Last 12 months
Inside the activity.
0 purchase rows · 10 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 4 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 6 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2024 Filed Mar 5, 2024 21:12 UTC |
Girolamo Todd CChief Legal Officer
|
GrantEmployee stock option (right to buy) · Derivative | 300,000 | $0.00 Strike: $1.61 | $0.00 |
DisclosureSEC source: 0000950170-24-025916 · ownership.xml · derivative · entry 1 Girolamo Todd C · CIK 0001891257 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 300,000 Underlying: Class A Ordinary Shares · 300,000 shares Expires 2034-03-01 F1 · derivative.exercise_date: The option vests in substantially equal monthly installments over the four year period beginning on March 1, 2024. Read SEC document |
| February 05, 2024 Filed Feb 6, 2024 16:06 UTC |
Weber Darin J.SVP of Regulatory Development
|
ConversionCommon Units in ProKidney LP · Derivative | 137,073 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-011718 · ownership.xml · derivative · entry 3 Weber Darin J. · CIK 0001936228 · SVP of Regulatory Development 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 402,283 Underlying: Class A Ordinary Shares · 137,073 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Class B Ordinary Shares and the Common Units in ProKidney LP (a "Common Unit") are paired securities. At the election of the reporting person and subject to the limitations set forth in the Exchange Agreement and and the Second Amended and Restated Company Partnership Agreement, each Class B Ordinary Share, together with a paired Common Unit, may be exchanged for Class A Ordinary Shares on a one-for-one basis. F3 · derivative.exercise_date: The Common Units were received pursuant to the terms of the Business Combination Agreement in exchange for historical interests held by the reporting person in ProKidney LP. The Common Units do not expire. F3 · derivative.expiration_date: The Common Units were received pursuant to the terms of the Business Combination Agreement in exchange for historical interests held by the reporting person in ProKidney LP. The Common Units do not expire. Read SEC document |
| February 05, 2024 Filed Feb 6, 2024 16:06 UTC |
Weber Darin J.SVP of Regulatory Development
|
ConversionClass B Ordinary Shares · Derivative | 137,073 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-011718 · ownership.xml · derivative · entry 2 Weber Darin J. · CIK 0001936228 · SVP of Regulatory Development 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 402,283 Underlying: Class A Ordinary Shares · 137,073 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Class B Ordinary Shares and the Common Units in ProKidney LP (a "Common Unit") are paired securities. At the election of the reporting person and subject to the limitations set forth in the Exchange Agreement and and the Second Amended and Restated Company Partnership Agreement, each Class B Ordinary Share, together with a paired Common Unit, may be exchanged for Class A Ordinary Shares on a one-for-one basis. F2 · derivative.exercise_date: The Class B Ordinary Shares were received pursuant to the terms of the Business Combination Agreement by and between the Issuer (formerly known as Social Capital Suvretta Holdings Corp. III) and ProKidney LP, dated as of January 18, 2022 (the "Business Combination Agreement"), in exchange for historical interests held by the reporting person in ProKidney LP. The Class B Ordinary Shares do not expire. F2 · derivative.expiration_date: The Class B Ordinary Shares were received pursuant to the terms of the Business Combination Agreement by and between the Issuer (formerly known as Social Capital Suvretta Holdings Corp. III) and ProKidney LP, dated as of January 18, 2022 (the "Business Combination Agreement"), in exchange for historical interests held by the reporting person in ProKidney LP. The Class B Ordinary Shares do not expire. Read SEC document |
| February 05, 2024 Filed Feb 6, 2024 16:06 UTC |
Weber Darin J.SVP of Regulatory Development
|
ConversionClass A Ordinary Shares | 137,073 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-011718 · ownership.xml · nonDerivative · entry 1 Weber Darin J. · CIK 0001936228 · SVP of Regulatory Development 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 274,073 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2024 Filed Feb 6, 2024 16:05 UTC |
Legorreta Pablo G.Director · 10% owner
Tolerantia, LLC10% owner
|
ConversionCommon Units in ProKidney LP · Derivative | 748,952 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-011711 · ownership.xml · derivative · entry 4 Legorreta Pablo G. · CIK 0001507678 · Director · 10% owner Tolerantia, LLC · CIK 0001937011 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 88,639,961 Underlying: Class A Ordinary Shares · 748,952 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The Class B Ordinary Shares and the Common Units in ProKidney LP (the "Common Units") are paired securities. At the election of the reporting person and subject to the limitations set forth in the Exchange Agreement and the Second Amended and Restated Company Partnership Agreement, each Class B Ordinary Share, together with a paired Common Unit, may be exchanged for a Class A Ordinary Share on a one-for-one basis. F5 · derivative.exercise_date: The Common Units were received pursuant to the terms of the Business Combination Agreement in exchange for historical interests held by the reporting person in ProKidney LP. The Common Units do not expire. F5 · derivative.expiration_date: The Common Units were received pursuant to the terms of the Business Combination Agreement in exchange for historical interests held by the reporting person in ProKidney LP. The Common Units do not expire. F1 · ownership.nature: Represents equity interests held by Tolerantia, which is an affiliate controlled and majority owned by Pablo Legorreta. Mr. Legorreta controls the voting and disposition of the equity interests held by Tolerantia. Mr. Legorreta disclaims beneficial ownership of the equity interests held by Tolerantia except to the extent of his indirect pecuniary interest therein. Read SEC document |
| February 05, 2024 Filed Feb 6, 2024 16:05 UTC |
Legorreta Pablo G.Director · 10% owner
Tolerantia, LLC10% owner
|
ConversionClass B Ordinary Shares · Derivative | 748,952 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-011711 · ownership.xml · derivative · entry 3 Legorreta Pablo G. · CIK 0001507678 · Director · 10% owner Tolerantia, LLC · CIK 0001937011 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 88,639,961 Underlying: Class A Ordinary Shares · 748,952 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The Class B Ordinary Shares and the Common Units in ProKidney LP (the "Common Units") are paired securities. At the election of the reporting person and subject to the limitations set forth in the Exchange Agreement and the Second Amended and Restated Company Partnership Agreement, each Class B Ordinary Share, together with a paired Common Unit, may be exchanged for a Class A Ordinary Share on a one-for-one basis. F4 · derivative.exercise_date: The Class B Ordinary Shares were received pursuant to the terms of the Business Combination Agreement by and between the Issuer (formerly known as Social Capital Suvretta Holdings Corp. III) and ProKidney LP, dated as of January 18, 2022 (the "Business Combination Agreement"), in exchange for historical interests held by the reporting person in ProKidney LP. The Class B Ordinary Shares do not expire. F4 · derivative.expiration_date: The Class B Ordinary Shares were received pursuant to the terms of the Business Combination Agreement by and between the Issuer (formerly known as Social Capital Suvretta Holdings Corp. III) and ProKidney LP, dated as of January 18, 2022 (the "Business Combination Agreement"), in exchange for historical interests held by the reporting person in ProKidney LP. The Class B Ordinary Shares do not expire. F1 · ownership.nature: Represents equity interests held by Tolerantia, which is an affiliate controlled and majority owned by Pablo Legorreta. Mr. Legorreta controls the voting and disposition of the equity interests held by Tolerantia. Mr. Legorreta disclaims beneficial ownership of the equity interests held by Tolerantia except to the extent of his indirect pecuniary interest therein. Read SEC document |
| February 05, 2024 Filed Feb 6, 2024 16:05 UTC |
Legorreta Pablo G.Director · 10% owner
Tolerantia, LLC10% owner
|
OtherClass A Ordinary Shares | 748,952 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-011711 · ownership.xml · nonDerivative · entry 2 Legorreta Pablo G. · CIK 0001507678 · Director · 10% owner Tolerantia, LLC · CIK 0001937011 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 F2 · kind: Prior to February 5, 2024 (the "Transaction Date"), Tolerantia held 89,388,913 Common Units in ProKidney and an equal number of Class B Ordinary Shares (the "Paired Interests"), 84,160,537 of which were held by Nefro Health, an Irish partnership that is an affiliate controlled and majority-owned by Mr. Pablo Legorreta, and 5,228,376 of which were held by other investors which are unaffiliated with Mr. Legorreta (the "Unaffiliated Investors"). On the Transaction Date, Tolerantia exchanged 748,952 of the 5,228,376 Paired Interests attributable to the interests of the Unaffiliated Investors in Tolerantia for 748,952 Class A Ordinary Shares, which it subsequently distributed in-kind pro rata for no consideration to the Unaffiliated Investors. F1 · ownership.nature: Represents equity interests held by Tolerantia, which is an affiliate controlled and majority owned by Pablo Legorreta. Mr. Legorreta controls the voting and disposition of the equity interests held by Tolerantia. Mr. Legorreta disclaims beneficial ownership of the equity interests held by Tolerantia except to the extent of his indirect pecuniary interest therein. Read SEC document |
| February 05, 2024 Filed Feb 6, 2024 16:05 UTC |
Legorreta Pablo G.Director · 10% owner
Tolerantia, LLC10% owner
|
ConversionClass A Ordinary Shares | 748,952 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-011711 · ownership.xml · nonDerivative · entry 1 Legorreta Pablo G. · CIK 0001507678 · Director · 10% owner Tolerantia, LLC · CIK 0001937011 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 748,952 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Represents equity interests held by Tolerantia, which is an affiliate controlled and majority owned by Pablo Legorreta. Mr. Legorreta controls the voting and disposition of the equity interests held by Tolerantia. Mr. Legorreta disclaims beneficial ownership of the equity interests held by Tolerantia except to the extent of his indirect pecuniary interest therein. Read SEC document |
| February 05, 2024 Filed Feb 6, 2024 21:07 UTC |
Girolamo Todd CChief Legal Officer
|
ConversionCommon Units in ProKidney LP · Derivative | 81,928 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-011720 · ownership.xml · derivative · entry 3 Girolamo Todd C · CIK 0001891257 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 245,785 Underlying: Class A Ordinary Shares · 81,928 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The Common Units were received pursuant to the terms of the Business Combination Agreement in exchange for historical interests held by the reporting person in ProKidney LP. The Common Units do not expire. F3 · derivative.expiration_date: The Common Units were received pursuant to the terms of the Business Combination Agreement in exchange for historical interests held by the reporting person in ProKidney LP. The Common Units do not expire. Read SEC document |
| February 05, 2024 Filed Feb 6, 2024 21:07 UTC |
Girolamo Todd CChief Legal Officer
|
ConversionClass B Ordinary Shares · Derivative | 81,928 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-011720 · ownership.xml · derivative · entry 2 Girolamo Todd C · CIK 0001891257 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 245,785 Underlying: Class A Ordinary Shares · 81,928 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Class B Ordinary Shares and the Common Units in ProKidney LP (a "Common Unit") are paired securities. At the election of the reporting person and subject to the limitations set forth in the Exchange Agreement and and the Second Amended and Restated Company Partnership Agreement, each Class B Ordinary Share, together with a paired Common Unit, may be exchanged for Class A Ordinary Shares on a one-for-one basis. F2 · derivative.exercise_date: The Class B Ordinary Shares were received pursuant to the terms of the Business Combination Agreement by and between the Issuer (formerly known as Social Capital Suvretta Holdings Corp. III) and ProKidney LP, dated as of January 18, 2022 (the "Business Combination Agreement"), in exchange for historical interests held by the reporting person in ProKidney LP. The Class B Ordinary Shares do not expire. F2 · derivative.expiration_date: The Class B Ordinary Shares were received pursuant to the terms of the Business Combination Agreement by and between the Issuer (formerly known as Social Capital Suvretta Holdings Corp. III) and ProKidney LP, dated as of January 18, 2022 (the "Business Combination Agreement"), in exchange for historical interests held by the reporting person in ProKidney LP. The Class B Ordinary Shares do not expire. Read SEC document |
| February 05, 2024 Filed Feb 6, 2024 21:07 UTC |
Girolamo Todd CChief Legal Officer
|
ConversionClass A Ordinary Shares | 81,928 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-011720 · ownership.xml · nonDerivative · entry 1 Girolamo Todd C · CIK 0001891257 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,928 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2023 Filed Dec 5, 2023 21:04 UTC |
Culleton BruceDirector · Chief Executive Officer
|
GrantEmployee stock option (right to buy) · Derivative | 2,000,000 | $0.00 Strike: $1.69 | $0.00 |
DisclosureSEC source: 0001209191-23-057385 · doc4.xml · derivative · entry 1 Culleton Bruce · CIK 0001983742 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,000,000 Underlying: Class A Ordinary Shares · 2,000,000 shares Expires 2033-12-03 F1 · derivative.exercise_price: The Exercise Price is equal to the greater of (i) the thirty day average stock price of the Company's Class A Ordinary Shares on the Nasdaq Stock Market ("Nasdaq") as of the date of grant (the "Grant Date") and (ii) the closing price of the Company's Class A Ordinary Shares on Nasdaq as of the Grant Date. F2 · derivative.exercise_date: The option vests 25% on the first anniversary of November 15, 2023 and the remaining 75% vests in substantially equal quarterly installments over the following 36 months on each quarterly anniversary of November 15, 2023, subject to continued employment through each such vesting date. Read SEC document |
| November 19, 2023 Filed Nov 21, 2023 06:30 UTC |
Palihapitiya ChamathFormer 10% Owner
SC Master Holdings, LLCFormer 10% Owner
|
SaleClass A ordinary shares | 2,073,000 | $1.31 | $2,713,557.00 |
DisclosureSEC source: 0001104659-23-120081 · tm2331132-1_4seq1.xml · nonDerivative · entry 2 Palihapitiya Chamath · CIK 0001715450 · Former 10% Owner SC Master Holdings, LLC · CIK 0001851024 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 F2 · ownership.direct: Represents shares held by Master Holdings. Master Holdings is controlled by Mr. Palihapitiya. Mr. Palihapitiya may be deemed to beneficially own shares held by Master Holdings by virtue of his indirect interests in Master Holdings or his control over Master Holdings, as the case may be. F2 · ownership.nature: Represents shares held by Master Holdings. Master Holdings is controlled by Mr. Palihapitiya. Mr. Palihapitiya may be deemed to beneficially own shares held by Master Holdings by virtue of his indirect interests in Master Holdings or his control over Master Holdings, as the case may be. Read SEC document |
| November 19, 2023 Filed Nov 21, 2023 06:30 UTC |
Palihapitiya ChamathFormer 10% Owner
SC Master Holdings, LLCFormer 10% Owner
|
SaleClass A ordinary shares | 5,183,367 | $1.31 | $6,785,027.40 |
DisclosureSEC source: 0001104659-23-120081 · tm2331132-1_4seq1.xml · nonDerivative · entry 1 Palihapitiya Chamath · CIK 0001715450 · Former 10% Owner SC Master Holdings, LLC · CIK 0001851024 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · ownership.direct: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. F1 · ownership.nature: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. Read SEC document |
| November 17, 2023 Filed Nov 17, 2023 21:00 UTC |
Palihapitiya Chamath10% owner
SC Master Holdings, LLC10% owner
|
SaleClass A ordinary shares | 258,400 | $1.19 | $308,400.40 |
DisclosureSEC source: 0001104659-23-119652 · tm2331010-1_4seq1.xml · nonDerivative · entry 3 Palihapitiya Chamath · CIK 0001715450 · 10% owner SC Master Holdings, LLC · CIK 0001851024 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 5,183,367 F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.1200 to $1.2550. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. F2 · ownership.nature: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. Read SEC document |
| November 16, 2023 Filed Nov 17, 2023 21:00 UTC |
Palihapitiya Chamath10% owner
SC Master Holdings, LLC10% owner
|
SaleClass A ordinary shares | 212,100 | $1.22 | $259,398.30 |
DisclosureSEC source: 0001104659-23-119652 · tm2331010-1_4seq1.xml · nonDerivative · entry 2 Palihapitiya Chamath · CIK 0001715450 · 10% owner SC Master Holdings, LLC · CIK 0001851024 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 5,441,767 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.1700 to $1.4100. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. F2 · ownership.nature: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:00 UTC |
Palihapitiya Chamath10% owner
SC Master Holdings, LLC10% owner
|
SaleClass A ordinary shares | 282,300 | $1.49 | $420,147.09 |
DisclosureSEC source: 0001104659-23-119652 · tm2331010-1_4seq1.xml · nonDerivative · entry 1 Palihapitiya Chamath · CIK 0001715450 · 10% owner SC Master Holdings, LLC · CIK 0001851024 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 5,653,867 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.3400 to $1.7950. The reporting person undertakes to provide ProKidney Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. F2 · ownership.nature: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. Read SEC document |
| November 14, 2023 Filed Nov 14, 2023 21:15 UTC |
Palihapitiya Chamath10% owner
SC Master Holdings, LLC10% owner
|
SaleClass A ordinary shares | 306,200 | $1.50 | $459,085.66 |
DisclosureSEC source: 0001104659-23-118332 · tm2330627-1_4seq1.xml · nonDerivative · entry 4 Palihapitiya Chamath · CIK 0001715450 · 10% owner SC Master Holdings, LLC · CIK 0001851024 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 5,936,167 F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.3800 to $1.8500. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. F2 · ownership.nature: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. Read SEC document |
| November 13, 2023 Filed Nov 14, 2023 21:15 UTC |
Palihapitiya Chamath10% owner
SC Master Holdings, LLC10% owner
|
SaleClass A ordinary shares | 88,700 | $1.57 | $139,675.89 |
DisclosureSEC source: 0001104659-23-118332 · tm2330627-1_4seq1.xml · nonDerivative · entry 3 Palihapitiya Chamath · CIK 0001715450 · 10% owner SC Master Holdings, LLC · CIK 0001851024 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 6,242,367 F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.5100 to $1.6200. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. F2 · ownership.nature: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. Read SEC document |
| November 10, 2023 Filed Nov 14, 2023 21:15 UTC |
Palihapitiya Chamath10% owner
SC Master Holdings, LLC10% owner
|
SaleClass A ordinary shares | 85,900 | $1.61 | $138,410.67 |
DisclosureSEC source: 0001104659-23-118332 · tm2330627-1_4seq1.xml · nonDerivative · entry 2 Palihapitiya Chamath · CIK 0001715450 · 10% owner SC Master Holdings, LLC · CIK 0001851024 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 6,331,067 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.5600 to $1.6900. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. F2 · ownership.nature: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. Read SEC document |
| November 09, 2023 Filed Nov 14, 2023 21:15 UTC |
Palihapitiya Chamath10% owner
SC Master Holdings, LLC10% owner
|
SaleClass A ordinary shares | 95,900 | $1.68 | $160,699.63 |
DisclosureSEC source: 0001104659-23-118332 · tm2330627-1_4seq1.xml · nonDerivative · entry 1 Palihapitiya Chamath · CIK 0001715450 · 10% owner SC Master Holdings, LLC · CIK 0001851024 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 6,416,967 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.6250 to $1.7350. The reporting person undertakes to provide ProKidney Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. F2 · ownership.nature: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. Read SEC document |
| November 08, 2023 Filed Nov 8, 2023 21:00 UTC |
Palihapitiya Chamath10% owner
SC Master Holdings, LLC10% owner
SC PIPE Holdings LLC10% owner
|
SaleClass A ordinary shares | 59,000 | $1.66 | $97,763.00 |
DisclosureSEC source: 0001104659-23-115904 · tm2330179-1_4seq1.xml · nonDerivative · entry 3 Palihapitiya Chamath · CIK 0001715450 · 10% owner SC Master Holdings, LLC · CIK 0001851024 · 10% owner SC PIPE Holdings LLC · CIK 0001938696 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 6,512,867 F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.5900 to $1.7100. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. F2 · ownership.nature: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. Read SEC document |
| November 07, 2023 Filed Nov 8, 2023 21:00 UTC |
Palihapitiya Chamath10% owner
SC Master Holdings, LLC10% owner
SC PIPE Holdings LLC10% owner
|
SaleClass A ordinary shares | 71,233 | $1.59 | $113,367.32 |
DisclosureSEC source: 0001104659-23-115904 · tm2330179-1_4seq1.xml · nonDerivative · entry 2 Palihapitiya Chamath · CIK 0001715450 · 10% owner SC Master Holdings, LLC · CIK 0001851024 · 10% owner SC PIPE Holdings LLC · CIK 0001938696 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 6,571,867 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.5100 to $1.6300. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. F2 · ownership.nature: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. Read SEC document |
| November 06, 2023 Filed Nov 8, 2023 21:00 UTC |
Palihapitiya Chamath10% owner
SC Master Holdings, LLC10% owner
SC PIPE Holdings LLC10% owner
|
SaleClass A ordinary shares | 79,600 | $1.56 | $123,817.80 |
DisclosureSEC source: 0001104659-23-115904 · tm2330179-1_4seq1.xml · nonDerivative · entry 1 Palihapitiya Chamath · CIK 0001715450 · 10% owner SC Master Holdings, LLC · CIK 0001851024 · 10% owner SC PIPE Holdings LLC · CIK 0001938696 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 6,643,100 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.5300 to $1.6050. The reporting person undertakes to provide ProKidney Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. F2 · ownership.nature: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. Read SEC document |
| November 03, 2023 Filed Nov 3, 2023 21:00 UTC |
Palihapitiya Chamath10% owner
SC Master Holdings, LLC10% owner
SC PIPE Holdings LLC10% owner
|
SaleClass A ordinary shares | 148,300 | $1.73 | $256,470.02 |
DisclosureSEC source: 0001104659-23-114413 · tm2329766-1_4seq1.xml · nonDerivative · entry 3 Palihapitiya Chamath · CIK 0001715450 · 10% owner SC Master Holdings, LLC · CIK 0001851024 · 10% owner SC PIPE Holdings LLC · CIK 0001938696 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 6,722,700 F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.5900 to $2.0000. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. F2 · ownership.nature: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. Read SEC document |
| November 02, 2023 Filed Nov 3, 2023 21:00 UTC |
Palihapitiya Chamath10% owner
SC Master Holdings, LLC10% owner
SC PIPE Holdings LLC10% owner
|
SaleClass A ordinary shares | 133,700 | $1.73 | $231,956.13 |
DisclosureSEC source: 0001104659-23-114413 · tm2329766-1_4seq1.xml · nonDerivative · entry 2 Palihapitiya Chamath · CIK 0001715450 · 10% owner SC Master Holdings, LLC · CIK 0001851024 · 10% owner SC PIPE Holdings LLC · CIK 0001938696 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 6,871,000 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.5600 to $1.8200. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. F2 · ownership.nature: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. Read SEC document |
| November 01, 2023 Filed Nov 3, 2023 21:00 UTC |
Palihapitiya Chamath10% owner
SC Master Holdings, LLC10% owner
SC PIPE Holdings LLC10% owner
|
SaleClass A ordinary shares | 123,400 | $1.62 | $199,673.54 |
DisclosureSEC source: 0001104659-23-114413 · tm2329766-1_4seq1.xml · nonDerivative · entry 1 Palihapitiya Chamath · CIK 0001715450 · 10% owner SC Master Holdings, LLC · CIK 0001851024 · 10% owner SC PIPE Holdings LLC · CIK 0001938696 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 7,004,700 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.4800 to $1.6800. The reporting person undertakes to provide ProKidney Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. F2 · ownership.nature: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. Read SEC document |
| October 31, 2023 Filed Oct 31, 2023 21:30 UTC |
Palihapitiya Chamath10% owner
SC Master Holdings, LLC10% owner
SC PIPE Holdings LLC10% owner
|
SaleClass A ordinary shares | 141,900 | $1.69 | $239,300.16 |
DisclosureSEC source: 0001104659-23-113076 · tm2329463-1_4seq1.xml · nonDerivative · entry 3 Palihapitiya Chamath · CIK 0001715450 · 10% owner SC Master Holdings, LLC · CIK 0001851024 · 10% owner SC PIPE Holdings LLC · CIK 0001938696 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 7,128,100 F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.5700 to $1.8400. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. F2 · ownership.nature: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. Read SEC document |
| October 30, 2023 Filed Oct 31, 2023 21:30 UTC |
Palihapitiya Chamath10% owner
SC Master Holdings, LLC10% owner
SC PIPE Holdings LLC10% owner
|
SaleClass A ordinary shares | 157,000 | $1.65 | $259,536.70 |
DisclosureSEC source: 0001104659-23-113076 · tm2329463-1_4seq1.xml · nonDerivative · entry 2 Palihapitiya Chamath · CIK 0001715450 · 10% owner SC Master Holdings, LLC · CIK 0001851024 · 10% owner SC PIPE Holdings LLC · CIK 0001938696 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 7,270,000 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.4500 to $1.7150. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. F2 · ownership.nature: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. Read SEC document |
| October 30, 2023 Filed Nov 1, 2023 17:27 UTC |
Legorreta Pablo G.Director · 10% owner
Tolerantia, LLC10% owner
|
ConversionCommon Units in ProKidney LP · Derivative | 5,289,055 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-054044 · doc4.xml · derivative · entry 4 Legorreta Pablo G. · CIK 0001507678 · Director · 10% owner Tolerantia, LLC · CIK 0001937011 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 89,388,913 Underlying: Class A Ordinary Shares · 5,289,055 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The Class B Ordinary Shares and the Common Units in ProKidney LP (the "Common Units") are paired securities. At the election of the reporting person and subject to the limitations set forth in the Exchange Agreement and the Second Amended and Restated Company Partnership Agreement, each Class B Ordinary Share, together with a paired Common Unit, may be exchanged for a Class A Ordinary Share on a one-for-one basis. F5 · derivative.exercise_date: The Common Units were received pursuant to the terms of the Business Combination Agreement in exchange for historical interests held by the reporting person in ProKidney LP. The Common Units do not expire. F5 · derivative.expiration_date: The Common Units were received pursuant to the terms of the Business Combination Agreement in exchange for historical interests held by the reporting person in ProKidney LP. The Common Units do not expire. F1 · ownership.nature: Represents equity interests held by Tolerantia, which is an affiliate controlled and majority owned by Pablo Legorreta. Mr. Legorreta controls the voting and disposition of the equity interests held by Tolerantia. Mr. Legorreta disclaims beneficial ownership of the equity interests held by Tolerantia except to the extent of his indirect pecuniary interest therein. Read SEC document |
| October 30, 2023 Filed Nov 1, 2023 17:27 UTC |
Legorreta Pablo G.Director · 10% owner
Tolerantia, LLC10% owner
|
ConversionClass B Ordinary Shares · Derivative | 5,289,055 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-054044 · doc4.xml · derivative · entry 3 Legorreta Pablo G. · CIK 0001507678 · Director · 10% owner Tolerantia, LLC · CIK 0001937011 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 89,388,913 Underlying: Class A Ordinary Shares · 5,289,055 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The Class B Ordinary Shares and the Common Units in ProKidney LP (the "Common Units") are paired securities. At the election of the reporting person and subject to the limitations set forth in the Exchange Agreement and the Second Amended and Restated Company Partnership Agreement, each Class B Ordinary Share, together with a paired Common Unit, may be exchanged for a Class A Ordinary Share on a one-for-one basis. F4 · derivative.exercise_date: The Class B Ordinary Shares were received pursuant to the terms of the Business Combination Agreement by and between the Issuer (formerly known as Social Capital Suvretta Holdings Corp. III) and ProKidney LP, dated as of January 18, 2022 (the "Business Combination Agreement"), in exchange for historical interests held by the reporting person in ProKidney LP. The Class B Ordinary Shares do not expire. F4 · derivative.expiration_date: The Class B Ordinary Shares were received pursuant to the terms of the Business Combination Agreement by and between the Issuer (formerly known as Social Capital Suvretta Holdings Corp. III) and ProKidney LP, dated as of January 18, 2022 (the "Business Combination Agreement"), in exchange for historical interests held by the reporting person in ProKidney LP. The Class B Ordinary Shares do not expire. F1 · ownership.nature: Represents equity interests held by Tolerantia, which is an affiliate controlled and majority owned by Pablo Legorreta. Mr. Legorreta controls the voting and disposition of the equity interests held by Tolerantia. Mr. Legorreta disclaims beneficial ownership of the equity interests held by Tolerantia except to the extent of his indirect pecuniary interest therein. Read SEC document |
| October 30, 2023 Filed Nov 1, 2023 17:27 UTC |
Legorreta Pablo G.Director · 10% owner
Tolerantia, LLC10% owner
|
OtherClass A Ordinary Shares | 5,289,055 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-054044 · doc4.xml · nonDerivative · entry 2 Legorreta Pablo G. · CIK 0001507678 · Director · 10% owner Tolerantia, LLC · CIK 0001937011 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 F2 · kind: Prior to October 30, 2023 (the "Transaction Date"), Tolerantia held 94,677,968 Common Units in ProKidney and an equal number of Class B Ordinary Shares (the "Paired Interests"), 84,160,537 of which were held by Nefro Health, an Irish partnership that is an affiliate controlled and majority-owned by Mr. Pablo Legorreta, and 10,517,431 of which were held by other investors which are unaffiliated with Mr. Legorreta (the "Unaffiliated Investors"). On the Transaction Date, Tolerantia exchanged 5,289,055 of the 10,517,431 Paired Interests attributable to the interests of the Unaffiliated Investors in Tolerantia for 5,289,055 Class A Ordinary Shares, which it subsequently distributed in-kind pro rata for no consideration to the Unaffiliated Investors. F1 · ownership.nature: Represents equity interests held by Tolerantia, which is an affiliate controlled and majority owned by Pablo Legorreta. Mr. Legorreta controls the voting and disposition of the equity interests held by Tolerantia. Mr. Legorreta disclaims beneficial ownership of the equity interests held by Tolerantia except to the extent of his indirect pecuniary interest therein. Read SEC document |
| October 30, 2023 Filed Nov 1, 2023 17:27 UTC |
Legorreta Pablo G.Director · 10% owner
Tolerantia, LLC10% owner
|
ConversionClass A Ordinary Shares | 5,289,055 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-054044 · doc4.xml · nonDerivative · entry 1 Legorreta Pablo G. · CIK 0001507678 · Director · 10% owner Tolerantia, LLC · CIK 0001937011 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 5,289,055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Represents equity interests held by Tolerantia, which is an affiliate controlled and majority owned by Pablo Legorreta. Mr. Legorreta controls the voting and disposition of the equity interests held by Tolerantia. Mr. Legorreta disclaims beneficial ownership of the equity interests held by Tolerantia except to the extent of his indirect pecuniary interest therein. Read SEC document |
| October 27, 2023 Filed Oct 31, 2023 21:30 UTC |
Palihapitiya Chamath10% owner
SC Master Holdings, LLC10% owner
SC PIPE Holdings LLC10% owner
|
SaleClass A ordinary shares | 92,500 | $1.59 | $146,677.25 |
DisclosureSEC source: 0001104659-23-113076 · tm2329463-1_4seq1.xml · nonDerivative · entry 1 Palihapitiya Chamath · CIK 0001715450 · 10% owner SC Master Holdings, LLC · CIK 0001851024 · 10% owner SC PIPE Holdings LLC · CIK 0001938696 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 7,427,000 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.4600 to $1.7850. The reporting person undertakes to provide ProKidney Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. F2 · ownership.nature: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. Read SEC document |
| October 26, 2023 Filed Oct 26, 2023 21:00 UTC |
Palihapitiya Chamath10% owner
SC Master Holdings, LLC10% owner
SC PIPE Holdings LLC10% owner
|
SaleClass A ordinary shares | 77,960 | $1.80 | $140,577.47 |
DisclosureSEC source: 0001104659-23-111828 · tm2329185-1_4seq1.xml · nonDerivative · entry 3 Palihapitiya Chamath · CIK 0001715450 · 10% owner SC Master Holdings, LLC · CIK 0001851024 · 10% owner SC PIPE Holdings LLC · CIK 0001938696 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 7,519,500 F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.7500 to $1.8350. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. F2 · ownership.nature: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. Read SEC document |
| October 25, 2023 Filed Oct 26, 2023 21:00 UTC |
Palihapitiya Chamath10% owner
SC Master Holdings, LLC10% owner
SC PIPE Holdings LLC10% owner
|
SaleClass A ordinary shares | 67,213 | $1.76 | $118,382.26 |
DisclosureSEC source: 0001104659-23-111828 · tm2329185-1_4seq1.xml · nonDerivative · entry 2 Palihapitiya Chamath · CIK 0001715450 · 10% owner SC Master Holdings, LLC · CIK 0001851024 · 10% owner SC PIPE Holdings LLC · CIK 0001938696 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 7,597,460 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.6600 to $1.8450. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. F2 · ownership.nature: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. Read SEC document |
| October 24, 2023 Filed Oct 26, 2023 21:00 UTC |
Palihapitiya Chamath10% owner
SC Master Holdings, LLC10% owner
SC PIPE Holdings LLC10% owner
|
SaleClass A ordinary shares | 176,300 | $1.75 | $308,613.15 |
DisclosureSEC source: 0001104659-23-111828 · tm2329185-1_4seq1.xml · nonDerivative · entry 1 Palihapitiya Chamath · CIK 0001715450 · 10% owner SC Master Holdings, LLC · CIK 0001851024 · 10% owner SC PIPE Holdings LLC · CIK 0001938696 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 7,664,673 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.6400 to $1.8650. The reporting person undertakes to provide ProKidney Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. F2 · ownership.nature: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. Read SEC document |
| October 23, 2023 Filed Oct 23, 2023 21:00 UTC |
Palihapitiya Chamath10% owner
SC Master Holdings, LLC10% owner
SC PIPE Holdings LLC10% owner
|
SaleClass A ordinary shares | 160,300 | $1.83 | $293,429.15 |
DisclosureSEC source: 0001104659-23-110875 · tm2328661-2_4seq1.xml · nonDerivative · entry 3 Palihapitiya Chamath · CIK 0001715450 · 10% owner SC Master Holdings, LLC · CIK 0001851024 · 10% owner SC PIPE Holdings LLC · CIK 0001938696 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 7,840,973 F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.6300 to $1.9350. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. F2 · ownership.nature: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. Read SEC document |
| October 20, 2023 Filed Oct 23, 2023 21:00 UTC |
Palihapitiya Chamath10% owner
SC Master Holdings, LLC10% owner
SC PIPE Holdings LLC10% owner
|
SaleClass A ordinary shares | 87,200 | $1.92 | $167,833.84 |
DisclosureSEC source: 0001104659-23-110875 · tm2328661-2_4seq1.xml · nonDerivative · entry 2 Palihapitiya Chamath · CIK 0001715450 · 10% owner SC Master Holdings, LLC · CIK 0001851024 · 10% owner SC PIPE Holdings LLC · CIK 0001938696 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 8,001,273 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.7600 to $2.2200. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. F2 · ownership.nature: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. Read SEC document |
| October 19, 2023 Filed Oct 23, 2023 21:00 UTC |
Palihapitiya Chamath10% owner
SC Master Holdings, LLC10% owner
SC PIPE Holdings LLC10% owner
|
SaleClass A ordinary shares | 200,000 | $2.19 | $438,700.00 |
DisclosureSEC source: 0001104659-23-110875 · tm2328661-2_4seq1.xml · nonDerivative · entry 1 Palihapitiya Chamath · CIK 0001715450 · 10% owner SC Master Holdings, LLC · CIK 0001851024 · 10% owner SC PIPE Holdings LLC · CIK 0001938696 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 8,088,473 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.1050 to $2.2550. The reporting person undertakes to provide ProKidney Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. F2 · ownership.nature: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. Read SEC document |
| October 18, 2023 Filed Oct 18, 2023 21:00 UTC |
Palihapitiya Chamath10% owner
SC Master Holdings, LLC10% owner
SC PIPE Holdings LLC10% owner
|
SaleClass A ordinary shares | 125,100 | $2.28 | $285,403.14 |
DisclosureSEC source: 0001104659-23-109952 · tm2328661-1_4seq1.xml · nonDerivative · entry 3 Palihapitiya Chamath · CIK 0001715450 · 10% owner SC Master Holdings, LLC · CIK 0001851024 · 10% owner SC PIPE Holdings LLC · CIK 0001938696 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 8,288,473 F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.1350 to $2.6075. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the SEC, upon request, full iformation regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. F2 · ownership.nature: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. Read SEC document |
| October 17, 2023 Filed Oct 18, 2023 21:00 UTC |
Palihapitiya Chamath10% owner
SC Master Holdings, LLC10% owner
SC PIPE Holdings LLC10% owner
|
SaleClass A ordinary shares | 106,400 | $2.83 | $301,356.72 |
DisclosureSEC source: 0001104659-23-109952 · tm2328661-1_4seq1.xml · nonDerivative · entry 2 Palihapitiya Chamath · CIK 0001715450 · 10% owner SC Master Holdings, LLC · CIK 0001851024 · 10% owner SC PIPE Holdings LLC · CIK 0001938696 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 8,413,573 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.6550 to $3.0200. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. F2 · ownership.nature: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. Read SEC document |
| October 16, 2023 Filed Oct 18, 2023 21:00 UTC |
Palihapitiya Chamath10% owner
SC Master Holdings, LLC10% owner
SC PIPE Holdings LLC10% owner
|
SaleClass A ordinary shares | 215,543 | $2.87 | $618,629.96 |
DisclosureSEC source: 0001104659-23-109952 · tm2328661-1_4seq1.xml · nonDerivative · entry 1 Palihapitiya Chamath · CIK 0001715450 · 10% owner SC Master Holdings, LLC · CIK 0001851024 · 10% owner SC PIPE Holdings LLC · CIK 0001938696 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 8,519,973 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.7500 to $3.0600. The reporting person undertakes to provide ProKidney Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. F2 · ownership.nature: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. Read SEC document |
| October 13, 2023 Filed Oct 13, 2023 21:30 UTC |
Palihapitiya Chamath10% owner
SC Master Holdings, LLC10% owner
SC PIPE Holdings LLC10% owner
|
SaleClass A ordinary shares | 250,000 | $2.67 | $667,525.00 |
DisclosureSEC source: 0001104659-23-109193 · tm2328389-1_4seq1.xml · nonDerivative · entry 4 Palihapitiya Chamath · CIK 0001715450 · 10% owner SC Master Holdings, LLC · CIK 0001851024 · 10% owner SC PIPE Holdings LLC · CIK 0001938696 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 8,735,516 F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.7700 to $2.5200. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. F2 · ownership.nature: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. Read SEC document |
| October 12, 2023 Filed Oct 13, 2023 21:30 UTC |
Palihapitiya Chamath10% owner
SC Master Holdings, LLC10% owner
SC PIPE Holdings LLC10% owner
|
SaleClass A ordinary shares | 143,088 | $2.63 | $377,008.26 |
DisclosureSEC source: 0001104659-23-109193 · tm2328389-1_4seq1.xml · nonDerivative · entry 3 Palihapitiya Chamath · CIK 0001715450 · 10% owner SC Master Holdings, LLC · CIK 0001851024 · 10% owner SC PIPE Holdings LLC · CIK 0001938696 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 8,985,516 F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.3700 to $3.0000. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. F2 · ownership.nature: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. Read SEC document |
| October 12, 2023 Filed Oct 13, 2023 21:30 UTC |
Palihapitiya Chamath10% owner
SC Master Holdings, LLC10% owner
SC PIPE Holdings LLC10% owner
|
SaleClass A ordinary shares | 18,775 | $3.14 | $58,998.56 |
DisclosureSEC source: 0001104659-23-109193 · tm2328389-1_4seq1.xml · nonDerivative · entry 2 Palihapitiya Chamath · CIK 0001715450 · 10% owner SC Master Holdings, LLC · CIK 0001851024 · 10% owner SC PIPE Holdings LLC · CIK 0001938696 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 9,128,604 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.0001 to $3.7100. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. F2 · ownership.nature: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. Read SEC document |
| October 11, 2023 Filed Oct 13, 2023 21:30 UTC |
Palihapitiya Chamath10% owner
SC Master Holdings, LLC10% owner
SC PIPE Holdings LLC10% owner
|
SaleClass A ordinary shares | 75,000 | $3.84 | $288,285.00 |
DisclosureSEC source: 0001104659-23-109193 · tm2328389-1_4seq1.xml · nonDerivative · entry 1 Palihapitiya Chamath · CIK 0001715450 · 10% owner SC Master Holdings, LLC · CIK 0001851024 · 10% owner SC PIPE Holdings LLC · CIK 0001938696 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 9,147,379 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.6900 to $4.4000. The reporting person undertakes to provide ProKidney Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. F2 · ownership.nature: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. Read SEC document |
| October 10, 2023 Filed Oct 10, 2023 21:32 UTC |
Palihapitiya Chamath10% owner
SC Master Holdings, LLC10% owner
SC PIPE Holdings LLC10% owner
|
SaleClass A ordinary shares | 75,000 | $4.34 | $325,162.50 |
DisclosureSEC source: 0001104659-23-108414 · tm2328094-1_4seq1.xml · nonDerivative · entry 4 Palihapitiya Chamath · CIK 0001715450 · 10% owner SC Master Holdings, LLC · CIK 0001851024 · 10% owner SC PIPE Holdings LLC · CIK 0001938696 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 9,222,379 F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.1050 to $4.5100. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. F2 · ownership.nature: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. Read SEC document |
| October 09, 2023 Filed Oct 10, 2023 21:32 UTC |
Palihapitiya Chamath10% owner
SC Master Holdings, LLC10% owner
SC PIPE Holdings LLC10% owner
|
SaleClass A ordinary shares | 75,000 | $4.20 | $315,225.00 |
DisclosureSEC source: 0001104659-23-108414 · tm2328094-1_4seq1.xml · nonDerivative · entry 3 Palihapitiya Chamath · CIK 0001715450 · 10% owner SC Master Holdings, LLC · CIK 0001851024 · 10% owner SC PIPE Holdings LLC · CIK 0001938696 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 9,297,379 F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.1540 to $4.3782. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. F2 · ownership.nature: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. Read SEC document |
| October 06, 2023 Filed Oct 10, 2023 21:32 UTC |
Palihapitiya Chamath10% owner
SC Master Holdings, LLC10% owner
SC PIPE Holdings LLC10% owner
|
SaleClass A ordinary shares | 75,000 | $4.48 | $336,360.00 |
DisclosureSEC source: 0001104659-23-108414 · tm2328094-1_4seq1.xml · nonDerivative · entry 2 Palihapitiya Chamath · CIK 0001715450 · 10% owner SC Master Holdings, LLC · CIK 0001851024 · 10% owner SC PIPE Holdings LLC · CIK 0001938696 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 9,372,379 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.3262 to $4.5847. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. F2 · ownership.nature: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.