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PRKS

United Parks & Resorts Inc.

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4601
SEC CIK
0001564902
Parsed reports
923

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2020 Filed Apr 3, 2020 00:03 UTC
HEP FUND LP10% owner
HM FUND LP10% owner
HE GP LLC10% owner
HM GP LLC10% owner
GrantCommon Stock 4,801 $0.00 $0.00
Disclosure

SEC source: 0000921895-20-000989 · form411269002b_04022020.xml · nonDerivative · entry 1

Hill Path Capital Partners Co-Investment S LP · CIK 0001710571 · 10% owner

Hill Path Capital Partners S GP LLC · CIK 0001711306 · 10% owner

Hill Path Holdings LLC · CIK 0001676388 · 10% owner

HEP FUND LP · CIK 0001778825 · 10% owner

HM FUND LP · CIK 0001778807 · 10% owner

HE GP LLC · CIK 0001778844 · 10% owner

HM GP LLC · CIK 0001778909 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Scott I. Ross

Disclosed balance after: 25,327

F1 · security: This Form 4 is filed jointly by Hill Path Capital Partners LP ("Hill Path Capital"), Hill Path Co-Investment Partners LP ("Hill Path Co-Investment"), Hill Path Capital Partners-H LP ("Hill Path H"), Hill Path Capital Partners Co-Investment E LP ("Hill Path E"), Hill Path Capital Partners Co-Investment E2 LP ("Hill Path E2"), Hill Path Capital Partners Co-Investment S LP ("Hill Path S"), HEP Fund LP ("HEP Fund"), HM Fund LP ("HM Fund"), Hill Path Capital Partners GP LLC ("Hill Path GP"), Hill Path Capital Partners E GP LLC ("Hill Path E GP"), Hill Path Capital Partners S GP LLC ("Hill Path S GP"), HE GP LLC ("HE GP"), HM GP LLC ("HM GP"), Hill Path Investment Holdings LLC ("Hill Path Investment Holdings"), Hill Path Capital LP ("Hill Path"), Hill Path Holdings LLC ("Hill Path Holdings") and Scott I. Ross ("Mr. Ross," and collectively with the aforementioned entities, the "Reporting Persons").

F2 · security: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Ross is also a director of the Issuer. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F3 · shares: Granted under the Issuer's 2017 Omnibus Incentive Plan.

Read SEC document
March 31, 2020 Filed Apr 3, 2020 00:05 UTC GrantCommon Stock, par value $0.01 2,400 $0.00 $0.00
Disclosure

SEC source: 0000921895-20-000990 · form411269002c_04022020.xml · nonDerivative · entry 1

CHAMBERS JAMES P. · CIK 0001778860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,451

F1 · shares: Granted under the Issuer's 2017 Omnibus Incentive Plan.

Read SEC document
March 31, 2020 Filed Apr 3, 2020 00:01 UTC
ROSS SCOTT IDirector · 10% owner
GrantCommon Stock 4,801 $0.00 $0.00
Disclosure

SEC source: 0000921895-20-000988 · form411269002a_04022020.xml · nonDerivative · entry 1

Hill Path Capital Partners LP · CIK 0001661914 · 10% owner

Hill Path Capital Partners-H LP · CIK 0001661915 · 10% owner

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · 10% owner

Hill Path Capital Partners Co-Investment E LP · CIK 0001705700 · 10% owner

Hill Path Capital Partners Co-Investment E2 LP · CIK 0001705698 · 10% owner

Hill Path Capital Partners GP LLC · CIK 0001676386 · 10% owner

Hill Path Capital Partners E GP LLC · CIK 0001705699 · 10% owner

Hill Path Investment Holdings LLC · CIK 0001676389 · 10% owner

Hill Path Capital LP · CIK 0001676292 · 10% owner

ROSS SCOTT I · CIK 0001549220 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Scott I. Ross

Disclosed balance after: 25,327

F1 · security: This Form 4 is filed jointly by Hill Path Capital Partners LP ("Hill Path Capital"), Hill Path Co-Investment Partners LP ("Hill Path Co-Investment"), Hill Path Capital Partners-H LP ("Hill Path H"), Hill Path Capital Partners Co-Investment E LP ("Hill Path E"), Hill Path Capital Partners Co-Investment E2 LP ("Hill Path E2"), Hill Path Capital Partners Co-Investment S LP ("Hill Path S"), HEP Fund LP ("HEP Fund"), HM Fund LP ("HM Fund"), Hill Path Capital Partners GP LLC ("Hill Path GP"), Hill Path Capital Partners E GP LLC ("Hill Path E GP"), Hill Path Capital Partners S GP LLC ("Hill Path S GP"), HE GP LLC ("HE GP"), HM GP LLC ("HM GP"), Hill Path Investment Holdings LLC ("Hill Path Investment Holdings"), Hill Path Capital LP ("Hill Path"), Hill Path Holdings LLC ("Hill Path Holdings") and Scott I. Ross ("Mr. Ross," and collectively with the aforementioned entities, the "Reporting Persons").

F2 · security: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Ross is also a director of the Issuer. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F3 · shares: Granted under the Issuer's 2017 Omnibus Incentive Plan.

Read SEC document
March 20, 2020 Filed Mar 23, 2020 22:50 UTC
Hill Path SPV 3 LLCSee Explanation of Responses
OtherCommon Stock 6,061,166 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-20-000868 · form411269002_03232020.xml · nonDerivative · entry 1

Hill Path SPV 3 LLC · CIK 0001796992 · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Hill Path SPV 3 LLC ("Hill Path SPV") was deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the outstanding shares of Common Stock of the Issuer. On March 20, 2020, in connection with the repayment of the margin loan referenced in the Schedule 13D filed by Hill Path SPV and its affiliates (collectively, "Hill Path") on December 17, 2019, Hill Path SPV made a pro rata distribution of its shares of Common Stock of the Issuer to its parent funds, Hill Path Capital Partners LP and Hill Path Capital Co-Investment Partners LP (the "Hill Path Funds"), who originally directly held such shares. For the avoidance of doubt, this represents an internal transfer from one Hill Path affiliate to other Hill Path affiliates solely resulting in a change in the Hill Path Funds' form of beneficial ownership of their respective shares from indirect to direct with no change in pecuniary interest therein.

F1 · kind: Hill Path SPV 3 LLC ("Hill Path SPV") was deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the outstanding shares of Common Stock of the Issuer. On March 20, 2020, in connection with the repayment of the margin loan referenced in the Schedule 13D filed by Hill Path SPV and its affiliates (collectively, "Hill Path") on December 17, 2019, Hill Path SPV made a pro rata distribution of its shares of Common Stock of the Issuer to its parent funds, Hill Path Capital Partners LP and Hill Path Capital Co-Investment Partners LP (the "Hill Path Funds"), who originally directly held such shares. For the avoidance of doubt, this represents an internal transfer from one Hill Path affiliate to other Hill Path affiliates solely resulting in a change in the Hill Path Funds' form of beneficial ownership of their respective shares from indirect to direct with no change in pecuniary interest therein.

F1 · price: Hill Path SPV 3 LLC ("Hill Path SPV") was deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the outstanding shares of Common Stock of the Issuer. On March 20, 2020, in connection with the repayment of the margin loan referenced in the Schedule 13D filed by Hill Path SPV and its affiliates (collectively, "Hill Path") on December 17, 2019, Hill Path SPV made a pro rata distribution of its shares of Common Stock of the Issuer to its parent funds, Hill Path Capital Partners LP and Hill Path Capital Co-Investment Partners LP (the "Hill Path Funds"), who originally directly held such shares. For the avoidance of doubt, this represents an internal transfer from one Hill Path affiliate to other Hill Path affiliates solely resulting in a change in the Hill Path Funds' form of beneficial ownership of their respective shares from indirect to direct with no change in pecuniary interest therein.

F1 · acquired: Hill Path SPV 3 LLC ("Hill Path SPV") was deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the outstanding shares of Common Stock of the Issuer. On March 20, 2020, in connection with the repayment of the margin loan referenced in the Schedule 13D filed by Hill Path SPV and its affiliates (collectively, "Hill Path") on December 17, 2019, Hill Path SPV made a pro rata distribution of its shares of Common Stock of the Issuer to its parent funds, Hill Path Capital Partners LP and Hill Path Capital Co-Investment Partners LP (the "Hill Path Funds"), who originally directly held such shares. For the avoidance of doubt, this represents an internal transfer from one Hill Path affiliate to other Hill Path affiliates solely resulting in a change in the Hill Path Funds' form of beneficial ownership of their respective shares from indirect to direct with no change in pecuniary interest therein.

Read SEC document
March 13, 2020 Filed Mar 13, 2020 20:27 UTC
Swanson MarcSee Remarks
SaleCommon Stock 2,400 $13.33 $31,992.00
Disclosure

SEC source: 0001209191-20-018873 · doc4.xml · nonDerivative · entry 2

Swanson Marc · CIK 0001570328 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,268

F1 · kind: The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on May 31, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $13.30 to $13.38, inclusive.

Read SEC document
March 13, 2020 Filed Mar 13, 2020 20:27 UTC
Swanson MarcSee Remarks
SaleCommon Stock 5,707 $12.71 $72,535.97
Disclosure

SEC source: 0001209191-20-018873 · doc4.xml · nonDerivative · entry 1

Swanson Marc · CIK 0001570328 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,668

F1 · kind: The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on May 31, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $12.17 to $13.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
March 06, 2020 Filed Mar 6, 2020 21:09 UTC SaleCommon Stock 16,271 $20.81 $338,599.51
Disclosure

SEC source: 0001209191-20-016898 · doc4.xml · nonDerivative · entry 1

Taylor George Anthony · CIK 0001570331 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,894

F1 · kind: The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on December 12, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $20.52 to $21.12, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
March 05, 2020 Filed Mar 5, 2020 21:06 UTC SaleCommon Stock 9,732 $23.63 $229,967.16
Disclosure

SEC source: 0001209191-20-016575 · doc4.xml · nonDerivative · entry 3

Taylor George Anthony · CIK 0001570331 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,165

F2 · kind: The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on December 12, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $23.13 to $24.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
March 04, 2020 Filed Mar 5, 2020 21:06 UTC SaleCommon Stock 2,512 $25.23 $63,377.76
Disclosure

SEC source: 0001209191-20-016575 · doc4.xml · nonDerivative · entry 2

Taylor George Anthony · CIK 0001570331 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,897

F2 · kind: The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on December 12, 2019.

Read SEC document
March 03, 2020 Filed Mar 3, 2020 21:40 UTC
Gulacsy ElizabethChief Accounting Officer
SaleCommon Stock 290 $26.54 $7,696.60
Disclosure

SEC source: 0001209191-20-015246 · doc4.xml · nonDerivative · entry 2

Gulacsy Elizabeth · CIK 0001517415 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,376

F2 · kind: The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on December 12, 2019.

Read SEC document
March 03, 2020 Filed Mar 4, 2020 21:06 UTC
Dold ChristopherChief Zoological Officer
Tax withholdingCommon Stock 1,102 $25.08 $27,638.16
Disclosure

SEC source: 0001209191-20-016026 · doc4.xml · nonDerivative · entry 1

Dold Christopher · CIK 0001671261 · Chief Zoological Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,171

F1 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock.

Read SEC document
March 03, 2020 Filed Mar 4, 2020 21:03 UTC
Swanson MarcSee Remarks
Tax withholdingCommon Stock 987 $25.08 $24,753.96
Disclosure

SEC source: 0001209191-20-016021 · doc4.xml · nonDerivative · entry 1

Swanson Marc · CIK 0001570328 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,375

F1 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:05 UTC
Gulacsy ElizabethChief Accounting Officer
Tax withholdingCommon Stock 527 $25.08 $13,217.16
Disclosure

SEC source: 0001209191-20-016571 · doc4.xml · nonDerivative · entry 1

Gulacsy Elizabeth · CIK 0001517415 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,849

F1 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:06 UTC Tax withholdingCommon Stock 3,366 $25.08 $84,419.28
Disclosure

SEC source: 0001209191-20-016575 · doc4.xml · nonDerivative · entry 1

Taylor George Anthony · CIK 0001570331 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,409

F1 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:44 UTC
Dold ChristopherChief Zoological Officer
GrantEmployee Stock option (right to buy) · Derivative 5,512 $0.00 Strike: $27.21 $0.00
Disclosure

SEC source: 0001209191-20-015272 · doc4.xml · derivative · entry 3

Dold Christopher · CIK 0001671261 · Chief Zoological Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,512

Underlying: Common Stock · 5,512 shares

Expires 2030-02-28

F3 · derivative.exercise_date: The option vests in three substantially equal installments beginning on February 28, 2021.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:44 UTC
Dold ChristopherChief Zoological Officer
Tax withholdingCommon Stock 81 $27.21 $2,204.01
Disclosure

SEC source: 0001209191-20-015272 · doc4.xml · nonDerivative · entry 2

Dold Christopher · CIK 0001671261 · Chief Zoological Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,273

F2 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:44 UTC
Dold ChristopherChief Zoological Officer
GrantCommon Stock 5,512 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015272 · doc4.xml · nonDerivative · entry 1

Dold Christopher · CIK 0001671261 · Chief Zoological Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,354

F1 · shares: Represents restricted stock units issued pursuant to the Issuer's 2017 Omnibus Incentive Plan, which vests over three years, with one-third (1/3) vesting on each of the first three anniversaries of the date of grant.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 16:48 UTC
Nadeau Sharon PChief Human Resources Officer
GrantEmployee Stock option (right to buy) · Derivative 7,717 $0.00 Strike: $27.21 $0.00
Disclosure

SEC source: 0001209191-20-015299 · doc4.xml · derivative · entry 1

Nadeau Sharon P · CIK 0001332931 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,717

Underlying: Common Stock · 7,717 shares

Expires 2030-02-28

F1 · derivative.exercise_date: The option vests in two substantially equal installments beginning on February 28, 2021.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:40 UTC
Gulacsy ElizabethChief Accounting Officer
Tax withholdingCommon Stock 90 $27.21 $2,448.90
Disclosure

SEC source: 0001209191-20-015246 · doc4.xml · nonDerivative · entry 1

Gulacsy Elizabeth · CIK 0001517415 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,666

F1 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:46 UTC Tax withholdingCommon Stock 809 $27.21 $22,012.89
Disclosure

SEC source: 0001209191-20-015285 · doc4.xml · nonDerivative · entry 1

Taylor George Anthony · CIK 0001570331 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,775

F1 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:42 UTC
Swanson MarcSee Remarks
Tax withholdingCommon Stock 251 $27.21 $6,829.71
Disclosure

SEC source: 0001209191-20-015260 · doc4.xml · nonDerivative · entry 1

Swanson Marc · CIK 0001570328 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,362

F1 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:18 UTC
Dold ChristopherChief Zoological Officer
Tax withholdingCommon Stock 275 $27.68 $7,612.00
Disclosure

SEC source: 0001209191-20-014034 · doc4.xml · nonDerivative · entry 6

Dold Christopher · CIK 0001671261 · Chief Zoological Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,842

F2 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:18 UTC
Dold ChristopherChief Zoological Officer
GrantCommon Stock 1,851 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014034 · doc4.xml · nonDerivative · entry 5

Dold Christopher · CIK 0001671261 · Chief Zoological Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,117

F4 · shares: These shares represent a restricted stock unit award of which approximately 50% immediately vested. The remainder will vest on the first anniversary date of the grant.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:18 UTC
Dold ChristopherChief Zoological Officer
Tax withholdingCommon Stock 260 $27.68 $7,196.80
Disclosure

SEC source: 0001209191-20-014034 · doc4.xml · nonDerivative · entry 4

Dold Christopher · CIK 0001671261 · Chief Zoological Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,266

F2 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:18 UTC
Dold ChristopherChief Zoological Officer
GrantCommon Stock 874 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014034 · doc4.xml · nonDerivative · entry 3

Dold Christopher · CIK 0001671261 · Chief Zoological Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,526

F3 · shares: Represents common stock of the issuer acquired upon settlement of a performance-based restricted stock unit award previously granted to the Reporting Person.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:18 UTC
Dold ChristopherChief Zoological Officer
Tax withholdingCommon Stock 1,923 $27.68 $53,228.64
Disclosure

SEC source: 0001209191-20-014034 · doc4.xml · nonDerivative · entry 2

Dold Christopher · CIK 0001671261 · Chief Zoological Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,652

F2 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:18 UTC
Dold ChristopherChief Zoological Officer
Disposition to issuerCommon Stock 6,249 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014034 · doc4.xml · nonDerivative · entry 1

Dold Christopher · CIK 0001671261 · Chief Zoological Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,575

F1 · shares: These shares of unvested restricted stock were forfeited due to a failure to achieve a specific level of performance required for vesting over the performance period beginning on January 1, 2017 and ending on December 31, 2019.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 16:52 UTC
Nadeau Sharon PChief Human Resources Officer
Tax withholdingCommon Stock 129 $27.68 $3,570.72
Disclosure

SEC source: 0001209191-20-013952 · doc4.xml · nonDerivative · entry 4

Nadeau Sharon P · CIK 0001332931 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,558

F2 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 16:52 UTC
Nadeau Sharon PChief Human Resources Officer
GrantCommon Stock 863 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013952 · doc4.xml · nonDerivative · entry 3

Nadeau Sharon P · CIK 0001332931 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,687

F3 · shares: These shares represent a restricted stock unit award of which approximately 50% immediately vested. The remainder will vest on the first anniversary date of the grant.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 16:52 UTC
Nadeau Sharon PChief Human Resources Officer
Tax withholdingCommon Stock 113 $27.68 $3,127.84
Disclosure

SEC source: 0001209191-20-013952 · doc4.xml · nonDerivative · entry 2

Nadeau Sharon P · CIK 0001332931 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,824

F2 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 16:52 UTC
Nadeau Sharon PChief Human Resources Officer
GrantCommon Stock 378 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013952 · doc4.xml · nonDerivative · entry 1

Nadeau Sharon P · CIK 0001332931 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,937

F1 · shares: Represents common stock of the issuer acquired upon settlement of a performance-based restricted stock unit award previously granted to the Reporting Person.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:29 UTC
Gulacsy ElizabethChief Accounting Officer
Tax withholdingCommon Stock 201 $27.68 $5,563.68
Disclosure

SEC source: 0001209191-20-014070 · doc4.xml · nonDerivative · entry 6

Gulacsy Elizabeth · CIK 0001517415 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,756

F2 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:29 UTC
Gulacsy ElizabethChief Accounting Officer
GrantCommon Stock 1,354 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014070 · doc4.xml · nonDerivative · entry 5

Gulacsy Elizabeth · CIK 0001517415 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,957

F4 · shares: These shares represent a restricted stock unit award of which approximately 50% immediately vested. The remainder will vest on the first anniversary date of the grant.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:29 UTC
Gulacsy ElizabethChief Accounting Officer
Tax withholdingCommon Stock 191 $27.68 $5,286.88
Disclosure

SEC source: 0001209191-20-014070 · doc4.xml · nonDerivative · entry 4

Gulacsy Elizabeth · CIK 0001517415 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,603

F2 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:29 UTC
Gulacsy ElizabethChief Accounting Officer
GrantCommon Stock 640 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014070 · doc4.xml · nonDerivative · entry 3

Gulacsy Elizabeth · CIK 0001517415 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,794

F3 · shares: Represents common stock of the issuer acquired upon settlement of a performance-based restricted stock unit award previously granted to the Reporting Person.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:29 UTC
Gulacsy ElizabethChief Accounting Officer
Tax withholdingCommon Stock 1,222 $27.68 $33,824.96
Disclosure

SEC source: 0001209191-20-014070 · doc4.xml · nonDerivative · entry 2

Gulacsy Elizabeth · CIK 0001517415 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,154

F2 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock.

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February 26, 2020 Filed Feb 28, 2020 22:29 UTC
Gulacsy ElizabethChief Accounting Officer
Disposition to issuerCommon Stock 3,720 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014070 · doc4.xml · nonDerivative · entry 1

Gulacsy Elizabeth · CIK 0001517415 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,376

F1 · shares: These shares of unvested restricted stock were forfeited due to a failure to achieve a specific level of performance required for vesting over the performance period beginning on January 1, 2017 and ending on December 31, 2019.

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February 26, 2020 Filed Feb 28, 2020 16:56 UTC
Rivera SergioDirector · Chief Executive Officer
Tax withholdingCommon Stock 250 $27.68 $6,920.00
Disclosure

SEC source: 0001209191-20-013960 · doc4.xml · nonDerivative · entry 4

Rivera Sergio · CIK 0001560718 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,630

F2 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock.

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February 26, 2020 Filed Feb 28, 2020 16:56 UTC
Rivera SergioDirector · Chief Executive Officer
GrantCommon Stock 1,851 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013960 · doc4.xml · nonDerivative · entry 3

Rivera Sergio · CIK 0001560718 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,880

F3 · shares: These shares represent a restricted stock unit award of which approximately 50% immediately vested. The remainder will vest on the first anniversary date of the grant.

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February 26, 2020 Filed Feb 28, 2020 16:56 UTC
Rivera SergioDirector · Chief Executive Officer
Tax withholdingCommon Stock 180 $27.68 $4,982.40
Disclosure

SEC source: 0001209191-20-013960 · doc4.xml · nonDerivative · entry 2

Rivera Sergio · CIK 0001560718 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,029

F2 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock.

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February 26, 2020 Filed Feb 28, 2020 16:56 UTC
Rivera SergioDirector · Chief Executive Officer
GrantCommon Stock 766 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013960 · doc4.xml · nonDerivative · entry 1

Rivera Sergio · CIK 0001560718 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,209

F1 · shares: Represents common stock of the issuer acquired upon settlement of a performance-based restricted stock unit award previously granted to the Reporting Person.

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February 26, 2020 Filed Feb 28, 2020 22:27 UTC Tax withholdingCommon Stock 390 $27.68 $10,795.20
Disclosure

SEC source: 0001209191-20-014064 · doc4.xml · nonDerivative · entry 6

Taylor George Anthony · CIK 0001570331 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,584

F2 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock.

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February 26, 2020 Filed Feb 28, 2020 22:27 UTC GrantCommon Stock 2,681 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014064 · doc4.xml · nonDerivative · entry 5

Taylor George Anthony · CIK 0001570331 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,974

F4 · shares: These shares represent a restricted stock unit award of which approximately 50% immediately vested. The remainder will vest on the first anniversary date of the grant.

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February 26, 2020 Filed Feb 28, 2020 22:27 UTC Tax withholdingCommon Stock 325 $27.68 $8,996.00
Disclosure

SEC source: 0001209191-20-014064 · doc4.xml · nonDerivative · entry 4

Taylor George Anthony · CIK 0001570331 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,293

F2 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock.

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February 26, 2020 Filed Feb 28, 2020 22:27 UTC GrantCommon Stock 1,267 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014064 · doc4.xml · nonDerivative · entry 3

Taylor George Anthony · CIK 0001570331 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,618

F3 · shares: Represents common stock of the issuer acquired upon settlement of a performance-based restricted stock unit award previously granted to the Reporting Person.

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February 26, 2020 Filed Feb 28, 2020 22:27 UTC Tax withholdingCommon Stock 5,325 $27.68 $147,396.00
Disclosure

SEC source: 0001209191-20-014064 · doc4.xml · nonDerivative · entry 2

Taylor George Anthony · CIK 0001570331 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,351

F2 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock.

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February 26, 2020 Filed Feb 28, 2020 22:27 UTC Disposition to issuerCommon Stock 18,096 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014064 · doc4.xml · nonDerivative · entry 1

Taylor George Anthony · CIK 0001570331 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,676

F1 · shares: These shares of unvested restricted stock were forfeited due to a failure to achieve a specific level of performance required for vesting over the performance period beginning on January 1, 2017 and ending on December 31, 2019.

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February 26, 2020 Filed Feb 28, 2020 22:25 UTC
Swanson MarcSee Remarks
Tax withholdingCommon Stock 413 $27.68 $11,431.84
Disclosure

SEC source: 0001209191-20-014054 · doc4.xml · nonDerivative · entry 6

Swanson Marc · CIK 0001570328 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,613

F2 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock.

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February 26, 2020 Filed Feb 28, 2020 22:25 UTC
Swanson MarcSee Remarks
GrantCommon Stock 3,148 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014054 · doc4.xml · nonDerivative · entry 5

Swanson Marc · CIK 0001570328 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,026

F4 · shares: These shares represent a restricted stock unit award of which approximately 50% immediately vested. The remainder will vest on the first anniversary date of the grant.

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February 26, 2020 Filed Feb 28, 2020 22:25 UTC
Swanson MarcSee Remarks
Tax withholdingCommon Stock 381 $27.68 $10,546.08
Disclosure

SEC source: 0001209191-20-014054 · doc4.xml · nonDerivative · entry 4

Swanson Marc · CIK 0001570328 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,878

F2 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.