Tapewire

Nasdaq · USD

PRDO

PERDOCEO EDUCATION Corp

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Tapewire entity
4488
SEC CIK
0001046568
Parsed reports
432

Last 12 months

Inside the activity.

0 purchase rows · 21 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202602
Mar 202609
Apr 202601
May 202603
Jun 202601
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 14, 2021 Filed Mar 16, 2021 20:30 UTC Tax withholdingCommon Stock 694 $12.70 $8,813.80
Disclosure

SEC source: 0001209191-21-020811 · doc4.xml · nonDerivative · entry 5

Kline John Robert · CIK 0001366408 · SVP, AIU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,017

F1 · shares: Reflects shares of common stock surrendered to Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 14, 2021 Filed Mar 16, 2021 20:30 UTC Tax withholdingCommon Stock 296 $12.70 $3,759.20
Disclosure

SEC source: 0001209191-21-020811 · doc4.xml · nonDerivative · entry 4

Kline John Robert · CIK 0001366408 · SVP, AIU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,711

F1 · shares: Reflects shares of common stock surrendered to Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 14, 2021 Filed Mar 16, 2021 20:30 UTC Tax withholdingCommon Stock 725 $12.70 $9,207.50
Disclosure

SEC source: 0001209191-21-020811 · doc4.xml · nonDerivative · entry 3

Kline John Robert · CIK 0001366408 · SVP, AIU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,007

F1 · shares: Reflects shares of common stock surrendered to Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 14, 2021 Filed Mar 16, 2021 20:30 UTC Tax withholdingCommon Stock 895 $12.70 $11,366.50
Disclosure

SEC source: 0001209191-21-020811 · doc4.xml · nonDerivative · entry 2

Kline John Robert · CIK 0001366408 · SVP, AIU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,732

F1 · shares: Reflects shares of common stock surrendered to Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 14, 2021 Filed Mar 16, 2021 20:30 UTC Tax withholdingCommon Stock 541 $12.70 $6,870.70
Disclosure

SEC source: 0001209191-21-020811 · doc4.xml · nonDerivative · entry 1

Kline John Robert · CIK 0001366408 · SVP, AIU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,627

F1 · shares: Reflects shares of common stock surrendered to Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 14, 2021 Filed Mar 16, 2021 20:26 UTC
NELSON TODD SDirector · President & CEO
Tax withholdingCommon Stock 45,225 $12.70 $574,357.50
Disclosure

SEC source: 0001209191-21-020803 · doc4.xml · nonDerivative · entry 5

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,006,056

F1 · shares: Reflects shares of common stock surrendered to Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

F2 · balance_after: Includes 607,528 restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
March 14, 2021 Filed Mar 16, 2021 20:26 UTC
NELSON TODD SDirector · President & CEO
Tax withholdingCommon Stock 4,625 $12.70 $58,737.50
Disclosure

SEC source: 0001209191-21-020803 · doc4.xml · nonDerivative · entry 4

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,051,281

F1 · shares: Reflects shares of common stock surrendered to Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 14, 2021 Filed Mar 16, 2021 20:26 UTC
NELSON TODD SDirector · President & CEO
Tax withholdingCommon Stock 4,697 $12.70 $59,651.90
Disclosure

SEC source: 0001209191-21-020803 · doc4.xml · nonDerivative · entry 3

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,055,906

F1 · shares: Reflects shares of common stock surrendered to Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 14, 2021 Filed Mar 16, 2021 20:26 UTC
NELSON TODD SDirector · President & CEO
Tax withholdingCommon Stock 4,334 $12.70 $55,041.80
Disclosure

SEC source: 0001209191-21-020803 · doc4.xml · nonDerivative · entry 2

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,060,603

F1 · shares: Reflects shares of common stock surrendered to Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 14, 2021 Filed Mar 16, 2021 20:26 UTC
NELSON TODD SDirector · President & CEO
Tax withholdingCommon Stock 4,523 $12.70 $57,442.10
Disclosure

SEC source: 0001209191-21-020803 · doc4.xml · nonDerivative · entry 1

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,064,937

F1 · shares: Reflects shares of common stock surrendered to Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 14, 2021 Filed Mar 16, 2021 20:23 UTC
Peppers Michele APrincipal Accounting Officer
Tax withholdingCommon Stock 1,876 $12.70 $23,825.20
Disclosure

SEC source: 0001209191-21-020791 · doc4.xml · nonDerivative · entry 6

Peppers Michele A · CIK 0001638096 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,006

F1 · shares: Reflects shares of common stock surrendered to Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

F2 · balance_after: Includes 52,511 restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
March 14, 2021 Filed Mar 16, 2021 20:23 UTC
Peppers Michele APrincipal Accounting Officer
Tax withholdingCommon Stock 169 $12.70 $2,146.30
Disclosure

SEC source: 0001209191-21-020791 · doc4.xml · nonDerivative · entry 5

Peppers Michele A · CIK 0001638096 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,882

F1 · shares: Reflects shares of common stock surrendered to Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 14, 2021 Filed Mar 16, 2021 20:23 UTC
Peppers Michele APrincipal Accounting Officer
Tax withholdingCommon Stock 390 $12.70 $4,953.00
Disclosure

SEC source: 0001209191-21-020791 · doc4.xml · nonDerivative · entry 4

Peppers Michele A · CIK 0001638096 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,051

F1 · shares: Reflects shares of common stock surrendered to Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 14, 2021 Filed Mar 16, 2021 20:23 UTC
Peppers Michele APrincipal Accounting Officer
Tax withholdingCommon Stock 360 $12.70 $4,572.00
Disclosure

SEC source: 0001209191-21-020791 · doc4.xml · nonDerivative · entry 3

Peppers Michele A · CIK 0001638096 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,441

F1 · shares: Reflects shares of common stock surrendered to Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 14, 2021 Filed Mar 16, 2021 20:23 UTC
Peppers Michele APrincipal Accounting Officer
Tax withholdingCommon Stock 188 $12.70 $2,387.60
Disclosure

SEC source: 0001209191-21-020791 · doc4.xml · nonDerivative · entry 2

Peppers Michele A · CIK 0001638096 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,801

F1 · shares: Reflects shares of common stock surrendered to Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 14, 2021 Filed Mar 16, 2021 20:23 UTC
Peppers Michele APrincipal Accounting Officer
Tax withholdingCommon Stock 213 $12.70 $2,705.10
Disclosure

SEC source: 0001209191-21-020791 · doc4.xml · nonDerivative · entry 1

Peppers Michele A · CIK 0001638096 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,989

F1 · shares: Reflects shares of common stock surrendered to Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 08, 2021 Filed Mar 9, 2021 21:43 UTC GrantCommon Stock 1,931 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019046 · doc4.xml · nonDerivative · entry 1

Wheat Alan Dupree · CIK 0001849047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,931

F1 · shares: Time-based restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. These units vest on March 14, 2022.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:54 UTC
Peppers Michele APrincipal Accounting Officer
GrantCommon Stock 4,990 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019515 · doc4.xml · nonDerivative · entry 3

Peppers Michele A · CIK 0001638096 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,202

F2 · shares: Performance-based restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. This amount represents the maximum possible number of shares that could be issued. These units vest on March 14, 2024, subject to the achievement of certain performance criteria.

F3 · balance_after: Includes 63,409 restricted stock units granted pursuant to Issuer's 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:54 UTC
Peppers Michele APrincipal Accounting Officer
GrantCommon Stock 1,900 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019515 · doc4.xml · nonDerivative · entry 2

Peppers Michele A · CIK 0001638096 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,212

F1 · shares: Time-based restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. These units vest in four equal installments on each of March 14, 2022, 2023, 2024 and 2025.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:54 UTC
Peppers Michele APrincipal Accounting Officer
GrantCommon Stock 7,488 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019515 · doc4.xml · nonDerivative · entry 1

Peppers Michele A · CIK 0001638096 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,312

F1 · shares: Time-based restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. These units vest in four equal installments on each of March 14, 2022, 2023, 2024 and 2025.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:59 UTC
NELSON TODD SDirector · President & CEO
GrantCommon Stock 136,082 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019522 · doc4.xml · nonDerivative · entry 2

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,069,460

F2 · shares: Performance-based restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. This amount represents the maximum possible number of shares that could be issued. These units vest on March 14, 2024, subject to the achievement of certain performance criteria.

F3 · balance_after: Includes 750,646 restricted stock units granted pursuant to Issuer's 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:59 UTC
NELSON TODD SDirector · President & CEO
GrantCommon Stock 58,320 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019522 · doc4.xml · nonDerivative · entry 1

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 933,378

F1 · shares: Time-based restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. These units vest in four equal installments on each of March 14, 2022, 2023, 2024 and 2025.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:51 UTC GrantCommon Stock 25,018 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019511 · doc4.xml · nonDerivative · entry 3

Kline John Robert · CIK 0001366408 · SVP, AIU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,168

F2 · shares: Performance-based restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. This amount represents the maximum possible number of shares that could be issued. These units vest on March 14, 2024, subject to the achievement of certain performance criteria.

F3 · balance_after: Includes 198,331 restricted stock units granted pursuant to Issuer's 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:51 UTC GrantCommon Stock 2,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019511 · doc4.xml · nonDerivative · entry 2

Kline John Robert · CIK 0001366408 · SVP, AIU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,150

F1 · shares: Time-based restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. These units vest in four equal installments on each of March 14, 2022, 2023, 2024 and 2025.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:51 UTC GrantCommon Stock 10,720 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019511 · doc4.xml · nonDerivative · entry 1

Kline John Robert · CIK 0001366408 · SVP, AIU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,850

F1 · shares: Time-based restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. These units vest in four equal installments on each of March 14, 2022, 2023, 2024 and 2025.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:47 UTC
Hurst AndrewSVP, CTU
GrantCommon Stock 26,052 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019505 · doc4.xml · nonDerivative · entry 3

Hurst Andrew · CIK 0001656766 · SVP, CTU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,720

F2 · shares: Performance-based restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. This amount represents the maximum possible number of shares that could be issued. These units vest on March 14, 2024, subject to the achievement of certain performance criteria.

F3 · balance_after: Includes 200,307 restricted stock units granted pursuant to Issuer's 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:47 UTC
Hurst AndrewSVP, CTU
GrantCommon Stock 2,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019505 · doc4.xml · nonDerivative · entry 2

Hurst Andrew · CIK 0001656766 · SVP, CTU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,668

F1 · shares: Time-based restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. These units vest in four equal installments on each of March 14, 2022, 2023, 2024 and 2025.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:47 UTC
Hurst AndrewSVP, CTU
GrantCommon Stock 11,164 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019505 · doc4.xml · nonDerivative · entry 1

Hurst Andrew · CIK 0001656766 · SVP, CTU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,368

F1 · shares: Time-based restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. These units vest in four equal installments on each of March 14, 2022, 2023, 2024 and 2025.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:33 UTC
Ayers Jeffrey DavidSVP, General Counsel
GrantCommon Stock 26,190 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019483 · doc4.xml · nonDerivative · entry 3

Ayers Jeffrey David · CIK 0001316824 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,544

F2 · shares: Performance-based restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. This amount represents the maximum possible number of shares that could be issued. These units vest on March 14, 2024, subject to the achievement of certain performance criteria.

F3 · balance_after: Includes 203,765 restricted stock units granted pursuant to Issuer's 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:33 UTC
Ayers Jeffrey DavidSVP, General Counsel
GrantCommon Stock 2,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019483 · doc4.xml · nonDerivative · entry 2

Ayers Jeffrey David · CIK 0001316824 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,354

F1 · shares: Time-based restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. These units vest in four equal installments on each of March 14, 2022, 2023, 2024 and 2025.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:33 UTC
Ayers Jeffrey DavidSVP, General Counsel
GrantCommon Stock 11,224 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019483 · doc4.xml · nonDerivative · entry 1

Ayers Jeffrey David · CIK 0001316824 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,054

F1 · shares: Time-based restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. These units vest in four equal installments on each of March 14, 2022, 2023, 2024 and 2025.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:44 UTC GrantCommon Stock 29,730 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019501 · doc4.xml · nonDerivative · entry 3

Ghia Ashish R · CIK 0001717956 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,645

F2 · shares: Performance-based restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. This amount represents the maximum possible number of shares that could be issued. These units vest on March 14, 2024, subject to the achievement of certain performance criteria.

F3 · balance_after: Includes 227,863 restricted stock units granted pursuant to Issuer's 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:44 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019501 · doc4.xml · nonDerivative · entry 2

Ghia Ashish R · CIK 0001717956 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,915

F1 · shares: Time-based restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. These units vest in four equal installments on each of March 14, 2022, 2023, 2024 and 2025.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:44 UTC GrantCommon Stock 12,740 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019501 · doc4.xml · nonDerivative · entry 1

Ghia Ashish R · CIK 0001717956 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,915

F1 · shares: Time-based restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. These units vest in four equal installments on each of March 14, 2022, 2023, 2024 and 2025.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:39 UTC GrantCommon Stock 13,440 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019495 · doc4.xml · nonDerivative · entry 3

Czeszewski David C. · CIK 0001676168 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,196

F2 · shares: Performance-based restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. This amount represents the maximum possible number of shares that could be issued. These units vest on March 14, 2024, subject to the achievement of certain performance criteria.

F3 · balance_after: Includes 642 shares acquired under Issuer's Employee Stock Purchase Plan.

F4 · balance_after: Includes 92,740 restricted stock units granted pursuant to Issuer's 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:39 UTC GrantCommon Stock 2,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019495 · doc4.xml · nonDerivative · entry 2

Czeszewski David C. · CIK 0001676168 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,114

F1 · shares: Time-based restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. These units vest in four equal installments on each of March 14, 2022, 2023, 2024 and 2025.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:39 UTC GrantCommon Stock 5,760 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019495 · doc4.xml · nonDerivative · entry 1

Czeszewski David C. · CIK 0001676168 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,814

F1 · shares: Time-based restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock. These units vest in four equal installments on each of March 14, 2022, 2023, 2024 and 2025.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 21:25 UTC SaleCommon Stock 20,835 $11.92 $248,353.20
Disclosure

SEC source: 0001209191-21-017797 · doc4.xml · nonDerivative · entry 1

Jackson Gregory L. · CIK 0001450235 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,163

F1 · price: This transaction was executed in multiple trades at prices ranging from $11.85 to $11.98. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Includes 14,619 vested deferred stock units granted pursuant to Issuer's 2008 Incentive Compensation Plan, with each unit representing the right to receive one share of Issuer's common stock upon Reporting Person's termination of service from Issuer. Also includes 7,535 restricted stock units granted pursuant to Issuer's 2016 Incentive Compensation Plan, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 14:01 UTC Exercise / conversionNon-Qualified Option (right to buy) · Derivative 28,324 $0.00 Strike: $4.07 $0.00
Disclosure

SEC source: 0001209191-21-016626 · doc4.xml · derivative · entry 6

Kline John Robert · CIK 0001366408 · SVP, AIU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,324 shares

Expires 2025-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On November 6, 2015 the Reporting Person was granted 56,648 non-qualified stock options. The option grant vested in four installments on December 14, 2016, 2017, 2018 and 2019.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 14:01 UTC SaleCommon Stock 28,324 $13.11 $371,327.64
Disclosure

SEC source: 0001209191-21-016626 · doc4.xml · nonDerivative · entry 4

Kline John Robert · CIK 0001366408 · SVP, AIU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,130

F1 · balance_after: Includes 160,293 restricted stock units granted pursuant to Issuer's 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 14:01 UTC Exercise / conversionCommon Stock 28,324 $4.07 $115,278.68
Disclosure

SEC source: 0001209191-21-016626 · doc4.xml · nonDerivative · entry 3

Kline John Robert · CIK 0001366408 · SVP, AIU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:28 UTC
Ayers Jeffrey DavidSVP, General Counsel
SaleCommon Stock 1,585 $12.69 $20,113.65
Disclosure

SEC source: 0001209191-21-015974 · doc4.xml · nonDerivative · entry 1

Ayers Jeffrey David · CIK 0001316824 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,830

F1 · balance_after: Includes 164,051 restricted stock units granted pursuant to Issuer's 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

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March 01, 2021 Filed Mar 3, 2021 14:01 UTC Exercise / conversionNon-Qualified Option (right to buy) · Derivative 28,324 $0.00 Strike: $4.07 $0.00
Disclosure

SEC source: 0001209191-21-016626 · doc4.xml · derivative · entry 5

Kline John Robert · CIK 0001366408 · SVP, AIU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,324

Underlying: Common Stock · 28,324 shares

Expires 2025-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On November 6, 2015 the Reporting Person was granted 56,648 non-qualified stock options. The option grant vested in four installments on December 14, 2016, 2017, 2018 and 2019.

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March 01, 2021 Filed Mar 3, 2021 14:01 UTC SaleCommon Stock 28,324 $12.69 $359,431.56
Disclosure

SEC source: 0001209191-21-016626 · doc4.xml · nonDerivative · entry 2

Kline John Robert · CIK 0001366408 · SVP, AIU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,130

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March 01, 2021 Filed Mar 3, 2021 14:01 UTC Exercise / conversionCommon Stock 28,324 $4.07 $115,278.68
Disclosure

SEC source: 0001209191-21-016626 · doc4.xml · nonDerivative · entry 1

Kline John Robert · CIK 0001366408 · SVP, AIU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 23, 2020 Filed Dec 28, 2020 13:35 UTC
NELSON TODD SDirector · President & CEO
SaleCommon Stock 1,362 $12.85 $17,501.70
Disclosure

SEC source: 0001209191-20-065137 · doc4.xml · nonDerivative · entry 2

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 875,058

F1 · shares: The sale reported on the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $12.71 to $12.93. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

F4 · balance_after: Includes 556,244 restricted stock units granted pursuant to the Issuer's 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

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December 22, 2020 Filed Dec 28, 2020 13:35 UTC
NELSON TODD SDirector · President & CEO
SaleCommon Stock 1,637 $12.96 $21,215.52
Disclosure

SEC source: 0001209191-20-065137 · doc4.xml · nonDerivative · entry 1

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 876,420

F1 · shares: The sale reported on the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $12.85 to $13.07. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

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December 21, 2020 Filed Dec 22, 2020 14:18 UTC
NELSON TODD SDirector · President & CEO
SaleCommon Stock 10,322 $12.59 $129,953.98
Disclosure

SEC source: 0001209191-20-064745 · doc4.xml · nonDerivative · entry 3

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 878,057

F1 · shares: The sale reported on the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2020.

F4 · price: This transaction was executed in multiple trades at prices ranging from $12.46 to $12.75. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

F5 · balance_after: Includes 556,244 restricted stock units granted pursuant to the Issuer's 2008 or 2016 Incentive Compensation Plans, with each unit representing the contingent right to receive one share of Issuer's common stock.

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December 21, 2020 Filed Dec 22, 2020 14:18 UTC
NELSON TODD SDirector · President & CEO
SaleCommon Stock 31,767 $12.59 $399,946.53
Disclosure

SEC source: 0001209191-20-064745 · doc4.xml · nonDerivative · entry 2

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 888,379

F1 · shares: The sale reported on the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $12.46 to $12.84. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

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December 18, 2020 Filed Dec 22, 2020 14:18 UTC
NELSON TODD SDirector · President & CEO
SaleCommon Stock 3,934 $12.58 $49,489.72
Disclosure

SEC source: 0001209191-20-064745 · doc4.xml · nonDerivative · entry 1

NELSON TODD S · CIK 0001237505 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 920,146

F1 · shares: The sale reported on the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $12.40 to $12.74. The price reported in Column 4 reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.