Tapewire

Nasdaq · USD

PRGS

PROGRESS SOFTWARE CORP /MA

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Tapewire entity
4559
SEC CIK
0000876167
Parsed reports
552

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202602
Mar 202603
Apr 202600
May 202604
Jun 202600
Jul 202603
Aug 202601
Sep 202600
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2016 Filed Oct 4, 2016 21:11 UTC
Jalbert Paul AChief Accounting Officer
Exercise / conversionCommon Stock 159 Not disclosed Not disclosed
Disclosure

SEC source: 0001306044-16-000009 · edgar.xml · nonDerivative · entry 5

Jalbert Paul A · CIK 0001306044 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:11 UTC
Jalbert Paul AChief Accounting Officer
Tax withholdingCommon Stock 109 $27.19 $2,963.71
Disclosure

SEC source: 0001306044-16-000009 · edgar.xml · nonDerivative · entry 4

Jalbert Paul A · CIK 0001306044 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,853

F4 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 15, 2015.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:11 UTC
Jalbert Paul AChief Accounting Officer
Exercise / conversionCommon Stock 333 Not disclosed Not disclosed
Disclosure

SEC source: 0001306044-16-000009 · edgar.xml · nonDerivative · entry 3

Jalbert Paul A · CIK 0001306044 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:11 UTC
Jalbert Paul AChief Accounting Officer
Tax withholdingCommon Stock 114 $27.19 $3,099.66
Disclosure

SEC source: 0001306044-16-000009 · edgar.xml · nonDerivative · entry 2

Jalbert Paul A · CIK 0001306044 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,629

F3 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 13, 2014.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:11 UTC
Jalbert Paul AChief Accounting Officer
Exercise / conversionCommon Stock 350 Not disclosed Not disclosed
Disclosure

SEC source: 0001306044-16-000009 · edgar.xml · nonDerivative · entry 1

Jalbert Paul A · CIK 0001306044 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · balance_after: Includes 1,268 shares of common stock acquired through the Employee Stock Purchasing Plan: 227 on June 30, 2015, and 1,041 on March 31, 2016.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:10 UTC
FABERMAN STEPHEN HChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 508 $0.00 $0.00
Disclosure

SEC source: 0001270656-16-000014 · edgar.xml · derivative · entry 12

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,542

Underlying: Common Stock · 508 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F10 · derivative.exercise_date: On January 18, 2016, the Reporting Person was granted 3,050 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2016, subject to the continued employment of the Reporting Person with Issuer.

F10 · derivative.expiration_date: On January 18, 2016, the Reporting Person was granted 3,050 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2016, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:10 UTC
FABERMAN STEPHEN HChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 651 $0.00 $0.00
Disclosure

SEC source: 0001270656-16-000014 · edgar.xml · derivative · entry 11

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,327

Underlying: Common Stock · 651 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F9 · derivative.exercise_date: Represents performance-based restricted stock units acquired by the Reporting Person based on Issuer performance in FY15. Each restricted stock unit vests in five installments, with one-third vesting on April 1, 2016 and the remaining restricted stock units vesting in four equal semi-annual installments, subject to the continued employment of the Reporting Person with Issuer.

F9 · derivative.expiration_date: Represents performance-based restricted stock units acquired by the Reporting Person based on Issuer performance in FY15. Each restricted stock unit vests in five installments, with one-third vesting on April 1, 2016 and the remaining restricted stock units vesting in four equal semi-annual installments, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:10 UTC
FABERMAN STEPHEN HChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 517 $0.00 $0.00
Disclosure

SEC source: 0001270656-16-000014 · edgar.xml · derivative · entry 10

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,551

Underlying: Common Stock · 517 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F8 · derivative.exercise_date: On January 29, 2015, the Reporting Person was granted 3,102 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2015, subject to the continued employment of the Reporting Person with Issuer.

F8 · derivative.expiration_date: On January 29, 2015, the Reporting Person was granted 3,102 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2015, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:10 UTC
FABERMAN STEPHEN HChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 1,084 $0.00 $0.00
Disclosure

SEC source: 0001270656-16-000014 · edgar.xml · derivative · entry 9

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,085

Underlying: Common Stock · 1,084 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: On January 13, 2014, the Reporting Person was granted 6,505 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2014, subject to the continued employment of the Reporting Person with Issuer.

F7 · derivative.expiration_date: On January 13, 2014, the Reporting Person was granted 6,505 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2014, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:10 UTC
FABERMAN STEPHEN HChief Legal Officer
Tax withholdingCommon Stock 165 $27.19 $4,486.35
Disclosure

SEC source: 0001270656-16-000014 · edgar.xml · nonDerivative · entry 8

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,555

F6 · shares: Represents shares of common stock withheld by Issuer to pay tax witholding obligation of Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 18, 2016.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:10 UTC
FABERMAN STEPHEN HChief Legal Officer
Exercise / conversionCommon Stock 508 Not disclosed Not disclosed
Disclosure

SEC source: 0001270656-16-000014 · edgar.xml · nonDerivative · entry 7

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:10 UTC
FABERMAN STEPHEN HChief Legal Officer
Tax withholdingCommon Stock 212 $27.19 $5,764.28
Disclosure

SEC source: 0001270656-16-000014 · edgar.xml · nonDerivative · entry 6

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,212

F5 · shares: Represents shares of common stock withheld by Issuer to pay tax witholding obligation of Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 29, 2015.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:10 UTC
FABERMAN STEPHEN HChief Legal Officer
Exercise / conversionCommon Stock 651 Not disclosed Not disclosed
Disclosure

SEC source: 0001270656-16-000014 · edgar.xml · nonDerivative · entry 5

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:10 UTC
FABERMAN STEPHEN HChief Legal Officer
Tax withholdingCommon Stock 168 $27.19 $4,567.92
Disclosure

SEC source: 0001270656-16-000014 · edgar.xml · nonDerivative · entry 4

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,773

F4 · shares: Represents shares of common stock withheld by Issuer to pay tax witholding obligation of Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 29, 2015.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:10 UTC
FABERMAN STEPHEN HChief Legal Officer
Exercise / conversionCommon Stock 517 Not disclosed Not disclosed
Disclosure

SEC source: 0001270656-16-000014 · edgar.xml · nonDerivative · entry 3

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:10 UTC
FABERMAN STEPHEN HChief Legal Officer
Tax withholdingCommon Stock 352 $27.19 $9,570.88
Disclosure

SEC source: 0001270656-16-000014 · edgar.xml · nonDerivative · entry 2

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,424

F3 · shares: Represents shares of common stock withheld by Issuer to pay tax witholding obligation of Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 13, 2014.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:10 UTC
FABERMAN STEPHEN HChief Legal Officer
Exercise / conversionCommon Stock 1,084 Not disclosed Not disclosed
Disclosure

SEC source: 0001270656-16-000014 · edgar.xml · nonDerivative · entry 1

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · balance_after: Includes 918 shares of common stock acquired through the Employee Stock Purchase Plan: 618 shares on March 31, 2016, and 300 shares on June 30, 2016.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:08 UTC
PEAD PHILIP MDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 3,731 $0.00 $0.00
Disclosure

SEC source: 0001227485-16-000010 · edgar.xml · derivative · entry 12

PEAD PHILIP M · CIK 0001227485 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,658

Underlying: Common Stock · 3,731 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F9 · derivative.exercise_date: On January 19, 2016, the Reporting Person was granted 22,389 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2016, subject to the continued employment of the Reporting Person with Issuer.

F9 · derivative.expiration_date: On January 19, 2016, the Reporting Person was granted 22,389 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2016, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:08 UTC
PEAD PHILIP MDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 2,906 $0.00 $0.00
Disclosure

SEC source: 0001227485-16-000010 · edgar.xml · derivative · entry 11

PEAD PHILIP M · CIK 0001227485 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,718

Underlying: Common Stock · 2,906 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F8 · derivative.exercise_date: On March 2, 2015, the Reporting Person was granted 17,436 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2015, subject to the continued employment of the Reporting Person with Issuer.

F8 · derivative.expiration_date: On March 2, 2015, the Reporting Person was granted 17,436 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2015, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:08 UTC
PEAD PHILIP MDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 3,661 $0.00 $0.00
Disclosure

SEC source: 0001227485-16-000010 · edgar.xml · derivative · entry 10

PEAD PHILIP M · CIK 0001227485 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,077

Underlying: Common Stock · 3,661 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: Represents performance-based restricted stock units acquired by the Reporting Person based on Issuer performance in FY15, vesting in five installments, with one-third vesting on April 1, 2016 and the remaining restricted stocuk units vesting in four equal semi-annual installments beginning, subject to the continued employment of the Reporting Person with Issuer.

F7 · derivative.expiration_date: Represents performance-based restricted stock units acquired by the Reporting Person based on Issuer performance in FY15, vesting in five installments, with one-third vesting on April 1, 2016 and the remaining restricted stocuk units vesting in four equal semi-annual installments beginning, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:08 UTC
PEAD PHILIP MDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 12,240 $0.00 $0.00
Disclosure

SEC source: 0001227485-16-000010 · edgar.xml · derivative · entry 9

PEAD PHILIP M · CIK 0001227485 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,240

Underlying: Common Stock · 12,240 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: On January 13, 2014, the Reporting Person was granted 73,437 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2014, subject to the continued employment of the Reporting Person with Issuer.

F6 · derivative.expiration_date: On January 13, 2014, the Reporting Person was granted 73,437 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2014, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:08 UTC
PEAD PHILIP MDirector · President and CEO
Tax withholdingCommon Stock 1,737 $27.19 $47,229.03
Disclosure

SEC source: 0001227485-16-000010 · edgar.xml · nonDerivative · entry 8

PEAD PHILIP M · CIK 0001227485 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,914

F5 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 19, 2016.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:08 UTC
PEAD PHILIP MDirector · President and CEO
Exercise / conversionCommon Stock 3,731 Not disclosed Not disclosed
Disclosure

SEC source: 0001227485-16-000010 · edgar.xml · nonDerivative · entry 7

PEAD PHILIP M · CIK 0001227485 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:08 UTC
PEAD PHILIP MDirector · President and CEO
Tax withholdingCommon Stock 1,353 $27.19 $36,788.07
Disclosure

SEC source: 0001227485-16-000010 · edgar.xml · nonDerivative · entry 6

PEAD PHILIP M · CIK 0001227485 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,920

F4 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on March 2, 2015.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:08 UTC
PEAD PHILIP MDirector · President and CEO
Exercise / conversionCommon Stock 2,906 Not disclosed Not disclosed
Disclosure

SEC source: 0001227485-16-000010 · edgar.xml · nonDerivative · entry 5

PEAD PHILIP M · CIK 0001227485 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:08 UTC
PEAD PHILIP MDirector · President and CEO
Tax withholdingCommon Stock 1,704 $27.19 $46,331.76
Disclosure

SEC source: 0001227485-16-000010 · edgar.xml · nonDerivative · entry 4

PEAD PHILIP M · CIK 0001227485 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,367

F3 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on March 2, 2015.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:08 UTC
PEAD PHILIP MDirector · President and CEO
Exercise / conversionCommon Stock 3,661 Not disclosed Not disclosed
Disclosure

SEC source: 0001227485-16-000010 · edgar.xml · nonDerivative · entry 3

PEAD PHILIP M · CIK 0001227485 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,071

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:08 UTC
PEAD PHILIP MDirector · President and CEO
Tax withholdingCommon Stock 5,697 $27.19 $154,901.43
Disclosure

SEC source: 0001227485-16-000010 · edgar.xml · nonDerivative · entry 2

PEAD PHILIP M · CIK 0001227485 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,410

F2 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 13, 2014.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:08 UTC
PEAD PHILIP MDirector · President and CEO
Exercise / conversionCommon Stock 12,240 Not disclosed Not disclosed
Disclosure

SEC source: 0001227485-16-000010 · edgar.xml · nonDerivative · entry 1

PEAD PHILIP M · CIK 0001227485 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:03 UTC
Benedict MichaelChief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 508 $0.00 $0.00
Disclosure

SEC source: 0001619688-16-000009 · edgar.xml · derivative · entry 12

Benedict Michael · CIK 0001619688 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,542

Underlying: Common Stock · 508 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F10 · derivative.exercise_date: On January 18, 2016, the Reporting Person was granted 3,050 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2016, subject to the continued employment of the Reporting Person with Issuer.

F10 · derivative.expiration_date: On January 18, 2016, the Reporting Person was granted 3,050 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2016, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:03 UTC
Benedict MichaelChief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 1,139 $0.00 $0.00
Disclosure

SEC source: 0001619688-16-000009 · edgar.xml · derivative · entry 11

Benedict Michael · CIK 0001619688 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,072

Underlying: Common Stock · 1,139 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F9 · derivative.exercise_date: Represents performance-based restricted stock units acquired by the Reporting Person based on Issuer performance in FY15. Each restricted stock unit vests in five installments, with one-third vesting on April 1, 2016 and the remaining restricted stock units vesting in four equal semi-annual installments, subject to the continued employment of the Reporting Person with Issuer.

F9 · derivative.expiration_date: Represents performance-based restricted stock units acquired by the Reporting Person based on Issuer performance in FY15. Each restricted stock unit vests in five installments, with one-third vesting on April 1, 2016 and the remaining restricted stock units vesting in four equal semi-annual installments, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:03 UTC
Benedict MichaelChief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 905 $0.00 $0.00
Disclosure

SEC source: 0001619688-16-000009 · edgar.xml · derivative · entry 10

Benedict Michael · CIK 0001619688 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,715

Underlying: Common Stock · 905 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F8 · derivative.exercise_date: On January 29, 2015, the Reporting Person was granted 5,429 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2015, subject to the continued employment of the Reporting Person with Issuer.

F8 · derivative.expiration_date: On January 29, 2015, the Reporting Person was granted 5,429 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2015, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:03 UTC
Benedict MichaelChief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 1,049 $0.00 $0.00
Disclosure

SEC source: 0001619688-16-000009 · edgar.xml · derivative · entry 9

Benedict Michael · CIK 0001619688 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,050

Underlying: Common Stock · 1,049 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: On January 13, 2014, the Reporting Person was granted 6,295 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2014, subject to the continued employment of the Reporting Person with Issuer.

F7 · derivative.expiration_date: On January 13, 2014, the Reporting Person was granted 6,295 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2014, subject to the continued employment of the Reporting Person with Issuer.

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October 01, 2016 Filed Oct 4, 2016 21:03 UTC
Benedict MichaelChief Product Officer
Tax withholdingCommon Stock 169 $27.19 $4,595.11
Disclosure

SEC source: 0001619688-16-000009 · edgar.xml · nonDerivative · entry 8

Benedict Michael · CIK 0001619688 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,942

F6 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 18, 2016.

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October 01, 2016 Filed Oct 4, 2016 21:03 UTC
Benedict MichaelChief Product Officer
Exercise / conversionCommon Stock 508 Not disclosed Not disclosed
Disclosure

SEC source: 0001619688-16-000009 · edgar.xml · nonDerivative · entry 7

Benedict Michael · CIK 0001619688 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:03 UTC
Benedict MichaelChief Product Officer
Tax withholdingCommon Stock 378 $27.19 $10,277.82
Disclosure

SEC source: 0001619688-16-000009 · edgar.xml · nonDerivative · entry 6

Benedict Michael · CIK 0001619688 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,603

F5 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 29, 2015.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:03 UTC
Benedict MichaelChief Product Officer
Exercise / conversionCommon Stock 1,139 Not disclosed Not disclosed
Disclosure

SEC source: 0001619688-16-000009 · edgar.xml · nonDerivative · entry 5

Benedict Michael · CIK 0001619688 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:03 UTC
Benedict MichaelChief Product Officer
Tax withholdingCommon Stock 300 $27.19 $8,157.00
Disclosure

SEC source: 0001619688-16-000009 · edgar.xml · nonDerivative · entry 4

Benedict Michael · CIK 0001619688 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,842

F4 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 29, 2015.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:03 UTC
Benedict MichaelChief Product Officer
Exercise / conversionCommon Stock 905 Not disclosed Not disclosed
Disclosure

SEC source: 0001619688-16-000009 · edgar.xml · nonDerivative · entry 3

Benedict Michael · CIK 0001619688 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:03 UTC
Benedict MichaelChief Product Officer
Tax withholdingCommon Stock 348 $27.19 $9,462.12
Disclosure

SEC source: 0001619688-16-000009 · edgar.xml · nonDerivative · entry 2

Benedict Michael · CIK 0001619688 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,237

F3 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 13, 2014.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:03 UTC
Benedict MichaelChief Product Officer
Exercise / conversionCommon Stock 1,049 Not disclosed Not disclosed
Disclosure

SEC source: 0001619688-16-000009 · edgar.xml · nonDerivative · entry 1

Benedict Michael · CIK 0001619688 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · balance_after: Includes 700 shares of common stock acquired through the Employee Stock Purchase Plan: 478 shares on March 31, 2016 and 222 shares on June 30, 2016.

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October 01, 2016 Filed Dec 6, 2016 21:40 UTC
Taslakov DimitreChief Talent Officer
Exercise / conversionRestricted Stock Units · Derivative 508 $0.00 $0.00
Disclosure

SEC source: 0001665328-16-000006 · edgar.xml · derivative · entry 3

Taslakov Dimitre · CIK 0001665328 · Chief Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,542

Underlying: Common Stock · 508 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On January 18, 2016, the Reporting Person was granted 3,050 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2016, subject to the continued employment of the Reporting Person with Issuer.

F4 · derivative.expiration_date: On January 18, 2016, the Reporting Person was granted 3,050 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2016, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
October 01, 2016 Filed Dec 6, 2016 21:40 UTC
Taslakov DimitreChief Talent Officer
Tax withholdingCommon Stock 165 $27.19 $4,486.35
Disclosure

SEC source: 0001665328-16-000006 · edgar.xml · nonDerivative · entry 2

Taslakov Dimitre · CIK 0001665328 · Chief Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,353

F3 · shares: Represents shares of common stock withheld by Issuer to pay tax witholding obligation of Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 18, 2016.

Read SEC document
October 01, 2016 Filed Dec 6, 2016 21:40 UTC
Taslakov DimitreChief Talent Officer
Exercise / conversionCommon Stock 508 Not disclosed Not disclosed
Disclosure

SEC source: 0001665328-16-000006 · edgar.xml · nonDerivative · entry 1

Taslakov Dimitre · CIK 0001665328 · Chief Talent Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · balance_after: Includes 1,041 shares of common stock acquired through the Employee Stock Purchase Plan on March 31, 2016.

Read SEC document
September 28, 2016 Filed Oct 19, 2016 20:12 UTC
PERKINS CHRIS EFormer Chief Financial Officer
Disposition to issuerRestricted Stock Units · Derivative 28,594 $0.00 $0.00
Disclosure

SEC source: 0001225499-16-000009 · edgar.xml · derivative · entry 7

PERKINS CHRIS E · CIK 0001225499 · Former Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,594 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F8 · derivative.exercise_date: On January 18, 2016, the Reporting Person was granted 28,594 performance-based restricted stock units that vest based on Issuer's total shareholder return over a three-year period, as will be determined at the first meeting of the Issuer's compensation committee following November 30, 2018. Reporting Person retired as Chief Financial Officer effective September 28, 2016, and the unvested performance-based restricted stock units were cancelled.

F8 · derivative.expiration_date: On January 18, 2016, the Reporting Person was granted 28,594 performance-based restricted stock units that vest based on Issuer's total shareholder return over a three-year period, as will be determined at the first meeting of the Issuer's compensation committee following November 30, 2018. Reporting Person retired as Chief Financial Officer effective September 28, 2016, and the unvested performance-based restricted stock units were cancelled.

Read SEC document
September 28, 2016 Filed Oct 19, 2016 20:12 UTC
PERKINS CHRIS EFormer Chief Financial Officer
Disposition to issuerRestricted Stock Units · Derivative 7,625 $0.00 $0.00
Disclosure

SEC source: 0001225499-16-000009 · edgar.xml · derivative · entry 6

PERKINS CHRIS E · CIK 0001225499 · Former Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,625 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: On January 18, 2016, the Reporting Person was granted 7,625 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2016, subject to the continued employment of the Reporting Person with Issuer. Reporting Person retired as Chief Financial Officer effective September 28, 2016, and the unvested restricted stock units were cancelled.

F7 · derivative.expiration_date: On January 18, 2016, the Reporting Person was granted 7,625 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2016, subject to the continued employment of the Reporting Person with Issuer. Reporting Person retired as Chief Financial Officer effective September 28, 2016, and the unvested restricted stock units were cancelled.

Read SEC document
September 28, 2016 Filed Oct 19, 2016 20:12 UTC
PERKINS CHRIS EFormer Chief Financial Officer
Disposition to issuerRestricted Stock Units · Derivative 29,082 $0.00 $0.00
Disclosure

SEC source: 0001225499-16-000009 · edgar.xml · derivative · entry 5

PERKINS CHRIS E · CIK 0001225499 · Former Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,082 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: On January 29, 2015, the Reporting Person was granted 29,082 performance-based restricted stock units that vest based on Issuer's total shareholder return over a three-year period, as will be determined at the first meeting of the Issuer's compensation committee following November 30, 2017. Reporting Person retired as Chief Financial Officer effective September 28, 2016, and the unvested performance-based restricted stock units were cancelled.

F6 · derivative.expiration_date: On January 29, 2015, the Reporting Person was granted 29,082 performance-based restricted stock units that vest based on Issuer's total shareholder return over a three-year period, as will be determined at the first meeting of the Issuer's compensation committee following November 30, 2017. Reporting Person retired as Chief Financial Officer effective September 28, 2016, and the unvested performance-based restricted stock units were cancelled.

Read SEC document
September 28, 2016 Filed Oct 19, 2016 20:12 UTC
PERKINS CHRIS EFormer Chief Financial Officer
Disposition to issuerRestricted Stock Units · Derivative 7,756 $0.00 $0.00
Disclosure

SEC source: 0001225499-16-000009 · edgar.xml · derivative · entry 4

PERKINS CHRIS E · CIK 0001225499 · Former Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,756 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On January 29, 2015, the Reporting Person was granted 11,633 performance-based restricted stock units based on Issuer performance in FY15. Upon determination of achievement for FY15, each restricted stock unit vesting in five installments, with one-third vesting on April 1, 2016 and the remaining restricted stock units vests in four semi-annual installments, subject to the continued employment of the Reporting Person with Issuer. Reporting Person retired as Chief Financial Officer effective September 28, 2016, and the unvested restricted stock units were cancelled.

F5 · derivative.expiration_date: On January 29, 2015, the Reporting Person was granted 11,633 performance-based restricted stock units based on Issuer performance in FY15. Upon determination of achievement for FY15, each restricted stock unit vesting in five installments, with one-third vesting on April 1, 2016 and the remaining restricted stock units vests in four semi-annual installments, subject to the continued employment of the Reporting Person with Issuer. Reporting Person retired as Chief Financial Officer effective September 28, 2016, and the unvested restricted stock units were cancelled.

Read SEC document
September 28, 2016 Filed Oct 19, 2016 20:12 UTC
PERKINS CHRIS EFormer Chief Financial Officer
Disposition to issuerRestricted Stock Units · Derivative 5,171 $0.00 $0.00
Disclosure

SEC source: 0001225499-16-000009 · edgar.xml · derivative · entry 3

PERKINS CHRIS E · CIK 0001225499 · Former Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,171 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On January 29, 2015, the Reporting Person was granted 7,755 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2015, subject to the continued employment of the Reporting Person with Issuer. Reporting Person retired as Chief Financial Officer effective September 28, 2016, and the unvested restricted stock units were cancelled.

F4 · derivative.expiration_date: On January 29, 2015, the Reporting Person was granted 7,755 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2015, subject to the continued employment of the Reporting Person with Issuer. Reporting Person retired as Chief Financial Officer effective September 28, 2016, and the unvested restricted stock units were cancelled.

Read SEC document
September 28, 2016 Filed Oct 19, 2016 20:12 UTC
PERKINS CHRIS EFormer Chief Financial Officer
Disposition to issuerRestricted Stock Units · Derivative 31,473 $0.00 $0.00
Disclosure

SEC source: 0001225499-16-000009 · edgar.xml · derivative · entry 2

PERKINS CHRIS E · CIK 0001225499 · Former Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,473 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On January 13, 2014, the Reporting Person was granted 31,743 performance-based restricted stock units that vest based on Issuer's total shareholder return over a three-year period, as will be determined at the first meeting of the Issuer's compensation committee following November 30, 2016. Reporting Person retired as Chief Financial Officer effective September 28, 2016, and the unvested performance-based restricted stock units were cancelled.

F3 · derivative.expiration_date: On January 13, 2014, the Reporting Person was granted 31,743 performance-based restricted stock units that vest based on Issuer's total shareholder return over a three-year period, as will be determined at the first meeting of the Issuer's compensation committee following November 30, 2016. Reporting Person retired as Chief Financial Officer effective September 28, 2016, and the unvested performance-based restricted stock units were cancelled.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.