PSA

SEC source: 0001567619-20-017423 · doc1.xml · nonDerivative · entry 1

HARKHAM URI P · CIK 0001051410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311

F1 · shares: Grant of unrestricted stock pursuant to the Company's Non-Management Trustee Compensation and Deferral Program under the Company's 2016 Equity and Performance-Based Incentive Compensation Plan. The number of shares of unrestricted stock represents the quotient of the dollar amount of the cash retainers the reporting person has earned for the applicable calendar quarter divided by the Company's closing stock price on the grant date, rounded up to the nearest share.

SEC source: 0001567619-20-017419 · doc1.xml · nonDerivative · entry 1

HAVNER RONALD L JR · CIK 0001227384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,972

F1 · shares: Grant of fully-vested deferred stock units pursuant to the Company's Non-Management Trustee Compensation and Deferral Program under the Company's 2016 Equity and Performance-Based Incentive Compensation Plan. Each deferred stock unit represents the right to receive one share of the Company's common stock. The number of deferred stock units granted represents the quotient of the dollar amount of the cash retainers the reporting person has earned for the applicable calendar quarter, divided by the Company's closing stock price on the grant date, rounded up to the nearest deferred stock unit. The deferred stock units will be settled in shares of unrestricted common stock (i) in a lump sum upon the reporting person's separation from service as a trustee or (ii) in a lump sum upon the reporting person's earlier death or disability or upon an earlier change of control of the Company.

F2 · balance_after: Includes 95,000 restricted stock units and 972 deferred stock units. Also includes 10,000 vested restricted stock units granted February 19, 2015 with an original vesting date of April 1, 2016. Mr. Havner has postponed receipt of these vested restricted stock units in accordance with the following schedule: 10 equal installments over 10 years starting April 1, 2021 to April 1, 2030.

SEC source: 0001567619-20-017421 · doc1.xml · nonDerivative · entry 1

REYES JOHN · CIK 0001227389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,468

F1 · shares: Grant of fully-vested deferred stock units pursuant to the Company's Non-Management Trustee Compensation and Deferral Program under the Company's 2016 Equity and Performance-Based Incentive Compensation Plan. Each deferred stock unit represents the right to receive one share of the Company's common stock. The number of deferred stock units granted represents the quotient of the dollar amount of the cash retainers the reporting person has earned for the applicable calendar quarter, divided by the Company's closing stock price on the grant date, rounded up to the nearest deferred stock unit. The deferred stock units will be settled in shares of unrestricted common stock (i) in annual installments over 10 years beginning on January 1st following the reporting person's separation from service as a trustee or (ii) in a lump sum upon the reporting person's earlier death or disability or upon an earlier change of control of the Company.

F2 · balance_after: Includes 51,200 restricted stock units and 972 deferred stock units.

SEC source: 0001567619-20-017427 · doc1.xml · nonDerivative · entry 1

Shaukat Tariq M · CIK 0001545033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 676

F1 · shares: Grant of fully-vested deferred stock units pursuant to the Company's Non-Management Trustee Compensation and Deferral Program under the Company's 2016 Equity and Performance-Based Incentive Compensation Plan. Each deferred stock unit represents the right to receive one share of the Company's common stock. The number of deferred stock units granted represents the quotient of the dollar amount of the cash retainers the reporting person has earned for the applicable calendar quarter, divided by the Company's closing stock price on the grant date, rounded up to the nearest deferred stock unit. The deferred stock units will be settled in shares of unrestricted common stock (i) in a lump sum upon the reporting person's separation from service as a trustee or (ii) in a lump sum upon the reporting person's earlier death or disability or upon an earlier change of control of the Company.

F2 · balance_after: Includes 676 deferred stock units.

SEC source: 0001567619-20-016672 · doc1.xml · nonDerivative · entry 2

GUSTAVSON TAMARA HUGHES · CIK 0001322750 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,889,476

F8 · price: The price reported is a weighted average price.These shares were purchased in multiple transactions at prices ranging from $217.34 to $218.00, inclusive.The reporting person undertakes to provide to the Issuer, any security holder, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

SEC source: 0001567619-20-016672 · doc1.xml · nonDerivative · entry 1

GUSTAVSON TAMARA HUGHES · CIK 0001322750 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,859,750

F7 · price: The price reported is a weighted average price.These shares were purchased in multiple transactions at prices ranging from $216.33 to $217.00, inclusive.The reporting person undertakes to provide to the Issuer, any security holder, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

SEC source: 0001567619-20-016611 · doc1.xml · nonDerivative · entry 1

HAVNER RONALD L JR · CIK 0001227384 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse IRA

Disclosed balance after: 1,900

SEC source: 0001567619-20-015880 · doc1.xml · nonDerivative · entry 1

HARKHAM URI P · CIK 0001051410 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 3,674

F1 · ownership.nature: By the custodian of an IRA for the benefit of Uri P. Harkham.

SEC source: 0001567619-20-015628 · doc1.xml · nonDerivative · entry 1

HARKHAM URI P · CIK 0001051410 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 5,674

F1 · ownership.nature: By the custodian of an IRA for the benefit of Uri P. Harkham. Includes 67 shares and 68 shares acquired as part of a dividend reinvestment plan on 3/31/20 and 6/30/20, respectively.

SEC source: 0001567619-20-014427 · doc1.xml · nonDerivative · entry 2

Johnson Natalia · CIK 0001726283 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,325

F3 · balance_after: Includes 7,950 RSUs.

SEC source: 0001567619-20-014427 · doc1.xml · nonDerivative · entry 1

Johnson Natalia · CIK 0001726283 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,538

F1 · shares: Grant of restricted stock units (RSUs). The RSUs vest in five (5) equal annual installments beginning one (1) year from the date of grant.

F2 · balance_after: Includes 8,550 RSUs.

SEC source: 0001567619-20-012929 · doc1.xml · nonDerivative · entry 1

Vitan Nathaniel A. · CIK 0001774586 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,324

F1 · balance_after: Includes 3,670 restricted stock units.

SEC source: 0001567619-20-012925 · doc1.xml · nonDerivative · entry 1

RUSSELL JOSEPH D JR · CIK 0001230471 · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,995

F1 · balance_after: Includes 13,125 restricted stock units.

SEC source: 0001567619-20-012869 · doc1.xml · nonDerivative · entry 1

SPOGLI RONALD P · CIK 0000916867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360

F1 · shares: Grant of fully-vested deferred stock units pursuant to the Company's Non-Management Trustee Compensation and Deferral Program under the Company's 2016 Equity and Performance-Based Incentive Compensation Plan. Each deferred stock unit represents the right to receive one share of the Company's common stock. The number of deferred stock units granted represents the quotient of the dollar amount of the cash retainers the reporting person has earned for the applicable calendar quarter, divided by the Company's closing stock price on the grant date, rounded up to the nearest deferred stock unit. The deferred stock units will be settled in shares of unrestricted common stock (i) in a lump sum on January 1st of the calendar year following the reporting person's separation from service as a trustee or (ii) in a lump sum upon the reporting person's earlier death or disability or upon an earlier change of control of the Company

F2 · balance_after: Includes 360 deferred stock units.

SEC source: 0001567619-20-012872 · doc1.xml · nonDerivative · entry 1

STATON DANIEL C · CIK 0001024240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,661

F1 · shares: Grant of fully-vested deferred stock units pursuant to the Company's Non-Management Trustee Compensation and Deferral Program under the Company's 2016 Equity and Performance-Based Incentive Compensation Plan. Each deferred stock unit represents the right to receive one share of the Company's common stock. The number of deferred stock units granted represents the quotient of the dollar amount of the cash retainers the reporting person has earned for the applicable calendar quarter, divided by the Company's closing stock price on the grant date, rounded up to the nearest deferred stock unit. The deferred stock units will be settled in shares of unrestricted common stock (i) in a lump sum upon the reporting person's separation from service as a trustee or (ii) in a lump sum upon the reporting person's earlier death or disability or upon an earlier change of control of the Company.

F2 · balance_after: Includes 976 deferred stock units.

SEC source: 0001567619-20-012858 · doc1.xml · nonDerivative · entry 1

HARKHAM URI P · CIK 0001051410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167

F1 · shares: Grant of unrestricted stock pursuant to the Company's Non-Management Trustee Compensation and Deferral Program under the Company's 2016 Equity and Performance-Based Incentive Compensation Plan. The number of shares of unrestricted stock represents the quotient of the dollar amount of the cash retainers the reporting person has earned for the applicable calendar quarter divided by the Company's closing stock price on the grant date, rounded up to the nearest share.

SEC source: 0001567619-20-012855 · doc1.xml · nonDerivative · entry 1

HAVNER RONALD L JR · CIK 0001227384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,837

F3 · shares: Grant of fully-vested deferred stock units pursuant to the Company's Non-Management Trustee Compensation and Deferral Program under the Company's 2016 Equity and Performance-Based Incentive Compensation Plan. Each deferred stock unit represents the right to receive one share of the Company's common stock. The number of deferred stock units granted represents the quotient of the dollar amount of the cash retainers the reporting person has earned for the applicable calendar quarter, divided by the Company's closing stock price on the grant date, rounded up to the nearest deferred stock unit. The deferred stock units will be settled in shares of unrestricted common stock (i) in a lump sum upon the reporting person's separation from service as a trustee or (ii) in a lump sum upon the reporting person's earlier death or disability or upon an earlier change of control of the Company.

F1 · balance_after: Includes 95,000 restricted stock units and 837 deferred stock units. Also includes 10,000 vested restricted stock units granted February 19, 2015 with an original vesting date of April 1, 2016. Mr. Havner has postponed receipt of these vested restricted stock units in accordance with the following schedule: 10 equal installments over 10 years starting April 1, 2021 to April 1, 2030.

SEC source: 0001567619-20-012863 · doc1.xml · nonDerivative · entry 1

REYES JOHN · CIK 0001227389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,333

F2 · shares: Grant of fully-vested deferred stock units pursuant to the Company's Non-Management Trustee Compensation and Deferral Program under the Company's 2016 Equity and Performance-Based Incentive Compensation Plan. Each deferred stock unit represents the right to receive one share of the Company's common stock. The number of deferred stock units granted represents the quotient of the dollar amount of the cash retainers the reporting person has earned for the applicable calendar quarter, divided by the Company's closing stock price on the grant date, rounded up to the nearest deferred stock unit. The deferred stock units will be settled in shares of unrestricted common stock (i) in annual installments over 10 years beginning on January 1st following the reporting person's separation from service as a trustee or (ii) in a lump sum upon the reporting person's earlier death or disability or upon an earlier change of control of the Company.

F1 · balance_after: Includes 51,200 restricted stock units and 837 deferred stock units.

SEC source: 0001567619-20-012865 · doc1.xml · nonDerivative · entry 1

Shaukat Tariq M · CIK 0001545033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 532

F1 · shares: Grant of fully-vested deferred stock units pursuant to the Company's Non-Management Trustee Compensation and Deferral Program under the Company's 2016 Equity and Performance-Based Incentive Compensation Plan. Each deferred stock unit represents the right to receive one share of the Company's common stock. The number of deferred stock units granted represents the quotient of the dollar amount of the cash retainers the reporting person has earned for the applicable calendar quarter, divided by the Company's closing stock price on the grant date, rounded up to the nearest deferred stock unit. The deferred stock units will be settled in shares of unrestricted common stock (i) in a lump sum upon the reporting person's separation from service as a trustee or (ii) in a lump sum upon the reporting person's earlier death or disability or upon an earlier change of control of the Company.

F2 · balance_after: Includes 532 deferred stock units.

SEC source: 0001567619-20-012223 · doc1.xml · nonDerivative · entry 1

Vitan Nathaniel A. · CIK 0001774586 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,670

F1 · balance_after: Includes 4,670 restricted stock units.

SEC source: 0001567619-20-012290 · doc1.xml · nonDerivative · entry 1

HUGHES B WAYNE JR · CIK 0001227391 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Living Trust

Disclosed balance after: 5,036,227

F1 · ownership.nature: By reporting person as trustee for the B. Wayne Hughes, Jr. Living Trust.

SEC source: 0001567619-20-011537 · doc1.xml · derivative · entry 5

HARKHAM URI P · CIK 0001051410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Stock · 1,500 shares

Expires 2022-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Stock option granted pursuant to the 2007 Equity and Performance-Based Incentive Compensation Plan, as amended. Option vested in 3 equal annual installments.

F4 · derivative.exercise_date: This option to purchase 5,000 shares of common stock became exercisable as to one-third on each of May 3, 2013, 2014 and 2015.

SEC source: 0001567619-20-011537 · doc1.xml · nonDerivative · entry 1

HARKHAM URI P · CIK 0001051410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001567619-20-011263 · doc1.xml · nonDerivative · entry 1

Vitan Nathaniel A. · CIK 0001774586 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,939

F1 · balance_after: Includes 4,670 restricted stock units.

SEC source: 0001567619-20-009449 · doc1.xml · nonDerivative · entry 1

REYES JOHN · CIK 0001227389 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(K)

Disclosed balance after: 0

F2 · ownership.nature: Sale represents 100% of 401(K) shares of common stock sold by reporting person as of May 7, 2020.

SEC source: 0001567619-20-008233 · doc1.xml · derivative · entry 5

HARKHAM URI P · CIK 0001051410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2021-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Stock Option granted pursuant to the 2007 Equity and Performance-Based Incentive Compensation Plan, as amended. Option vested in three (3) equal annual installments beginning one (1) year from date of grant.

F4 · derivative.exercise_date: This option to purchase 5,000 shares of common stock became exercisable as to one-third on each of May 5, 2012, 2013 and 2014.

SEC source: 0001567619-20-008233 · doc1.xml · nonDerivative · entry 1

HARKHAM URI P · CIK 0001051410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001567619-20-008309 · doc1.xml · derivative · entry 1

HARKHAM URI P · CIK 0001051410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2030-04-21

F1 · security: Stock Option granted pursuant to the 2016 Equity and Performance-Based Incentive Compensation Plan. Option vests in three (3) equal annual installments beginning one (1) year from the grant date.

F2 · derivative.exercise_date: This option to purchase 5,000 shares of common stock becomes exercisable as to one-third on each of April 21, 2021, 2022, and 2023.

SEC source: 0001567619-20-008344 · doc1.xml · derivative · entry 1

SPOGLI RONALD P · CIK 0000916867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2030-04-21

F1 · security: Stock Option granted pursuant to the 2016 Equity and Performance-Based Incentive Compensation Plan. Option vests in three (3) equal annual installments beginning one (1) year from the grant date.

F2 · derivative.exercise_date: This option to purchase 5,000 shares of common stock becomes exercisable as to one-third on each of April 21, 2021, 2022, and 2023.

SEC source: 0001567619-20-008347 · doc1.xml · derivative · entry 1

STATON DANIEL C · CIK 0001024240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2030-04-21

F1 · security: Stock Option granted pursuant to the 2016 Equity and Performance-Based Incentive Compensation Plan. Option vests in three (3) equal annual installments beginning one (1) year from the grant date.

F2 · derivative.exercise_date: This option to purchase 5,000 shares of common stock becomes exercisable as to one-third on each of April 21, 2021, 2022, and 2023.

SEC source: 0001567619-20-008320 · doc1.xml · derivative · entry 1

POLADIAN AVEDICK BARUYR · CIK 0001305254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2030-04-21

F1 · security: Stock Option granted pursuant to the 2016 Equity and Performance-Based Incentive Compensation Plan. Option vests in three (3) equal annual installments beginning one (1) year from the grant date.

F2 · derivative.exercise_date: This option to purchase 5,000 shares of common stock becomes exercisable as to one-third on each of April 21, 2021, 2022, and 2023.

SEC source: 0001567619-20-008360 · doc1.xml · derivative · entry 1

STONE HEISZ LESLIE · CIK 0001235408 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2030-04-21

F1 · security: Stock Option granted pursuant to the 2016 Equity and Performance-Based Incentive Compensation Plan. Option vests in three (3) equal annual installments beginning one (1) year from the grant date.

F2 · derivative.exercise_date: This option to purchase 5,000 shares of common stock becomes exercisable as to one-third on each of April 21, 2021, 2022, and 2023.

SEC source: 0001567619-20-008325 · doc1.xml · derivative · entry 1

REYES JOHN · CIK 0001227389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2030-04-21

F1 · security: Stock Option granted pursuant to the 2016 Equity and Performance-Based Incentive Compensation Plan. Option vests in three (3) equal annual installments beginning one (1) year from the grant date.

F2 · derivative.exercise_date: This option to purchase 5,000 shares of common stock becomes exercisable as to one-third on each of April 21, 2021, 2022, and 2023.

SEC source: 0001567619-20-008312 · doc1.xml · derivative · entry 1

HAVNER RONALD L JR · CIK 0001227384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2030-04-21

F1 · security: Stock Option granted pursuant to the 2016 Equity and Performance-Based Incentive Compensation Plan. Option vests in three (3) equal annual installments beginning one (1) year from the grant date.

F2 · derivative.exercise_date: This option to purchase 5,000 shares of common stock becomes exercisable as to one-third on each of April 21, 2021, 2022, and 2023.

SEC source: 0001567619-20-008317 · doc1.xml · derivative · entry 1

HUGHES B WAYNE JR · CIK 0001227391 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2030-04-21

F1 · security: Stock Option granted pursuant to the 2016 Equity and Performance-Based Incentive Compensation Plan. Option vests in three (3) equal annual installments beginning one (1) year from the grant date.

F2 · derivative.exercise_date: This option to purchase 5,000 shares of common stock becomes exercisable as to one-third on each of April 21, 2021, 2022, and 2023.

SEC source: 0001567619-20-008322 · doc1.xml · derivative · entry 1

Pruitt Gary E · CIK 0001316792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2030-04-21

F1 · security: Stock Option granted pursuant to the 2016 Equity and Performance-Based Incentive Compensation Plan. Option vests in three (3) equal annual installments beginning one (1) year from the grant date.

F2 · derivative.exercise_date: This option to purchase 5,000 shares of common stock becomes exercisable as to one-third on each of April 21, 2021, 2022, and 2023.

SEC source: 0001567619-20-008306 · doc1.xml · derivative · entry 1

GUSTAVSON TAMARA HUGHES · CIK 0001322750 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2030-04-21

F1 · security: Stock Option granted pursuant to the 2016 Equity and Performance-Based Incentive Compensation Plan. Option vests in three (3) equal annual installments beginning one (1) year from the grant date.

F2 · derivative.exercise_date: This option to purchase 5,000 shares of common stock becomes exercisable as to one-third on each of April 21, 2021, 2022, and 2023

SEC source: 0001567619-20-008333 · doc1.xml · derivative · entry 1

Shaukat Tariq M · CIK 0001545033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2030-04-21

F1 · security: Stock Option granted pursuant to the 2016 Equity and Performance-Based Incentive Compensation Plan. Option vests in three (3) equal annual installments beginning one (1) year from the grant date.

F2 · derivative.exercise_date: This option to purchase 5,000 shares of common stock becomes exercisable as to one-third on each of April 21, 2021, 2022, and 2023.

SEC source: 0001567619-20-007979 · doc1.xml · derivative · entry 2

Pruitt Gary E · CIK 0001316792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2020-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Stock Option granted pursuant to the 2007 Equity and Performance-Based Incentive Compensation Plan, as amended. Option vested in three (3) equal annual installments beginning one (1) year from date of grant.

F2 · derivative.exercise_date: This option to purchase 5,000 shares of common stock became exercisable as to one-third on each of May 6, 2011, 2012 and 2013.

SEC source: 0001567619-20-007979 · doc1.xml · nonDerivative · entry 1

Pruitt Gary E · CIK 0001316792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001567619-20-007900 · doc1.xml · derivative · entry 4

POLADIAN AVEDICK BARUYR · CIK 0001305254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2020-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option to purchase 5,000 shares of common stock vested as to one-third on each of May 6, 2011, 2012 and 2013.

SEC source: 0001567619-20-007900 · doc1.xml · nonDerivative · entry 1

POLADIAN AVEDICK BARUYR · CIK 0001305254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001567619-20-007514 · doc1.xml · derivative · entry 5

HUGHES B WAYNE JR · CIK 0001227391 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 5,000 shares

Expires 2020-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option to purchase 5,000 shares of common stock vested as to one-third on each of May 6, 2011, 2012 and 2013.

SEC source: 0001567619-20-007514 · doc1.xml · nonDerivative · entry 1

HUGHES B WAYNE JR · CIK 0001227391 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Living Trust

Disclosed balance after: 5,041,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: By reporting person as trustee for the B. Wayne Hughes, Jr. Living Trust.

SEC source: 0001567619-20-007466 · doc1.xml · nonDerivative · entry 1

SPOGLI RONALD P · CIK 0000916867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177

F1 · shares: Grant of fully-vested deferred stock units pursuant to the Company's Non-Management Trustee Compensation and Deferral Program under the Company's 2016 Equity and Performance-Based Incentive Compensation Plan. Each deferred stock unit represents the right to receive one share of the Company's common stock. The number of deferred stock units granted represents the quotient of the dollar amount of the cash retainers the reporting person has earned for the applicable calendar quarter, divided by the Company's closing stock price on the grant date, rounded up to the nearest deferred stock unit. The deferred stock units will be settled in shares of unrestricted common stock (i) in a lump sum on January 1st of the calendar year following the reporting person's separation from service as a trustee or (ii) in a lump sum upon the reporting person's earlier death or disability or upon an earlier change of control of the Company.

F2 · balance_after: Includes 177 deferred stock units.

SEC source: 0001567619-20-007462 · doc1.xml · nonDerivative · entry 1

STATON DANIEL C · CIK 0001024240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,478

F1 · shares: Grant of fully-vested deferred stock units pursuant to the Company's Non-Management Trustee Compensation and Deferral Program under the Company's 2016 Equity and Performance-Based Incentive Compensation Plan. Each deferred stock unit represents the right to receive one share of the Company's common stock. The number of deferred stock units granted represents the quotient of the dollar amount of the cash retainers the reporting person has earned for the applicable calendar quarter, divided by the Company's closing stock price on the grant date, rounded up to the nearest deferred stock unit. The deferred stock units will be settled in shares of unrestricted common stock (i) in a lump sum upon the reporting person's separation from service as a trustee or (ii) in a lump sum upon the reporting person's earlier death or disability or upon an earlier change of control of the Company.

F2 · balance_after: Includes 793 deferred stock units.

SEC source: 0001567619-20-007460 · doc1.xml · nonDerivative · entry 1

HARKHAM URI P · CIK 0001051410 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee

Disclosed balance after: 28,528

F1 · shares: Grant of unrestricted stock pursuant to the Company's Non-Management Trustee Compensation and Deferral Program under the Company's 2016 Equity and Performance-Based Incentive Compensation Plan. The number of shares of unrestricted stock represents the quotient of the dollar amount of the cash retainers the reporting person has earned for the applicable calendar quarter divided by the Company's closing stock price on the grant date, rounded up to the nearest share.

F2 · ownership.nature: By Uri P. Harkham, Trustee of Uri Harkham Trust.

SEC source: 0001567619-20-007456 · doc1.xml · nonDerivative · entry 1

HAVNER RONALD L JR · CIK 0001227384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,680

F3 · shares: Grant of fully-vested deferred stock units pursuant to the Company's Non-Management Trustee Compensation and Deferral Program under the Company's 2016 Equity and Performance-Based Incentive Compensation Plan. Each deferred stock unit represents the right to receive one share of the Company's common stock. The number of deferred stock units granted represents the quotient of the dollar amount of the cash retainers the reporting person has earned for the applicable calendar quarter, divided by the Company's closing stock price on the grant date, rounded up to the nearest deferred stock unit. The deferred stock units will be settled in shares of unrestricted common stock (i) in a lump sum upon the reporting person's separation from service as a trustee or (ii) in a lump sum upon the reporting person's earlier death or disability or upon an earlier change of control of the Company.

F1 · balance_after: Includes 95,000 restricted stock units and 680 deferred stock units. Also includes 10,000 vested restricted stock units granted February 19, 2015 with an original vesting date of April 1, 2016. Mr. Havner has postponed receipt of these vested restricted stock units in accordance with the following schedule: 10 equal installments over 10 years starting April 1, 2021 to April 1, 2030.

SEC source: 0001567619-20-007458 · doc1.xml · nonDerivative · entry 1

REYES JOHN · CIK 0001227389 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,176

F3 · shares: Grant of fully-vested deferred stock units pursuant to the Company's Non-Management Trustee Compensation and Deferral Program under the Company's 2016 Equity and Performance-Based Incentive Compensation Plan. Each deferred stock unit represents the right to receive one share of the Company's common stock. The number of deferred stock units granted represents the quotient of the dollar amount of the cash retainers the reporting person has earned for the applicable calendar quarter, divided by the Company's closing stock price on the grant date, rounded up to the nearest deferred stock unit. The deferred stock units will be settled in shares of unrestricted common stock (i) in annual installments over 10 years beginning on January 1st following the reporting person's separation from service as a trustee or (ii) in a lump sum upon the reporting person's earlier death or disability or upon an earlier change of control of the Company.

F1 · balance_after: Includes 51,200 restricted stock units and 680 deferred stock units.

SEC source: 0001567619-20-007464 · doc1.xml · nonDerivative · entry 1

Shaukat Tariq M · CIK 0001545033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365

F1 · shares: Grant of fully-vested deferred stock units pursuant to the Company's Non-Management Trustee Compensation and Deferral Program under the Company's 2016 Equity and Performance-Based Incentive Compensation Plan. Each deferred stock unit represents the right to receive one share of the Company's common stock. The number of deferred stock units granted represents the quotient of the dollar amount of the cash retainers the reporting person has earned for the applicable calendar quarter, divided by the Company's closing stock price on the grant date, rounded up to the nearest deferred stock unit. The deferred stock units will be settled in shares of unrestricted common stock (i) in a lump sum upon the reporting person's separation from service as a trustee or (ii) in a lump sum upon the reporting person's earlier death or disability or upon an earlier change of control of the Company.

F2 · balance_after: Includes 365 deferred stock units.