Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 30, 2022 Filed Dec 1, 2022 16:05 UTC |
Gagnon Neil10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 82 | $3.00 | $246.00 |
DisclosureSEC source: 0001019056-22-000677 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,949 Read SEC document |
| November 29, 2022 Filed Nov 30, 2022 17:40 UTC |
Gagnon Neil10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 523 | $3.00 | $1,569.00 |
DisclosureSEC source: 0001019056-22-000672 · gagnon.xml · nonDerivative · entry 2 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,867 Read SEC document |
| November 28, 2022 Filed Nov 30, 2022 17:40 UTC |
Gagnon Neil10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 5,000 | $3.00 | $15,000.00 |
DisclosureSEC source: 0001019056-22-000672 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,344 Read SEC document |
| November 23, 2022 Filed Nov 28, 2022 16:07 UTC |
Gagnon Neil10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 15 | $3.00 | $45.00 |
DisclosureSEC source: 0001019056-22-000663 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,344 Read SEC document |
| November 22, 2022 Filed Nov 23, 2022 16:05 UTC |
Gagnon Neil10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 1,900 | $2.88 | $5,475.04 |
DisclosureSEC source: 0001019056-22-000662 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,329 Read SEC document |
| November 21, 2022 Filed Nov 22, 2022 16:05 UTC |
Gagnon Neil10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 5,000 | $3.00 | $15,000.00 |
DisclosureSEC source: 0001019056-22-000660 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 459,429 Read SEC document |
| November 18, 2022 Filed Nov 21, 2022 16:05 UTC |
Gagnon Neil10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 90 | $2.75 | $247.50 |
DisclosureSEC source: 0001019056-22-000658 · gagnon.xml · nonDerivative · entry 2 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454,429 Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 16:05 UTC |
Gagnon Neil10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 5,000 | $2.75 | $13,750.00 |
DisclosureSEC source: 0001019056-22-000658 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454,339 Read SEC document |
| November 16, 2022 Filed Nov 17, 2022 17:06 UTC |
Gagnon Neil10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 322 | $2.75 | $885.50 |
DisclosureSEC source: 0001019056-22-000656 · gagnon.xml · nonDerivative · entry 3 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449,339 Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 17:06 UTC |
Gagnon Neil10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 18,030 | $2.66 | $47,968.82 |
DisclosureSEC source: 0001019056-22-000656 · gagnon.xml · nonDerivative · entry 2 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449,017 Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 17:06 UTC |
Gagnon Neil10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 4,837 | $2.66 | $12,868.84 |
DisclosureSEC source: 0001019056-22-000656 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partner of the Family Partnership Disclosed balance after: 113,880 Read SEC document |
| November 15, 2022 Filed Nov 25, 2022 21:58 UTC |
Winemaster Gary S10% owner
|
SaleCommon Stock | 5,000 | $2.25 | $11,250.00 |
DisclosureSEC source: 0001493152-22-033745 · ownership.xml · nonDerivative · entry 2 Winemaster Gary S · CIK 0001517040 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 15,676 Read SEC document |
| November 15, 2022 Filed Nov 25, 2022 21:58 UTC |
Winemaster Gary S10% owner
|
SaleCommon Stock | 5,000 | $2.10 | $10,500.00 |
DisclosureSEC source: 0001493152-22-033745 · ownership.xml · nonDerivative · entry 1 Winemaster Gary S · CIK 0001517040 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 20,676 Read SEC document |
| September 26, 2022 Filed Sep 27, 2022 16:07 UTC |
Gagnon Neil10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 2,065 | $1.70 | $3,510.50 |
DisclosureSEC source: 0001019056-22-000595 · gagnon.xml · nonDerivative · entry 3 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 430,987 Read SEC document |
| September 26, 2022 Filed Sep 27, 2022 16:07 UTC |
Gagnon Neil10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 994 | $1.70 | $1,689.80 |
DisclosureSEC source: 0001019056-22-000595 · gagnon.xml · nonDerivative · entry 2 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By self as Trustee of Gagnon Securities LLC Profit Sharing Plan Disclosed balance after: 21,994 F1 · ownership.nature: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provide investment management services to investment vehicles and managed accounts (collectively, the "Accounts"), and as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. Read SEC document |
| September 26, 2022 Filed Sep 27, 2022 16:07 UTC |
Gagnon Neil10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 3,408 | $1.70 | $5,793.60 |
DisclosureSEC source: 0001019056-22-000595 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 659,680 F1 · ownership.nature: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provide investment management services to investment vehicles and managed accounts (collectively, the "Accounts"), and as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. Read SEC document |
| September 23, 2022 Filed Sep 26, 2022 17:17 UTC |
Gagnon Neil10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 450 | $1.65 | $742.50 |
DisclosureSEC source: 0001019056-22-000593 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 656,272 F1 · ownership.nature: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provide investment management services to investment vehicles and managed accounts (collectively, the "Accounts"), and as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. Read SEC document |
| September 20, 2022 Filed Sep 21, 2022 16:05 UTC |
Gagnon Neil10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 9,850 | $1.80 | $17,730.00 |
DisclosureSEC source: 0001019056-22-000591 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 655,822 F1 · ownership.nature: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provide investment management services to investment vehicles and managed accounts (collectively, the "Accounts"), and as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. Read SEC document |
| September 15, 2022 Filed Sep 17, 2022 00:41 UTC |
MOZZI FABRIZIODirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-031416 · doc4.xml · nonDerivative · entry 1 MOZZI FABRIZIO · CIK 0001906258 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,917 F1 · shares: Represents Common Stock in the form of restricted stock granted under Issuer's 2012 Incentive Compensation Plan as amended and restated and subject to certain restrictions contained in a Restricted Stock Agreement, dated as of September 15, 2022, between Issuer and Fabrizio Mozzi. Subject to certain conditions, 5,000 shares will vest on July 10, 2023. Read SEC document |
| September 15, 2022 Filed Sep 17, 2022 00:40 UTC |
SIMPKINS FRANK PDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-031415 · doc4.xml · nonDerivative · entry 1 SIMPKINS FRANK P · CIK 0001353839 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F1 · shares: Represents Common Stock in the form of restricted stock granted under Issuer's 2012 Incentive Compensation Plan as amended and restated and subject to certain restrictions contained in a Restricted Stock Agreement, dated as of September 15, 2022, between Issuer and Frank P. Simpkins. Subject to certain conditions, 5,000 shares will vest on July 10, 2023. Read SEC document |
| September 15, 2022 Filed Sep 17, 2022 00:40 UTC |
Landini Kenneth WDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-031413 · doc4.xml · nonDerivative · entry 1 Landini Kenneth W · CIK 0001517035 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,000 F1 · shares: Represents Common Stock in the form of restricted stock granted under Issuer's 2012 Incentive Compensation Plan as amended and restated and subject to certain restrictions contained in a Restricted Stock Agreement, dated as of September 15, 2022, between Issuer and Kenneth W Landini. Subject to certain conditions, 5,000 shares will vest on July 10, 2023. Read SEC document |
| September 15, 2022 Filed Sep 17, 2022 00:39 UTC |
He HongDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-031411 · doc4.xml · nonDerivative · entry 1 He Hong · CIK 0001791581 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 F1 · shares: Represents Common Stock in the form of restricted stock granted under Issuer's 2012 Incentive Compensation Plan as amended and restated and subject to certain restrictions contained in a Restricted Stock Agreement, dated as of September 15, 2022, between Issuer and Hong He. Subject to certain conditions, 5,000 shares will vest on July 10, 2023. Read SEC document |
| September 14, 2022 Filed Sep 15, 2022 16:28 UTC |
Gagnon Neil10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 1,111 | $1.80 | $1,999.80 |
DisclosureSEC source: 0001019056-22-000589 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 645,972 F1 · ownership.nature: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provide investment management services to investment vehicles and managed accounts (collectively, the "Accounts"), and as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. Read SEC document |
| September 02, 2022 Filed Sep 6, 2022 21:25 UTC |
Li XunChief Financial Officer
|
GrantStock Appreciation Right · Derivative | 30,000 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0000899243-22-030446 · doc4.xml · derivative · entry 1 Li Xun · CIK 0001944401 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2032-09-02 F1 · date: The Issuer granted the stock appreciation right (the "SAR") on September 2, 2022, pursuant to a Stock Appreciation Rights Agreement dated September 2, 2022, under the Issuer's 2012 Incentive Compensation Plan as amended and restated. F2 · shares: The SAR vests and becomes exercisable in four equal installments on each of September 2, 2023, September 2, 2024, September 2, 2025 and September 2, 2026. F2 · derivative.exercise_date: The SAR vests and becomes exercisable in four equal installments on each of September 2, 2023, September 2, 2024, September 2, 2025 and September 2, 2026. F2 · derivative.underlying_shares: The SAR vests and becomes exercisable in four equal installments on each of September 2, 2023, September 2, 2024, September 2, 2025 and September 2, 2026. Read SEC document |
| September 02, 2022 Filed Sep 6, 2022 16:05 UTC |
Gagnon Neil10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 100 | $2.00 | $200.00 |
DisclosureSEC source: 0001019056-22-000585 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 644,861 F1 · ownership.nature: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provide investment management services to investment vehicles and managed accounts (collectively, the "Accounts"), and as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. Read SEC document |
| September 02, 2022 Filed Sep 6, 2022 21:36 UTC |
Thomas Matthew JosephCorporate Controller
|
GrantStock Appreciation Right · Derivative | 2,000 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0000899243-22-030452 · doc4.xml · derivative · entry 1 Thomas Matthew Joseph · CIK 0001924043 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2032-09-02 F1 · date: The Issuer granted the stock appreciation right (the "SAR") on September 2, 2022, pursuant to a Stock Appreciation Rights Agreement dated September 2, 2022, under the Issuer's 2012 Incentive Compensation Plan as amended and restated. F2 · shares: The SAR vests and becomes exercisable on September 2, 2023. F2 · derivative.exercise_date: The SAR vests and becomes exercisable on September 2, 2023. F2 · derivative.underlying_shares: The SAR vests and becomes exercisable on September 2, 2023. Read SEC document |
| August 29, 2022 Filed Aug 30, 2022 16:05 UTC |
Gagnon Neil10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 722 | $1.86 | $1,342.92 |
DisclosureSEC source: 0001019056-22-000579 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 644,761 F1 · ownership.nature: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provide investment management services to investment vehicles and managed accounts (collectively, the "Accounts"), and as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. Read SEC document |
| August 25, 2022 Filed Aug 29, 2022 16:05 UTC |
Gagnon Neil10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 72 | $1.65 | $118.80 |
DisclosureSEC source: 0001019056-22-000577 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 644,039 F1 · ownership.nature: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provide investment management services to investment vehicles and managed accounts (collectively, the "Accounts"), and as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. Read SEC document |
| August 23, 2022 Filed Aug 24, 2022 16:26 UTC |
Gagnon Neil10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 524 | $1.65 | $864.60 |
DisclosureSEC source: 0001019056-22-000575 · gagnon.xml · nonDerivative · entry 2 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 643,967 F1 · ownership.nature: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provide investment management services to investment vehicles and managed accounts (collectively, the "Accounts"), and as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. Read SEC document |
| August 22, 2022 Filed Aug 24, 2022 16:26 UTC |
Gagnon Neil10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 800 | $1.65 | $1,320.00 |
DisclosureSEC source: 0001019056-22-000575 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 643,443 F1 · ownership.nature: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provide investment management services to investment vehicles and managed accounts (collectively, the "Accounts"), and as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 16:05 UTC |
Gagnon Neil10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 16,059 | $1.72 | $27,621.48 |
DisclosureSEC source: 0001019056-22-000566 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 642,643 F1 · ownership.nature: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provide investment management services to investment vehicles and managed accounts (collectively, the "Accounts"), and as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. Read SEC document |
| July 15, 2022 Filed Jul 18, 2022 20:44 UTC |
Xykis ConstantineSee Remarks
|
GrantStock Appreciation Rights · Derivative | 20,000 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0000899243-22-026232 · doc4.xml · derivative · entry 1 Xykis Constantine · CIK 0001852699 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,342 Underlying: Common Stock · 20,000 shares Expires 2032-07-15 F1 · date: The Issuer granted the stock appreciation rights (the "SAR") on July 15, 2022, pursuant to a Stock Appreciation Rights Agreement dated July 15, 2022 (the "Stock Agreement"), under the Issuer's 2012 Incentive Compensation Plan, as amended and restated (the "Stock Plan"). F2 · shares: The SAR vests and becomes exercisable on July 15, 2023 (the "Vesting Date") provided if following the Transaction Date, the Issuer terminates Reporting Person's employment without Cause (as defined under the Stock Plan) on or prior to the Vesting Date, the SAR shall immediately vest in full and be exercisable in accordance with the Stock Plan and the Stock Agreement. F2 · derivative.exercise_date: The SAR vests and becomes exercisable on July 15, 2023 (the "Vesting Date") provided if following the Transaction Date, the Issuer terminates Reporting Person's employment without Cause (as defined under the Stock Plan) on or prior to the Vesting Date, the SAR shall immediately vest in full and be exercisable in accordance with the Stock Plan and the Stock Agreement. F2 · derivative.underlying_shares: The SAR vests and becomes exercisable on July 15, 2023 (the "Vesting Date") provided if following the Transaction Date, the Issuer terminates Reporting Person's employment without Cause (as defined under the Stock Plan) on or prior to the Vesting Date, the SAR shall immediately vest in full and be exercisable in accordance with the Stock Plan and the Stock Agreement. Read SEC document |
| March 18, 2022 Filed Mar 25, 2022 19:42 UTC |
Arnett Lance MichaelChief Executive Officer
|
GrantStock Appreciation Right · Derivative | 1,875 | $0.00 Strike: $5.54 | $0.00 |
DisclosureSEC source: 0000899243-22-012288 · doc4.xml · derivative · entry 1 Arnett Lance Michael · CIK 0001796227 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,875 Underlying: Common Stock · 1,875 shares Expires 2032-03-18 F1 · date: The Issuer granted the stock appreciation right (the "SAR") on March 18, 2022, pursuant to a Stock Appreciation Rights Agreement dated March 18, 2022, under the Issuer's 2012 Incentive Compensation Plan. F2 · shares: The SAR vests and becomes exercisable in four tranches starting on March 18, 2022 in the amount of 468 SAR Shares and then on March 18, 2023 in the amount of 468 SAR Shares, and then on March 18, 2024 in the amount of 468 SAR Shares, and then on March 18, 2025 in the amount of 471 SAR Shares. F2 · derivative.exercise_date: The SAR vests and becomes exercisable in four tranches starting on March 18, 2022 in the amount of 468 SAR Shares and then on March 18, 2023 in the amount of 468 SAR Shares, and then on March 18, 2024 in the amount of 468 SAR Shares, and then on March 18, 2025 in the amount of 471 SAR Shares. F2 · derivative.underlying_shares: The SAR vests and becomes exercisable in four tranches starting on March 18, 2022 in the amount of 468 SAR Shares and then on March 18, 2023 in the amount of 468 SAR Shares, and then on March 18, 2024 in the amount of 468 SAR Shares, and then on March 18, 2025 in the amount of 471 SAR Shares. Read SEC document |
| March 18, 2022 Filed Mar 25, 2022 19:38 UTC |
Xykis ConstantineChief Technology Officer
|
GrantStock Appreciation Right · Derivative | 342 | $0.00 Strike: $6.50 | $0.00 |
DisclosureSEC source: 0000899243-22-012284 · doc4.xml · derivative · entry 1 Xykis Constantine · CIK 0001852699 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,342 Underlying: Common Stock · 342 shares Expires 2032-03-18 F1 · date: The Issuer granted the stock appreciation right (the "SAR") on March 18, 2022, pursuant to a Stock Appreciation Rights Agreement dated March 18, 2022, under the Issuer's 2012 Incentive Compensation Plan. F2 · shares: The SAR vests and becomes exercisable in three equal installments on each of March 18, 2022, March 18, 2023 and March 18, 2024. F2 · derivative.exercise_date: The SAR vests and becomes exercisable in three equal installments on each of March 18, 2022, March 18, 2023 and March 18, 2024. F2 · derivative.underlying_shares: The SAR vests and becomes exercisable in three equal installments on each of March 18, 2022, March 18, 2023 and March 18, 2024. Read SEC document |
| February 08, 2022 Filed Feb 17, 2022 21:30 UTC |
Winemaster Gary S10% owner
|
SaleCommon Stock | 100 | $3.03 | $303.00 |
DisclosureSEC source: 0001493152-22-004881 · ownership.xml · nonDerivative · entry 3 Winemaster Gary S · CIK 0001517040 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 25,676 Read SEC document |
| February 07, 2022 Filed Feb 17, 2022 21:30 UTC |
Winemaster Gary S10% owner
|
SaleCommon Stock | 110 | $3.05 | $335.50 |
DisclosureSEC source: 0001493152-22-004881 · ownership.xml · nonDerivative · entry 2 Winemaster Gary S · CIK 0001517040 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 25,776 Read SEC document |
| February 01, 2022 Filed Feb 8, 2022 16:06 UTC |
Gagnon Neil10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 2,922 | $2.75 | $8,035.50 |
DisclosureSEC source: 0001019056-22-000154 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By self as Trustee of Gagnon Securities LLC Profit Sharing Plan Disclosed balance after: 21,000 F1 · ownership.nature: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provide investment management services to investment vehicles and managed accounts (collectively, the "Accounts"), and as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 17:04 UTC |
Gagnon Neil10% owner
|
PurchaseCommon Stock, par value $0.001 per share | 408 | $2.50 | $1,020.00 |
DisclosureSEC source: 0001019056-22-000119 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By self as Trustee of Gagnon Securities LLC Profit Sharing Plan Disclosed balance after: 18,078 F2 · balance_after: The Form 3 filed on February 1, 2022 erroneously attributed interest in 2,818 shares to Mr. Gagnon's direct ownership instead of to Mr. Gagnon as Trustee of Gagnon Securities LLC Profit Sharing Plan. The amounts reported under Column 5 of this Form 4 have been corrected. F1 · ownership.nature: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provide investment management services to investment vehicles and managed accounts (collectively, the "Accounts"), and as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. Read SEC document |
| January 21, 2022 Filed Feb 17, 2022 21:30 UTC |
Winemaster Gary S10% owner
|
SaleCommon Stock | 100 | $3.09 | $309.00 |
DisclosureSEC source: 0001493152-22-004881 · ownership.xml · nonDerivative · entry 1 Winemaster Gary S · CIK 0001517040 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 25,886 Read SEC document |
| January 13, 2022 Filed Jan 19, 2022 21:30 UTC |
Winemaster Gary S10% owner
|
SaleCommon Stock | 100 | $3.10 | $310.00 |
DisclosureSEC source: 0001493152-22-001584 · ownership.xml · nonDerivative · entry 2 Winemaster Gary S · CIK 0001517040 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 25,986 Read SEC document |
| January 11, 2022 Filed Jan 19, 2022 21:30 UTC |
Winemaster Gary S10% owner
|
SaleCommon Stock | 283 | $3.09 | $874.47 |
DisclosureSEC source: 0001493152-22-001584 · ownership.xml · nonDerivative · entry 1 Winemaster Gary S · CIK 0001517040 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 26,086 Read SEC document |
| December 31, 2021 Filed Jan 11, 2022 23:05 UTC |
Winemaster Gary S10% owner
|
SaleCommon Stock | 5,000 | $3.00 | $15,000.00 |
DisclosureSEC source: 0001493152-22-000974 · ownership.xml · nonDerivative · entry 1 Winemaster Gary S · CIK 0001517040 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 26,369 Read SEC document |
| December 22, 2021 Filed Jan 24, 2022 22:49 UTC |
MOZZI FABRIZIODirector
|
GrantCommon Stock | 2,917 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-003049 · doc4.xml · nonDerivative · entry 1 MOZZI FABRIZIO · CIK 0001906258 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,917 F1 · shares: Represents Common Stock in the form of restricted stock granted under the Power Solutions 2012 Incentive Compensation Plan and subject to certain restrictions contained in a Restricted Stock Agreement, dated as of December 22, 2021, between Power Solutions International, Inc. and Fabrizio Mozzi. Subject to certain conditions, 2,917 shares will vest on July 10, 2022. Read SEC document |
| December 22, 2021 Filed Feb 1, 2022 21:55 UTC |
Landini Kenneth WDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-003895 · doc4.xml · nonDerivative · entry 1 Landini Kenneth W · CIK 0001517035 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,000 F1 · shares: Represents Common Stock in the form of restricted stock granted under the Power Solutions 2012 Incentive Compensation Plan and subject to certain restrictions contained in a Restricted Stock Agreement, dated as of December 22, 2021, between Power Solutions International, Inc. and Kenneth W Landini. Subject to certain conditions, 5,000 shares will vest on July 10, 2022. Read SEC document |
| December 22, 2021 Filed Feb 1, 2022 21:54 UTC |
He HongDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-003894 · doc4.xml · nonDerivative · entry 1 He Hong · CIK 0001791581 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,750 F1 · shares: Represents Common Stock in the form of restricted stock granted under the Power Solutions 2012 Incentive Compensation Plan and subject to certain restrictions contained in a Restricted Stock Agreement, dated as of December 22, 2021, between Power Solutions International, Inc. and Hong He. Subject to certain conditions, 5,000 shares will vest on July 10, 2022. Read SEC document |
| December 22, 2021 Filed Feb 1, 2022 21:51 UTC |
Wu GuogangDirector
|
GrantCommon Stock | 2,083 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-003890 · doc4.xml · nonDerivative · entry 1 Wu Guogang · CIK 0001874144 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,304 F1 · shares: Represents Common Stock in the form of restricted stock granted under the Power Solutions 2012 Incentive Compensation Plan and subject to certain restrictions contained in a Restricted Stock Agreement, dated as of December 22, 2021, between Power Solutions International, Inc. and Kenneth W Landini. Subject to certain conditions, 5,000 shares will vest on July 10, 2022. Read SEC document |
| December 22, 2021 Filed Feb 1, 2022 21:51 UTC |
SIMPKINS FRANK PDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-003889 · doc4.xml · nonDerivative · entry 1 SIMPKINS FRANK P · CIK 0001353839 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 F1 · shares: Represents Common Stock in the form of restricted stock granted under the Power Solutions 2012 Incentive Compensation Plan and subject to certain restrictions contained in a Restricted Stock Agreement, dated as of December 22, 2021, between Power Solutions International, Inc. and Frank P. Simpkins. Subject to certain conditions, 5,000 shares will vest on July 10, 2022. Read SEC document |
| December 20, 2021 Filed Dec 24, 2021 02:06 UTC |
Winemaster Gary S10% owner
|
SaleCommon Stock | 100 | $3.99 | $399.00 |
DisclosureSEC source: 0001493152-21-032459 · ownership.xml · nonDerivative · entry 4 Winemaster Gary S · CIK 0001517040 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 31,369 Read SEC document |
| December 13, 2021 Filed Dec 24, 2021 02:06 UTC |
Winemaster Gary S10% owner
|
SaleCommon Stock | 1,713 | $3.99 | $6,834.87 |
DisclosureSEC source: 0001493152-21-032459 · ownership.xml · nonDerivative · entry 3 Winemaster Gary S · CIK 0001517040 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 31,469 Read SEC document |
| December 10, 2021 Filed Dec 24, 2021 02:06 UTC |
Winemaster Gary S10% owner
|
SaleCommon Stock | 104 | $3.99 | $414.96 |
DisclosureSEC source: 0001493152-21-032459 · ownership.xml · nonDerivative · entry 2 Winemaster Gary S · CIK 0001517040 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 33,182 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.