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PRKS

United Parks & Resorts Inc.

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4601
SEC CIK
0001564902
Parsed reports
923

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
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Aug 202601
Sep 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2022 Filed Apr 1, 2022 16:00 UTC GrantCommon Stock 558 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-021960 · doc4.xml · nonDerivative · entry 1

BENSION RONALD · CIK 0001242402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,450

F1 · shares: Granted under the Issuer's 2017 Omnibus Incentive Plan.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 20:00 UTC GrantCommon Stock 491 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-021954 · doc4.xml · nonDerivative · entry 1

Schaefer Kimberly · CIK 0001335887 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,033

F1 · shares: Granted under the Issuer's 2017 Omnibus Incentive Plan.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 20:00 UTC GrantCommon Stock 423 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-021957 · doc4.xml · nonDerivative · entry 1

Narang Neha Jogani · CIK 0001789425 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,770

F1 · shares: Granted under the Issuer's 2017 Omnibus Incentive Plan.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 20:00 UTC GrantCommon Stock 677 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-021956 · doc4.xml · nonDerivative · entry 1

Hartnett Timothy · CIK 0001833849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,489

F1 · shares: Granted under the Issuer's 2017 Omnibus Incentive Plan.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 20:00 UTC GrantCommon Stock 508 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-021953 · doc4.xml · nonDerivative · entry 1

Maruyama Yoshikazu · CIK 0001710109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,439

F1 · shares: Granted under the Issuer's 2017 Omnibus Incentive Plan.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 23:29 UTC GrantCommon Stock, par value $0.01 558 $0.00 $0.00
Disclosure

SEC source: 0000921895-22-001088 · form411269002cha_04042022.xml · nonDerivative · entry 1

CHAMBERS JAMES P. · CIK 0001778860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,032

F1 · shares: Granted under the Issuer's 2017 Omnibus Incentive Plan.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 23:27 UTC
HEP FUND LP10% owner
HM FUND LP10% owner
HE GP LLC10% owner
HM GP LLC10% owner
GrantCommon Stock 1,083 $0.00 $0.00
Disclosure

SEC source: 0000921895-22-001087 · form411269002b_04042022.xml · nonDerivative · entry 1

Hill Path Capital Partners Co-Investment S LP · CIK 0001710571 · 10% owner

Hill Path Capital Partners S GP LLC · CIK 0001711306 · 10% owner

Hill Path Holdings LLC · CIK 0001676388 · 10% owner

HEP FUND LP · CIK 0001778825 · 10% owner

HM FUND LP · CIK 0001778807 · 10% owner

HE GP LLC · CIK 0001778844 · 10% owner

HM GP LLC · CIK 0001778909 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Scott Ross

Disclosed balance after: 50,184

F1 · security: This Form 4 is filed jointly by Hill Path Capital Partners LP ("Hill Path Capital"), Hill Path Co-Investment Partners LP ("Hill Path Co-Investment"), Hill Path Capital Partners-H LP ("Hill Path H"), Hill Path Capital Partners Co-Investment E LP ("Hill Path E"), Hill Path Capital Partners Co-Investment E2 LP ("Hill Path E2"), Hill Path Capital Partners Co-Investment S LP ("Hill Path S"), HEP Fund LP ("HEP Fund"), HM Fund LP ("HM Fund"), Hill Path Capital Partners GP LLC ("Hill Path GP"), Hill Path Capital Partners E GP LLC ("Hill Path E GP"), Hill Path Capital Partners S GP LLC ("Hill Path S GP"), HE GP LLC ("HE GP"), HM GP LLC ("HM GP"), Hill Path Investment Holdings LLC ("Hill Path Investment Holdings"), Hill Path Capital LP ("Hill Path"), Hill Path Holdings LLC ("Hill Path Holdings") and Scott Ross ("Mr. Ross," and collectively with the aforementioned entities, the "Reporting Persons").

F2 · security: To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group along with HAT Fund LP and HAT Fund II LP, which do not beneficially own any shares of Common Stock, that collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Ross is also a director of the Issuer. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · shares: Granted under the Issuer's 2017 Omnibus Incentive Plan.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 23:17 UTC
ROSS SCOTT IDirector · 10% owner
GrantCommon Stock 1,083 $0.00 $0.00
Disclosure

SEC source: 0000921895-22-001084 · form411269002a_04042022.xml · nonDerivative · entry 1

Hill Path Capital Partners LP · CIK 0001661914 · 10% owner

Hill Path Capital Partners-H LP · CIK 0001661915 · 10% owner

Hill Path Capital Co-Investment Partners LP · CIK 0001661913 · 10% owner

Hill Path Capital Partners Co-Investment E LP · CIK 0001705700 · 10% owner

Hill Path Capital Partners Co-Investment E2 LP · CIK 0001705698 · 10% owner

Hill Path Capital Partners GP LLC · CIK 0001676386 · 10% owner

Hill Path Capital Partners E GP LLC · CIK 0001705699 · 10% owner

Hill Path Investment Holdings LLC · CIK 0001676389 · 10% owner

Hill Path Capital LP · CIK 0001676292 · 10% owner

ROSS SCOTT I · CIK 0001549220 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Scott Ross

Disclosed balance after: 50,184

F1 · security: This Form 4 is filed jointly by Hill Path Capital Partners LP ("Hill Path Capital"), Hill Path Co-Investment Partners LP ("Hill Path Co-Investment"), Hill Path Capital Partners-H LP ("Hill Path H"), Hill Path Capital Partners Co-Investment E LP ("Hill Path E"), Hill Path Capital Partners Co-Investment E2 LP ("Hill Path E2"), Hill Path Capital Partners Co-Investment S LP ("Hill Path S"), HEP Fund LP ("HEP Fund"), HM Fund LP ("HM Fund"), Hill Path Capital Partners GP LLC ("Hill Path GP"), Hill Path Capital Partners E GP LLC ("Hill Path E GP"), Hill Path Capital Partners S GP LLC ("Hill Path S GP"), HE GP LLC ("HE GP"), HM GP LLC ("HM GP"), Hill Path Investment Holdings LLC ("Hill Path Investment Holdings"), Hill Path Capital LP ("Hill Path"), Hill Path Holdings LLC ("Hill Path Holdings") and Scott Ross ("Mr. Ross," and collectively with the aforementioned entities, the "Reporting Persons").

F2 · security: To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group along with HAT Fund LP and HAT Fund II LP, which do not beneficially own any shares of Common Stock, that collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Ross is also a director of the Issuer. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · shares: Granted under the Issuer's 2017 Omnibus Incentive Plan.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 20:00 UTC
Swanson MarcChief Executive Officer
SaleCommon Stock 6,298 $73.88 $465,296.24
Disclosure

SEC source: 0001209191-22-021301 · doc4.xml · nonDerivative · entry 1

Swanson Marc · CIK 0001570328 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,243

F1 · kind: The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on November 19, 2021.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 20:00 UTC
Finazzo Christopher L.Chief Commercial Officer
GrantStock Option (right to buy) · Derivative 2,028 $0.00 Strike: $64.71 $0.00
Disclosure

SEC source: 0001209191-22-019187 · doc4.xml · derivative · entry 1

Finazzo Christopher L. · CIK 0001801406 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,028

Underlying: Common Stock · 2,028 shares

Expires 2032-03-15

F1 · derivative.exercise_date: The option becomes exercisable in three installments with one third (1/3) vesting on each of the first three anniversaries of the grant date.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 20:00 UTC
Dold ChristopherChief Zoological Officer
GrantStock Option (right to buy) · Derivative 1,738 $0.00 Strike: $64.71 $0.00
Disclosure

SEC source: 0001209191-22-019186 · doc4.xml · derivative · entry 1

Dold Christopher · CIK 0001671261 · Chief Zoological Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,738

Underlying: Common Stock · 1,738 shares

Expires 2032-03-15

F1 · derivative.exercise_date: The option becomes exercisable in three installments with one third (1/3) vesting on each of the first three anniversaries of the grant date.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 20:00 UTC GrantStock Option (right to buy) · Derivative 2,704 $0.00 Strike: $64.71 $0.00
Disclosure

SEC source: 0001209191-22-019191 · doc4.xml · derivative · entry 5

Gulacsy Elizabeth · CIK 0001517415 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,704

Underlying: Common Stock · 2,704 shares

Expires 2032-03-15

F4 · derivative.exercise_date: The option becomes exercisable in three installments with one third (1/3) vesting on each of the first three anniversaries of the grant date.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 20:00 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 9,999 $0.00 Strike: $25.70 $0.00
Disclosure

SEC source: 0001209191-22-019191 · doc4.xml · derivative · entry 4

Gulacsy Elizabeth · CIK 0001517415 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,999 shares

Expires 2029-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on December 3, 2021.

F3 · derivative.exercise_date: The option, representing a right to purchase a total of 9,999 shares, became exercisable in three equal annual installments beginning on March 14, 2020, which was the first anniversary of the date on which the option was granted.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 20:00 UTC SaleCommon Stock 600 $64.53 $38,718.00
Disclosure

SEC source: 0001209191-22-019191 · doc4.xml · nonDerivative · entry 3

Gulacsy Elizabeth · CIK 0001517415 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,221

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on December 3, 2021.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 20:00 UTC SaleCommon Stock 9,399 $64.12 $602,663.88
Disclosure

SEC source: 0001209191-22-019191 · doc4.xml · nonDerivative · entry 2

Gulacsy Elizabeth · CIK 0001517415 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,821

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on December 3, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $63.50 to $64.50, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 20:00 UTC Exercise / conversionCommon Stock 9,999 $25.70 $256,974.30
Disclosure

SEC source: 0001209191-22-019191 · doc4.xml · nonDerivative · entry 1

Gulacsy Elizabeth · CIK 0001517415 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on December 3, 2021.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 20:00 UTC
Mayer Daniel CSee Remarks
GrantStock Option (right to buy) · Derivative 444 $0.00 Strike: $64.71 $0.00
Disclosure

SEC source: 0001209191-22-019190 · doc4.xml · derivative · entry 2

Mayer Daniel C · CIK 0001907893 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444

Underlying: Common Stock · 444 shares

Expires 2032-03-15

F2 · derivative.exercise_date: The option becomes exercisable in three installments with one third (1/3) vesting on each of the first three anniversaries of the grant date.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 20:00 UTC
Mayer Daniel CSee Remarks
Tax withholdingCommon Stock 147 $64.71 $9,512.37
Disclosure

SEC source: 0001209191-22-019190 · doc4.xml · nonDerivative · entry 1

Mayer Daniel C · CIK 0001907893 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,955

F1 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 20:00 UTC GrantStock Option (right to buy) · Derivative 2,097 $0.00 Strike: $64.71 $0.00
Disclosure

SEC source: 0001209191-22-019189 · doc4.xml · derivative · entry 1

Taylor George Anthony · CIK 0001570331 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,097

Underlying: Common Stock · 2,097 shares

Expires 2032-03-15

F1 · derivative.exercise_date: The option becomes exercisable in three installments with one third (1/3) vesting on each of the first three anniversaries of the grant date.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 20:00 UTC
Swanson MarcChief Executive Officer
GrantStock Option (right to buy) · Derivative 6,954 $0.00 Strike: $64.71 $0.00
Disclosure

SEC source: 0001209191-22-019188 · doc4.xml · derivative · entry 1

Swanson Marc · CIK 0001570328 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,954

Underlying: Common Stock · 6,954 shares

Expires 2032-03-15

F1 · derivative.exercise_date: The option becomes exercisable in three installments with one third (1/3) vesting on each of the first three anniversaries of the grant date.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 20:00 UTC
Dold ChristopherChief Zoological Officer
Tax withholdingCommons Stock 124 $63.06 $7,819.44
Disclosure

SEC source: 0001209191-22-018777 · doc4.xml · nonDerivative · entry 1

Dold Christopher · CIK 0001671261 · Chief Zoological Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,738

F1 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock units.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 16:00 UTC
Nadeau Sharon PSee Remarks
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 413 $0.00 Strike: $50.74 $0.00
Disclosure

SEC source: 0001209191-22-018781 · doc4.xml · derivative · entry 4

Nadeau Sharon P · CIK 0001332931 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,725

Underlying: Common Stock · 413 shares

Expires 2029-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option, representing a right to purchase a total of 4,138 shares, became exercisable in three equal annual installments beginning on March 14, 2022, which was the first anniversary of the date on which the option was granted.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 16:00 UTC
Nadeau Sharon PSee Remarks
Tax withholdingCommon Stock 85 $63.06 $5,360.10
Disclosure

SEC source: 0001209191-22-018781 · doc4.xml · nonDerivative · entry 3

Nadeau Sharon P · CIK 0001332931 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,756

F2 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 16:00 UTC
Nadeau Sharon PSee Remarks
SaleCommon Stock 413 $64.96 $26,828.48
Disclosure

SEC source: 0001209191-22-018781 · doc4.xml · nonDerivative · entry 2

Nadeau Sharon P · CIK 0001332931 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,841

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on December 15, 2021.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 16:00 UTC
Nadeau Sharon PSee Remarks
Exercise / conversionCommon Stock 413 $50.74 $20,955.62
Disclosure

SEC source: 0001209191-22-018781 · doc4.xml · nonDerivative · entry 1

Nadeau Sharon P · CIK 0001332931 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 20:00 UTC Tax withholdingCommons Stock 97 $63.06 $6,116.82
Disclosure

SEC source: 0001209191-22-018778 · doc4.xml · nonDerivative · entry 1

Gulacsy Elizabeth · CIK 0001517415 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,221

F1 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock units.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 20:00 UTC Tax withholdingCommons Stock 150 $63.06 $9,459.00
Disclosure

SEC source: 0001209191-22-018779 · doc4.xml · nonDerivative · entry 1

Taylor George Anthony · CIK 0001570331 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,836

F1 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock units.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 20:00 UTC
Mayer Daniel CSee Remarks
GrantCommon Stock 5,550 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-018780 · doc4.xml · nonDerivative · entry 2

Mayer Daniel C · CIK 0001907893 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,102

F2 · shares: Represents restricted stock units issued pursuant to the Issuer's 2017 Omnibus Incentive Plan, which vests over two years, with one half (1/2) vesting on each of the first two anniversaries of the date of grant and has accelerated vesting in the first year of one-half (1/2) of the award if Reporting Person's employment is terminated by the Company other than for cause.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 20:00 UTC
Mayer Daniel CSee Remarks
Tax withholdingCommons Stock 27 $63.06 $1,702.62
Disclosure

SEC source: 0001209191-22-018780 · doc4.xml · nonDerivative · entry 1

Mayer Daniel C · CIK 0001907893 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,552

F1 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock units.

Read SEC document
March 14, 2022 Filed Mar 15, 2022 20:00 UTC
Swanson MarcChief Executive Officer
Tax withholdingCommons Stock 275 $63.06 $17,341.50
Disclosure

SEC source: 0001209191-22-018775 · doc4.xml · nonDerivative · entry 1

Swanson Marc · CIK 0001570328 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,541

F1 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock units.

Read SEC document
March 07, 2022 Filed Mar 8, 2022 21:00 UTC PurchaseCommon Stock 2,500 $58.65 $146,625.00
Disclosure

SEC source: 0001209191-22-017027 · doc4.xml · nonDerivative · entry 1

Hartnett Timothy · CIK 0001833849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,812

F1 · kind: Open market purchase.

Read SEC document
March 03, 2022 Filed Mar 4, 2022 21:00 UTC
Dold ChristopherChief Zoological Officer
Tax withholdingCommon Stock 1,835 $66.75 $122,486.25
Disclosure

SEC source: 0001209191-22-016177 · doc4.xml · nonDerivative · entry 1

Dold Christopher · CIK 0001671261 · Chief Zoological Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,862

F1 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock.

Read SEC document
March 03, 2022 Filed Mar 4, 2022 21:00 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,359 $0.00 Strike: $18.17 $0.00
Disclosure

SEC source: 0001209191-22-016175 · doc4.xml · derivative · entry 9

Gulacsy Elizabeth · CIK 0001517415 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,359 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on December 3, 2021.

F7 · derivative.exercise_date: The option, representing a right to purchase a total of 7,359 shares, became exercisable in four equal annual installments beginning on March 1, 2017, which was the first anniversary of the date on which the option was granted.

Read SEC document
March 03, 2022 Filed Mar 4, 2022 21:00 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,222 $0.00 Strike: $18.96 $0.00
Disclosure

SEC source: 0001209191-22-016175 · doc4.xml · derivative · entry 8

Gulacsy Elizabeth · CIK 0001517415 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,222 shares

Expires 2025-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on December 3, 2021.

F6 · derivative.exercise_date: The option, representing a right to purchase a total of 3,222 shares, became exercisable in four equal annual installments beginning on March 3, 2016, which was the first anniversary of the date on which the option was granted.

Read SEC document
March 03, 2022 Filed Mar 4, 2022 21:00 UTC Tax withholdingCommon Stock 878 $66.75 $58,606.50
Disclosure

SEC source: 0001209191-22-016175 · doc4.xml · nonDerivative · entry 7

Gulacsy Elizabeth · CIK 0001517415 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,318

F1 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock.

Read SEC document
March 03, 2022 Filed Mar 4, 2022 21:00 UTC SaleCommon Stock 1,200 $68.60 $82,320.00
Disclosure

SEC source: 0001209191-22-016175 · doc4.xml · nonDerivative · entry 6

Gulacsy Elizabeth · CIK 0001517415 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,196

F2 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on December 3, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $68.50 to $68.91, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
March 03, 2022 Filed Mar 4, 2022 21:00 UTC SaleCommon Stock 4,200 $67.50 $283,500.00
Disclosure

SEC source: 0001209191-22-016175 · doc4.xml · nonDerivative · entry 5

Gulacsy Elizabeth · CIK 0001517415 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,396

F2 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on December 3, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $67.15 to $68.08, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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March 03, 2022 Filed Mar 4, 2022 21:00 UTC SaleCommon Stock 5,181 $66.88 $346,505.28
Disclosure

SEC source: 0001209191-22-016175 · doc4.xml · nonDerivative · entry 4

Gulacsy Elizabeth · CIK 0001517415 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,596

F2 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on December 3, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $66.15 to $67.11, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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March 03, 2022 Filed Mar 4, 2022 21:00 UTC Exercise / conversionCommon Stock 7,359 $18.17 $133,713.03
Disclosure

SEC source: 0001209191-22-016175 · doc4.xml · nonDerivative · entry 3

Gulacsy Elizabeth · CIK 0001517415 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on December 3, 2021.

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March 03, 2022 Filed Mar 4, 2022 21:00 UTC Exercise / conversionCommon Stock 3,222 $18.96 $61,089.12
Disclosure

SEC source: 0001209191-22-016175 · doc4.xml · nonDerivative · entry 2

Gulacsy Elizabeth · CIK 0001517415 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,418

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on December 3, 2021.

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March 03, 2022 Filed Mar 4, 2022 21:00 UTC
Swanson MarcChief Executive Officer
Tax withholdingCommon Stock 1,644 $66.75 $109,737.00
Disclosure

SEC source: 0001209191-22-016179 · doc4.xml · nonDerivative · entry 2

Swanson Marc · CIK 0001570328 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,816

F1 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock.

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March 03, 2022 Filed Mar 4, 2022 21:00 UTC Tax withholdingCommon Stock 5,311 $66.75 $354,509.25
Disclosure

SEC source: 0001209191-22-016178 · doc4.xml · nonDerivative · entry 1

Taylor George Anthony · CIK 0001570331 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,986

F1 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock.

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March 02, 2022 Filed Mar 3, 2022 16:00 UTC
Nadeau Sharon PChief Human Resources Officer
SaleCommon Stock 1,641 $68.35 $112,162.35
Disclosure

SEC source: 0001209191-22-015359 · doc4.xml · nonDerivative · entry 1

Nadeau Sharon P · CIK 0001332931 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,841

F1 · kind: The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on December 15, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $68.32 to $68.48, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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March 02, 2022 Filed Mar 4, 2022 21:00 UTC Tax withholdingCommon Stock 585 $68.54 $40,095.90
Disclosure

SEC source: 0001209191-22-016175 · doc4.xml · nonDerivative · entry 1

Gulacsy Elizabeth · CIK 0001517415 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,196

F1 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock.

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March 02, 2022 Filed Mar 4, 2022 21:00 UTC
Swanson MarcChief Executive Officer
Tax withholdingCommon Stock 2,171 $68.54 $148,800.34
Disclosure

SEC source: 0001209191-22-016179 · doc4.xml · nonDerivative · entry 1

Swanson Marc · CIK 0001570328 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,460

F1 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock.

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February 28, 2022 Filed Feb 28, 2022 16:01 UTC
Nadeau Sharon PChief Human Resources Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,929 $0.00 Strike: $27.21 $0.00
Disclosure

SEC source: 0001209191-22-013524 · doc4.xml · derivative · entry 6

Nadeau Sharon P · CIK 0001332931 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,930

Underlying: Common Stock · 1,929 shares

Expires 2030-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option, representing a right to purchase a total of 7,717 shares, became exercisable in two equal annual installments beginning on February 28, 2021, which was the first anniversary of the date on which the option was granted.

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February 28, 2022 Filed Feb 28, 2022 16:01 UTC
Nadeau Sharon PChief Human Resources Officer
SaleCommon Stock 1,929 $71.31 $137,556.99
Disclosure

SEC source: 0001209191-22-013524 · doc4.xml · nonDerivative · entry 5

Nadeau Sharon P · CIK 0001332931 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,482

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February 28, 2022 Filed Feb 28, 2022 16:01 UTC
Nadeau Sharon PChief Human Resources Officer
Exercise / conversionCommon Stock 1,929 $27.21 $52,488.09
Disclosure

SEC source: 0001209191-22-013524 · doc4.xml · nonDerivative · entry 4

Nadeau Sharon P · CIK 0001332931 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 28, 2022 Filed Mar 1, 2022 21:00 UTC
Dold ChristopherChief Zoological Officer
Tax withholdingCommon Stock 723 $69.39 $50,168.97
Disclosure

SEC source: 0001209191-22-013961 · doc4.xml · nonDerivative · entry 4

Dold Christopher · CIK 0001671261 · Chief Zoological Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,697

F4 · kind: Shares withheld by the Company for the payment of tax liability incident to the vesting of shares of restricted stock.

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February 28, 2022 Filed Mar 1, 2022 21:00 UTC
Dold ChristopherChief Zoological Officer
SaleCommon Stock 900 $71.31 $64,179.00
Disclosure

SEC source: 0001209191-22-013961 · doc4.xml · nonDerivative · entry 3

Dold Christopher · CIK 0001671261 · Chief Zoological Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,420

F1 · kind: The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into on November 19, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.