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Nasdaq · USD

PTCT

PTC THERAPEUTICS, INC.

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3803
SEC CIK
0001070081
Parsed reports
477

Last 12 months

Inside the activity.

0 purchase rows · 202 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025039
Dec 2025021
Jan 2026042
Feb 2026014
Mar 202606
Apr 202607
May 2026010
Jun 2026018
Jul 2026020
Aug 2026012
Sep 202608
Oct 202605

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2024 Filed Feb 16, 2024 22:00 UTC
Utter Christine MarieSVP, CHIEF ACCOUNTING OFFICER
GrantCommon Stock 14,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004163 · form4-02162024_050204.xml · nonDerivative · entry 1

Utter Christine Marie · CIK 0001707685 · SVP, CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,528

F1 · shares: Restricted stock units granted on February 15, 2024 that vest in four equal installments over four years, commencing on February 15, 2025.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 22:00 UTC
Almstead Neil GregoryCHIEF TECHNICAL OPS OFFICER
GrantStock Option (Right to Buy) · Derivative 47,500 $0.00 Strike: $25.69 $0.00
Disclosure

SEC source: 0001415889-24-004164 · form4-02162024_050209.xml · derivative · entry 4

Almstead Neil Gregory · CIK 0001578850 · CHIEF TECHNICAL OPS OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,500

Underlying: Common Stock · 47,500 shares

Expires 2034-02-14

F4 · derivative.exercise_date: This option was granted on February 15, 2024, and vests over four years, with 25% of the shares underlying the option vesting on February 15, 2025, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on May 15, 2025.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 22:00 UTC
Almstead Neil GregoryCHIEF TECHNICAL OPS OFFICER
GrantCommon Stock 870 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004164 · form4-02162024_050209.xml · nonDerivative · entry 3

Almstead Neil Gregory · CIK 0001578850 · CHIEF TECHNICAL OPS OFFICER

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 4,576

F3 · shares: Restricted stock units granted on February 15, 2024 that vest in four equal installments over four years, commencing on February 15, 2025.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 22:00 UTC
Almstead Neil GregoryCHIEF TECHNICAL OPS OFFICER
GrantCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004164 · form4-02162024_050209.xml · nonDerivative · entry 2

Almstead Neil Gregory · CIK 0001578850 · CHIEF TECHNICAL OPS OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,202

F2 · shares: Restricted stock units granted on February 15, 2024 that vest in two equal installments over two years, commencing on February 15, 2025.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 22:00 UTC
Almstead Neil GregoryCHIEF TECHNICAL OPS OFFICER
GrantCommon Stock 19,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004164 · form4-02162024_050209.xml · nonDerivative · entry 1

Almstead Neil Gregory · CIK 0001578850 · CHIEF TECHNICAL OPS OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,202

F1 · shares: Restricted stock units granted on February 15, 2024 that vest in four equal installments over four years, commencing on February 15, 2025.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 22:00 UTC
Pauwels EricCHIEF BUSINESS OFFICER
GrantStock Option (Right to Buy) · Derivative 55,000 $0.00 Strike: $25.69 $0.00
Disclosure

SEC source: 0001415889-24-004162 · form4-02162024_050202.xml · derivative · entry 3

Pauwels Eric · CIK 0001323212 · CHIEF BUSINESS OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 55,000 shares

Expires 2034-02-14

F3 · derivative.exercise_date: This option was granted on February 15, 2024, and vests over four years, with 25% of the shares underlying the option vesting on February 15, 2025, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on May 15, 2025.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 22:00 UTC
Pauwels EricCHIEF BUSINESS OFFICER
GrantCommon Stock 2,300 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004162 · form4-02162024_050202.xml · nonDerivative · entry 2

Pauwels Eric · CIK 0001323212 · CHIEF BUSINESS OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,481

F2 · shares: Restricted stock units granted on February 15, 2024 that vest in two equal installments over two years, commencing on February 15, 2025.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 22:00 UTC
Pauwels EricCHIEF BUSINESS OFFICER
GrantCommon Stock 22,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004162 · form4-02162024_050202.xml · nonDerivative · entry 1

Pauwels Eric · CIK 0001323212 · CHIEF BUSINESS OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,181

F1 · shares: Restricted stock units granted on February 15, 2024 that vest in four equal installments over four years, commencing on February 15, 2025.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 21:25 UTC GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $25.69 $0.00
Disclosure

SEC source: 0001415889-24-004133 · form4-02162024_040204.xml · derivative · entry 2

SCHMERTZLER MICHAEL · CIK 0001288952 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2034-02-14

F2 · derivative.exercise_date: This option was granted on February 15, 2024 and vests over one year in twelve equal monthly installments, commencing on March 15, 2024.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 21:25 UTC GrantCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004133 · form4-02162024_040204.xml · nonDerivative · entry 1

SCHMERTZLER MICHAEL · CIK 0001288952 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,266

F1 · shares: Restricted stock units granted on February 15, 2024 that vest over one year, with one-third (1/3) of the shares underlying the RSUs vesting on June 18, 2024 and the remaining two-thirds (2/3) of the original shares underlying the RSUs vesting on February 15, 2025.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 21:20 UTC GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $25.69 $0.00
Disclosure

SEC source: 0001415889-24-004122 · form4-02162024_040204.xml · derivative · entry 2

Bell William F. Jr. · CIK 0001980122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2034-02-14

F2 · derivative.exercise_date: This option was granted on February 15, 2024 and vests over one year in twelve equal monthly installments, commencing on March 15, 2024.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 21:20 UTC GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004122 · form4-02162024_040204.xml · nonDerivative · entry 1

Bell William F. Jr. · CIK 0001980122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,333

F1 · shares: Restricted stock units granted on February 15, 2024 that vest over one year, with one-third (1/3) of the shares underlying the RSUs vesting on June 18, 2024 and the remaining two-thirds (2/3) of the original shares underlying the RSUs vesting on February 15, 2025.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 21:20 UTC GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $25.69 $0.00
Disclosure

SEC source: 0001415889-24-004121 · form4-02162024_040201.xml · derivative · entry 2

SOUTHWELL DAVID P · CIK 0001251553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2034-02-14

F2 · derivative.exercise_date: This option was granted on February 15, 2024 and vests over one year in twelve equal monthly installments, commencing on March 15, 2024.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 21:20 UTC GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004121 · form4-02162024_040201.xml · nonDerivative · entry 1

SOUTHWELL DAVID P · CIK 0001251553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,500

F1 · shares: Restricted stock units granted on February 15, 2024 that vest over one year, with one-third (1/3) of the shares underlying the RSUs vesting on June 18, 2024 and the remaining two-thirds (2/3) of the original shares underlying the RSUs vesting on February 15, 2025. The Reporting Person has elected to defer receipt of all vested shares until the earliest to occur of (a) the date that is six months following separation of service from the Issuer, (b) a change in control event and (c) death.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 21:16 UTC GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $25.69 $0.00
Disclosure

SEC source: 0001415889-24-004116 · form4-02162024_090223.xml · derivative · entry 2

Okey Stephanie · CIK 0001742616 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2034-02-14

F2 · derivative.exercise_date: This option was granted on February 15, 2024 and vests over one year in twelve equal monthly installments, commencing on March 15, 2024.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 21:16 UTC GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004116 · form4-02162024_090223.xml · nonDerivative · entry 1

Okey Stephanie · CIK 0001742616 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,867

F1 · shares: Restricted stock units granted on February 15, 2024 that vest over one year, with one-third (1/3) of the shares underlying the RSUs vesting on June 18, 2024 and the remaining two-thirds (2/3) of the original shares underlying the RSUs vesting on February 15, 2025.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 21:11 UTC
Gravier PierreCHIEF FINANCIAL OFFICER
GrantStock Option (Right to Buy) · Derivative 47,500 $0.00 Strike: $25.69 $0.00
Disclosure

SEC source: 0001415889-24-004108 · form4-02162024_040248.xml · derivative · entry 3

Gravier Pierre · CIK 0001984065 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,500

Underlying: Common Stock · 47,500 shares

Expires 2034-02-14

F3 · derivative.exercise_date: This option was granted on February 15, 2024, and vests over four years, with 25% of the shares underlying the option vesting on February 15, 2025, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on May 15, 2025.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 21:11 UTC
Gravier PierreCHIEF FINANCIAL OFFICER
GrantCommon Stock 3,100 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004108 · form4-02162024_040248.xml · nonDerivative · entry 2

Gravier Pierre · CIK 0001984065 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,800

F2 · shares: Restricted stock units granted on February 15, 2024 that vest in two equal installments over two years, commencing on February 15, 2025.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 21:11 UTC
Gravier PierreCHIEF FINANCIAL OFFICER
GrantCommon Stock 19,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004108 · form4-02162024_040248.xml · nonDerivative · entry 1

Gravier Pierre · CIK 0001984065 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,700

F1 · shares: Restricted stock units granted on February 15, 2024 that vest in four equal installments over four years, commencing on February 15, 2025.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 21:10 UTC
Golden Lee ScottCHIEF MEDICAL OFFICER
GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $25.69 $0.00
Disclosure

SEC source: 0001415889-24-004107 · form4-02162024_040242.xml · derivative · entry 3

Golden Lee Scott · CIK 0001686217 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2034-02-14

F3 · derivative.exercise_date: This option was granted on February 15, 2024, and vests over four years, with 25% of the shares underlying the option vesting on February 15, 2025, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on May 15, 2025.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 21:10 UTC
Golden Lee ScottCHIEF MEDICAL OFFICER
GrantCommon Stock 2,600 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004107 · form4-02162024_040242.xml · nonDerivative · entry 2

Golden Lee Scott · CIK 0001686217 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,514

F2 · shares: Restricted stock units granted on February 15, 2024 that vest in two equal installments over two years, commencing on February 15, 2025.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 21:10 UTC
Golden Lee ScottCHIEF MEDICAL OFFICER
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004107 · form4-02162024_040242.xml · nonDerivative · entry 1

Golden Lee Scott · CIK 0001686217 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,914

F1 · shares: Restricted stock units granted on February 15, 2024 that vest in four equal installments over four years, commencing on February 15, 2025.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 21:10 UTC
Klein Matthew B.Director · CHIEF EXECUTIVE OFFICER
GrantStock Option (Right to Buy) · Derivative 175,000 $0.00 Strike: $25.69 $0.00
Disclosure

SEC source: 0001415889-24-004106 · form4-02162024_040237.xml · derivative · entry 2

Klein Matthew B. · CIK 0001808968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 175,000 shares

Expires 2034-02-14

F2 · derivative.exercise_date: This option was granted on February 15, 2024, and vests over four years, with 25% of the shares underlying the option vesting on February 15, 2025, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on May 15, 2025.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 21:10 UTC
Klein Matthew B.Director · CHIEF EXECUTIVE OFFICER
GrantCommon Stock 70,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004106 · form4-02162024_040237.xml · nonDerivative · entry 1

Klein Matthew B. · CIK 0001808968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,475

F1 · shares: Restricted stock units granted on February 15, 2024 that vest in four equal installments over four years, commencing on February 15, 2025.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 21:10 UTC
Boulding Mark ElliottEXEC. VP AND CLO
GrantStock Option (Right to Buy) · Derivative 45,000 $0.00 Strike: $25.69 $0.00
Disclosure

SEC source: 0001415889-24-004104 · form4-02162024_040235.xml · derivative · entry 3

Boulding Mark Elliott · CIK 0001578852 · EXEC. VP AND CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2034-02-14

F3 · derivative.exercise_date: This option was granted on February 15, 2024, and vests over four years, with 25% of the shares underlying the option vesting on February 15, 2025, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on May 15, 2025.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 21:10 UTC
Boulding Mark ElliottEXEC. VP AND CLO
GrantCommon Stock 3,200 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004104 · form4-02162024_040235.xml · nonDerivative · entry 2

Boulding Mark Elliott · CIK 0001578852 · EXEC. VP AND CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,389

F2 · shares: Restricted stock units granted on February 15, 2024 that vest in two equal installments over two years, commencing on February 15, 2025.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 21:10 UTC
Boulding Mark ElliottEXEC. VP AND CLO
GrantCommon Stock 18,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004104 · form4-02162024_040235.xml · nonDerivative · entry 1

Boulding Mark Elliott · CIK 0001578852 · EXEC. VP AND CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,189

F1 · shares: Restricted stock units granted on February 15, 2024 that vest in four equal installments over four years, commencing on February 15, 2025.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 21:10 UTC
Reeve EmmaDirector
GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $25.69 $0.00
Disclosure

SEC source: 0001415889-24-004100 · form4-02162024_040209.xml · derivative · entry 2

Reeve Emma · CIK 0001680329 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2034-02-15

F2 · derivative.exercise_date: This option was granted on February 15, 2024 and vests over one year in twelve equal monthly installments, commencing on March 15, 2024.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 21:10 UTC
Reeve EmmaDirector
GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004100 · form4-02162024_040209.xml · nonDerivative · entry 1

Reeve Emma · CIK 0001680329 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,200

F1 · shares: Restricted stock units granted on February 15, 2024 that vest over one year, with one-third (1/3) of the shares underlying the RSUs vesting on June 18, 2024 and the remaining two-thirds (2/3) of the original shares underlying the RSUs vesting on February 15, 2025.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 21:10 UTC GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $25.69 $0.00
Disclosure

SEC source: 0001415889-24-004103 · form4-02162024_040229.xml · derivative · entry 2

Jacobson Allan Steven · CIK 0001579003 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2034-02-14

F2 · derivative.exercise_date: This option was granted on February 15, 2024 and vests over one year in twelve equal monthly installments, commencing on March 15, 2024.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 21:10 UTC GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004103 · form4-02162024_040229.xml · nonDerivative · entry 1

Jacobson Allan Steven · CIK 0001579003 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,348

F1 · shares: Restricted stock units granted on February 15, 2024 that vest over one year, with one-third (1/3) of the shares underlying the RSUs vesting on June 18, 2024 and the remaining two-thirds (2/3) of the original shares underlying the RSUs vesting on February 15, 2025.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 21:10 UTC GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $25.69 $0.00
Disclosure

SEC source: 0001415889-24-004102 · form4-02162024_040221.xml · derivative · entry 2

ZELDIS JEROME B · CIK 0001433982 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2034-02-14

F2 · derivative.exercise_date: This option was granted on February 15, 2024 and vests over one year in twelve equal monthly installments, commencing on March 15, 2024.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 21:10 UTC GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004102 · form4-02162024_040221.xml · nonDerivative · entry 1

ZELDIS JEROME B · CIK 0001433982 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,500

F1 · shares: Restricted stock units granted on February 15, 2024 that vest over one year, with one-third (1/3) of the shares underlying the RSUs vesting on June 18, 2024 and the remaining two-thirds (2/3) of the original shares underlying the RSUs vesting on February 15, 2025. The Reporting Person has elected to defer receipt of all vested shares until the earliest to occur of (i) four years from the date of grant and (ii) the earliest to occur of (a) the date that is six months following separation of service from the Issuer, (b) a change in control event and (c) death.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 21:10 UTC GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $25.69 $0.00
Disclosure

SEC source: 0001415889-24-004101 · form4-02162024_040218.xml · derivative · entry 2

Young Alethia · CIK 0001918147 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2034-02-14

F2 · derivative.exercise_date: This option was granted on February 15, 2024 and vests over one year in twelve equal monthly installments, commencing on March 15, 2024.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 21:10 UTC GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004101 · form4-02162024_040218.xml · nonDerivative · entry 1

Young Alethia · CIK 0001918147 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,067

F1 · shares: Restricted stock units granted on February 15, 2024 that vest over one year, with one-third (1/3) of the shares underlying the RSUs vesting on June 18, 2024 and the remaining two-thirds (2/3) of the original shares underlying the RSUs vesting on February 15, 2025.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 21:10 UTC GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $25.69 $0.00
Disclosure

SEC source: 0001415889-24-004099 · form4-02162024_040203.xml · derivative · entry 2

STEELE GLENN JR MD PHD · CIK 0001269131 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2034-02-14

F2 · derivative.exercise_date: This option was granted on February 15, 2024 and vests over one year in twelve equal monthly installments, commencing on March 15, 2024.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 21:10 UTC GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004099 · form4-02162024_040203.xml · nonDerivative · entry 1

STEELE GLENN JR MD PHD · CIK 0001269131 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,500

F1 · shares: Restricted stock units granted on February 15, 2024 that vest over one year, with one-third (1/3) of the shares underlying the RSUs vesting on June 18, 2024 and the remaining two-thirds (2/3) of the original shares underlying the RSUs vesting on February 15, 2025. The Reporting Person has elected to defer receipt of all vested shares until the earliest to occur of (i) four years from the date of grant and (ii) the earliest to occur of (a) the date that is six months following separation of service from the Issuer, (b) a change in control event and (c) death.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 21:10 UTC GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $25.69 $0.00
Disclosure

SEC source: 0001415889-24-004098 · form4-02162024_040201.xml · derivative · entry 2

Smith Mary L. · CIK 0001866044 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2034-02-14

F2 · derivative.exercise_date: This option was granted on February 15, 2024 and vests over one year in twelve equal monthly installments, commencing on March 15, 2024.

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February 15, 2024 Filed Feb 16, 2024 21:10 UTC GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004098 · form4-02162024_040201.xml · nonDerivative · entry 1

Smith Mary L. · CIK 0001866044 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,813

F1 · shares: Restricted stock units granted on February 15, 2024 that vest over one year, with one-third (1/3) of the shares underlying the RSUs vesting on June 18, 2024 and the remaining two-thirds (2/3) of the original shares underlying the RSUs vesting on February 15, 2025.

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January 30, 2024 Filed Feb 1, 2024 21:18 UTC
Almstead Neil GregoryCHIEF TECHNICAL OPS OFFICER
SaleCommon Stock 28 $27.25 $763.02
Disclosure

SEC source: 0001415889-24-002174 · form4-02012024_090242.xml · nonDerivative · entry 2

Almstead Neil Gregory · CIK 0001578850 · CHIEF TECHNICAL OPS OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Spouse

Disclosed balance after: 3,706

F2 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election entered into upon acceptance of the grant to satisfy tax withholding obligations in connection with the vesting of 93 RSUs from a January 29, 2020 grant of 370 RSUs.

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January 30, 2024 Filed Feb 1, 2024 21:18 UTC
Almstead Neil GregoryCHIEF TECHNICAL OPS OFFICER
SaleCommon Stock 618 $27.25 $16,840.99
Disclosure

SEC source: 0001415889-24-002174 · form4-02012024_090242.xml · nonDerivative · entry 1

Almstead Neil Gregory · CIK 0001578850 · CHIEF TECHNICAL OPS OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,202

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election entered into upon acceptance of the grant to satisfy tax withholding obligations in connection with the vesting of 2,550 RSUs from a January 29, 2020 grant of 10,200 RSUs.

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January 30, 2024 Filed Feb 1, 2024 21:17 UTC
Boulding Mark ElliottEXEC. VP AND CLO
SaleCommon Stock 794 $27.25 $21,637.14
Disclosure

SEC source: 0001415889-24-002173 · form4-02012024_090230.xml · nonDerivative · entry 1

Boulding Mark Elliott · CIK 0001578852 · EXEC. VP AND CLO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 71,189

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election entered into upon acceptance of the grant to satisfy tax withholding obligations in connection with the vesting of 2,550 RSUs from a January 29, 2020 grant of 10,200 RSUs.

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January 30, 2024 Filed Feb 1, 2024 21:16 UTC
Pauwels EricCHIEF BUSINESS OFFICER
SaleCommon Stock 366 $27.25 $9,973.79
Disclosure

SEC source: 0001415889-24-002171 · form4-02012024_090228.xml · nonDerivative · entry 1

Pauwels Eric · CIK 0001323212 · CHIEF BUSINESS OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,181

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election entered into upon acceptance of the grant to satisfy tax withholding obligations in connection with the vesting of 1,198 RSUs from a January 29, 2020 grant of 4,790 RSUs.

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January 30, 2024 Filed Feb 1, 2024 21:15 UTC
Utter Christine MarieSVP, CHIEF ACCOUNTING OFFICER
SaleCommon Stock 318 $27.25 $8,665.75
Disclosure

SEC source: 0001415889-24-002169 · form4-02012024_090204.xml · nonDerivative · entry 1

Utter Christine Marie · CIK 0001707685 · SVP, CHIEF ACCOUNTING OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,528

F1 · shares: Represents shares automatically sold pursuant to an irrevocable sell to cover election entered into upon acceptance of the grant to satisfy tax withholding obligations in connection with the vesting of 1,020 RSUs from a January 29, 2020 grant of 4,080 RSUs.

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January 22, 2024 Filed Jan 24, 2024 21:30 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $27.05 Strike: $27.05 $270,500.00
Disclosure

SEC source: 0001415889-24-001753 · form4-01242024_090138.xml · derivative · entry 3

Jacobson Allan Steven · CIK 0001579003 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2024-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on February 24, 2023.

F3 · derivative.exercise_date: Currently exercisable.

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January 22, 2024 Filed Jan 24, 2024 21:30 UTC SaleCommon Stock 10,000 $27.38 $273,804.00
Disclosure

SEC source: 0001415889-24-001753 · form4-01242024_090138.xml · nonDerivative · entry 2

Jacobson Allan Steven · CIK 0001579003 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,348

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on February 24, 2023.

F2 · price: This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $27.15 to $27.90 per share. The Reporting Person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

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January 22, 2024 Filed Jan 24, 2024 21:30 UTC Exercise / conversionCommon Stock 10,000 $27.05 $270,500.00
Disclosure

SEC source: 0001415889-24-001753 · form4-01242024_090138.xml · nonDerivative · entry 1

Jacobson Allan Steven · CIK 0001579003 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a written Rule 10b5-1 plan adopted by the Reporting Person on February 24, 2023.

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January 09, 2024 Filed Jan 10, 2024 21:11 UTC
Utter Christine MarieSVP, FINANCE & CAO
SaleCommon Stock 1,653 $29.01 $47,961.46
Disclosure

SEC source: 0001415889-24-000921 · form4-01102024_090117.xml · nonDerivative · entry 2

Utter Christine Marie · CIK 0001707685 · SVP, FINANCE & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,846

F3 · shares: Represents shares automatically sold pursuant to irrevocable sell to cover elections entered into upon acceptance of the respective grants to satisfy tax withholding obligations in connection with the vesting of 2,175 RSUs from a January 6, 2021 grant of 8,700 RSUs and the vesting of 2,900 RSUs from a January 7, 2022 grant of 11,600 RSUs.

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January 09, 2024 Filed Jan 10, 2024 21:09 UTC
Pauwels EricCHIEF BUSINESS OFFICER
SaleCommon Stock 2,065 $29.01 $59,915.56
Disclosure

SEC source: 0001415889-24-000917 · form4-01102024_090157.xml · nonDerivative · entry 2

Pauwels Eric · CIK 0001323212 · CHIEF BUSINESS OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,547

F3 · shares: Represents shares automatically sold pursuant to irrevocable sell to cover elections entered into upon acceptance of the respective grants to satisfy tax withholding obligations in connection with the vesting of 2,550 RSUs from a January 6, 2021 grant of 10,200 RSUs and the vesting of 4,200 RSUs from a January 7, 2022 grant of 16,800 RSUs

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January 09, 2024 Filed Jan 10, 2024 21:08 UTC
Klein Matthew B.Director · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 5,443 $29.01 $157,927.56
Disclosure

SEC source: 0001415889-24-000915 · form4-01102024_090152.xml · nonDerivative · entry 2

Klein Matthew B. · CIK 0001808968 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 160,475

F2 · shares: Represents shares automatically sold pursuant to irrevocable sell to cover elections entered into upon acceptance of the respective grants to satisfy tax withholding obligations in connection with the vesting of 2,250 RSUs from a January 6, 2021 grant of 9,000 RSUs and the vesting of 15,250 RSUs from January 7, 2022 grants totaling 41,000 RSUs.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.