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Nasdaq · USD

PRGS

PROGRESS SOFTWARE CORP /MA

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4559
SEC CIK
0000876167
Parsed reports
552

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202602
Mar 202603
Apr 202600
May 202604
Jun 202600
Jul 202603
Aug 202601
Sep 202600
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 11, 2016 Filed Jan 9, 2017 21:15 UTC
Benedict MichaelFormer Chief Product Officer
Disposition to issuerRestricted Stock Units · Derivative 23,638 $0.00 $0.00
Disclosure

SEC source: 0001619688-17-000002 · wf-form5_148399653930654.xml · derivative · entry 15

Benedict Michael · CIK 0001619688 · Former Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,638 shares

Expires not disclosed

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F17 · derivative.exercise_date: On January 18, 2016, the Reporting Person was granted 23,638 performance-based restricted stock units that vest based on Issuer's total shareholder return over a three-year period, as will be determined at the first meeting of the Issuer's compensation committee following November 30, 2018.

F17 · derivative.expiration_date: On January 18, 2016, the Reporting Person was granted 23,638 performance-based restricted stock units that vest based on Issuer's total shareholder return over a three-year period, as will be determined at the first meeting of the Issuer's compensation committee following November 30, 2018.

F9 · balance_after: As of the date of this filing, no performance-based restricted stock units have vested or been released, and because Reporting Person left the employment of Issuer as Chief Product Officer effective November 11, 2016, the unvested performance-based restricted stock units were cancelled.

Read SEC document
November 11, 2016 Filed Jan 9, 2017 21:15 UTC
Benedict MichaelFormer Chief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 1,016 $0.00 $0.00
Disclosure

SEC source: 0001619688-17-000002 · wf-form5_148399653930654.xml · derivative · entry 14

Benedict Michael · CIK 0001619688 · Former Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,016 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · kind: Reflects the accelerated vesting of all or a portion of previously granted restricted stock units immediately prior to the termination of employment of the Reporting Person with Issuer.

F15 · derivative.exercise_date: On January 18, 2016, the Reporting Person was granted 3,050 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2016, subject to the continued employment of the Reporting Person with Issuer.

F15 · derivative.expiration_date: On January 18, 2016, the Reporting Person was granted 3,050 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2016, subject to the continued employment of the Reporting Person with Issuer.

F16 · balance_after: As of the date of this filing, 508 restricted stock units have vested or been released, and because Reporting Person left the employment of Issuer as Chief Product Officer effective November 11, 2016, the unvested remaining restricted stock units were cancelled.

Read SEC document
November 11, 2016 Filed Jan 9, 2017 21:15 UTC
Benedict MichaelFormer Chief Product Officer
Disposition to issuerRestricted Stock Units · Derivative 20,939 $0.00 $0.00
Disclosure

SEC source: 0001619688-17-000002 · wf-form5_148399653930654.xml · derivative · entry 13

Benedict Michael · CIK 0001619688 · Former Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,939 shares

Expires not disclosed

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F14 · derivative.exercise_date: On January 29, 2015, the Reporting Person was granted 20,939 performance-based restricted stock units that vest based on Issuer's total shareholder return over a three-year period, as will be determined at the first meeting of the Issuer's compensation committee following November 30, 2017.

F14 · derivative.expiration_date: On January 29, 2015, the Reporting Person was granted 20,939 performance-based restricted stock units that vest based on Issuer's total shareholder return over a three-year period, as will be determined at the first meeting of the Issuer's compensation committee following November 30, 2017.

F9 · balance_after: As of the date of this filing, no performance-based restricted stock units have vested or been released, and because Reporting Person left the employment of Issuer as Chief Product Officer effective November 11, 2016, the unvested performance-based restricted stock units were cancelled.

Read SEC document
November 11, 2016 Filed Jan 9, 2017 21:15 UTC
Benedict MichaelFormer Chief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 2,279 $0.00 $0.00
Disclosure

SEC source: 0001619688-17-000002 · wf-form5_148399653930654.xml · derivative · entry 12

Benedict Michael · CIK 0001619688 · Former Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,279 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · kind: Reflects the accelerated vesting of all or a portion of previously granted restricted stock units immediately prior to the termination of employment of the Reporting Person with Issuer.

F12 · derivative.exercise_date: On January 29, 2015, the Reporting Person was granted 8,143 performance-based restricted stock units based on Issuer performance in FY15. Upon determination of achievement for FY15, each restricted stock unit vests in five installments, with one-third vested on April 1, 2016 and the remaining restricted stock units vesting in four equal semi-annual installments, subject to the continued employment of the Reporting Person with Issuer.

F12 · derivative.expiration_date: On January 29, 2015, the Reporting Person was granted 8,143 performance-based restricted stock units based on Issuer performance in FY15. Upon determination of achievement for FY15, each restricted stock unit vests in five installments, with one-third vested on April 1, 2016 and the remaining restricted stock units vesting in four equal semi-annual installments, subject to the continued employment of the Reporting Person with Issuer.

F13 · balance_after: As of the date of this filing, 4,071 performance-based restricted stock units have vested or been released, and because Reporting Person left the employment of Issuer as Chief Product Officer effective November 11, 2016, the unvested remaining performance-based restricted stock units were cancelled.

Read SEC document
November 11, 2016 Filed Jan 9, 2017 21:15 UTC
Benedict MichaelFormer Chief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 1,810 $0.00 $0.00
Disclosure

SEC source: 0001619688-17-000002 · wf-form5_148399653930654.xml · derivative · entry 11

Benedict Michael · CIK 0001619688 · Former Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,810 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · kind: Reflects the accelerated vesting of all or a portion of previously granted restricted stock units immediately prior to the termination of employment of the Reporting Person with Issuer.

F10 · derivative.exercise_date: On January 29, 2015, the Reporting Person was granted 5,429 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2015, subject to the continued employment of the Reporting Person with Issuer.

F10 · derivative.expiration_date: On January 29, 2015, the Reporting Person was granted 5,429 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2015, subject to the continued employment of the Reporting Person with Issuer.

F11 · balance_after: As of the date of this filing, 2,714 restricted stock units have vested or been released, and because Reporting Person left the employment of Issuer as Chief Product Officer effective November 11, 2016, the unvested remaining restricted stock units were cancelled.

Read SEC document
November 11, 2016 Filed Jan 9, 2017 21:15 UTC
Benedict MichaelFormer Chief Product Officer
Disposition to issuerRestricted Stock Units · Derivative 21,822 $0.00 $0.00
Disclosure

SEC source: 0001619688-17-000002 · wf-form5_148399653930654.xml · derivative · entry 10

Benedict Michael · CIK 0001619688 · Former Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,822 shares

Expires not disclosed

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F8 · derivative.exercise_date: On January 13, 2014, the Reporting Person was granted 21,822 performance-based restricted stock units that vest based on Issuer's total shareholder return over a three-year period, as will be determined at the first meeting of the Issuer's compensation committee following November 30, 2016.

F8 · derivative.expiration_date: On January 13, 2014, the Reporting Person was granted 21,822 performance-based restricted stock units that vest based on Issuer's total shareholder return over a three-year period, as will be determined at the first meeting of the Issuer's compensation committee following November 30, 2016.

F9 · balance_after: As of the date of this filing, no performance-based restricted stock units have vested or been released, and because Reporting Person left the employment of Issuer as Chief Product Officer effective November 11, 2016, the unvested performance-based restricted stock units were cancelled.

Read SEC document
November 11, 2016 Filed Jan 9, 2017 21:15 UTC
Benedict MichaelFormer Chief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 1,050 $0.00 $0.00
Disclosure

SEC source: 0001619688-17-000002 · wf-form5_148399653930654.xml · derivative · entry 9

Benedict Michael · CIK 0001619688 · Former Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · kind: Reflects the accelerated vesting of all or a portion of previously granted restricted stock units immediately prior to the termination of employment of the Reporting Person with Issuer.

F6 · derivative.exercise_date: On January 13, 2014, the Reporting Person was granted 6,295 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2014, subject to the continued employment of the Reporting Person with Issuer.

F6 · derivative.expiration_date: On January 13, 2014, the Reporting Person was granted 6,295 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2014, subject to the continued employment of the Reporting Person with Issuer.

F7 · balance_after: As of the date of this filing, 5,245 restricted stock units have vested or been released.

Read SEC document
November 11, 2016 Filed Jan 9, 2017 21:15 UTC
Benedict MichaelFormer Chief Product Officer
Tax withholdingCommon Stock 338 $28.36 $9,585.68
Disclosure

SEC source: 0001619688-17-000002 · wf-form5_148399653930654.xml · nonDerivative · entry 8

Benedict Michael · CIK 0001619688 · Former Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,055

F3 · shares: Represents shares of common stock withheld by Issuer to pay tax witholding obligation of Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 18, 2016.

Read SEC document
November 11, 2016 Filed Jan 9, 2017 21:15 UTC
Benedict MichaelFormer Chief Product Officer
GrantCommon Stock 1,016 $28.36 $28,813.76
Disclosure

SEC source: 0001619688-17-000002 · wf-form5_148399653930654.xml · nonDerivative · entry 7

Benedict Michael · CIK 0001619688 · Former Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,393

Read SEC document
November 11, 2016 Filed Jan 9, 2017 21:15 UTC
Benedict MichaelFormer Chief Product Officer
Tax withholdingCommon Stock 756 $28.36 $21,440.16
Disclosure

SEC source: 0001619688-17-000002 · wf-form5_148399653930654.xml · nonDerivative · entry 6

Benedict Michael · CIK 0001619688 · Former Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,377

F2 · shares: Represents shares of common stock withheld by Issuer to pay tax witholding obligation of Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 29, 2015.

Read SEC document
November 11, 2016 Filed Jan 9, 2017 21:15 UTC
Benedict MichaelFormer Chief Product Officer
GrantCommon Stock 2,279 $28.36 $64,632.44
Disclosure

SEC source: 0001619688-17-000002 · wf-form5_148399653930654.xml · nonDerivative · entry 5

Benedict Michael · CIK 0001619688 · Former Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,133

Read SEC document
November 11, 2016 Filed Jan 9, 2017 21:15 UTC
Benedict MichaelFormer Chief Product Officer
Tax withholdingCommon Stock 600 $28.36 $17,016.00
Disclosure

SEC source: 0001619688-17-000002 · wf-form5_148399653930654.xml · nonDerivative · entry 4

Benedict Michael · CIK 0001619688 · Former Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,854

F2 · shares: Represents shares of common stock withheld by Issuer to pay tax witholding obligation of Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 29, 2015.

Read SEC document
November 11, 2016 Filed Jan 9, 2017 21:15 UTC
Benedict MichaelFormer Chief Product Officer
GrantCommon Stock 1,810 $28.36 $51,331.60
Disclosure

SEC source: 0001619688-17-000002 · wf-form5_148399653930654.xml · nonDerivative · entry 3

Benedict Michael · CIK 0001619688 · Former Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,454

Read SEC document
November 11, 2016 Filed Jan 9, 2017 21:15 UTC
Benedict MichaelFormer Chief Product Officer
Tax withholdingCommon Stock 348 $28.36 $9,869.28
Disclosure

SEC source: 0001619688-17-000002 · wf-form5_148399653930654.xml · nonDerivative · entry 2

Benedict Michael · CIK 0001619688 · Former Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,644

F1 · shares: Represents shares of common stock withheld by Issuer to pay tax witholding obligation of Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 13, 2014.

Read SEC document
November 11, 2016 Filed Jan 9, 2017 21:15 UTC
Benedict MichaelFormer Chief Product Officer
GrantCommon Stock 1,050 $28.36 $29,778.00
Disclosure

SEC source: 0001619688-17-000002 · wf-form5_148399653930654.xml · nonDerivative · entry 1

Benedict Michael · CIK 0001619688 · Former Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,992

Read SEC document
October 19, 2016 Filed Oct 20, 2016 20:21 UTC
Gupta Yogesh KChief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 42,079 $0.00 $0.00
Disclosure

SEC source: 0001301277-16-000005 · edgar.xml · derivative · entry 3

Gupta Yogesh K · CIK 0001301277 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,079

Underlying: Common Stock · 42,079 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: Represents performance-based restricted stock units acquired by the Reporting Person as part of New Hire Grant pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The performance-based restricted stock units vest based on Issuer's total shareholder return over a three-year period, as will be determined at the first meeting of the Issuer's compensation committee following November 30, 2018.

F4 · derivative.expiration_date: Represents performance-based restricted stock units acquired by the Reporting Person as part of New Hire Grant pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The performance-based restricted stock units vest based on Issuer's total shareholder return over a three-year period, as will be determined at the first meeting of the Issuer's compensation committee following November 30, 2018.

Read SEC document
October 19, 2016 Filed Oct 20, 2016 20:21 UTC
Gupta Yogesh KChief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 91,475 $0.00 $0.00
Disclosure

SEC source: 0001301277-16-000005 · edgar.xml · derivative · entry 2

Gupta Yogesh K · CIK 0001301277 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,475

Underlying: Common Stock · 91,475 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents restricted stock units acquired by the Reporting Person as part of New Hire Grant pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units vest in three installments, with one-fourth vesting on October 10, 2017, one-fourth vesting on October 10, 2018, and the remaining restricted stock units vesting on October 10, 2019, subject to the continued employment of the Reporting Person with Issuer on each vesting date.

F3 · derivative.expiration_date: Represents restricted stock units acquired by the Reporting Person as part of New Hire Grant pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units vest in three installments, with one-fourth vesting on October 10, 2017, one-fourth vesting on October 10, 2018, and the remaining restricted stock units vesting on October 10, 2019, subject to the continued employment of the Reporting Person with Issuer on each vesting date.

Read SEC document
October 19, 2016 Filed Oct 20, 2016 20:21 UTC
Gupta Yogesh KChief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 13,722 $0.00 $0.00
Disclosure

SEC source: 0001301277-16-000005 · edgar.xml · derivative · entry 1

Gupta Yogesh K · CIK 0001301277 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,722

Underlying: Common Stock · 13,722 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents restricted stock units acquired by the Reporting Person as part of New Hire Grant pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units vest in six equal semi-annual installments beginning on October 1, 2017, subject to the continued employment of the Reporting Person with Issuer.

F2 · derivative.expiration_date: Represents restricted stock units acquired by the Reporting Person as part of New Hire Grant pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units vest in six equal semi-annual installments beginning on October 1, 2017, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
October 14, 2016 Filed Oct 18, 2016 21:21 UTC Exercise / conversionStock Option · Derivative 7,705 $0.00 Strike: $15.93 $0.00
Disclosure

SEC source: 0001381749-16-000005 · edgar.xml · derivative · entry 3

Kane Charles Francis · CIK 0001381749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,705 shares

Expires 2016-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents fully vested options to purchase common stock issued to the reporting person under the 2008 Stock Option and Incentive Plan and 2009 Fiscal Year Non Employee Director Compensation Plan for services provided as a director for the second half of the 2009 fiscal year.

Read SEC document
October 14, 2016 Filed Oct 18, 2016 21:21 UTC Tax withholdingCommon Stock 4,512 $27.21 $122,771.52
Disclosure

SEC source: 0001381749-16-000005 · edgar.xml · nonDerivative · entry 2

Kane Charles Francis · CIK 0001381749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,117

F1 · shares: Represents shares of common stock withheld by Issuer to pay the aggregate exercise price of the underlying stock option of the Reporting Person.

Read SEC document
October 14, 2016 Filed Oct 18, 2016 21:21 UTC Exercise / conversionCommon Stock 7,705 $15.93 $122,740.65
Disclosure

SEC source: 0001381749-16-000005 · edgar.xml · nonDerivative · entry 1

Kane Charles Francis · CIK 0001381749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 14, 2016 Filed Oct 18, 2016 21:20 UTC
FABERMAN STEPHEN HChief Legal Officer
Exercise / conversionStock Option · Derivative 3,525 $0.00 Strike: $15.93 $0.00
Disclosure

SEC source: 0001270656-16-000015 · edgar.xml · derivative · entry 3

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,525 shares

Expires 2016-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Eight-sixtieths (8/60) of the options were vested and exercisable on the grant date. The remaining options vested in 52 equal monthly increments commencing on November 1, 2009.

Read SEC document
October 14, 2016 Filed Oct 18, 2016 21:20 UTC
FABERMAN STEPHEN HChief Legal Officer
Tax withholdingCommon Stock 2,065 $27.21 $56,188.65
Disclosure

SEC source: 0001270656-16-000015 · edgar.xml · nonDerivative · entry 2

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,015

F1 · shares: Represents shares of common stock withheld by Issuer to pay the aggregate exercise price of the underlying stock option of the Reporting Person.

Read SEC document
October 14, 2016 Filed Oct 18, 2016 21:20 UTC
FABERMAN STEPHEN HChief Legal Officer
Exercise / conversionCommon Stock 3,525 $15.93 $56,153.25
Disclosure

SEC source: 0001270656-16-000015 · edgar.xml · nonDerivative · entry 1

FABERMAN STEPHEN H · CIK 0001270656 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 14, 2016 Filed Oct 18, 2016 21:17 UTC
PEAD PHILIP MDirector · Former Chief Executive Officer
Disposition to issuerRestricted Stock Units · Derivative 48,508 $0.00 $0.00
Disclosure

SEC source: 0001227485-16-000011 · edgar.xml · derivative · entry 7

PEAD PHILIP M · CIK 0001227485 · Director · Former Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 48,508 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F8 · derivative.exercise_date: On January 19, 2016, the Reporting Person was granted 48,508 performance-based restricted stock units that vest based on Issuer's total shareholder return over a three-year period, as will be determined at the first meeting of the Issuer's compensation committee following November 30, 2018. Reporting Person retired as Chief Executive Officer effective October 14, 2016, and the unvested performance-based restricted stock units were cancelled.

F8 · derivative.expiration_date: On January 19, 2016, the Reporting Person was granted 48,508 performance-based restricted stock units that vest based on Issuer's total shareholder return over a three-year period, as will be determined at the first meeting of the Issuer's compensation committee following November 30, 2018. Reporting Person retired as Chief Executive Officer effective October 14, 2016, and the unvested performance-based restricted stock units were cancelled.

Read SEC document
October 14, 2016 Filed Oct 18, 2016 21:17 UTC
PEAD PHILIP MDirector · Former Chief Executive Officer
Disposition to issuerRestricted Stock Units · Derivative 18,658 $0.00 $0.00
Disclosure

SEC source: 0001227485-16-000011 · edgar.xml · derivative · entry 6

PEAD PHILIP M · CIK 0001227485 · Director · Former Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,658 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: On January 19, 2016, the Reporting Person was granted 22,389 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2016, subject to the continued employment of the Reporting Person with Issuer. Reporting Person retired as Chief Executive Officer effective October 14, 2016, and the unvested restricted stock units were cancelled.

F7 · derivative.expiration_date: On January 19, 2016, the Reporting Person was granted 22,389 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2016, subject to the continued employment of the Reporting Person with Issuer. Reporting Person retired as Chief Executive Officer effective October 14, 2016, and the unvested restricted stock units were cancelled.

Read SEC document
October 14, 2016 Filed Oct 18, 2016 21:17 UTC
PEAD PHILIP MDirector · Former Chief Executive Officer
Disposition to issuerRestricted Stock Units · Derivative 47,222 $0.00 $0.00
Disclosure

SEC source: 0001227485-16-000011 · edgar.xml · derivative · entry 5

PEAD PHILIP M · CIK 0001227485 · Director · Former Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 47,222 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: On March 2, 2015, the Reporting Person was granted 47,222 performance-based restricted stock units that vest based on Issuer's total shareholder return over a three-year period, as will be determined at the first meeting of the Issuer's compensation committee following November 30, 2017. Reporting Person retired as Chief Executive Officer effective October 14, 2016, and the unvested performance-based restricted stock units were cancelled.

F6 · derivative.expiration_date: On March 2, 2015, the Reporting Person was granted 47,222 performance-based restricted stock units that vest based on Issuer's total shareholder return over a three-year period, as will be determined at the first meeting of the Issuer's compensation committee following November 30, 2017. Reporting Person retired as Chief Executive Officer effective October 14, 2016, and the unvested performance-based restricted stock units were cancelled.

Read SEC document
October 14, 2016 Filed Oct 18, 2016 21:17 UTC
PEAD PHILIP MDirector · Former Chief Executive Officer
Disposition to issuerRestricted Stock Units · Derivative 8,718 $0.00 $0.00
Disclosure

SEC source: 0001227485-16-000011 · edgar.xml · derivative · entry 4

PEAD PHILIP M · CIK 0001227485 · Director · Former Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,718 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On March 2, 2015, the Reporting Person was granted 17,436 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2015, subject to the continued employment of the Reporting Person with Issuer. Reporting Person retired as Chief Executive Officer effective October 14, 2016, and the unvested restricted stock units were cancelled.

F5 · derivative.expiration_date: On March 2, 2015, the Reporting Person was granted 17,436 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2015, subject to the continued employment of the Reporting Person with Issuer. Reporting Person retired as Chief Executive Officer effective October 14, 2016, and the unvested restricted stock units were cancelled.

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October 14, 2016 Filed Oct 18, 2016 21:17 UTC
PEAD PHILIP MDirector · Former Chief Executive Officer
Disposition to issuerRestricted Stock Units · Derivative 13,077 $0.00 $0.00
Disclosure

SEC source: 0001227485-16-000011 · edgar.xml · derivative · entry 3

PEAD PHILIP M · CIK 0001227485 · Director · Former Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,077 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On March 2, 2015, the Reporting Person was granted 26,154 performance-based restricted stock units based on Issuer performance in FY15. Upon determination of achievement for FY15, each restricted stock unit vests in five installments, with one-third vesting on April 1, 2016 and the remaining restricted stock units vesting in four equal semi-annual installments beginning, subject to the continued employment of the Reporting Person with Issuer. Reporting Person retired as Chief Executive Officer effective October 14, 2016, and the unvested restricted stock units were cancelled.

F4 · derivative.expiration_date: On March 2, 2015, the Reporting Person was granted 26,154 performance-based restricted stock units based on Issuer performance in FY15. Upon determination of achievement for FY15, each restricted stock unit vests in five installments, with one-third vesting on April 1, 2016 and the remaining restricted stock units vesting in four equal semi-annual installments beginning, subject to the continued employment of the Reporting Person with Issuer. Reporting Person retired as Chief Executive Officer effective October 14, 2016, and the unvested restricted stock units were cancelled.

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October 14, 2016 Filed Oct 18, 2016 21:17 UTC
PEAD PHILIP MDirector · Former Chief Executive Officer
Disposition to issuerRestricted Stock Units · Derivative 54,554 $0.00 $0.00
Disclosure

SEC source: 0001227485-16-000011 · edgar.xml · derivative · entry 2

PEAD PHILIP M · CIK 0001227485 · Director · Former Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 54,554 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On January 13, 2014, the Reporting Person was granted 54,554 performance-based restricted stock units that vest based on Issuer's total shareholder return over a three-year period, as will be determined at the first meeting of the Issuer's compensation committee following November 30, 2016. Reporting Person retired as Chief Executive Officer effective October 14, 2016, and the unvested performance-based restricted stock units were cancelled.

F3 · derivative.expiration_date: On January 13, 2014, the Reporting Person was granted 54,554 performance-based restricted stock units that vest based on Issuer's total shareholder return over a three-year period, as will be determined at the first meeting of the Issuer's compensation committee following November 30, 2016. Reporting Person retired as Chief Executive Officer effective October 14, 2016, and the unvested performance-based restricted stock units were cancelled.

Read SEC document
October 14, 2016 Filed Oct 18, 2016 21:17 UTC
PEAD PHILIP MDirector · Former Chief Executive Officer
Disposition to issuerRestricted Stock Units · Derivative 12,240 $0.00 $0.00
Disclosure

SEC source: 0001227485-16-000011 · edgar.xml · derivative · entry 1

PEAD PHILIP M · CIK 0001227485 · Director · Former Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,240 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On January 13, 2014, the Reporting Person was granted 73,437 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2014, subject to the continued employment of the Reporting Person with Issuer. Reporting Person retired as Chief Executive Officer effective October 14, 2016, and the unvested restricted stock units were cancelled.

F2 · derivative.expiration_date: On January 13, 2014, the Reporting Person was granted 73,437 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2014, subject to the continued employment of the Reporting Person with Issuer. Reporting Person retired as Chief Executive Officer effective October 14, 2016, and the unvested restricted stock units were cancelled.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:05 UTC
Rulli JerryChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 2,541 $0.00 $0.00
Disclosure

SEC source: 0001617396-16-000008 · edgar.xml · derivative · entry 9

Rulli Jerry · CIK 0001617396 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,979

Underlying: Common Stock · 2,541 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: On January 18, 2016, the Reporting Person was granted 15,250 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2016, subject to the continued employment of the Reporting Person with Issuer.

F7 · derivative.expiration_date: On January 18, 2016, the Reporting Person was granted 15,250 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2016, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:05 UTC
Rulli JerryChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 2,714 $0.00 $0.00
Disclosure

SEC source: 0001617396-16-000008 · edgar.xml · derivative · entry 8

Rulli Jerry · CIK 0001617396 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,695

Underlying: Common Stock · 2,714 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: Represents performance-based restricted stock units acquired by the Reporting Person based on Issuer performance in FY15. Each restricted stock unit vests in five installments, with one-third vesting on April 1, 2016 and the remaining restricted stock units vesting in four equal semi-annual installments, subject to the continued employment of the Reporting Person with Issuer.

F6 · derivative.expiration_date: Represents performance-based restricted stock units acquired by the Reporting Person based on Issuer performance in FY15. Each restricted stock unit vests in five installments, with one-third vesting on April 1, 2016 and the remaining restricted stock units vesting in four equal semi-annual installments, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:05 UTC
Rulli JerryChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 3,425 $0.00 $0.00
Disclosure

SEC source: 0001617396-16-000008 · edgar.xml · derivative · entry 7

Rulli Jerry · CIK 0001617396 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,851

Underlying: Common Stock · 3,425 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On September 29, 2014, the Reporting Person was granted 20,551 restricted stock units, vesting in six equal semi-annual installments beginning on April 1, 2015, subject to the continued employment of the Reporting Person with Issuer.

F5 · derivative.expiration_date: On September 29, 2014, the Reporting Person was granted 20,551 restricted stock units, vesting in six equal semi-annual installments beginning on April 1, 2015, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:05 UTC
Rulli JerryChief Operating Officer
Tax withholdingCommon Stock 825 $27.19 $22,431.75
Disclosure

SEC source: 0001617396-16-000008 · edgar.xml · nonDerivative · entry 6

Rulli Jerry · CIK 0001617396 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,556

F4 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 18, 2016.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:05 UTC
Rulli JerryChief Operating Officer
Exercise / conversionCommon Stock 2,541 Not disclosed Not disclosed
Disclosure

SEC source: 0001617396-16-000008 · edgar.xml · nonDerivative · entry 5

Rulli Jerry · CIK 0001617396 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:05 UTC
Rulli JerryChief Operating Officer
Tax withholdingCommon Stock 881 $27.19 $23,954.39
Disclosure

SEC source: 0001617396-16-000008 · edgar.xml · nonDerivative · entry 4

Rulli Jerry · CIK 0001617396 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,840

F3 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 29, 2015.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:05 UTC
Rulli JerryChief Operating Officer
Exercise / conversionCommon Stock 1,833 Not disclosed Not disclosed
Disclosure

SEC source: 0001617396-16-000008 · edgar.xml · nonDerivative · entry 3

Rulli Jerry · CIK 0001617396 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:05 UTC
Rulli JerryChief Operating Officer
Tax withholdingCommon Stock 1,112 $27.19 $30,235.28
Disclosure

SEC source: 0001617396-16-000008 · edgar.xml · nonDerivative · entry 2

Rulli Jerry · CIK 0001617396 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,888

F2 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on September 29, 2014.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:05 UTC
Rulli JerryChief Operating Officer
Exercise / conversionCommon Stock 3,425 Not disclosed Not disclosed
Disclosure

SEC source: 0001617396-16-000008 · edgar.xml · nonDerivative · entry 1

Rulli Jerry · CIK 0001617396 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:13 UTC
Abkemeier KurtChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 27,574 $0.00 $0.00
Disclosure

SEC source: 0001334575-16-000004 · edgar.xml · derivative · entry 3

Abkemeier Kurt · CIK 0001334575 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,574

Underlying: Common Stock · 27,574 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: Represents performance-based restricted stock units acquired by the Reporting Person as part of New Hire Grant pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The performance-based restricted stock units vest based on Issuer's total shareholder return over a three-year period, as will be determined at the first meeting of the Issuer's compensation committee following November 30, 2018.

F4 · derivative.expiration_date: Represents performance-based restricted stock units acquired by the Reporting Person as part of New Hire Grant pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The performance-based restricted stock units vest based on Issuer's total shareholder return over a three-year period, as will be determined at the first meeting of the Issuer's compensation committee following November 30, 2018.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:13 UTC
Abkemeier KurtChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 60,662 $0.00 $0.00
Disclosure

SEC source: 0001334575-16-000004 · edgar.xml · derivative · entry 2

Abkemeier Kurt · CIK 0001334575 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,662

Underlying: Common Stock · 60,662 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents restricted stock units acquired by the Reporting Person as part of New Hire Grant pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units vest on September 30, 2019, subject to the continued employment of the Reporting Person with Issuer.

F3 · derivative.expiration_date: Represents restricted stock units acquired by the Reporting Person as part of New Hire Grant pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units vest on September 30, 2019, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:13 UTC
Abkemeier KurtChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 8,824 $0.00 $0.00
Disclosure

SEC source: 0001334575-16-000004 · edgar.xml · derivative · entry 1

Abkemeier Kurt · CIK 0001334575 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,824

Underlying: Common Stock · 8,824 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents restricted stock units acquired by Reporting Person as part of New Hire Grant pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units vest in six equal semi-annual installments beginning on April 1, 2017, subject to the continued employment of the Reporting Person with Issuer.

F2 · derivative.expiration_date: Represents restricted stock units acquired by Reporting Person as part of New Hire Grant pursuant to the Company's 2008 Stock Option and Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units vest in six equal semi-annual installments beginning on April 1, 2017, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:11 UTC
Jalbert Paul AChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 333 $0.00 $0.00
Disclosure

SEC source: 0001306044-16-000009 · edgar.xml · derivative · entry 12

Jalbert Paul A · CIK 0001306044 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,669

Underlying: Common Stock · 333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F10 · derivative.exercise_date: On January 18, 2016, the Reporting Person was granted 2,002 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2016, subject to the continued employment of the Reporting Person with Issuer.

F10 · derivative.expiration_date: On January 18, 2016, the Reporting Person was granted 2,002 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2016, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:11 UTC
Jalbert Paul AChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 159 $0.00 $0.00
Disclosure

SEC source: 0001306044-16-000009 · edgar.xml · derivative · entry 11

Jalbert Paul A · CIK 0001306044 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,001

Underlying: Common Stock · 159 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F9 · derivative.exercise_date: Represents performance-based restricted stock units acquired by the Reporting Person based on Issuer performance in FY15. Each restricted stock unit vests in five installments, with one-third vesting on April 1, 2016 and the remaining restricted stock units vesting in four equal semi-annual installments, subject to the continued employment of the Reporting Person with Issuer.

F9 · derivative.expiration_date: Represents performance-based restricted stock units acquired by the Reporting Person based on Issuer performance in FY15. Each restricted stock unit vests in five installments, with one-third vesting on April 1, 2016 and the remaining restricted stock units vesting in four equal semi-annual installments, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:11 UTC
Jalbert Paul AChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 333 $0.00 $0.00
Disclosure

SEC source: 0001306044-16-000009 · edgar.xml · derivative · entry 10

Jalbert Paul A · CIK 0001306044 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,001

Underlying: Common Stock · 333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F8 · derivative.exercise_date: On January 15, 2015, the Reporting Person was granted 2,000 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2015, subject to the continued employment of the Reporting Person with Issuer.

F8 · derivative.expiration_date: On January 15, 2015, the Reporting Person was granted 2,000 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2015, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:11 UTC
Jalbert Paul AChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 350 $0.00 $0.00
Disclosure

SEC source: 0001306044-16-000009 · edgar.xml · derivative · entry 9

Jalbert Paul A · CIK 0001306044 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350

Underlying: Common Stock · 350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: On January 13, 2014, the Reporting Person was granted 2,099 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2014, subject to the continued employment of the Reporting Person with Issuer.

F7 · derivative.expiration_date: On January 13, 2014, the Reporting Person was granted 2,099 restricted stock units, vesting in six equal semi-annual installments beginning on October 1, 2014, subject to the continued employment of the Reporting Person with Issuer.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:11 UTC
Jalbert Paul AChief Accounting Officer
Tax withholdingCommon Stock 109 $27.19 $2,963.71
Disclosure

SEC source: 0001306044-16-000009 · edgar.xml · nonDerivative · entry 8

Jalbert Paul A · CIK 0001306044 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,184

F6 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 18, 2016.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:11 UTC
Jalbert Paul AChief Accounting Officer
Exercise / conversionCommon Stock 333 Not disclosed Not disclosed
Disclosure

SEC source: 0001306044-16-000009 · edgar.xml · nonDerivative · entry 7

Jalbert Paul A · CIK 0001306044 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 21:11 UTC
Jalbert Paul AChief Accounting Officer
Tax withholdingCommon Stock 52 $27.19 $1,413.88
Disclosure

SEC source: 0001306044-16-000009 · edgar.xml · nonDerivative · entry 6

Jalbert Paul A · CIK 0001306044 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,960

F5 · shares: Represents shares of common stock withheld by Issuer to pay tax withholding obligation of Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 15, 2015.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.