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OTC · USD

PRKR

PARKERVISION INC

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Tapewire entity
7682
SEC CIK
0000914139
Parsed reports
192

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2021 Filed Nov 18, 2021 01:32 UTC Exercise / conversionCommon Stock 150 $0.17 $25.65
Disclosure

SEC source: 0001654954-21-012387 · section16.xml · nonDerivative · entry 1

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2021 Filed Nov 12, 2021 22:19 UTC ConversionNonqualified Stock Option · Derivative 10,000 $0.17 Strike: $0.17 $1,710.00
Disclosure

SEC source: 0001654954-21-012100 · section16.xml · derivative · entry 3

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 877,300

Underlying: Common Stock · 10,000 shares

Expires 2026-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2021 Filed Nov 12, 2021 22:19 UTC SaleCommon Stock 10,000 $1.20 $12,000.00
Disclosure

SEC source: 0001654954-21-012100 · section16.xml · nonDerivative · entry 2

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,193

F1 · kind: Shares sold pursuant to 10b5-1 plan.

Read SEC document
November 08, 2021 Filed Nov 12, 2021 22:19 UTC Exercise / conversionCommon Stock 10,000 $0.17 $1,710.00
Disclosure

SEC source: 0001654954-21-012100 · section16.xml · nonDerivative · entry 1

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 26, 2021 Filed Oct 27, 2021 21:25 UTC ConversionNonqualified Stock Options · Derivative 2,657 $0.17 Strike: $0.17 $454.35
Disclosure

SEC source: 0001654954-21-011414 · section16.xml · derivative · entry 7

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 887,300

Underlying: Common Stock · 2,657 shares

Expires 2026-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 26, 2021 Filed Oct 27, 2021 21:25 UTC SaleCommon Stock 2,657 $1.18 $3,135.26
Disclosure

SEC source: 0001654954-21-011414 · section16.xml · nonDerivative · entry 5

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,193

F1 · kind: Shares sold pursuant to 10b5-1 plan.

Read SEC document
October 26, 2021 Filed Oct 27, 2021 21:25 UTC Exercise / conversionCommon Stock 2,657 $0.17 $454.35
Disclosure

SEC source: 0001654954-21-011414 · section16.xml · nonDerivative · entry 4

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 25, 2021 Filed Oct 27, 2021 21:25 UTC ConversionNonqualified Stock Options · Derivative 7,343 $0.17 Strike: $0.17 $1,255.65
Disclosure

SEC source: 0001654954-21-011414 · section16.xml · derivative · entry 6

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 889,957

Underlying: Common Stock · 7,343 shares

Expires 2026-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 25, 2021 Filed Oct 27, 2021 21:25 UTC SaleCommon Stock 2,343 $1.18 $2,764.74
Disclosure

SEC source: 0001654954-21-011414 · section16.xml · nonDerivative · entry 3

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,193

F1 · kind: Shares sold pursuant to 10b5-1 plan.

Read SEC document
October 25, 2021 Filed Oct 27, 2021 21:25 UTC SaleCommon Stock 5,000 $1.19 $5,950.00
Disclosure

SEC source: 0001654954-21-011414 · section16.xml · nonDerivative · entry 2

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,536

F1 · kind: Shares sold pursuant to 10b5-1 plan.

Read SEC document
October 25, 2021 Filed Oct 27, 2021 21:25 UTC Exercise / conversionCommon Stock 7,343 $0.17 $1,255.65
Disclosure

SEC source: 0001654954-21-011414 · section16.xml · nonDerivative · entry 1

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 22:55 UTC ConversionNonqualified Stock Option · Derivative 846 $0.17 Strike: $0.17 $144.67
Disclosure

SEC source: 0001654954-21-011217 · section16.xml · derivative · entry 3

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 897,300

Underlying: Common Stock · 846 shares

Expires 2026-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 22:55 UTC SaleCommon Stock 846 $1.21 $1,023.66
Disclosure

SEC source: 0001654954-21-011217 · section16.xml · nonDerivative · entry 2

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,193

F1 · kind: Shares sold pursuant to 10b5-1 plan.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 22:55 UTC Exercise / conversionCommon Stock 846 $0.17 $144.67
Disclosure

SEC source: 0001654954-21-011217 · section16.xml · nonDerivative · entry 1

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,039

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 14, 2021 Filed Oct 14, 2021 23:15 UTC ConversionNonqualified Stock Options · Derivative 3,154 $0.17 Strike: $0.17 $539.33
Disclosure

SEC source: 0001654954-21-011101 · section16.xml · derivative · entry 9

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 898,146

Underlying: Common Stock · 3,154 shares

Expires 2026-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 14, 2021 Filed Oct 14, 2021 23:15 UTC SaleCommon Stock 3,154 $1.21 $3,816.34
Disclosure

SEC source: 0001654954-21-011101 · section16.xml · nonDerivative · entry 6

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,193

F1 · kind: Shares sold pursuant to 10b5-1 plan.

Read SEC document
October 14, 2021 Filed Oct 14, 2021 23:15 UTC Exercise / conversionCommon Stock 3,154 $0.17 $539.33
Disclosure

SEC source: 0001654954-21-011101 · section16.xml · nonDerivative · entry 5

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 13, 2021 Filed Oct 14, 2021 23:15 UTC ConversionNonqualified Stock Options · Derivative 3,475 $0.17 Strike: $0.17 $594.23
Disclosure

SEC source: 0001654954-21-011101 · section16.xml · derivative · entry 8

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 901,300

Underlying: Common Stock · 3,475 shares

Expires 2026-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 13, 2021 Filed Oct 14, 2021 23:15 UTC SaleCommon Stock 3,475 $1.21 $4,204.75
Disclosure

SEC source: 0001654954-21-011101 · section16.xml · nonDerivative · entry 4

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,193

F1 · kind: Shares sold pursuant to 10b5-1 plan.

Read SEC document
October 13, 2021 Filed Oct 14, 2021 23:15 UTC Exercise / conversionCommon Stock 3,475 $0.17 $594.23
Disclosure

SEC source: 0001654954-21-011101 · section16.xml · nonDerivative · entry 3

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 12, 2021 Filed Oct 14, 2021 23:15 UTC ConversionNonqualified Stock Options · Derivative 2,525 $0.17 Strike: $0.17 $431.78
Disclosure

SEC source: 0001654954-21-011101 · section16.xml · derivative · entry 7

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 904,775

Underlying: Common Stock · 2,525 shares

Expires 2026-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 12, 2021 Filed Oct 14, 2021 23:15 UTC SaleCommon stock 2,525 $1.21 $3,055.25
Disclosure

SEC source: 0001654954-21-011101 · section16.xml · nonDerivative · entry 2

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,193

F1 · kind: Shares sold pursuant to 10b5-1 plan.

Read SEC document
October 12, 2021 Filed Oct 14, 2021 23:15 UTC Exercise / conversionCommon Stock 2,525 $0.17 $431.78
Disclosure

SEC source: 0001654954-21-011101 · section16.xml · nonDerivative · entry 1

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 07, 2021 Filed Oct 7, 2021 22:23 UTC SaleCommon Stock 3,000 $1.23 $3,690.00
Disclosure

SEC source: 0001654954-21-010894 · section16.xml · nonDerivative · entry 3

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,193

F1 · kind: Shares sold pursuant to 10b5-1 plan.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 22:23 UTC ConversionNonqualified Stock Option · Derivative 10,000 $0.17 Strike: $0.17 $1,710.00
Disclosure

SEC source: 0001654954-21-010894 · section16.xml · derivative · entry 4

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 907,300

Underlying: Common Stock · 10,000 shares

Expires 2026-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 22:23 UTC SaleCommon Stock 7,000 $1.20 $8,400.00
Disclosure

SEC source: 0001654954-21-010894 · section16.xml · nonDerivative · entry 2

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,193

F1 · kind: Shares sold pursuant to 10b5-1 plan.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 22:23 UTC Exercise / conversionCommon Stock 10,000 $0.17 $1,710.00
Disclosure

SEC source: 0001654954-21-010894 · section16.xml · nonDerivative · entry 1

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 27, 2021 Filed Sep 28, 2021 23:42 UTC ConversionNonqualified Stock Option · Derivative 10,000 $0.17 Strike: $0.17 $1,710.00
Disclosure

SEC source: 0001654954-21-010511 · section16.xml · derivative · entry 3

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 917,300

Underlying: Common Stock · 10,000 shares

Expires 2026-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 27, 2021 Filed Sep 28, 2021 23:42 UTC SaleCommon Stock 10,000 $1.20 $12,000.00
Disclosure

SEC source: 0001654954-21-010511 · section16.xml · nonDerivative · entry 2

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,193

F1 · kind: Shares sold pursuant to 10b5-1 plan.

Read SEC document
September 27, 2021 Filed Sep 28, 2021 23:42 UTC Exercise / conversionCommon Stock 10,000 $0.17 $1,710.00
Disclosure

SEC source: 0001654954-21-010511 · section16.xml · nonDerivative · entry 1

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 21, 2021 Filed Sep 22, 2021 21:51 UTC ConversionNonqualified Stock Option · Derivative 9,000 $0.17 Strike: $0.17 $1,539.00
Disclosure

SEC source: 0001654954-21-010307 · section16.xml · derivative · entry 6

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 927,300

Underlying: Common Stock · 9,000 shares

Expires 2026-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 21, 2021 Filed Sep 22, 2021 21:51 UTC SaleCommon Stock 9,000 $1.20 $10,800.00
Disclosure

SEC source: 0001654954-21-010307 · section16.xml · nonDerivative · entry 4

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,193

F1 · kind: Shares sold pursuant to 10b5-1 plan.

Read SEC document
September 21, 2021 Filed Sep 22, 2021 21:51 UTC Exercise / conversionCommon Stock 9,000 $0.17 $1,539.00
Disclosure

SEC source: 0001654954-21-010307 · section16.xml · nonDerivative · entry 3

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 21:51 UTC ConversionNonqualified Stock Option · Derivative 1,000 $0.17 Strike: $0.17 $171.00
Disclosure

SEC source: 0001654954-21-010307 · section16.xml · derivative · entry 5

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 936,300

Underlying: Common Stock · 1,000 shares

Expires 2026-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 21:51 UTC SaleCommon Stock 1,000 $1.20 $1,200.00
Disclosure

SEC source: 0001654954-21-010307 · section16.xml · nonDerivative · entry 2

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,193

F1 · kind: Shares sold pursuant to 10b5-1 plan.

Read SEC document
September 20, 2021 Filed Sep 22, 2021 21:51 UTC Exercise / conversionCommon Stock 1,000 $0.17 $171.00
Disclosure

SEC source: 0001654954-21-010307 · section16.xml · nonDerivative · entry 1

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2021 Filed Sep 15, 2021 22:15 UTC ConversionNonQualified Stock Options · Derivative 1,550 $0.17 Strike: $0.17 $265.05
Disclosure

SEC source: 0001654954-21-010128 · section16.xml · derivative · entry 7

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 937,300

Underlying: Common Stock · 1,550 shares

Expires 2026-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2021 Filed Sep 15, 2021 22:15 UTC SaleCommon Stock 1,500 $1.32 $1,980.00
Disclosure

SEC source: 0001654954-21-010128 · section16.xml · nonDerivative · entry 5

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,193

F1 · kind: Shares sold pursuant to 10b5-1 plan.

Read SEC document
September 15, 2021 Filed Sep 15, 2021 22:15 UTC SaleCommon Stock 50 $1.31 $65.50
Disclosure

SEC source: 0001654954-21-010128 · section16.xml · nonDerivative · entry 4

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,693

F1 · kind: Shares sold pursuant to 10b5-1 plan.

Read SEC document
September 15, 2021 Filed Sep 15, 2021 22:15 UTC Exercise / conversionCommon Stock 1,550 $0.17 $265.05
Disclosure

SEC source: 0001654954-21-010128 · section16.xml · nonDerivative · entry 3

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 22:15 UTC ConversionNonqualified Stock Option · Derivative 200 $0.17 Strike: $0.17 $34.20
Disclosure

SEC source: 0001654954-21-010128 · section16.xml · derivative · entry 6

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 938,850

Underlying: Common Stock · 200 shares

Expires 2026-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 22:15 UTC SaleCommon Stock 200 $1.31 $262.00
Disclosure

SEC source: 0001654954-21-010128 · section16.xml · nonDerivative · entry 2

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,193

F1 · kind: Shares sold pursuant to 10b5-1 plan.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 22:15 UTC Exercise / conversionCommon Stock 200 $0.17 $34.20
Disclosure

SEC source: 0001654954-21-010128 · section16.xml · nonDerivative · entry 1

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2021 Filed Feb 11, 2022 23:25 UTC OtherCommon Stock 1,516 $1.32 $2,001.12
Disclosure

SEC source: 0001654954-22-001542 · section16.xml · nonDerivative · entry 3

ROSENBAUM PAUL A · CIK 0001115667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,567

F1 · kind: Reporting Person acquired shares of common stock as quarterly payments-in-kind on a convertible note dated September 2018 with a principal balance of $100,000.

Read SEC document
September 07, 2021 Filed Sep 9, 2021 21:57 UTC ConversionNonqualified Stock Option · Derivative 10,000 $0.17 Strike: $0.17 $1,710.00
Disclosure

SEC source: 0001654954-21-009913 · section16.xml · derivative · entry 4

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 939,050

Underlying: Common Stock · 10,000 shares

Expires 2026-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2021 Filed Sep 9, 2021 21:57 UTC SaleCommon Stock 7,500 $1.30 $9,750.00
Disclosure

SEC source: 0001654954-21-009913 · section16.xml · nonDerivative · entry 3

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,193

F1 · kind: Shares sold pursuant to 10b5-1 plan.

Read SEC document
September 07, 2021 Filed Sep 9, 2021 21:57 UTC SaleCommon Stock 2,500 $1.20 $3,000.00
Disclosure

SEC source: 0001654954-21-009913 · section16.xml · nonDerivative · entry 2

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,693

F1 · kind: Shares sold pursuant to 10b5-1 plan.

Read SEC document
September 07, 2021 Filed Sep 9, 2021 21:57 UTC Exercise / conversionCommon Stock 10,000 $0.17 $1,710.00
Disclosure

SEC source: 0001654954-21-009913 · section16.xml · nonDerivative · entry 1

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2021 Filed Sep 1, 2021 21:54 UTC ConversionNonqualified stock option · Derivative 9,600 $0.17 Strike: $0.17 $1,641.60
Disclosure

SEC source: 0001654954-21-009671 · section16.xml · derivative · entry 6

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 949,050

Underlying: Coommon Stock · 9,600 shares

Expires 2026-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2021 Filed Sep 1, 2021 21:54 UTC SaleCommon Stock 9,600 $1.24 $11,904.00
Disclosure

SEC source: 0001654954-21-009671 · section16.xml · nonDerivative · entry 4

POEHLMAN CYNTHIA · CIK 0001076391 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,193

F1 · kind: Shares sold pursuant to 10b5-1 plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.