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Nasdaq · USD

PTCT

PTC THERAPEUTICS, INC.

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3803
SEC CIK
0001070081
Parsed reports
477

Last 12 months

Inside the activity.

0 purchase rows · 202 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025039
Dec 2025021
Jan 2026042
Feb 2026014
Mar 202606
Apr 202607
May 2026010
Jun 2026018
Jul 2026020
Aug 2026012
Sep 202608
Oct 202605

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 17, 2023 Filed May 19, 2023 20:04 UTC
Pauwels EricCHIEF BUSINESS OFFICER
SaleCommon Stock 7,248 $58.50 $424,008.00
Disclosure

SEC source: 0001415889-23-008390 · form4-05192023_080525.xml · nonDerivative · entry 2

Pauwels Eric · CIK 0001323212 · CHIEF BUSINESS OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 56,757

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on September 13, 2022.

Read SEC document
May 17, 2023 Filed May 19, 2023 20:04 UTC
Pauwels EricCHIEF BUSINESS OFFICER
SaleCommon Stock 800 $58.52 $46,814.00
Disclosure

SEC source: 0001415889-23-008390 · form4-05192023_080525.xml · nonDerivative · entry 1

Pauwels Eric · CIK 0001323212 · CHIEF BUSINESS OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,005

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on September 13, 2022.

F2 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $58.50 to $58.53 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 11, 2023 Filed May 12, 2023 20:08 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 23,000 $10.85 Strike: $10.85 $249,550.00
Disclosure

SEC source: 0001415889-23-007888 · form4-05122023_080552.xml · derivative · entry 5

Jacobson Allan Steven · CIK 0001579003 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,000 shares

Expires 2023-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 11, 2022.

F5 · derivative.exercise_date: Currently exercisable.

Read SEC document
May 11, 2023 Filed May 12, 2023 20:08 UTC SaleCommon Stock 1,100 $56.99 $62,686.91
Disclosure

SEC source: 0001415889-23-007888 · form4-05122023_080552.xml · nonDerivative · entry 4

Jacobson Allan Steven · CIK 0001579003 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,348

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 11, 2022.

F4 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $56.85 to $57.15 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 11, 2023 Filed May 12, 2023 20:08 UTC SaleCommon Stock 2,860 $56.35 $161,169.01
Disclosure

SEC source: 0001415889-23-007888 · form4-05122023_080552.xml · nonDerivative · entry 3

Jacobson Allan Steven · CIK 0001579003 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,448

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 11, 2022.

F3 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $55.84 to $56.81 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 11, 2023 Filed May 12, 2023 20:08 UTC SaleCommon Stock 19,040 $54.78 $1,043,074.03
Disclosure

SEC source: 0001415889-23-007888 · form4-05122023_080552.xml · nonDerivative · entry 2

Jacobson Allan Steven · CIK 0001579003 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,308

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 11, 2022.

F2 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $54.45 to $55.35 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 11, 2023 Filed May 12, 2023 20:08 UTC Exercise / conversionCommon Stock 23,000 $10.85 $249,550.00
Disclosure

SEC source: 0001415889-23-007888 · form4-05122023_080552.xml · nonDerivative · entry 1

Jacobson Allan Steven · CIK 0001579003 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on November 11, 2022.

Read SEC document
April 21, 2023 Filed Apr 25, 2023 20:09 UTC
Utter Christine MarieSVP, FINANCE & CAO
Exercise / conversionStock Option (Right to Buy) · Derivative 371 $33.02 Strike: $33.02 $12,250.42
Disclosure

SEC source: 0001415889-23-006833 · form4-04252023_080440.xml · derivative · entry 7

Utter Christine Marie · CIK 0001707685 · SVP, FINANCE & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 371 shares

Expires 2029-01-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on February 24, 2023.

F3 · derivative.exercise_date: Currently exercisable.

Read SEC document
April 21, 2023 Filed Apr 25, 2023 20:09 UTC
Utter Christine MarieSVP, FINANCE & CAO
Exercise / conversionStock Option (Right to Buy) · Derivative 4,321 $33.02 Strike: $33.02 $142,679.42
Disclosure

SEC source: 0001415889-23-006833 · form4-04252023_080440.xml · derivative · entry 6

Utter Christine Marie · CIK 0001707685 · SVP, FINANCE & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,321 shares

Expires 2029-01-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on February 24, 2023.

F3 · derivative.exercise_date: Currently exercisable.

Read SEC document
April 21, 2023 Filed Apr 25, 2023 20:09 UTC
Utter Christine MarieSVP, FINANCE & CAO
SaleCommon Stock 20 $55.64 $1,112.80
Disclosure

SEC source: 0001415889-23-006833 · form4-04252023_080440.xml · nonDerivative · entry 5

Utter Christine Marie · CIK 0001707685 · SVP, FINANCE & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 38,059

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on February 24, 2023.

Read SEC document
April 21, 2023 Filed Apr 25, 2023 20:09 UTC
Utter Christine MarieSVP, FINANCE & CAO
SaleCommon Stock 351 $55.09 $19,337.29
Disclosure

SEC source: 0001415889-23-006833 · form4-04252023_080440.xml · nonDerivative · entry 4

Utter Christine Marie · CIK 0001707685 · SVP, FINANCE & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 38,079

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on February 24, 2023.

F2 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $54.50 to $55.49 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
April 21, 2023 Filed Apr 25, 2023 20:09 UTC
Utter Christine MarieSVP, FINANCE & CAO
Exercise / conversionCommon Stock 371 $33.02 $12,250.42
Disclosure

SEC source: 0001415889-23-006833 · form4-04252023_080440.xml · nonDerivative · entry 3

Utter Christine Marie · CIK 0001707685 · SVP, FINANCE & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 38,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on February 24, 2023.

Read SEC document
April 21, 2023 Filed Apr 25, 2023 20:09 UTC
Utter Christine MarieSVP, FINANCE & CAO
SaleCommon Stock 4,321 $55.05 $237,875.80
Disclosure

SEC source: 0001415889-23-006833 · form4-04252023_080440.xml · nonDerivative · entry 2

Utter Christine Marie · CIK 0001707685 · SVP, FINANCE & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 38,059

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on February 24, 2023.

F2 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $54.50 to $55.49 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
April 21, 2023 Filed Apr 25, 2023 20:09 UTC
Utter Christine MarieSVP, FINANCE & CAO
Exercise / conversionCommon Stock 4,321 $33.02 $142,679.42
Disclosure

SEC source: 0001415889-23-006833 · form4-04252023_080440.xml · nonDerivative · entry 1

Utter Christine Marie · CIK 0001707685 · SVP, FINANCE & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 42,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on February 24, 2023.

Read SEC document
April 21, 2023 Filed Apr 25, 2023 20:08 UTC
Reeve EmmaDirector
SaleCommon Stock 100 $55.57 $5,557.00
Disclosure

SEC source: 0001415889-23-006831 · form4-04252023_080413.xml · nonDerivative · entry 2

Reeve Emma · CIK 0001680329 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,200

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on February 24, 2023.

Read SEC document
April 21, 2023 Filed Apr 25, 2023 20:08 UTC
Reeve EmmaDirector
SaleCommon Stock 4,228 $55.04 $232,701.09
Disclosure

SEC source: 0001415889-23-006831 · form4-04252023_080413.xml · nonDerivative · entry 1

Reeve Emma · CIK 0001680329 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,300

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on February 24, 2023.

F2 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $54.50 to $55.49 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
April 18, 2023 Filed Apr 20, 2023 20:07 UTC
Pauwels EricCHIEF BUSINESS OFFICER
SaleCommon Stock 732 $52.04 $38,095.99
Disclosure

SEC source: 0001415889-23-006752 · form4-04202023_080433.xml · nonDerivative · entry 1

Pauwels Eric · CIK 0001323212 · CHIEF BUSINESS OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,805

F1 · kind: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 2,500 RSUs from an April 16, 2020 grant of 10,000 RSUs.

Read SEC document
April 18, 2023 Filed Apr 20, 2023 20:05 UTC
Klein Matthew B.CHIEF EXECUTIVE OFFICER
GrantStock Option (Right to Buy) · Derivative 65,000 $0.00 Strike: $52.96 $0.00
Disclosure

SEC source: 0001415889-23-006750 · form4-04202023_080437.xml · derivative · entry 3

Klein Matthew B. · CIK 0001808968 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2033-04-17

F3 · derivative.exercise_date: This option was granted on April 18, 2023, and vests over four years, with 25% of the shares underlying the option vesting on April 18, 2024, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on July 18, 2024.

Read SEC document
April 18, 2023 Filed Apr 20, 2023 20:05 UTC
Klein Matthew B.CHIEF EXECUTIVE OFFICER
SaleCommon Stock 1,211 $52.04 $63,024.92
Disclosure

SEC source: 0001415889-23-006750 · form4-04202023_080437.xml · nonDerivative · entry 2

Klein Matthew B. · CIK 0001808968 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 102,645

F2 · kind: Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 2,500 RSUs from an April 16, 2020 grant of 10,000 RSUs.

Read SEC document
April 18, 2023 Filed Apr 20, 2023 20:05 UTC
Klein Matthew B.CHIEF EXECUTIVE OFFICER
GrantCommon Stock 26,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-006750 · form4-04202023_080437.xml · nonDerivative · entry 1

Klein Matthew B. · CIK 0001808968 · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 103,856

F1 · shares: Restricted stock units granted on April 18, 2023 that vest in four equal installments over four years, commencing on April 18, 2024.

Read SEC document
April 17, 2023 Filed Apr 19, 2023 20:11 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 11,429 $18.01 Strike: $18.01 $205,836.29
Disclosure

SEC source: 0001415889-23-006696 · form4-04192023_080416.xml · derivative · entry 4

SOUTHWELL DAVID P · CIK 0001251553 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,429 shares

Expires 2028-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on February 24, 2023.

F4 · derivative.exercise_date: Currently exercisable.

Read SEC document
April 17, 2023 Filed Apr 19, 2023 20:11 UTC SaleCommon Stock 5,188 $51.43 $266,839.59
Disclosure

SEC source: 0001415889-23-006696 · form4-04192023_080416.xml · nonDerivative · entry 3

SOUTHWELL DAVID P · CIK 0001251553 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,500

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on February 24, 2023.

F3 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $51.01 to $51.835 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
April 17, 2023 Filed Apr 19, 2023 20:11 UTC SaleCommon Stock 6,241 $50.69 $316,347.55
Disclosure

SEC source: 0001415889-23-006696 · form4-04192023_080416.xml · nonDerivative · entry 2

SOUTHWELL DAVID P · CIK 0001251553 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,688

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on February 24, 2023.

F2 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $50.00 to $50.97 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
April 17, 2023 Filed Apr 19, 2023 20:11 UTC Exercise / conversionCommon Stock 11,429 $18.01 $205,836.29
Disclosure

SEC source: 0001415889-23-006696 · form4-04192023_080416.xml · nonDerivative · entry 1

SOUTHWELL DAVID P · CIK 0001251553 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on February 24, 2023.

Read SEC document
April 17, 2023 Filed Apr 19, 2023 20:09 UTC
Boulding Mark ElliottEXEC. VP AND CLO
Exercise / conversionStock Option (Right to Buy) · Derivative 58,631 $30.86 Strike: $30.86 $1,809,352.66
Disclosure

SEC source: 0001415889-23-006694 · form4-04192023_080455.xml · derivative · entry 6

Boulding Mark Elliott · CIK 0001578852 · EXEC. VP AND CLO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 58,631 shares

Expires 2026-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on November 2, 2022.

F4 · derivative.exercise_date: Currently exercisable.

Read SEC document
April 17, 2023 Filed Apr 19, 2023 20:09 UTC
Boulding Mark ElliottEXEC. VP AND CLO
Exercise / conversionStock Option (Right to Buy) · Derivative 3,292 $30.86 Strike: $30.86 $101,591.12
Disclosure

SEC source: 0001415889-23-006694 · form4-04192023_080455.xml · derivative · entry 5

Boulding Mark Elliott · CIK 0001578852 · EXEC. VP AND CLO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 58,631

Underlying: Common Stock · 3,292 shares

Expires 2026-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on November 2, 2022.

F4 · derivative.exercise_date: Currently exercisable.

Read SEC document
April 17, 2023 Filed Apr 19, 2023 20:09 UTC
Boulding Mark ElliottEXEC. VP AND CLO
SaleCommon Stock 58,631 $51.42 $3,014,553.91
Disclosure

SEC source: 0001415889-23-006694 · form4-04192023_080455.xml · nonDerivative · entry 4

Boulding Mark Elliott · CIK 0001578852 · EXEC. VP AND CLO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 75,378

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on November 2, 2022.

F3 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $51.00 to $51.825 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
April 17, 2023 Filed Apr 19, 2023 20:09 UTC
Boulding Mark ElliottEXEC. VP AND CLO
Exercise / conversionCommon Stock 58,631 $30.86 $1,809,352.66
Disclosure

SEC source: 0001415889-23-006694 · form4-04192023_080455.xml · nonDerivative · entry 3

Boulding Mark Elliott · CIK 0001578852 · EXEC. VP AND CLO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 134,009

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on November 2, 2022.

Read SEC document
April 17, 2023 Filed Apr 19, 2023 20:09 UTC
Boulding Mark ElliottEXEC. VP AND CLO
SaleCommon Stock 3,292 $51.42 $169,276.29
Disclosure

SEC source: 0001415889-23-006694 · form4-04192023_080455.xml · nonDerivative · entry 2

Boulding Mark Elliott · CIK 0001578852 · EXEC. VP AND CLO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 75,378

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on November 2, 2022.

F2 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $51.00 to $51.79 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
April 17, 2023 Filed Apr 19, 2023 20:09 UTC
Boulding Mark ElliottEXEC. VP AND CLO
Exercise / conversionCommon Stock 3,292 $30.86 $101,591.12
Disclosure

SEC source: 0001415889-23-006694 · form4-04192023_080455.xml · nonDerivative · entry 1

Boulding Mark Elliott · CIK 0001578852 · EXEC. VP AND CLO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 78,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on November 2, 2022.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:07 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,571 $18.01 Strike: $18.01 $46,303.71
Disclosure

SEC source: 0001415889-23-005991 · form4-04042023_080442.xml · derivative · entry 3

SOUTHWELL DAVID P · CIK 0001251553 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,429

Underlying: Common Stock · 2,571 shares

Expires 2028-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on February 24, 2023.

F3 · derivative.exercise_date: Currently exercisable.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:07 UTC SaleCommon Stock 2,571 $50.05 $128,672.38
Disclosure

SEC source: 0001415889-23-005991 · form4-04042023_080442.xml · nonDerivative · entry 2

SOUTHWELL DAVID P · CIK 0001251553 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,500

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on February 24, 2023.

F2 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $50.00 to $50.17 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:07 UTC Exercise / conversionCommon Stock 2,571 $18.01 $46,303.71
Disclosure

SEC source: 0001415889-23-005991 · form4-04042023_080442.xml · nonDerivative · entry 1

SOUTHWELL DAVID P · CIK 0001251553 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,071

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on February 24, 2023.

Read SEC document
March 29, 2023 Filed Mar 31, 2023 20:21 UTC
Utter Christine MarieSVP, FINANCE & CAO
Exercise / conversionStock Option (Right to Buy) · Derivative 4,688 $40.45 Strike: $40.45 $189,629.60
Disclosure

SEC source: 0001415889-23-005666 · form4-03312023_080336.xml · derivative · entry 4

Utter Christine Marie · CIK 0001707685 · SVP, FINANCE & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,688 shares

Expires 2024-09-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on February 24, 2023.

F3 · derivative.exercise_date: Currently exercisable.

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March 29, 2023 Filed Mar 31, 2023 20:21 UTC
Utter Christine MarieSVP, FINANCE & CAO
SaleCommon Stock 1,441 $47.78 $68,844.06
Disclosure

SEC source: 0001415889-23-005666 · form4-03312023_080336.xml · nonDerivative · entry 3

Utter Christine Marie · CIK 0001707685 · SVP, FINANCE & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 38,059

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on February 24, 2023.

F2 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $47.50 to $48.285 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

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March 29, 2023 Filed Mar 31, 2023 20:21 UTC
Utter Christine MarieSVP, FINANCE & CAO
SaleCommon Stock 3,247 $47.80 $155,200.11
Disclosure

SEC source: 0001415889-23-005666 · form4-03312023_080336.xml · nonDerivative · entry 2

Utter Christine Marie · CIK 0001707685 · SVP, FINANCE & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 39,500

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on February 24, 2023.

F2 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $47.50 to $48.285 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

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March 29, 2023 Filed Mar 31, 2023 20:21 UTC
Utter Christine MarieSVP, FINANCE & CAO
Exercise / conversionCommon Stock 4,688 $40.45 $189,629.60
Disclosure

SEC source: 0001415889-23-005666 · form4-03312023_080336.xml · nonDerivative · entry 1

Utter Christine Marie · CIK 0001707685 · SVP, FINANCE & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 42,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on February 24, 2023.

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March 27, 2023 Filed Mar 29, 2023 20:22 UTC
Utter Christine MarieSVP, FINANCE & CAO
Exercise / conversionStock Option (Right to Buy) · Derivative 9,729 $33.02 Strike: $33.02 $321,251.58
Disclosure

SEC source: 0001415889-23-005566 · form4-03292023_080330.xml · derivative · entry 10

Utter Christine Marie · CIK 0001707685 · SVP, FINANCE & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 371

Underlying: Common Stock · 9,729 shares

Expires 2029-01-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on February 24, 2023.

F8 · derivative.exercise_date: Currently exercisable.

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March 27, 2023 Filed Mar 29, 2023 20:22 UTC
Utter Christine MarieSVP, FINANCE & CAO
Exercise / conversionStock Option (Right to Buy) · Derivative 16,929 $33.02 Strike: $33.02 $558,995.58
Disclosure

SEC source: 0001415889-23-005566 · form4-03292023_080330.xml · derivative · entry 9

Utter Christine Marie · CIK 0001707685 · SVP, FINANCE & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,321

Underlying: Common Stock · 16,929 shares

Expires 2029-01-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on February 24, 2023.

F8 · derivative.exercise_date: Currently exercisable.

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March 27, 2023 Filed Mar 29, 2023 20:22 UTC
Utter Christine MarieSVP, FINANCE & CAO
SaleCommon Stock 300 $46.01 $13,803.00
Disclosure

SEC source: 0001415889-23-005566 · form4-03292023_080330.xml · nonDerivative · entry 8

Utter Christine Marie · CIK 0001707685 · SVP, FINANCE & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 38,059

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on February 24, 2023.

F7 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $46.00 to $46.03 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

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March 27, 2023 Filed Mar 29, 2023 20:22 UTC
Utter Christine MarieSVP, FINANCE & CAO
SaleCommon Stock 4,954 $45.38 $224,833.33
Disclosure

SEC source: 0001415889-23-005566 · form4-03292023_080330.xml · nonDerivative · entry 7

Utter Christine Marie · CIK 0001707685 · SVP, FINANCE & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 38,359

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on February 24, 2023.

F6 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $45.00 to $45.95 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

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March 27, 2023 Filed Mar 29, 2023 20:22 UTC
Utter Christine MarieSVP, FINANCE & CAO
SaleCommon Stock 4,475 $44.71 $200,058.46
Disclosure

SEC source: 0001415889-23-005566 · form4-03292023_080330.xml · nonDerivative · entry 6

Utter Christine Marie · CIK 0001707685 · SVP, FINANCE & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 43,313

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on February 24, 2023.

F5 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $43.97 to $44.95 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

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March 27, 2023 Filed Mar 29, 2023 20:22 UTC
Utter Christine MarieSVP, FINANCE & CAO
Exercise / conversionCommon Stock 9,729 $33.02 $321,251.58
Disclosure

SEC source: 0001415889-23-005566 · form4-03292023_080330.xml · nonDerivative · entry 5

Utter Christine Marie · CIK 0001707685 · SVP, FINANCE & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on February 24, 2023.

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March 27, 2023 Filed Mar 29, 2023 20:22 UTC
Utter Christine MarieSVP, FINANCE & CAO
SaleCommon Stock 200 $46.01 $9,201.00
Disclosure

SEC source: 0001415889-23-005566 · form4-03292023_080330.xml · nonDerivative · entry 4

Utter Christine Marie · CIK 0001707685 · SVP, FINANCE & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 38,059

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on February 24, 2023.

F4 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $46.00 to $46.01 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

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March 27, 2023 Filed Mar 29, 2023 20:22 UTC
Utter Christine MarieSVP, FINANCE & CAO
SaleCommon Stock 8,780 $45.42 $398,748.97
Disclosure

SEC source: 0001415889-23-005566 · form4-03292023_080330.xml · nonDerivative · entry 3

Utter Christine Marie · CIK 0001707685 · SVP, FINANCE & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 38,259

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on February 24, 2023.

F3 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $45.00 to $45.995 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

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March 27, 2023 Filed Mar 29, 2023 20:22 UTC
Utter Christine MarieSVP, FINANCE & CAO
SaleCommon Stock 7,949 $44.72 $355,461.00
Disclosure

SEC source: 0001415889-23-005566 · form4-03292023_080330.xml · nonDerivative · entry 2

Utter Christine Marie · CIK 0001707685 · SVP, FINANCE & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,039

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on February 24, 2023.

F2 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $43.97 to $44.96 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

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March 27, 2023 Filed Mar 29, 2023 20:22 UTC
Utter Christine MarieSVP, FINANCE & CAO
Exercise / conversionCommon Stock 16,929 $33.02 $558,995.58
Disclosure

SEC source: 0001415889-23-005566 · form4-03292023_080330.xml · nonDerivative · entry 1

Utter Christine Marie · CIK 0001707685 · SVP, FINANCE & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 54,988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the reporting person on February 24, 2023.

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March 27, 2023 Filed Mar 29, 2023 20:20 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $27.05 Strike: $27.05 $270,500.00
Disclosure

SEC source: 0001415889-23-005565 · form4-03292023_080327.xml · derivative · entry 5

SOUTHWELL DAVID P · CIK 0001251553 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2024-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on February 24, 2023.

F4 · derivative.exercise_date: Currently exercisable.

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March 27, 2023 Filed Mar 29, 2023 20:20 UTC SaleCommon Stock 100 $46.03 $4,603.00
Disclosure

SEC source: 0001415889-23-005565 · form4-03292023_080327.xml · nonDerivative · entry 4

SOUTHWELL DAVID P · CIK 0001251553 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,500

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on February 24, 2023.

Read SEC document
March 27, 2023 Filed Mar 29, 2023 20:20 UTC SaleCommon Stock 5,301 $45.41 $240,735.37
Disclosure

SEC source: 0001415889-23-005565 · form4-03292023_080327.xml · nonDerivative · entry 3

SOUTHWELL DAVID P · CIK 0001251553 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,600

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on February 24, 2023.

F3 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $45.00 to $45.99 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.