Tapewire

Nasdaq · USD

PRDO

PERDOCEO EDUCATION Corp

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Tapewire entity
4488
SEC CIK
0001046568
Parsed reports
432

Last 12 months

Inside the activity.

0 purchase rows · 21 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202602
Mar 202609
Apr 202601
May 202603
Jun 202601
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 17, 2020 Filed Dec 18, 2020 14:14 UTC
NELSON TODD SDirector · President & CEO
SaleCommon Stock 5,708 $12.22 $69,751.76
Disclosure

SEC source: 0001209191-20-064269 · doc4.xml · nonDerivative · entry 2

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 924,080

F1 · shares: The sale reported on the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $12.03 to $12.52. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

F4 · balance_after: Includes 556,244 restricted stock units granted pursuant to the Issuer's 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 14:14 UTC
NELSON TODD SDirector · President & CEO
SaleCommon Stock 5,458 $12.82 $69,971.56
Disclosure

SEC source: 0001209191-20-064269 · doc4.xml · nonDerivative · entry 1

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 929,788

F1 · shares: The sale reported on the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $12.70 to $12.90. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 21:38 UTC
NELSON TODD SDirector · President & CEO
SaleCommon Stock 5,508 $12.47 $68,684.76
Disclosure

SEC source: 0001209191-20-063810 · doc4.xml · nonDerivative · entry 2

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 935,246

F1 · shares: The sale reported on the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $12.43 to $12.55. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

F4 · balance_after: Includes 556,244 restricted stock units granted pursuant to the Issuer's 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 21:38 UTC
NELSON TODD SDirector · President & CEO
SaleCommon Stock 5,521 $12.60 $69,564.60
Disclosure

SEC source: 0001209191-20-063810 · doc4.xml · nonDerivative · entry 1

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 940,754

F1 · shares: The sale reported on the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $12.47 to $12.72. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 14:16 UTC Tax withholdingCommon Stock 1,410 $12.52 $17,653.20
Disclosure

SEC source: 0001209191-20-063676 · doc4.xml · nonDerivative · entry 1

Ghia Ashish R · CIK 0001717956 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,175

F1 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock or stock units.

F2 · balance_after: Includes 182,393 restricted stock units granted pursuant to the Career Education Corporation 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
December 11, 2020 Filed Dec 14, 2020 14:10 UTC
NELSON TODD SDirector · President & CEO
SaleCommon Stock 8,826 $12.55 $110,766.30
Disclosure

SEC source: 0001209191-20-063119 · doc4.xml · nonDerivative · entry 2

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 946,275

F1 · shares: The sale reported on the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $12.34 to $12.69. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

F4 · balance_after: Includes 556,244 restricted stock units granted pursuant to the Issuer's 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 14:10 UTC
NELSON TODD SDirector · President & CEO
SaleCommon Stock 8,789 $12.36 $108,632.04
Disclosure

SEC source: 0001209191-20-063119 · doc4.xml · nonDerivative · entry 1

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 955,101

F1 · shares: The sale reported on the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $12.28 to $12.45. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
December 09, 2020 Filed Dec 10, 2020 14:20 UTC
NELSON TODD SDirector · President & CEO
SaleCommon Stock 8,788 $12.56 $110,377.28
Disclosure

SEC source: 0001209191-20-062648 · doc4.xml · nonDerivative · entry 2

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 963,890

F1 · shares: The sale reported on the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $12.40 to $12.86. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

F4 · balance_after: Includes 556,244 restricted stock units granted pursuant to the Issuer's 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 14:20 UTC
NELSON TODD SDirector · President & CEO
SaleCommon Stock 8,651 $12.09 $104,590.59
Disclosure

SEC source: 0001209191-20-062648 · doc4.xml · nonDerivative · entry 1

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 972,678

F1 · shares: The sale reported on the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $11.87 to $12.21. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
December 07, 2020 Filed Dec 8, 2020 14:17 UTC
NELSON TODD SDirector · President & CEO
Exercise / conversionNon-Qualified Option (right to buy) · Derivative 91,887 $0.00 Strike: $8.30 $0.00
Disclosure

SEC source: 0001209191-20-062118 · doc4.xml · derivative · entry 6

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,629

Underlying: Common Stock · 91,887 shares

Expires 2027-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The option exercise and sale reported on the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2020.

F6 · derivative.exercise_date: On March 6, 2017 the Reporting Person was granted 122,516 non-qualified stock options. The option grant vests in four installments on March 14, 2018, 2019, 2020 and 2021.

Read SEC document
December 07, 2020 Filed Dec 8, 2020 14:17 UTC
NELSON TODD SDirector · President & CEO
SaleCommon Stock 76,150 $12.10 $921,415.00
Disclosure

SEC source: 0001209191-20-062118 · doc4.xml · nonDerivative · entry 4

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 981,329

F1 · shares: The option exercise and sale reported on the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $11.96 to $12.41. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

F4 · balance_after: Includes 556,244 restricted stock units granted pursuant to the Issuer's 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
December 07, 2020 Filed Dec 8, 2020 14:17 UTC
NELSON TODD SDirector · President & CEO
Exercise / conversionCommon Stock 91,887 $8.30 $762,662.10
Disclosure

SEC source: 0001209191-20-062118 · doc4.xml · nonDerivative · entry 3

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,057,479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 14:17 UTC
NELSON TODD SDirector · President & CEO
Exercise / conversionNon-Qualified Option (right to buy) · Derivative 62,683 $0.00 Strike: $4.15 $0.00
Disclosure

SEC source: 0001209191-20-062118 · doc4.xml · derivative · entry 5

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 62,683 shares

Expires 2025-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The option exercise and sale reported on the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2020.

F5 · derivative.exercise_date: On August 12, 2015 the Reporting Person was granted 250,732 non-qualified stock options. The option grant vested in four installments on September 14, 2016, 2017, 2018 and 2019.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 14:17 UTC
NELSON TODD SDirector · President & CEO
SaleCommon Stock 39,850 $12.23 $487,365.50
Disclosure

SEC source: 0001209191-20-062118 · doc4.xml · nonDerivative · entry 2

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 965,592

F1 · shares: The option exercise and sale reported on the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $11.90 to $12.34. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 14:17 UTC
NELSON TODD SDirector · President & CEO
Exercise / conversionCommon Stock 62,683 $4.15 $260,134.45
Disclosure

SEC source: 0001209191-20-062118 · doc4.xml · nonDerivative · entry 1

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,005,442

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2020 Filed Dec 4, 2020 13:30 UTC
NELSON TODD SDirector · President & CEO
Exercise / conversionNon-Qualified Option (right to buy) · Derivative 62,683 $0.00 Strike: $4.15 $0.00
Disclosure

SEC source: 0001209191-20-061743 · doc4.xml · derivative · entry 6

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,683

Underlying: Common Stock · 62,683 shares

Expires 2025-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The option exercise and sale reported on the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2020.

F5 · derivative.exercise_date: On August 12, 2015 the Reporting Person was granted 250,732 non-qualified stock options. The option grant vested in four installments on September 14, 2016, 2017, 2018 and 2019.

Read SEC document
December 03, 2020 Filed Dec 4, 2020 13:30 UTC
NELSON TODD SDirector · President & CEO
SaleCommon Stock 40,850 $11.48 $468,958.00
Disclosure

SEC source: 0001209191-20-061743 · doc4.xml · nonDerivative · entry 4

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 942,759

F1 · shares: The option exercise and sale reported on the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $11.27 to $11.81. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

F4 · balance_after: Includes 556,244 restricted stock units granted pursuant to the Issuer's 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
December 03, 2020 Filed Dec 4, 2020 13:30 UTC
NELSON TODD SDirector · President & CEO
Exercise / conversionCommon Stock 62,683 $4.15 $260,134.45
Disclosure

SEC source: 0001209191-20-061743 · doc4.xml · nonDerivative · entry 3

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 983,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 13:30 UTC
NELSON TODD SDirector · President & CEO
Exercise / conversionNon-Qualified Option (right to buy) · Derivative 62,683 $0.00 Strike: $4.15 $0.00
Disclosure

SEC source: 0001209191-20-061743 · doc4.xml · derivative · entry 5

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,366

Underlying: Common Stock · 62,683 shares

Expires 2025-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The option exercise and sale reported on the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2020.

F5 · derivative.exercise_date: On August 12, 2015 the Reporting Person was granted 250,732 non-qualified stock options. The option grant vested in four installments on September 14, 2016, 2017, 2018 and 2019.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 13:30 UTC
NELSON TODD SDirector · President & CEO
SaleCommon Stock 40,650 $11.42 $464,223.00
Disclosure

SEC source: 0001209191-20-061743 · doc4.xml · nonDerivative · entry 2

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 920,926

F1 · shares: The option exercise and sale reported on the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $11.35 to $11.54. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 13:30 UTC
NELSON TODD SDirector · President & CEO
Exercise / conversionCommon Stock 62,683 $4.15 $260,134.45
Disclosure

SEC source: 0001209191-20-061743 · doc4.xml · nonDerivative · entry 1

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 961,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2020 Filed Dec 2, 2020 21:28 UTC
NELSON TODD SDirector · President & CEO
Exercise / conversionNon-Qualified Option (right to buy) · Derivative 62,683 $0.00 Strike: $4.15 $0.00
Disclosure

SEC source: 0001209191-20-061169 · doc4.xml · derivative · entry 6

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,049

Underlying: Common Stock · 62,683 shares

Expires 2025-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The option exercise and sale reported on the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2020.

F6 · derivative.exercise_date: On August 12, 2015 the Reporting Person was granted 250,732 non-qualified stock options. The option grant vested in four installments on September 14, 2016, 2017, 2018 and 2019.

Read SEC document
December 01, 2020 Filed Dec 2, 2020 21:28 UTC
NELSON TODD SDirector · President & CEO
SaleCommon Stock 40,600 $11.49 $466,494.00
Disclosure

SEC source: 0001209191-20-061169 · doc4.xml · nonDerivative · entry 4

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 898,893

F1 · shares: The option exercise and sale reported on the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $11.25 to $11.63. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

F4 · balance_after: Includes 556,244 restricted stock units granted pursuant to the Issuer's 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
December 01, 2020 Filed Dec 2, 2020 21:28 UTC
NELSON TODD SDirector · President & CEO
Exercise / conversionCommon Stock 62,683 $4.15 $260,134.45
Disclosure

SEC source: 0001209191-20-061169 · doc4.xml · nonDerivative · entry 3

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 939,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 21:28 UTC
NELSON TODD SDirector · President & CEO
Exercise / conversionNon-Qualified Option (right to buy) · Derivative 105,902 $0.00 Strike: $4.49 $0.00
Disclosure

SEC source: 0001209191-20-061169 · doc4.xml · derivative · entry 5

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 105,902 shares

Expires 2026-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The option exercise and sale reported on the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2020.

F5 · derivative.exercise_date: On March 7, 2016 the Reporting Person was granted 423,608 non-qualified stock options. The option grant vested in four installments on March 14, 2017, 2018, 2019 and 2020.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 21:28 UTC
NELSON TODD SDirector · President & CEO
SaleCommon Stock 70,600 $11.35 $801,310.00
Disclosure

SEC source: 0001209191-20-061169 · doc4.xml · nonDerivative · entry 2

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 876,810

F1 · shares: The option exercise and sale reported on the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $11.27 to $11.60. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 21:28 UTC
NELSON TODD SDirector · President & CEO
Exercise / conversionCommon Stock 105,902 $4.49 $475,499.98
Disclosure

SEC source: 0001209191-20-061169 · doc4.xml · nonDerivative · entry 1

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 947,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 13:29 UTC
NELSON TODD SDirector · President & CEO
Exercise / conversionNon-Qualified Option (right to buy) · Derivative 105,902 $0.00 Strike: $4.49 $0.00
Disclosure

SEC source: 0001209191-20-060672 · doc4.xml · derivative · entry 3

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,902

Underlying: Common Stock · 105,902 shares

Expires 2026-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The option exercise and sale reported on the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2020.

F4 · derivative.exercise_date: On March 7, 2016 the Reporting Person was granted 423,608 non-qualified stock options. The option grant vested in four installments on March 14, 2017, 2018, 2019 and 2020.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 13:29 UTC
NELSON TODD SDirector · President & CEO
SaleCommon Stock 70,745 $11.32 $800,833.40
Disclosure

SEC source: 0001209191-20-060672 · doc4.xml · nonDerivative · entry 2

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 841,508

F1 · shares: The option exercise and sale reported on the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $11.17 to $11.60. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

F3 · balance_after: Includes 556,244 restricted stock units granted pursuant to the Issuer's 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 13:29 UTC
NELSON TODD SDirector · President & CEO
Exercise / conversionCommon Stock 105,902 $4.49 $475,499.98
Disclosure

SEC source: 0001209191-20-060672 · doc4.xml · nonDerivative · entry 1

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 912,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2020 Filed Nov 25, 2020 21:35 UTC
NELSON TODD SDirector · President & CEO
Exercise / conversionNon-Qualified Option (right to buy) · Derivative 105,902 $0.00 Strike: $4.49 $0.00
Disclosure

SEC source: 0001209191-20-060523 · doc4.xml · derivative · entry 6

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,804

Underlying: Common Stock · 105,902 shares

Expires 2026-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: On March 7, 2016 the Reporting Person was granted 423,608 non-qualified stock options. The option grant vested in four installments on March 14, 2017, 2018, 2019 and 2020.

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November 24, 2020 Filed Nov 25, 2020 21:35 UTC
NELSON TODD SDirector · President & CEO
SaleCommon Stock 70,750 $11.40 $806,550.00
Disclosure

SEC source: 0001209191-20-060523 · doc4.xml · nonDerivative · entry 4

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 806,351

F1 · shares: The option exercise and sale reported on the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $11.25 to $11.66. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

F4 · balance_after: Includes 556,244 restricted stock units granted pursuant to the Issuer's 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

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November 24, 2020 Filed Nov 25, 2020 21:35 UTC
NELSON TODD SDirector · President & CEO
Exercise / conversionCommon Stock 105,902 $4.49 $475,499.98
Disclosure

SEC source: 0001209191-20-060523 · doc4.xml · nonDerivative · entry 3

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 877,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 23, 2020 Filed Nov 25, 2020 21:35 UTC
NELSON TODD SDirector · President & CEO
Exercise / conversionNon-Qualified Option (right to buy) · Derivative 105,902 $0.00 Strike: $4.49 $0.00
Disclosure

SEC source: 0001209191-20-060523 · doc4.xml · derivative · entry 5

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,706

Underlying: Common Stock · 105,902 shares

Expires 2026-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: On March 7, 2016 the Reporting Person was granted 423,608 non-qualified stock options. The option grant vested in four installments on March 14, 2017, 2018, 2019 and 2020.

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November 23, 2020 Filed Nov 25, 2020 21:35 UTC
NELSON TODD SDirector · President & CEO
SaleCommon Stock 71,300 $11.10 $791,430.00
Disclosure

SEC source: 0001209191-20-060523 · doc4.xml · nonDerivative · entry 2

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 771,199

F1 · shares: The option exercise and sale reported on the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.96 to $11.24. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

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November 23, 2020 Filed Nov 25, 2020 21:35 UTC
NELSON TODD SDirector · President & CEO
Exercise / conversionCommon Stock 105,902 $4.49 $475,499.98
Disclosure

SEC source: 0001209191-20-060523 · doc4.xml · nonDerivative · entry 1

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 842,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2020 Filed Sep 15, 2020 21:21 UTC
NELSON TODD SDirector · President & CEO
Tax withholdingCommon Stock 4,334 $12.02 $52,094.68
Disclosure

SEC source: 0001209191-20-050516 · doc4.xml · nonDerivative · entry 1

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 736,597

F1 · shares: Reflects shares of common stock surrendered to Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

F2 · balance_after: Includes 556,244 restricted stock units granted pursuant to Issuer's 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

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September 14, 2020 Filed Sep 15, 2020 21:23 UTC
Peppers Michele APrincipal Accounting Officer
Tax withholdingCommon Stock 360 $12.02 $4,327.20
Disclosure

SEC source: 0001209191-20-050520 · doc4.xml · nonDerivative · entry 1

Peppers Michele A · CIK 0001638096 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,824

F1 · shares: Reflects shares of common stock surrendered to Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

F2 · balance_after: Includes 49,031 restricted stock units granted pursuant to Issuer's 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

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September 14, 2020 Filed Sep 15, 2020 21:18 UTC Tax withholdingCommon Stock 221 $12.02 $2,656.42
Disclosure

SEC source: 0001209191-20-050514 · doc4.xml · nonDerivative · entry 2

Kline John Robert · CIK 0001366408 · SVP, AIU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,130

F1 · shares: Reflects shares of common stock surrendered to Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

F2 · balance_after: Includes 160,293 restricted stock units granted pursuant to Issuer's 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

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September 14, 2020 Filed Sep 15, 2020 21:18 UTC Tax withholdingCommon Stock 520 $12.02 $6,250.40
Disclosure

SEC source: 0001209191-20-050514 · doc4.xml · nonDerivative · entry 1

Kline John Robert · CIK 0001366408 · SVP, AIU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,351

F1 · shares: Reflects shares of common stock surrendered to Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

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September 14, 2020 Filed Sep 15, 2020 21:15 UTC
Hurst AndrewSVP, CTU
Tax withholdingCommon Stock 333 $12.02 $4,002.66
Disclosure

SEC source: 0001209191-20-050510 · doc4.xml · nonDerivative · entry 2

Hurst Andrew · CIK 0001656766 · SVP, CTU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,204

F1 · shares: Reflects shares of common stock surrendered to Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

F2 · balance_after: Includes 160,791 restricted stock units granted pursuant to Issuer's 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

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September 14, 2020 Filed Sep 15, 2020 21:15 UTC
Hurst AndrewSVP, CTU
Tax withholdingCommon Stock 814 $12.02 $9,784.28
Disclosure

SEC source: 0001209191-20-050510 · doc4.xml · nonDerivative · entry 1

Hurst Andrew · CIK 0001656766 · SVP, CTU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,537

F1 · shares: Reflects shares of common stock surrendered to Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

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September 14, 2020 Filed Sep 15, 2020 21:07 UTC Tax withholdingCommon Stock 311 $12.02 $3,738.22
Disclosure

SEC source: 0001209191-20-050501 · doc4.xml · nonDerivative · entry 2

Czeszewski David C. · CIK 0001676168 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,054

F1 · shares: Reflects shares of common stock surrendered to Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

F2 · balance_after: Includes 71,240 restricted stock units granted pursuant to Issuer's 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

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September 14, 2020 Filed Sep 15, 2020 21:07 UTC Tax withholdingCommon Stock 420 $12.02 $5,048.40
Disclosure

SEC source: 0001209191-20-050501 · doc4.xml · nonDerivative · entry 1

Czeszewski David C. · CIK 0001676168 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,365

F1 · shares: Reflects shares of common stock surrendered to Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

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September 14, 2020 Filed Sep 15, 2020 21:12 UTC Tax withholdingCommon Stock 293 $12.02 $3,521.86
Disclosure

SEC source: 0001209191-20-050507 · doc4.xml · nonDerivative · entry 2

Ghia Ashish R · CIK 0001717956 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,585

F1 · shares: Reflects shares of common stock surrendered to Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

F2 · balance_after: Includes 185,954 restricted stock units granted pursuant to Issuer's 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

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September 14, 2020 Filed Sep 15, 2020 21:12 UTC Tax withholdingCommon Stock 534 $12.02 $6,418.68
Disclosure

SEC source: 0001209191-20-050507 · doc4.xml · nonDerivative · entry 1

Ghia Ashish R · CIK 0001717956 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,878

F1 · shares: Reflects shares of common stock surrendered to Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

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September 14, 2020 Filed Sep 15, 2020 21:02 UTC
Ayers Jeffrey DavidSVP, General Counsel
Tax withholdingCommon Stock 443 $12.02 $5,324.86
Disclosure

SEC source: 0001209191-20-050498 · doc4.xml · nonDerivative · entry 2

Ayers Jeffrey David · CIK 0001316824 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,415

F1 · shares: Reflects shares of common stock surrendered to Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

F2 · balance_after: Includes 164,051 restricted stock units granted pursuant to Issuer's 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

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September 14, 2020 Filed Sep 15, 2020 21:02 UTC
Ayers Jeffrey DavidSVP, General Counsel
Tax withholdingCommon Stock 818 $12.02 $9,832.36
Disclosure

SEC source: 0001209191-20-050498 · doc4.xml · nonDerivative · entry 1

Ayers Jeffrey David · CIK 0001316824 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,858

F1 · shares: Reflects shares of common stock surrendered to Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
September 11, 2020 Filed Sep 11, 2020 20:42 UTC Exercise / conversionNon-Qualified Option (right to buy) · Derivative 21,704 $0.00 Strike: $5.90 $0.00
Disclosure

SEC source: 0001209191-20-050154 · doc4.xml · derivative · entry 5

Czeszewski David C. · CIK 0001676168 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,704 shares

Expires 2025-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: On March 6, 2015 the Reporting Person was granted 21,704 non-qualified stock options. The option grant vested in four installments on March 14, 2016, 2017, 2018 and 2019.

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September 11, 2020 Filed Sep 11, 2020 20:42 UTC Exercise / conversionNon-Qualified Option (right to buy) · Derivative 30,509 $0.00 Strike: $4.49 $0.00
Disclosure

SEC source: 0001209191-20-050154 · doc4.xml · derivative · entry 4

Czeszewski David C. · CIK 0001676168 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,509 shares

Expires 2026-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On March 7, 2016 the Reporting Person was granted 51,216 non-qualified stock options. The option grant vested in four installments on March 14, 2017, 2018, 2019 and 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.