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PRPH

ProPhase Labs, Inc.

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8699
SEC CIK
0000868278
Parsed reports
80

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 14, 2017 Filed Sep 15, 2017 20:40 UTC
CUDDIHY ROBERT V JRChief Financial Officer
Exercise / conversionCommon Stock, par value $0.005 120,000 $1.65 $198,000.00
Disclosure

SEC source: 0001493152-17-010672 · form4.xml · nonDerivative · entry 2

CUDDIHY ROBERT V JR · CIK 0001142043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 14, 2017 Filed Sep 15, 2017 20:40 UTC
CUDDIHY ROBERT V JRChief Financial Officer
Exercise / conversionCommon Stock, par value $0.005 200,000 $1.00 $200,000.00
Disclosure

SEC source: 0001493152-17-010672 · form4.xml · nonDerivative · entry 1

CUDDIHY ROBERT V JR · CIK 0001142043 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 27, 2017 Filed Apr 28, 2017 17:18 UTC
Karkus Ted WilliamDirector · CEO & Chairman · 10% owner
GrantOption (right to buy) · Derivative 600,000 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001493152-17-004512 · form4.xml · derivative · entry 1

Karkus Ted William · CIK 0001457896 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 600,000 shares

Expires 2024-04-27

F1 · derivative.exercise_date: The transaction reported in this row involves a grant by the Issuer to the Reporting Person of options to purchase the Issuer's common stock that will vest in four equal annual installments beginning April 26, 2018, as detailed in a stock option award agreement by and between the Issuer and the Reporting Person, dated as of April 27, 2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.