Option (Right to Buy) · Derivative 36,250 $0.00 Strike: $39.42 $0.00
Disclosure

SEC source: 0001415889-23-000693 · form4-01092023_090150.xml · derivative · entry 3

Almstead Neil Gregory · CIK 0001578850 · CHIEF TECHNICAL OPS OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,250

Underlying: Common Stock · 36,250 shares

Expires 2033-01-04

F3 · derivative.exercise_date: This option was granted on January 5, 2023, and vests over four years, with 25% of the shares underlying the option vesting on January 5, 2024, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 5, 2024.

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January 05, 2023 Filed Jan 9, 2023 21:58 UTC
Almstead Neil GregoryCHIEF TECHNICAL OPS OFFICER
GrantCommon Stock 710 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-000693 · form4-01092023_090150.xml · nonDerivative · entry 2

Almstead Neil Gregory · CIK 0001578850 · CHIEF TECHNICAL OPS OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,428

F1 · shares: Restricted stock units granted on January 5, 2023 that vest in four equal installments over four years, commencing on January 5, 2024.

F2 · balance_after: Includes 298 shares of common stock acquired under the Issuer's employee stock purchase plan for the period ending December 31, 2022.

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January 05, 2023 Filed Jan 9, 2023 21:58 UTC
Almstead Neil GregoryCHIEF TECHNICAL OPS OFFICER
GrantCommon Stock 17,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-000693 · form4-01092023_090150.xml · nonDerivative · entry 1

Almstead Neil Gregory · CIK 0001578850 · CHIEF TECHNICAL OPS OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,151

F1 · shares: Restricted stock units granted on January 5, 2023 that vest in four equal installments over four years, commencing on January 5, 2024.

F2 · balance_after: Includes 298 shares of common stock acquired under the Issuer's employee stock purchase plan for the period ending December 31, 2022.

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January 05, 2023 Filed Jan 9, 2023 21:56 UTC
Boulding Mark ElliottEXEC. VP AND CLO
GrantStock Option (Right to Buy) · Derivative 36,250 $0.00 Strike: $39.42 $0.00
Disclosure

SEC source: 0001415889-23-000692 · form4-01092023_090131.xml · derivative · entry 2

Boulding Mark Elliott · CIK 0001578852 · EXEC. VP AND CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,250

Underlying: Common Stock · 36,250 shares

Expires 2033-01-04

F2 · derivative.exercise_date: This option was granted on January 5, 2023, and vests over four years, with 25% of the shares underlying the option vesting on January 5, 2024, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 5, 2024.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.