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Nasdaq · USD

PRTA

PROTHENA CORP PUBLIC LTD CO

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Tapewire entity
2375
SEC CIK
0001559053
Parsed reports
372

Last 12 months

Inside the activity.

15 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202640
Jul 202602
Aug 202630
Sep 202640
Oct 202630

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 03, 2023 Filed Jan 6, 2023 02:42 UTC
Ekman LarsDirector · Chair of the Board
Exercise / conversionOrdinary Shares, par value $0.01 per share 15,834 $6.41 $101,495.94
Disclosure

SEC source: 0001567619-23-000574 · doc1.xml · nonDerivative · entry 1

Ekman Lars · CIK 0001376117 · Director · Chair of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 21, 2022 Filed Dec 24, 2022 02:30 UTC
Nguyen TranChief Strategy Officer and CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $6.73 $0.00
Disclosure

SEC source: 0001567619-22-022010 · doc1.xml · derivative · entry 4

Nguyen Tran · CIK 0001457013 · Chief Strategy Officer and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Ordinary Shares · 10,000 shares

Expires 2023-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option was granted on April 1, 2013 and all shares subject to the option were fully vested and exercisable. The option will expire in approximately three months and be forfeited to the extent it is not exercised on or prior to March 31, 2023.

F5 · balance_after: The Reporting Person holds options that give him the right to acquire an aggregate of 883,837 shares at exercise prices ranging from $6.73 to $32.45, of which 712,836 are currently exercisable, and 171,001 are currently unexercisable but vest over time, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date of each option award. Certain of these options are subject to the Court Order.

Read SEC document
December 21, 2022 Filed Dec 24, 2022 02:30 UTC
Nguyen TranChief Strategy Officer and CFO
SaleOrdinary Shares, par value $0.01 per share 6,845 $59.21 $405,264.39
Disclosure

SEC source: 0001567619-22-022010 · doc1.xml · nonDerivative · entry 3

Nguyen Tran · CIK 0001457013 · Chief Strategy Officer and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in connection with a court stipulation and proposed order regarding the separation of assets ("Court Order") in anticipation of a potential divorce settlement agreement.

F3 · price: The transaction was executed in multiple trades in prices ranging from $58.87 to $59.86, inclusive.

Read SEC document
December 21, 2022 Filed Dec 24, 2022 02:30 UTC
Nguyen TranChief Strategy Officer and CFO
SaleOrdinary Shares, par value $0.01 per share 3,155 $58.46 $184,425.84
Disclosure

SEC source: 0001567619-22-022010 · doc1.xml · nonDerivative · entry 2

Nguyen Tran · CIK 0001457013 · Chief Strategy Officer and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,045

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in connection with a court stipulation and proposed order regarding the separation of assets ("Court Order") in anticipation of a potential divorce settlement agreement.

F2 · price: The transaction was executed in multiple trades in prices ranging from $57.855 to $58.84, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in footnotes 2 through 3 of this Form 4.

Read SEC document
December 21, 2022 Filed Dec 24, 2022 02:30 UTC
Nguyen TranChief Strategy Officer and CFO
Exercise / conversionOrdinary Shares, par value $0.01 per share 10,000 $6.73 $67,300.00
Disclosure

SEC source: 0001567619-22-022010 · doc1.xml · nonDerivative · entry 1

Nguyen Tran · CIK 0001457013 · Chief Strategy Officer and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2022 Filed Dec 13, 2022 02:31 UTC
Cooke ShaneDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $6.41 $0.00
Disclosure

SEC source: 0001567619-22-021514 · doc1.xml · derivative · entry 5

Cooke Shane · CIK 0001524823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Ordinary Shares · 5,000 shares

Expires 2023-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option was granted on January 29, 2013, and all shares subject to the option were fully vested and exercisable January 29, 2014. The option will expire in approximately two months and be forfeited to the extent it is not exercised on or prior to January 29, 2023.

F5 · derivative.expiration_date: The option was granted on January 29, 2013, and all shares subject to the option were fully vested and exercisable January 29, 2014. The option will expire in approximately two months and be forfeited to the extent it is not exercised on or prior to January 29, 2023.

Read SEC document
December 12, 2022 Filed Dec 13, 2022 02:31 UTC
Cooke ShaneDirector
SaleOrdinary Shares, par value $0.01 per share 3,887 $61.41 $238,705.72
Disclosure

SEC source: 0001567619-22-021514 · doc1.xml · nonDerivative · entry 4

Cooke Shane · CIK 0001524823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The transaction was executed in multiple trades in prices ranging from $60.72 to $61.55, inclusive.

Read SEC document
December 12, 2022 Filed Dec 13, 2022 02:31 UTC
Cooke ShaneDirector
SaleOrdinary Shares, par value $0.01 per share 781 $60.08 $46,921.00
Disclosure

SEC source: 0001567619-22-021514 · doc1.xml · nonDerivative · entry 3

Cooke Shane · CIK 0001524823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,887

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $59.68 to $60.57, inclusive.

Read SEC document
December 12, 2022 Filed Dec 13, 2022 02:31 UTC
Cooke ShaneDirector
SaleOrdinary Shares, par value $0.01 per share 332 $58.93 $19,564.59
Disclosure

SEC source: 0001567619-22-021514 · doc1.xml · nonDerivative · entry 2

Cooke Shane · CIK 0001524823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,668

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $58.425 to $59.32, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in footnotes 2 through 4 of this Form 4.

Read SEC document
December 12, 2022 Filed Dec 13, 2022 02:31 UTC
Cooke ShaneDirector
Exercise / conversionOrdinary Shares, par value $0.01 per share 5,000 $6.41 $32,050.00
Disclosure

SEC source: 0001567619-22-021514 · doc1.xml · nonDerivative · entry 1

Cooke Shane · CIK 0001524823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2022 Filed Dec 6, 2022 02:47 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $6.41 $0.00
Disclosure

SEC source: 0001567619-22-021312 · doc1.xml · derivative · entry 7

COLLIER RICHARD T · CIK 0001110751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Ordinary Shares · 5,000 shares

Expires 2023-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option was granted on January 29, 2013, and all shares subject to the option were fully vested and exercisable January 29, 2014. The option will expire in approximately two months and be forfeited to the extent it is not exercised on or prior to January 29, 2023.

F7 · derivative.expiration_date: The option was granted on January 29, 2013, and all shares subject to the option were fully vested and exercisable January 29, 2014. The option will expire in approximately two months and be forfeited to the extent it is not exercised on or prior to January 29, 2023.

Read SEC document
December 05, 2022 Filed Dec 6, 2022 02:47 UTC SaleOrdinary Shares, par value $0.01 per share 949 $65.02 $61,701.13
Disclosure

SEC source: 0001567619-22-021312 · doc1.xml · nonDerivative · entry 6

COLLIER RICHARD T · CIK 0001110751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,219

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The transaction was executed in multiple trades in prices ranging from $64.66 to $65.62, inclusive.

Read SEC document
December 05, 2022 Filed Dec 6, 2022 02:47 UTC SaleOrdinary Shares, par value $0.01 per share 647 $63.83 $41,295.87
Disclosure

SEC source: 0001567619-22-021312 · doc1.xml · nonDerivative · entry 5

COLLIER RICHARD T · CIK 0001110751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,168

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The transaction was executed in multiple trades in prices ranging from $63.465 to $64.145, inclusive.

Read SEC document
December 05, 2022 Filed Dec 6, 2022 02:47 UTC SaleOrdinary Shares, par value $0.01 per share 576 $62.71 $36,121.13
Disclosure

SEC source: 0001567619-22-021312 · doc1.xml · nonDerivative · entry 4

COLLIER RICHARD T · CIK 0001110751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,815

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The transaction was executed in multiple trades in prices ranging from $62.19 to $63.06, inclusive.

Read SEC document
December 05, 2022 Filed Dec 6, 2022 02:47 UTC SaleOrdinary Shares, par value $0.01 per share 913 $61.13 $55,808.59
Disclosure

SEC source: 0001567619-22-021312 · doc1.xml · nonDerivative · entry 3

COLLIER RICHARD T · CIK 0001110751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,391

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $60.87 to $61.65, inclusive.

Read SEC document
December 05, 2022 Filed Dec 6, 2022 02:47 UTC SaleOrdinary Shares, par value $0.01 per share 1,915 $60.28 $115,429.31
Disclosure

SEC source: 0001567619-22-021312 · doc1.xml · nonDerivative · entry 2

COLLIER RICHARD T · CIK 0001110751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,304

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $59.72 to $60.67, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in footnotes 2 through 6 of this Form 4.

Read SEC document
December 05, 2022 Filed Dec 6, 2022 02:47 UTC Exercise / conversionOrdinary Shares, par value $0.01 per share 5,000 $6.41 $32,050.00
Disclosure

SEC source: 0001567619-22-021312 · doc1.xml · nonDerivative · entry 1

COLLIER RICHARD T · CIK 0001110751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2022 Filed Dec 2, 2022 21:30 UTC
Garren HidekiChief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 4,000 $0.00 Strike: $24.90 $0.00
Disclosure

SEC source: 0001140361-22-044320 · form4.xml · derivative · entry 3

Garren Hideki · CIK 0001854126 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,000

Underlying: Ordinary Shares · 4,000 shares

Expires 2031-04-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to the option vested and became exercisable as to 25% of the total number of shares subject to the option on April 5, 2022, and vest and become exercisable with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
December 01, 2022 Filed Dec 2, 2022 21:30 UTC
Garren HidekiChief Medical Officer
SaleOrdinary Shares, par value $0.01 per share 4,000 $62.51 $250,040.00
Disclosure

SEC source: 0001140361-22-044320 · form4.xml · nonDerivative · entry 2

Garren Hideki · CIK 0001854126 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
December 01, 2022 Filed Dec 2, 2022 21:30 UTC
Garren HidekiChief Medical Officer
Exercise / conversionOrdinary Shares, par value $0.01 per share 4,000 $24.90 $99,600.00
Disclosure

SEC source: 0001140361-22-044320 · form4.xml · nonDerivative · entry 1

Garren Hideki · CIK 0001854126 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2022 Filed Dec 3, 2022 02:30 UTC
Ekman LarsDirector · Chair of the Board
Exercise / conversionStock Option (right to buy) · Derivative 15,834 $0.00 Strike: $6.41 $0.00
Disclosure

SEC source: 0001140361-22-044319 · form4.xml · derivative · entry 4

Ekman Lars · CIK 0001376117 · Director · Chair of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,834

Underlying: Ordinary Shares · 15,834 shares

Expires 2023-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option was granted on January 29, 2013, and all shares subject to the option were fully vested and exercisable January 29, 2014. The option will expire in approximately two months and be forfeited to the extent it is not exercised on or prior to January 29, 2023.

Read SEC document
December 01, 2022 Filed Dec 3, 2022 02:30 UTC
Ekman LarsDirector · Chair of the Board
SaleOrdinary Shares, par value $0.01 per share 6,021 $62.12 $374,018.50
Disclosure

SEC source: 0001140361-22-044319 · form4.xml · nonDerivative · entry 3

Ekman Lars · CIK 0001376117 · Director · Chair of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $61.66 to $62.62, inclusive.

Read SEC document
December 01, 2022 Filed Dec 3, 2022 02:30 UTC
Ekman LarsDirector · Chair of the Board
SaleOrdinary Shares, par value $0.01 per share 9,813 $61.28 $601,387.74
Disclosure

SEC source: 0001140361-22-044319 · form4.xml · nonDerivative · entry 2

Ekman Lars · CIK 0001376117 · Director · Chair of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,264

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $60.65 to $61.6475, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in footnotes 2 and 3 of this Form 4.

Read SEC document
December 01, 2022 Filed Dec 3, 2022 02:30 UTC
Ekman LarsDirector · Chair of the Board
Exercise / conversionOrdinary Shares, par value $0.01 per share 15,834 $6.41 $101,495.94
Disclosure

SEC source: 0001140361-22-044319 · form4.xml · nonDerivative · entry 1

Ekman Lars · CIK 0001376117 · Director · Chair of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2022 Filed Dec 3, 2022 02:30 UTC
Malecek Michael JChief Legal Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $10.27 $0.00
Disclosure

SEC source: 0001140361-22-044321 · form4.xml · derivative · entry 9

Malecek Michael J · CIK 0001779336 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Ordinary Shares · 5,000 shares

Expires 2029-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The shares subject to the option vested and became exercisable as to 25% of the total number of shares subject to the option on July 1, 2020, and vest and become exercisable with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

Read SEC document
November 30, 2022 Filed Dec 3, 2022 02:30 UTC
Malecek Michael JChief Legal Officer
SaleOrdinary Shares, par value $0.01 per share 176 $65.87 $11,592.40
Disclosure

SEC source: 0001140361-22-044321 · form4.xml · nonDerivative · entry 8

Malecek Michael J · CIK 0001779336 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: The transaction was executed in multiple trades in prices ranging from $65.82 to $65.94, inclusive.

Read SEC document
November 30, 2022 Filed Dec 3, 2022 02:30 UTC
Malecek Michael JChief Legal Officer
SaleOrdinary Shares, par value $0.01 per share 411 $64.96 $26,697.61
Disclosure

SEC source: 0001140361-22-044321 · form4.xml · nonDerivative · entry 7

Malecek Michael J · CIK 0001779336 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: The transaction was executed in multiple trades in prices ranging from $64.82 to $65.725, inclusive.

Read SEC document
November 30, 2022 Filed Dec 3, 2022 02:30 UTC
Malecek Michael JChief Legal Officer
SaleOrdinary Shares, par value $0.01 per share 494 $64.13 $31,678.34
Disclosure

SEC source: 0001140361-22-044321 · form4.xml · nonDerivative · entry 6

Malecek Michael J · CIK 0001779336 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 587

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The transaction was executed in multiple trades in prices ranging from $63.82 to $64.815, inclusive.

Read SEC document
November 30, 2022 Filed Dec 3, 2022 02:30 UTC
Malecek Michael JChief Legal Officer
SaleOrdinary Shares, par value $0.01 per share 456 $62.85 $28,660.97
Disclosure

SEC source: 0001140361-22-044321 · form4.xml · nonDerivative · entry 5

Malecek Michael J · CIK 0001779336 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,081

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The transaction was executed in multiple trades in prices ranging from $62.575 to $63.295, inclusive.

Read SEC document
November 30, 2022 Filed Dec 3, 2022 02:30 UTC
Malecek Michael JChief Legal Officer
SaleOrdinary Shares, par value $0.01 per share 1,625 $62.06 $100,852.86
Disclosure

SEC source: 0001140361-22-044321 · form4.xml · nonDerivative · entry 4

Malecek Michael J · CIK 0001779336 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,537

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The transaction was executed in multiple trades in prices ranging from $61.57 to $62.56, inclusive.

Read SEC document
November 30, 2022 Filed Dec 3, 2022 02:30 UTC
Malecek Michael JChief Legal Officer
SaleOrdinary Shares, par value $0.01 per share 1,696 $60.96 $103,385.45
Disclosure

SEC source: 0001140361-22-044321 · form4.xml · nonDerivative · entry 3

Malecek Michael J · CIK 0001779336 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,162

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $60.565 to $61.50, inclusive.

Read SEC document
November 30, 2022 Filed Dec 3, 2022 02:30 UTC
Malecek Michael JChief Legal Officer
SaleOrdinary Shares, par value $0.01 per share 142 $59.92 $8,508.24
Disclosure

SEC source: 0001140361-22-044321 · form4.xml · nonDerivative · entry 2

Malecek Michael J · CIK 0001779336 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,858

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $59.32 to $60.01, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in footnotes 2 through 8 of this Form 4.

Read SEC document
November 30, 2022 Filed Dec 3, 2022 02:30 UTC
Malecek Michael JChief Legal Officer
Exercise / conversionOrdinary Shares, par value $0.01 per share 5,000 $10.27 $51,350.00
Disclosure

SEC source: 0001140361-22-044321 · form4.xml · nonDerivative · entry 1

Malecek Michael J · CIK 0001779336 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2022 Filed Nov 26, 2022 02:31 UTC
Nguyen TranChief Strategy Officer and CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $6.73 $0.00
Disclosure

SEC source: 0001140361-22-043172 · form4.xml · derivative · entry 5

Nguyen Tran · CIK 0001457013 · Chief Strategy Officer and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Ordinary Shares · 10,000 shares

Expires 2023-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option was granted on April 1, 2013 and all shares subject to the option were fully vested and exercisable. The option will expire in approximately four months and be forfeited to the extent it is not exercised on or prior to March 31, 2023.

F6 · balance_after: The Reporting Person holds options that give him the right to acquire an aggregate of 893,837 shares at exercise prices ranging from $6.73 to $32.45, of which 720,857 are currently exercisable, and 172,980 are currently unexercisable but vest over time, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date of each option award. Certain of these options are subject to the Court Order.

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November 23, 2022 Filed Nov 26, 2022 02:31 UTC
Nguyen TranChief Strategy Officer and CFO
SaleOrdinary Shares, par value $0.01 per share 1,469 $62.28 $91,487.56
Disclosure

SEC source: 0001140361-22-043172 · form4.xml · nonDerivative · entry 4

Nguyen Tran · CIK 0001457013 · Chief Strategy Officer and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in connection with a court stipulation and proposed order regarding the separation of assets ("Court Order") in anticipation of a potential divorce settlement agreement.

F4 · price: The transaction was executed in multiple trades in prices ranging from $61.91 to $62.685, inclusive.

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November 23, 2022 Filed Nov 26, 2022 02:31 UTC
Nguyen TranChief Strategy Officer and CFO
SaleOrdinary Shares, par value $0.01 per share 3,984 $61.28 $244,125.18
Disclosure

SEC source: 0001140361-22-043172 · form4.xml · nonDerivative · entry 3

Nguyen Tran · CIK 0001457013 · Chief Strategy Officer and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,669

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in connection with a court stipulation and proposed order regarding the separation of assets ("Court Order") in anticipation of a potential divorce settlement agreement.

F3 · price: The transaction was executed in multiple trades in prices ranging from $60.90 to $61.885, inclusive.

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November 23, 2022 Filed Nov 26, 2022 02:31 UTC
Nguyen TranChief Strategy Officer and CFO
SaleOrdinary Shares, par value $0.01 per share 4,547 $60.53 $275,240.82
Disclosure

SEC source: 0001140361-22-043172 · form4.xml · nonDerivative · entry 2

Nguyen Tran · CIK 0001457013 · Chief Strategy Officer and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,653

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in connection with a court stipulation and proposed order regarding the separation of assets ("Court Order") in anticipation of a potential divorce settlement agreement.

F2 · price: The transaction was executed in multiple trades in prices ranging from $59.885 to $60.88, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in footnotes 2 through 4 of this Form 4.

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November 23, 2022 Filed Nov 26, 2022 02:31 UTC
Nguyen TranChief Strategy Officer and CFO
Exercise / conversionOrdinary Shares, par value $0.01 per share 10,000 $6.73 $67,300.00
Disclosure

SEC source: 0001140361-22-043172 · form4.xml · nonDerivative · entry 1

Nguyen Tran · CIK 0001457013 · Chief Strategy Officer and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 18, 2022 Filed Nov 19, 2022 02:32 UTC
Walker Karin LChief Accounting Officer
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $15.04 $0.00
Disclosure

SEC source: 0001567619-22-020647 · doc1.xml · derivative · entry 4

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,481

Underlying: Ordinary Shares · 10,000 shares

Expires 2028-06-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option vested and became exercisable as to 25% of the total number of shares subject to the option on June 21, 2019, and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.

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November 18, 2022 Filed Nov 19, 2022 02:32 UTC
Walker Karin LChief Accounting Officer
SaleOrdinary Shares, par value $0.01 per share 226 $58.27 $13,170.04
Disclosure

SEC source: 0001567619-22-020647 · doc1.xml · nonDerivative · entry 3

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $57.415 to $58.29, inclusive.

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November 18, 2022 Filed Nov 19, 2022 02:32 UTC
Walker Karin LChief Accounting Officer
SaleOrdinary Shares, par value $0.01 per share 9,774 $57.04 $557,539.26
Disclosure

SEC source: 0001567619-22-020647 · doc1.xml · nonDerivative · entry 2

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $56.39 to $57.34, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in footnotes 2 through 3 of this Form 4.

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November 18, 2022 Filed Nov 19, 2022 02:32 UTC
Walker Karin LChief Accounting Officer
Exercise / conversionOrdinary Shares, par value $0.01 per share 10,000 $15.04 $150,400.00
Disclosure

SEC source: 0001567619-22-020647 · doc1.xml · nonDerivative · entry 1

Walker Karin L · CIK 0001559422 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2022 Filed Nov 11, 2022 02:30 UTC
Cooke ShaneDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $6.41 $0.00
Disclosure

SEC source: 0001567619-22-019628 · doc1.xml · derivative · entry 5

Cooke Shane · CIK 0001524823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Ordinary Shares · 5,000 shares

Expires 2023-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option was granted on January 29, 2013, and all shares subject to the option were fully vested and exercisable January 29, 2014. The option will expire in approximately three months and be forfeited to the extent it is not exercised on or prior to January 29, 2023.

F5 · derivative.expiration_date: The option was granted on January 29, 2013, and all shares subject to the option were fully vested and exercisable January 29, 2014. The option will expire in approximately three months and be forfeited to the extent it is not exercised on or prior to January 29, 2023.

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November 10, 2022 Filed Nov 11, 2022 02:30 UTC
Cooke ShaneDirector
SaleOrdinary Shares, par value $0.01 per share 875 $56.85 $49,745.33
Disclosure

SEC source: 0001567619-22-019628 · doc1.xml · nonDerivative · entry 4

Cooke Shane · CIK 0001524823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The transaction was executed in multiple trades in prices ranging from $56.52 to $57.12, inclusive.

Read SEC document
November 10, 2022 Filed Nov 11, 2022 02:30 UTC
Cooke ShaneDirector
SaleOrdinary Shares, par value $0.01 per share 3,870 $56.14 $217,262.57
Disclosure

SEC source: 0001567619-22-019628 · doc1.xml · nonDerivative · entry 3

Cooke Shane · CIK 0001524823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 875

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $55.51 to $56.50, inclusive.

Read SEC document
November 10, 2022 Filed Nov 11, 2022 02:30 UTC
Cooke ShaneDirector
SaleOrdinary Shares, par value $0.01 per share 255 $54.20 $13,819.75
Disclosure

SEC source: 0001567619-22-019628 · doc1.xml · nonDerivative · entry 2

Cooke Shane · CIK 0001524823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,745

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The transaction was executed in multiple trades in prices ranging from $54.005 to $55.00, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in footnotes 2 through 4 of this Form 4.

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November 10, 2022 Filed Nov 11, 2022 02:30 UTC
Cooke ShaneDirector
Exercise / conversionOrdinary Shares, par value $0.01 per share 5,000 $6.41 $32,050.00
Disclosure

SEC source: 0001567619-22-019628 · doc1.xml · nonDerivative · entry 1

Cooke Shane · CIK 0001524823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2022 Filed Nov 10, 2022 02:30 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $6.41 $0.00
Disclosure

SEC source: 0001567619-22-019408 · doc1.xml · derivative · entry 5

COLLIER RICHARD T · CIK 0001110751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Ordinary Shares · 5,000 shares

Expires 2023-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option was granted on January 29, 2013, and all shares subject to the option were fully vested and exercisable January 29, 2014. The option will expire in approximately three months and be forfeited to the extent it is not exercised on or prior to January 29, 2023.

F5 · derivative.expiration_date: The option was granted on January 29, 2013, and all shares subject to the option were fully vested and exercisable January 29, 2014. The option will expire in approximately three months and be forfeited to the extent it is not exercised on or prior to January 29, 2023.

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November 07, 2022 Filed Nov 10, 2022 02:30 UTC SaleOrdinary Shares, par value $0.01 per share 826 $56.89 $46,995.02
Disclosure

SEC source: 0001567619-22-019408 · doc1.xml · nonDerivative · entry 4

COLLIER RICHARD T · CIK 0001110751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,219

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The transaction was executed in multiple trades in prices ranging from $56.37 to $57.23, inclusive.

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November 07, 2022 Filed Nov 10, 2022 02:30 UTC SaleOrdinary Shares, par value $0.01 per share 2,688 $55.71 $149,739.88
Disclosure

SEC source: 0001567619-22-019408 · doc1.xml · nonDerivative · entry 3

COLLIER RICHARD T · CIK 0001110751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,045

F1 · kind: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The transaction was executed in multiple trades in prices ranging from $55.29 to $56.27, inclusive.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.