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PTC

PTC INC.

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3317
SEC CIK
0000857005
Parsed reports
643

Last 12 months

Inside the activity.

0 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 2025010
Jan 202600
Feb 202602
Mar 202602
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 21, 2024 Filed Nov 22, 2024 21:06 UTC
CHRISTENSON ALICEChief Accounting Officer
GrantCommon Stock 958 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-014833 · section16.xml · nonDerivative · entry 1

CHRISTENSON ALICE · CIK 0002007480 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,815

F1 · shares: Shares earned under the FY24 Corporate Incentive Plan.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 21:07 UTC
Barua NeilDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 11,853 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-014611 · section16.xml · derivative · entry 4

Barua Neil · CIK 0001389250 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,704

Underlying: Common Stock · 11,853 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: RSUs granted on November 15, 2023 that vest in three substantially equal installments on November 15, 2024, 2025 and 2026.

F4 · derivative.expiration_date: RSUs granted on November 15, 2023 that vest in three substantially equal installments on November 15, 2024, 2025 and 2026.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 21:07 UTC
Barua NeilDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 7,466 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-014611 · section16.xml · derivative · entry 3

Barua Neil · CIK 0001389250 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,852

Underlying: Common Stock · 7,466 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: Performance-based RSUs granted on November 15, 2023 that vest to the extent earned on November 15, 2024, 2025 and 2026.

F3 · derivative.expiration_date: Performance-based RSUs granted on November 15, 2023 that vest to the extent earned on November 15, 2024, 2025 and 2026.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 21:07 UTC
Barua NeilDirector · President and CEO
Tax withholdingCommon Stock 9,341 $190.01 $1,774,883.41
Disclosure

SEC source: 0001654954-24-014611 · section16.xml · nonDerivative · entry 2

Barua Neil · CIK 0001389250 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,349

F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 21:07 UTC
Barua NeilDirector · President and CEO
Exercise / conversionCommon Stock 19,319 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-014611 · section16.xml · nonDerivative · entry 1

Barua Neil · CIK 0001389250 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,690

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 21:06 UTC
Talvitie KristianEVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 5,388 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-014610 · section16.xml · derivative · entry 9

Talvitie Kristian · CIK 0001777095 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,774

Underlying: Common Stock · 5,388 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F9 · derivative.exercise_date: RSUs granted on November 15, 2023 that vest in three substantially equal installments on November 15, 2024, 2025 and 2026.

F9 · derivative.expiration_date: RSUs granted on November 15, 2023 that vest in three substantially equal installments on November 15, 2024, 2025 and 2026.

F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 21:06 UTC
Talvitie KristianEVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 3,394 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-014610 · section16.xml · derivative · entry 8

Talvitie Kristian · CIK 0001777095 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,387

Underlying: Common Stock · 3,394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F8 · derivative.exercise_date: Performance-based RSUs granted on November 15, 2023 that vest to the extent earned on November 15, 2024, 2025 and 2026.

F8 · derivative.expiration_date: Performance-based RSUs granted on November 15, 2023 that vest to the extent earned on November 15, 2024, 2025 and 2026.

F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 21:06 UTC
Talvitie KristianEVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 5,135 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-014610 · section16.xml · derivative · entry 7

Talvitie Kristian · CIK 0001777095 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,134

Underlying: Common Stock · 5,135 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F7 · derivative.exercise_date: RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025.

F7 · derivative.expiration_date: RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025.

F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 21:06 UTC
Talvitie KristianEVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 3,234 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-014610 · section16.xml · derivative · entry 6

Talvitie Kristian · CIK 0001777095 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,567

Underlying: Common Stock · 3,234 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F6 · derivative.exercise_date: Performance-based RSUs granted on November 16, 2022 that vest to the extent earned on November 15, 2023, 2024 and 2025.

F6 · derivative.expiration_date: Performance-based RSUs granted on November 16, 2022 that vest to the extent earned on November 15, 2023, 2024 and 2025.

F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 21:06 UTC
Talvitie KristianEVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 4,527 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-014610 · section16.xml · derivative · entry 5

Talvitie Kristian · CIK 0001777095 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,527 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F5 · derivative.exercise_date: RSUs granted on November 17, 2021 that vested on November 15, 2024.

F5 · derivative.expiration_date: RSUs granted on November 17, 2021 that vested on November 15, 2024.

F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 21:06 UTC
Talvitie KristianEVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 9,643 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-014610 · section16.xml · derivative · entry 4

Talvitie Kristian · CIK 0001777095 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,643 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: Performance-based RSUs granted on November 17, 2021 that could be earned for FY24 that were earned and vested on November 15, 2024.

F4 · derivative.expiration_date: Performance-based RSUs granted on November 17, 2021 that could be earned for FY24 that were earned and vested on November 15, 2024.

F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 21:06 UTC
Talvitie KristianEVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,923 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-014610 · section16.xml · derivative · entry 3

Talvitie Kristian · CIK 0001777095 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,923 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: Performance-based RSUs granted on November 17, 2021 that could be earned for FY24 that were earned and vested on November 15, 2024.

F4 · derivative.expiration_date: Performance-based RSUs granted on November 17, 2021 that could be earned for FY24 that were earned and vested on November 15, 2024.

F10 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 21:06 UTC
Talvitie KristianEVP, Chief Financial Officer
Tax withholdingCommon Stock 15,166 $190.01 $2,881,691.66
Disclosure

SEC source: 0001654954-24-014610 · section16.xml · nonDerivative · entry 2

Talvitie Kristian · CIK 0001777095 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,360

F2 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 21:06 UTC
Talvitie KristianEVP, Chief Financial Officer
Exercise / conversionCommon Stock 33,244 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-014610 · section16.xml · nonDerivative · entry 1

Talvitie Kristian · CIK 0001777095 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Amount reflects 85 shares and 69 shares purchased under the 2016 Employee Stock Purchase Plan for the offering periods ending January 31, 2024 and July 31, 2024, respectively.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 21:04 UTC
VON STAATS AARON CEVP, GC and Secretary
Exercise / conversionRestricted Stock Units · Derivative 3,233 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-014608 · section16.xml · derivative · entry 9

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,464

Underlying: Common Stock · 3,233 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F8 · derivative.exercise_date: RSUs granted on November 15, 2023 that vest in three substantially equal installments on November 15, 2024, 2025 and 2026.

F8 · derivative.expiration_date: RSUs granted on November 15, 2023 that vest in three substantially equal installments on November 15, 2024, 2025 and 2026.

F9 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 21:04 UTC
VON STAATS AARON CEVP, GC and Secretary
Exercise / conversionRestricted Stock Units · Derivative 2,036 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-014608 · section16.xml · derivative · entry 8

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,232

Underlying: Common Stock · 2,036 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F7 · derivative.exercise_date: Performance-based RSUs granted on November 15, 2023 that vest to the extent earned on November 15, 2024, 2025 and 2026.

F7 · derivative.expiration_date: Performance-based RSUs granted on November 15, 2023 that vest to the extent earned on November 15, 2024, 2025 and 2026.

F9 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 21:04 UTC
VON STAATS AARON CEVP, GC and Secretary
Exercise / conversionRestricted Stock Units · Derivative 3,209 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-014608 · section16.xml · derivative · entry 7

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,209

Underlying: Common Stock · 3,209 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F6 · derivative.exercise_date: RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025.

F6 · derivative.expiration_date: RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025.

F9 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 21:04 UTC
VON STAATS AARON CEVP, GC and Secretary
Exercise / conversionRestricted Stock Units · Derivative 2,021 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-014608 · section16.xml · derivative · entry 6

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,604

Underlying: Common Stock · 2,021 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F5 · derivative.exercise_date: Performance-based RSUs granted on November 16, 2022 that vest to the extent earned on November 15, 2023, 2024 and 2025.

F5 · derivative.expiration_date: Performance-based RSUs granted on November 16, 2022 that vest to the extent earned on November 15, 2023, 2024 and 2025.

F9 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 21:04 UTC
VON STAATS AARON CEVP, GC and Secretary
Exercise / conversionRestricted Stock Units · Derivative 3,134 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-014608 · section16.xml · derivative · entry 5

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,134 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: RSUs granted on November 17, 2021 that vested on November 15, 2024.

F4 · derivative.expiration_date: RSUs granted on November 17, 2021 that vested on November 15, 2024.

F9 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 21:04 UTC
VON STAATS AARON CEVP, GC and Secretary
Exercise / conversionRestricted Stock Units · Derivative 6,675 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-014608 · section16.xml · derivative · entry 4

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: Performance-based RSUs granted on November 17, 2021 that could be earned for FY24 that were earned and vested on November 15, 2024.

F3 · derivative.expiration_date: Performance-based RSUs granted on November 17, 2021 that could be earned for FY24 that were earned and vested on November 15, 2024.

F9 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 21:04 UTC
VON STAATS AARON CEVP, GC and Secretary
Exercise / conversionRestricted Stock Units · Derivative 1,331 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-014608 · section16.xml · derivative · entry 3

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,331 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: Performance-based RSUs granted on November 17, 2021 that could be earned for FY24 that were earned and vested on November 15, 2024.

F3 · derivative.expiration_date: Performance-based RSUs granted on November 17, 2021 that could be earned for FY24 that were earned and vested on November 15, 2024.

F9 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 21:04 UTC
VON STAATS AARON CEVP, GC and Secretary
Tax withholdingCommon Stock 9,535 $190.01 $1,811,745.35
Disclosure

SEC source: 0001654954-24-014608 · section16.xml · nonDerivative · entry 2

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,859

F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 21:04 UTC
VON STAATS AARON CEVP, GC and Secretary
Exercise / conversionCommon Stock 21,639 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-014608 · section16.xml · nonDerivative · entry 1

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 21:03 UTC
CHRISTENSON ALICEChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 808 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-014607 · section16.xml · derivative · entry 5

CHRISTENSON ALICE · CIK 0002007480 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,616

Underlying: Common Stock · 808 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F5 · derivative.exercise_date: RSUs granted on November 15, 2023 that vest in three substantially equal installments on November 15, 2024, 2025 and 2026.

F5 · derivative.expiration_date: RSUs granted on November 15, 2023 that vest in three substantially equal installments on November 15, 2024, 2025 and 2026.

F6 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 21:03 UTC
CHRISTENSON ALICEChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 770 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-014607 · section16.xml · derivative · entry 4

CHRISTENSON ALICE · CIK 0002007480 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 770

Underlying: Common Stock · 770 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025.

F4 · derivative.expiration_date: RSUs granted on November 16, 2022 that vest in three substantially equal installments on November 15, 2023, 2024 and 2025.

F6 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 21:03 UTC
CHRISTENSON ALICEChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 835 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-014607 · section16.xml · derivative · entry 3

CHRISTENSON ALICE · CIK 0002007480 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 835 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: RSUs granted on November 17, 2021 that vested on November 15, 2024.

F3 · derivative.expiration_date: RSUs granted on November 17, 2021 that vested on November 15, 2024.

F6 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 21:03 UTC
CHRISTENSON ALICEChief Accounting Officer
Tax withholdingCommon Stock 710 $190.01 $134,907.10
Disclosure

SEC source: 0001654954-24-014607 · section16.xml · nonDerivative · entry 2

CHRISTENSON ALICE · CIK 0002007480 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,857

F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 21:03 UTC
CHRISTENSON ALICEChief Accounting Officer
Exercise / conversionCommon Stock 2,413 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-014607 · section16.xml · nonDerivative · entry 1

CHRISTENSON ALICE · CIK 0002007480 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 13, 2024 Filed Nov 14, 2024 22:41 UTC
VON STAATS AARON CEVP, GC and Secretary
GrantRestricted Stock Units · Derivative 9,691 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-014490 · section16.xml · derivative · entry 3

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,691

Underlying: Common Stock · 9,691 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: RSUs granted on November 13, 2024 that vest in three substantially equal installments on November 15, 2025, 2026 and 2027.

F4 · derivative.expiration_date: RSUs granted on November 13, 2024 that vest in three substantially equal installments on November 15, 2025, 2026 and 2027.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

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November 13, 2024 Filed Nov 14, 2024 22:41 UTC
VON STAATS AARON CEVP, GC and Secretary
GrantRestricted Stock Units · Derivative 4,845 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-014490 · section16.xml · derivative · entry 2

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,845

Underlying: Common Stock · 4,845 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: Performance-based RSUs granted on November 13, 2024 that vest to the extent earned in one installment on November 15, 2027.

F3 · derivative.expiration_date: Performance-based RSUs granted on November 13, 2024 that vest to the extent earned in one installment on November 15, 2027.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

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November 13, 2024 Filed Nov 14, 2024 22:41 UTC
VON STAATS AARON CEVP, GC and Secretary
GrantRestricted Stock Units · Derivative 4,845 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-014490 · section16.xml · derivative · entry 1

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,845

Underlying: Common Stock · 4,845 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Performance-based RSUs granted on November 13, 2024 that vest to the extent earned in three substantially equal installments on November 15, 2025, 2026 and 2027.

F2 · derivative.expiration_date: Performance-based RSUs granted on November 13, 2024 that vest to the extent earned in three substantially equal installments on November 15, 2025, 2026 and 2027.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

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November 13, 2024 Filed Nov 14, 2024 22:43 UTC
CHRISTENSON ALICEChief Accounting Officer
GrantRestricted Stock Units · Derivative 775 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-014491 · section16.xml · derivative · entry 2

CHRISTENSON ALICE · CIK 0002007480 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 775

Underlying: Common Stock · 775 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: RSUs granted on November 13, 2024 that vest in three substantially equal installments on November 15, 2025, 2026 and 2027.

F3 · derivative.expiration_date: RSUs granted on November 13, 2024 that vest in three substantially equal installments on November 15, 2025, 2026 and 2027.

F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

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November 13, 2024 Filed Nov 14, 2024 22:43 UTC
CHRISTENSON ALICEChief Accounting Officer
GrantRestricted Stock Units · Derivative 775 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-014491 · section16.xml · derivative · entry 1

CHRISTENSON ALICE · CIK 0002007480 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 775

Underlying: Common Stock · 775 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Performance-based RSUs granted on November 13, 2024 that vest to the extent earned in three substantially equal installments on November 15, 2025, 2026 and 2027.

F2 · derivative.expiration_date: Performance-based RSUs granted on November 13, 2024 that vest to the extent earned in three substantially equal installments on November 15, 2025, 2026 and 2027.

F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

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November 13, 2024 Filed Nov 14, 2024 22:40 UTC
Talvitie KristianEVP, Chief Financial Officer
GrantRestricted Stock Units · Derivative 12,922 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-014489 · section16.xml · derivative · entry 3

Talvitie Kristian · CIK 0001777095 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,922

Underlying: Common Stock · 12,922 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: RSUs granted on November 13, 2024 that vest in three substantially equal installments on November 15, 2025, 2026 and 2027.

F4 · derivative.expiration_date: RSUs granted on November 13, 2024 that vest in three substantially equal installments on November 15, 2025, 2026 and 2027.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

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November 13, 2024 Filed Nov 14, 2024 22:40 UTC
Talvitie KristianEVP, Chief Financial Officer
GrantRestricted Stock Units · Derivative 6,461 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-014489 · section16.xml · derivative · entry 2

Talvitie Kristian · CIK 0001777095 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,461

Underlying: Common Stock · 6,461 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: Performance-based RSUs granted on November 13, 2024 that vest to the extent earned in one installment on November 15, 2027.

F3 · derivative.expiration_date: Performance-based RSUs granted on November 13, 2024 that vest to the extent earned in one installment on November 15, 2027.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

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November 13, 2024 Filed Nov 14, 2024 22:40 UTC
Talvitie KristianEVP, Chief Financial Officer
GrantRestricted Stock Units · Derivative 6,461 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-014489 · section16.xml · derivative · entry 1

Talvitie Kristian · CIK 0001777095 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,461

Underlying: Common Stock · 6,461 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Performance-based RSUs granted on November 13, 2024 that vest to the extent earned in three substantially equal installments on November 15, 2025, 2026 and 2027.

F2 · derivative.expiration_date: Performance-based RSUs granted on November 13, 2024 that vest to the extent earned in three substantially equal installments on November 15, 2025, 2026 and 2027.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

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November 13, 2024 Filed Nov 14, 2024 22:38 UTC
Barua NeilDirector · President and CEO
GrantRestricted Stock Units · Derivative 33,081 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-014488 · section16.xml · derivative · entry 3

Barua Neil · CIK 0001389250 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,081

Underlying: Common Stock · 33,081 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: RSUs granted on November 13, 2024 that vest in three substantially equal installments on November 15, 2025, 2026 and 2027.

F4 · derivative.expiration_date: RSUs granted on November 13, 2024 that vest in three substantially equal installments on November 15, 2025, 2026 and 2027.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 13, 2024 Filed Nov 14, 2024 22:38 UTC
Barua NeilDirector · President and CEO
GrantRestricted Stock Units · Derivative 24,811 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-014488 · section16.xml · derivative · entry 2

Barua Neil · CIK 0001389250 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,811

Underlying: Common Stock · 24,811 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: Performance-based RSUs granted on November 13, 2024 that vest to the extent earned in one installment on November 15, 2027.

F3 · derivative.expiration_date: Performance-based RSUs granted on November 13, 2024 that vest to the extent earned in one installment on November 15, 2027.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 13, 2024 Filed Nov 14, 2024 22:38 UTC
Barua NeilDirector · President and CEO
GrantRestricted Stock Units · Derivative 24,811 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-014488 · section16.xml · derivative · entry 1

Barua Neil · CIK 0001389250 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,811

Underlying: Common Stock · 24,811 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Performance-based RSUs granted on November 13, 2024 that vest to the extent earned in three substantially equal installments on November 15, 2025, 2026 and 2027.

F2 · derivative.expiration_date: Performance-based RSUs granted on November 13, 2024 that vest to the extent earned in three substantially equal installments on November 15, 2025, 2026 and 2027.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 13, 2024 Filed Nov 14, 2024 22:37 UTC
Kniker CatherineChief Marketing Officer
GrantRestricted Stock Units · Derivative 12,922 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-014487 · section16.xml · derivative · entry 3

Kniker Catherine · CIK 0001914751 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,922

Underlying: Common Stock · 12,922 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: RSUs granted on November 13, 2024 that vest in three substantially equal installments on November 15, 2025, 2026 and 2027.

F4 · derivative.expiration_date: RSUs granted on November 13, 2024 that vest in three substantially equal installments on November 15, 2025, 2026 and 2027.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

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November 13, 2024 Filed Nov 14, 2024 22:37 UTC
Kniker CatherineChief Marketing Officer
GrantRestricted Stock Units · Derivative 3,230 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-014487 · section16.xml · derivative · entry 2

Kniker Catherine · CIK 0001914751 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,230

Underlying: Common Stock · 3,230 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: Performance-based RSUs granted on November 13, 2024 that vest to the extent earned in one installment on November 15, 2027.

F3 · derivative.expiration_date: Performance-based RSUs granted on November 13, 2024 that vest to the extent earned in one installment on November 15, 2027.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
November 13, 2024 Filed Nov 14, 2024 22:37 UTC
Kniker CatherineChief Marketing Officer
GrantRestricted Stock Units · Derivative 3,230 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-014487 · section16.xml · derivative · entry 1

Kniker Catherine · CIK 0001914751 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,230

Underlying: Common Stock · 3,230 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Performance-based RSUs granted on November 13, 2024 that vest to the extent earned in three substantially equal installments on November 15, 2025, 2026 and 2027.

F2 · derivative.expiration_date: Performance-based RSUs granted on November 13, 2024 that vest to the extent earned in three substantially equal installments on November 15, 2025, 2026 and 2027.

F5 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

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November 12, 2024 Filed Nov 14, 2024 21:04 UTC
LACY PAUL ADirector
GiftCommon Stock 527 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-014449 · section16.xml · nonDerivative · entry 1

LACY PAUL A · CIK 0001193635 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,510

F1 · shares: Gift to the Lacy Family Foundation, a charitable foundation.

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September 12, 2024 Filed Sep 13, 2024 20:03 UTC SaleCommon Stock 4,000 $168.75 $674,993.20
Disclosure

SEC source: 0001654954-24-011908 · section16.xml · nonDerivative · entry 1

CHAFFIN JANICE · CIK 0001202443 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,137

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan adopted on March 1, 2024.

F2 · price: This transaction was executed in multiple trades at prices ranging from $168.095 to $169.01. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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September 09, 2024 Filed Sep 11, 2024 20:04 UTC GrantRestricted Stock Units · Derivative 2,234 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-011750 · section16.xml · derivative · entry 2

BERNSHTEYN ROBERT · CIK 0001436655 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,234

Underlying: Common Stock · 2,234 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: Time-based restricted stock units granted on September 9, 2024 that vest in two substantially equal installments on September 15, 2025 and 2026.

F3 · derivative.expiration_date: Time-based restricted stock units granted on September 9, 2024 that vest in two substantially equal installments on September 15, 2025 and 2026.

F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

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September 09, 2024 Filed Sep 11, 2024 20:04 UTC GrantRestricted Stock Units · Derivative 648 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-011750 · section16.xml · derivative · entry 1

BERNSHTEYN ROBERT · CIK 0001436655 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 648

Underlying: Common Stock · 648 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Time-based restricted stock units that vest on the earlier date of PTC's 2025 Annual Stockholder Meeting or March 15, 2025.

F2 · derivative.expiration_date: Time-based restricted stock units that vest on the earlier date of PTC's 2025 Annual Stockholder Meeting or March 15, 2025.

F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

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August 20, 2024 Filed Aug 20, 2024 20:02 UTC
CHRISTENSON ALICEChief Accounting Officer
SaleCommon Stock 590 $176.08 $103,887.20
Disclosure

SEC source: 0001654954-24-010951 · section16.xml · nonDerivative · entry 1

CHRISTENSON ALICE · CIK 0002007480 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154

F1 · balance_after: Amount reflects 69 shares purchased under the 2016 Employee Stock Purchase Plan for the offering period ending July 31, 2024.

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August 15, 2024 Filed Aug 16, 2024 20:02 UTC
Barua NeilDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 11,471 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-010835 · section16.xml · derivative · entry 3

Barua Neil · CIK 0001389250 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,942

Underlying: Common Stock · 11,471 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: RSUs granted on July 27, 2023 that vest in three substantially equal installments on August 15, 2024, 2025 and 2026.

F3 · derivative.expiration_date: RSUs granted on July 27, 2023 that vest in three substantially equal installments on August 15, 2024, 2025 and 2026.

F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

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August 15, 2024 Filed Aug 16, 2024 20:02 UTC
Barua NeilDirector · CEO
Tax withholdingCommon Stock 5,547 $173.36 $961,627.92
Disclosure

SEC source: 0001654954-24-010835 · section16.xml · nonDerivative · entry 2

Barua Neil · CIK 0001389250 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,371

F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards.

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August 15, 2024 Filed Aug 16, 2024 20:02 UTC
Barua NeilDirector · CEO
Exercise / conversionCommon Stock 11,471 $0.00 $0.00
Disclosure

SEC source: 0001654954-24-010835 · section16.xml · nonDerivative · entry 1

Barua Neil · CIK 0001389250 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.