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SEC CIK
0001393311
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654

Last 12 months

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0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 08, 2019 Filed Mar 11, 2019 22:43 UTC
Hughes Lily YanSVP, CLO & Corp Sec
GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-006604 · doc1.xml · nonDerivative · entry 1

Hughes Lily Yan · CIK 0001629696 · SVP, CLO & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,799

F1 · shares: Award of restricted share units that vest in five (5) equal annual installments beginning one (1) year from the date of grant.

F2 · balance_after: Includes 12,100 restricted share units.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:09 UTC
Johnson NataliaChief Human Resources Officer
Tax withholdingCommon Stock 123 $213.15 $26,217.45
Disclosure

SEC source: 0001567619-19-006406 · doc1.xml · nonDerivative · entry 1

Johnson Natalia · CIK 0001726283 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,843

F1 · balance_after: Includes 3,900 restricted share units.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:13 UTC Tax withholdingCommon Stock 1,436 $211.49 $303,699.64
Disclosure

SEC source: 0001567619-19-006010 · doc1.xml · nonDerivative · entry 1

HAVNER RONALD L JR · CIK 0001227384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,625

F1 · balance_after: All are restricted share units. Mr. Havner has postponed receipt of 10,000 shares of vested restricted stock units granted on February 19, 2015 with an original vesting date of April 1, 2016, for receipt in 10 equal installments over 10 years starting on each April 1, 2021 to April 1, 2030.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 16:18 UTC
REYES JOHNDirector
Tax withholdingCommon Stock 689 $211.49 $145,716.61
Disclosure

SEC source: 0001567619-19-006015 · doc1.xml · nonDerivative · entry 1

REYES JOHN · CIK 0001227389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,975

F1 · balance_after: Includes 61,500 restricted share units.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 16:05 UTC
RUSSELL JOSEPH D JRDirector · President and CEO
Tax withholdingCommon Stock 224 $211.49 $47,373.76
Disclosure

SEC source: 0001567619-19-006003 · doc1.xml · nonDerivative · entry 1

RUSSELL JOSEPH D JR · CIK 0001230471 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,095

F1 · balance_after: Includes 10,375 restricted share units.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:10 UTC
Hughes Lily YanSVP, CLO & Corp Sec
Tax withholdingCommon Stock 87 $211.49 $18,399.63
Disclosure

SEC source: 0001567619-19-006008 · doc1.xml · nonDerivative · entry 1

Hughes Lily Yan · CIK 0001629696 · SVP, CLO & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,299

F1 · balance_after: Includes 10,600 restricted share units.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 17:02 UTC
REYES JOHNDirector
Tax withholdingCommon Stock 1,421 $201.14 $285,819.94
Disclosure

SEC source: 0001567619-19-005437 · doc1.xml · nonDerivative · entry 1

REYES JOHN · CIK 0001227389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,664

F1 · balance_after: Includes 63,000 restricted share units.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 21:55 UTC Tax withholdingCommon Stock 2,960 $201.14 $595,374.40
Disclosure

SEC source: 0001567619-19-005435 · doc1.xml · nonDerivative · entry 1

HAVNER RONALD L JR · CIK 0001227384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,750

F1 · balance_after: All are restricted share units. Mr. Havner has postponed receipt of 10,000 shares of vested restricted stock units granted on February 19, 2015 with an original vesting date of April 1, 2016, for receipt in 10 equal installments over 10 years starting on each April 1, 2021 to April 1, 2030.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 21:51 UTC
Hughes Lily YanSVP, CLO & Corp Sec
Tax withholdingCommon Stock 260 $201.14 $52,296.40
Disclosure

SEC source: 0001567619-19-005433 · doc1.xml · nonDerivative · entry 1

Hughes Lily Yan · CIK 0001629696 · SVP, CLO & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,386

F1 · balance_after: Includes 10,850 restricted share units.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:22 UTC Tax withholdingCommon Stock 3,876 $205.62 $796,983.12
Disclosure

SEC source: 0001567619-19-005260 · doc1.xml · nonDerivative · entry 1

HAVNER RONALD L JR · CIK 0001227384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

F1 · balance_after: All are restricted share units. Mr. Havner has postponed receipt of 10,000 shares of vested restricted stock units granted on February 19, 2015 with an original vesting date of April 1, 2016, for receipt in 10 equal installments over 10 years starting on each April 1, 2021 to April 1, 2030.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 16:27 UTC
REYES JOHNDirector
Tax withholdingCommon Stock 3,882 $205.62 $798,216.84
Disclosure

SEC source: 0001567619-19-005266 · doc1.xml · nonDerivative · entry 1

REYES JOHN · CIK 0001227389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,085

F1 · balance_after: Includes 66,000 restricted share units.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 17:34 UTC
REYES JOHNDirector
Tax withholdingCommon Stock 5,583 $207.91 $1,160,761.53
Disclosure

SEC source: 0001567619-19-005155 · doc1.xml · nonDerivative · entry 1

REYES JOHN · CIK 0001227389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,967

F1 · balance_after: Includes 74,000 restricted share units.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:27 UTC Tax withholdingCommon Stock 4,833 $207.91 $1,004,829.03
Disclosure

SEC source: 0001567619-19-005142 · doc1.xml · nonDerivative · entry 1

HAVNER RONALD L JR · CIK 0001227384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,987

F1 · balance_after: All are restricted share units. Mr. Havner has postponed receipt of 10,000 shares of vested restricted stock units granted on February 19, 2015 with an original vesting date of April 1, 2016, for receipt in 10 equal installments over 10 years starting on each April 1, 2021 to April 1, 2030.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:40 UTC
Hughes Lily YanSVP, CLO & Corp Sec
Tax withholdingCommon Stock 258 $207.91 $53,640.78
Disclosure

SEC source: 0001567619-19-005165 · doc1.xml · nonDerivative · entry 1

Hughes Lily Yan · CIK 0001629696 · SVP, CLO & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,646

F1 · balance_after: Includes 11,600 restricted share units.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:44 UTC Tax withholdingCommon Stock 2,324 $207.74 $482,787.76
Disclosure

SEC source: 0001567619-19-005003 · doc1.xml · nonDerivative · entry 1

HAVNER RONALD L JR · CIK 0001227384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,987

F1 · balance_after: All are restricted share units. Mr. Havner has postponed receipt of 10,000 shares of vested restricted stock units granted on February 19, 2015 with an original vesting date of April 1, 2016, for receipt in 10 equal installments over 10 years starting on each April 1, 2021 to April 1, 2030.

Read SEC document
January 09, 2019 Filed Jan 11, 2019 16:19 UTC
HUGHES B WAYNE JRDirector · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $62.80 $0.00
Disclosure

SEC source: 0001567619-19-001044 · doc1.xml · derivative · entry 5

HUGHES B WAYNE JR · CIK 0001227391 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2019-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Stock Option granted pursuant to the 2007 Equity and Performance-Based Incentive Compensation Plan, as amended. Option vests in three (3) equal annual installments beginning one (1) year from the grant date.

Read SEC document
January 09, 2019 Filed Jan 11, 2019 16:19 UTC
HUGHES B WAYNE JRDirector · 10% owner
Exercise / conversionCommon Stock 5,000 $62.80 $314,000.00
Disclosure

SEC source: 0001567619-19-001044 · doc1.xml · nonDerivative · entry 1

HUGHES B WAYNE JR · CIK 0001227391 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Living Trust

Disclosed balance after: 5,044,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: By reporting person as trustee for the B. Wayne Hughes, Jr. Living Trust.

Read SEC document
January 08, 2019 Filed Jan 9, 2019 23:29 UTC
Hughes Lily YanSVP, CLO & Corp Sec
Tax withholdingCommon Stock 246 $199.57 $49,094.22
Disclosure

SEC source: 0001567619-19-000912 · doc1.xml · nonDerivative · entry 1

Hughes Lily Yan · CIK 0001629696 · SVP, CLO & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,904

F1 · balance_after: Includes 12,350 restricted share units.

Read SEC document
January 01, 2019 Filed Jan 2, 2019 21:14 UTC GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $202.41 $0.00
Disclosure

SEC source: 0001567619-19-000077 · doc1.xml · derivative · entry 3

HAVNER RONALD L JR · CIK 0001227384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2029-01-01

F3 · security: Stock Option granted pursuant to the 2016 Equity and Performance-Based Incentive Compensation Plan. Option vests in three (3) equal annual installments beginning one (1) year from the date of grant.

Read SEC document
January 01, 2019 Filed Jan 2, 2019 16:08 UTC
REYES JOHNDirector
GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $202.41 $0.00
Disclosure

SEC source: 0001567619-19-000071 · doc1.xml · derivative · entry 1

REYES JOHN · CIK 0001227389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2029-01-01

F1 · security: Stock option granted pursuant to the 2016 Equity and Performance-Based Incentive Compensation Plan. Option vests in three (3) equal annual installments beginning one (1) year from date of grant.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 17:08 UTC Exercise / conversionStock Option (right to buy) · Derivative 1,000 $0.00 Strike: $115.96 $0.00
Disclosure

SEC source: 0001567619-18-008383 · doc1.xml · derivative · entry 4

HARKHAM URI P · CIK 0001051410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2021-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Stock Option granted pursuant to the 2007 Equity and Performance-Based Incentive Compensation Plan, as amended. Option vests in three (3) equal annual installments beginning one (1) year from the date of grant.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 17:08 UTC Exercise / conversionCommon Stock 1,000 $115.96 $115,960.00
Disclosure

SEC source: 0001567619-18-008383 · doc1.xml · nonDerivative · entry 1

HARKHAM URI P · CIK 0001051410 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee

Disclosed balance after: 27,805.13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: By Uri P. Harkham, Trustee of Uri Harkham Trust.

Read SEC document
December 14, 2018 Filed Dec 27, 2018 19:29 UTC
HUGHES B WAYNE ET AL10% owner · Chairman Emeritus
GiftCommon Stock 49,500 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-008747 · doc1.xml · nonDerivative · entry 1

HUGHES B WAYNE ET AL · CIK 0000935808 · 10% owner · Chairman Emeritus

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee

Disclosed balance after: 1,190,886

F1 · ownership.nature: By B. Wayne Hughes, trustee for B.W. Hughes Living Trust dated 6/3/77.

Read SEC document
December 11, 2018 Filed Dec 12, 2018 22:13 UTC
Hughes Lily YanSVP, CLO & Corp Sec
Exercise / conversionStock option (right to buy) · Derivative 15,000 $0.00 Strike: $197.90 $0.00
Disclosure

SEC source: 0001567619-18-007784 · doc1.xml · derivative · entry 3

Hughes Lily Yan · CIK 0001629696 · SVP, CLO & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 15,000 shares

Expires 2025-01-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Stock Option granted pursuant to the 2007 Equity and Performance-Based Incentive Compensation Plan as amended. Option vests in five (5) equal annual installments beginning one (1) year from the date of grant.

Read SEC document
December 11, 2018 Filed Dec 12, 2018 22:13 UTC
Hughes Lily YanSVP, CLO & Corp Sec
SaleCommon Stock 15,000 $212.14 $3,182,058.00
Disclosure

SEC source: 0001567619-18-007784 · doc1.xml · nonDerivative · entry 2

Hughes Lily Yan · CIK 0001629696 · SVP, CLO & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,150

F2 · price: Represents weighted average price. These shares were sold at prices ranging between $211.62 and $212.85. Full information regarding the number of shares sold at each separate price will be provided by the reporting person upon request to the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.

F1 · balance_after: Includes 12,950 restricted share units.

Read SEC document
December 11, 2018 Filed Dec 12, 2018 22:13 UTC
Hughes Lily YanSVP, CLO & Corp Sec
Exercise / conversionCommon Stock 15,000 $197.90 $2,968,500.00
Disclosure

SEC source: 0001567619-18-007784 · doc1.xml · nonDerivative · entry 1

Hughes Lily Yan · CIK 0001629696 · SVP, CLO & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 12,950 restricted share units.

Read SEC document
November 07, 2018 Filed Nov 8, 2018 16:43 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $62.80 $0.00
Disclosure

SEC source: 0001567619-18-005437 · doc1.xml · derivative · entry 3

Pruitt Gary E · CIK 0001316792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2019-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Stock Option granted pursuant to the 2007 Equity and Performance-Based Incentive Compensation Plan, as amended. Option vested in three (3) equal annual installments beginning one (1) year from date of grant.

Read SEC document
November 07, 2018 Filed Nov 8, 2018 16:43 UTC SaleCommon Stock 5,000 $203.35 $1,016,754.00
Disclosure

SEC source: 0001567619-18-005437 · doc1.xml · nonDerivative · entry 2

Pruitt Gary E · CIK 0001316792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,350

F1 · price: Represents weighted average sale price. These shares were sold at prices ranging between $203.3506 and $203.36. Full information regarding the number of shares sold at each separate price will be provided by the reporting person upon request to the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.

Read SEC document
November 07, 2018 Filed Nov 8, 2018 16:43 UTC Exercise / conversionCommon Stock 5,000 $62.80 $314,000.00
Disclosure

SEC source: 0001567619-18-005437 · doc1.xml · nonDerivative · entry 1

Pruitt Gary E · CIK 0001316792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2018 Filed Dec 11, 2018 21:36 UTC
GUSTAVSON TAMARA HUGHESDirector · 10% owner
GiftCommon Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-007704 · doc1.xml · nonDerivative · entry 1

GUSTAVSON TAMARA HUGHES · CIK 0001322750 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,842,445

F1 · shares: Shares received by reporting person in connection with liquidation of a CLAT for no consideration.

Read SEC document
October 16, 2018 Filed Oct 17, 2018 17:31 UTC Exercise / conversionStock Option (right to buy) · Derivative 1,000 $0.00 Strike: $115.96 $0.00
Disclosure

SEC source: 0001567619-18-004245 · doc1.xml · derivative · entry 4

HARKHAM URI P · CIK 0001051410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 1,000 shares

Expires 2021-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Stock Option granted pursuant to the 2007 Equity and Performance-Based Incentive Compensation Plan, as amended. Option vests in three (3) equal annual installments beginning one (1) year from the date of grant.

Read SEC document
October 16, 2018 Filed Oct 17, 2018 17:31 UTC Exercise / conversionCommon Stock 1,000 $115.96 $115,960.00
Disclosure

SEC source: 0001567619-18-004245 · doc1.xml · nonDerivative · entry 1

HARKHAM URI P · CIK 0001051410 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee

Disclosed balance after: 26,805.13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: By Uri P. Harkham, Trustee of Uri Harkham Trust.

Read SEC document
September 28, 2018 Filed Oct 1, 2018 21:49 UTC
GUSTAVSON TAMARA HUGHESDirector · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $70.72 $0.00
Disclosure

SEC source: 0001567619-18-003408 · doc1.xml · derivative · entry 11

GUSTAVSON TAMARA HUGHES · CIK 0001322750 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2018-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · security: Stock Option granted pursuant to the 2007 Equity and Performance-Based Incentive Compensation Plan as amended. Option vests in three (3) equal annual installments beginning one (1) year from the grant date.

Read SEC document
September 28, 2018 Filed Oct 1, 2018 21:49 UTC
GUSTAVSON TAMARA HUGHESDirector · 10% owner
Exercise / conversionCommon Stock 15,000 $70.72 $1,060,800.00
Disclosure

SEC source: 0001567619-18-003408 · doc1.xml · nonDerivative · entry 1

GUSTAVSON TAMARA HUGHES · CIK 0001322750 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,342,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 30, 2018 Filed Aug 31, 2018 23:48 UTC
HAVNER RONALD L JRDirector · Chairman & CEO
Exercise / conversionStock Option (right to buy) · Derivative 94,672 $0.00 Strike: $50.30 $0.00
Disclosure

SEC source: 0001567619-18-002005 · doc1.xml · derivative · entry 7

HAVNER RONALD L JR · CIK 0001227384 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 94,672 shares

Expires 2019-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Stock Option granted pursuant to the 2007 Equity and Performance-Based Incentive Compensation Plan, as amended. Option vests in three (3) equal annual installments beginning one (1) year from the date of grant.

Read SEC document
August 30, 2018 Filed Aug 31, 2018 23:48 UTC
HAVNER RONALD L JRDirector · Chairman & CEO
SaleCommon Stock 94,672 $211.45 $20,018,640.55
Disclosure

SEC source: 0001567619-18-002005 · doc1.xml · nonDerivative · entry 4

HAVNER RONALD L JR · CIK 0001227384 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee

Disclosed balance after: 127,500

F3 · price: Represents weighted average sale price. These shares were sold at prices ranging between $211.00 and $212.33. Full information regarding the number of shares sold at each separate price will be provided by the reporting person upon request to the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.

F1 · ownership.nature: By Ronald L. Havner, Jr. and LeeAnn R. Havner, Trustees of the Havner Family Trust.

Read SEC document
August 30, 2018 Filed Aug 31, 2018 23:48 UTC
HAVNER RONALD L JRDirector · Chairman & CEO
Exercise / conversionCommon Stock 94,672 $50.30 $4,762,001.60
Disclosure

SEC source: 0001567619-18-002005 · doc1.xml · nonDerivative · entry 3

HAVNER RONALD L JR · CIK 0001227384 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee

Disclosed balance after: 222,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: By Ronald L. Havner, Jr. and LeeAnn R. Havner, Trustees of the Havner Family Trust.

Read SEC document
August 29, 2018 Filed Aug 31, 2018 23:48 UTC
HAVNER RONALD L JRDirector · Chairman & CEO
Exercise / conversionStock Option (right to buy) · Derivative 5,328 $0.00 Strike: $50.30 $0.00
Disclosure

SEC source: 0001567619-18-002005 · doc1.xml · derivative · entry 6

HAVNER RONALD L JR · CIK 0001227384 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,672

Underlying: Common Stock · 5,328 shares

Expires 2019-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Stock Option granted pursuant to the 2007 Equity and Performance-Based Incentive Compensation Plan, as amended. Option vests in three (3) equal annual installments beginning one (1) year from the date of grant.

Read SEC document
August 29, 2018 Filed Aug 31, 2018 23:48 UTC
HAVNER RONALD L JRDirector · Chairman & CEO
SaleCommon Stock 5,328 $213.09 $1,135,350.45
Disclosure

SEC source: 0001567619-18-002005 · doc1.xml · nonDerivative · entry 2

HAVNER RONALD L JR · CIK 0001227384 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee

Disclosed balance after: 127,500

F2 · price: Represents weighted average sale price. These shares were sold at prices ranging between $213.00 and $213.26. Full information regarding the number of shares sold at each separate price will be provided by the reporting person upon request to the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer.

F1 · ownership.nature: By Ronald L. Havner, Jr. and LeeAnn R. Havner, Trustees of the Havner Family Trust.

Read SEC document
August 29, 2018 Filed Aug 31, 2018 23:48 UTC
HAVNER RONALD L JRDirector · Chairman & CEO
Exercise / conversionCommon Stock 5,328 $50.30 $267,998.40
Disclosure

SEC source: 0001567619-18-002005 · doc1.xml · nonDerivative · entry 1

HAVNER RONALD L JR · CIK 0001227384 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee

Disclosed balance after: 132,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: By Ronald L. Havner, Jr. and LeeAnn R. Havner, Trustees of the Havner Family Trust.

Read SEC document
August 06, 2018 Filed Aug 8, 2018 20:17 UTC
Johnson NataliaChief Human Resources Officer
Tax withholdingCommon Stock 208 $215.82 $44,890.56
Disclosure

SEC source: 0001567619-18-000113 · doc1.xml · nonDerivative · entry 1

Johnson Natalia · CIK 0001726283 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,966

F1 · balance_after: Includes 4,200 restricted share units.

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July 02, 2018 Filed Jul 3, 2018 17:19 UTC Tax withholdingCommon Stock 882 $226.34 $199,631.88
Disclosure

SEC source: 0001140361-18-031305 · doc1.xml · nonDerivative · entry 1

RUSSELL JOSEPH D JR · CIK 0001230471 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,319

F1 · balance_after: Includes 11,000 restricted share units.

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April 25, 2018 Filed Apr 27, 2018 21:05 UTC GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $193.71 $0.00
Disclosure

SEC source: 0001140361-18-020222 · doc1.xml · derivative · entry 1

SPOGLI RONALD P · CIK 0000916867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2028-04-25

F1 · security: Stock Option granted pursuant to the 2016 Equity and Performance-Based Incentive Compensation Plan. Option vests in three (3) equal annual installments beginning one (1) year from date of grant.

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April 25, 2018 Filed Apr 27, 2018 21:01 UTC GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $193.71 $0.00
Disclosure

SEC source: 0001140361-18-020213 · doc1.xml · derivative · entry 1

STATON DANIEL C · CIK 0001024240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2028-04-25

F1 · security: Stock Option granted pursuant to the 2016 Equity and Performance-Based Incentive Compensation Plan. Option vests in three (3) equal annual installments beginning one (1) year from date of grant.

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April 25, 2018 Filed Apr 27, 2018 17:22 UTC GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $193.71 $0.00
Disclosure

SEC source: 0001140361-18-020247 · doc1.xml · derivative · entry 1

HARKHAM URI P · CIK 0001051410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2028-04-25

F1 · security: Stock Option granted pursuant to the 2016 Equity and Performance-Based Incentive Compensation Plan. Option vests in three (3) equal annual installments beginning one (1) year from date of grant.

Read SEC document
April 25, 2018 Filed Apr 27, 2018 21:16 UTC GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $193.71 $0.00
Disclosure

SEC source: 0001140361-18-020237 · doc1.xml · derivative · entry 1

POLADIAN AVEDICK BARUYR · CIK 0001305254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2028-04-25

F1 · security: Stock Option granted pursuant to the 2016 Equity and Performance-Based Incentive Compensation Plan. Option vests in three (3) equal annual installments beginning one (1) year from date of grant.

Read SEC document
April 25, 2018 Filed Apr 27, 2018 21:19 UTC GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $193.71 $0.00
Disclosure

SEC source: 0001140361-18-020241 · doc1.xml · derivative · entry 1

STONE HEISZ LESLIE · CIK 0001235408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2028-04-25

F1 · security: Stock Option granted pursuant to the 2016 Equity and Performance-Based Incentive Compensation Plan. Option vests in three (3) equal annual installments beginning one (1) year from the grant date.

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April 25, 2018 Filed Apr 27, 2018 17:28 UTC
HUGHES B WAYNE JRDirector · 10% owner
GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $193.71 $0.00
Disclosure

SEC source: 0001140361-18-020255 · doc1.xml · derivative · entry 5

HUGHES B WAYNE JR · CIK 0001227391 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2028-04-25

F5 · security: Stock Option granted pursuant to the 2016 Equity and Performance-Based Incentive Compensation Plan. Option vests in three (3) equal annual installments beginning one (1) year from the grant date.

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April 25, 2018 Filed Apr 27, 2018 17:13 UTC GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $193.71 $0.00
Disclosure

SEC source: 0001140361-18-020234 · doc1.xml · derivative · entry 1

Pruitt Gary E · CIK 0001316792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2028-04-25

F1 · security: Stock Option granted pursuant to the 2016 Equity and Performance-Based Incentive Compensation Plan. Option vests in three (3) equal annual installments beginning one (1) year from date of grant.

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April 25, 2018 Filed Apr 27, 2018 21:25 UTC
GUSTAVSON TAMARA HUGHESDirector · 10% owner
GrantStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $193.71 $0.00
Disclosure

SEC source: 0001140361-18-020249 · doc1.xml · derivative · entry 11

GUSTAVSON TAMARA HUGHES · CIK 0001322750 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2028-04-25

F8 · security: Stock Option granted pursuant to the 2016 Equity and Performance-Based Incentive Compensation Plan. Option vests in three (3) equal annual installments beginning one (1) year from the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.