Tapewire

Nasdaq · USD

PRCT

PROCEPT BioRobotics Corp

Export transactions ↓
Tapewire entity
4831
SEC CIK
0001588978
Parsed reports
198

Last 12 months

Inside the activity.

8 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202678
Apr 202600
May 202600
Jun 202603
Jul 202600
Aug 202610
Sep 202603
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 18, 2024 Filed Apr 19, 2024 23:07 UTC
Wood Larry LDirector
GrantCommon Stock 3,054 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-017007 · wk-form4_1713568017.xml · nonDerivative · entry 1

Wood Larry L · CIK 0001440660 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,054

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. One-third of the RSUs shall vest on April 18, 2025, with one-third of the remaining RSUs vesting annually on each of the second and third anniversary thereof, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 20:46 UTC
Zadno RezaDirector · President, CEO
SaleCommon Stock 5,391 $48.83 $263,242.53
Disclosure

SEC source: 0001628280-24-012237 · wk-form4_1710967550.xml · nonDerivative · entry 1

Zadno Reza · CIK 0001632326 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 241,319

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on March 31, 2022.

F2 · price: The price reported in Column 4 is a weighted average price.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 20:52 UTC
Nouri AlalehEVP, CLO, CORP. SEC.
SaleCommon Stock 441 $48.83 $21,534.03
Disclosure

SEC source: 0001628280-24-012241 · wk-form4_1710967941.xml · nonDerivative · entry 1

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,472

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on March 31, 2022.

F2 · price: The price reported in Column 4 is a weighted average price.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 20:48 UTC
Waters KevinEVP, CFO
SaleCommon Stock 1,024 $48.83 $50,001.92
Disclosure

SEC source: 0001628280-24-012239 · wk-form4_1710967687.xml · nonDerivative · entry 1

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,149

F1 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on March 31, 2022.

F2 · price: The price reported in Column 4 is a weighted average price.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 20:41 UTC
Shiblaq HishamEVP, Chief Comm. Officer
SaleCommon Stock 244 $48.83 $11,914.52
Disclosure

SEC source: 0001628280-24-012235 · wk-form4_1710967284.xml · nonDerivative · entry 1

Shiblaq Hisham · CIK 0001739363 · EVP, Chief Comm. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,860

F1 · shares: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on March 31, 2022.

F2 · price: The price reported in Column 4 is a weighted average price.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 22:05 UTC
Waters KevinEVP, CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 17,747 $0.00 Strike: $4.56 $0.00
Disclosure

SEC source: 0001628280-24-011738 · wk-form4_1710799509.xml · derivative · entry 4

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,243

Underlying: Common Stock · 17,747 shares

Expires 2029-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Stock option was granted on December 12, 2019 and vested over a four year period.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 22:05 UTC
Waters KevinEVP, CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 36,010 $0.00 Strike: $4.52 $0.00
Disclosure

SEC source: 0001628280-24-011738 · wk-form4_1710799509.xml · derivative · entry 3

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,917

Underlying: Common Stock · 36,010 shares

Expires 2028-10-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Option was granted on October 23, 2018 and vested over a four year period.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 22:05 UTC
Waters KevinEVP, CFO
Exercise / conversionCommon Stock 17,747 $4.56 $80,926.32
Disclosure

SEC source: 0001628280-24-011738 · wk-form4_1710799509.xml · nonDerivative · entry 2

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 22:05 UTC
Waters KevinEVP, CFO
Exercise / conversionCommon Stock 36,010 $4.52 $162,765.20
Disclosure

SEC source: 0001628280-24-011738 · wk-form4_1710799509.xml · nonDerivative · entry 1

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 00:50 UTC
Zadno RezaDirector · President, CEO
GrantStock Option (Right to Buy) · Derivative 47,849 $0.00 Strike: $47.17 $0.00
Disclosure

SEC source: 0001628280-24-009763 · wk-form4_1709859047.xml · derivative · entry 3

Zadno Reza · CIK 0001632326 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,849

Underlying: Common Stock · 47,849 shares

Expires 2034-03-05

F4 · derivative.exercise_date: 1/48th of the shares subject to the Stock Option shall vest monthly from the vesting commencement date of March 5, 2024 over a four year period, subject continued employment or service by the Reporting Person to the Issuer through the applicable vesting date.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 00:50 UTC
Zadno RezaDirector · President, CEO
SaleCommon Stock 9,179 $46.67 $428,383.93
Disclosure

SEC source: 0001628280-24-009763 · wk-form4_1709859047.xml · nonDerivative · entry 2

Zadno Reza · CIK 0001632326 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 246,710

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on February 16, 2023.

F3 · price: The price reported in Column 4 is a weighted average price.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 00:50 UTC
Zadno RezaDirector · President, CEO
GrantCommon Stock 54,933 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-009763 · wk-form4_1709859047.xml · nonDerivative · entry 1

Zadno Reza · CIK 0001632326 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 255,889

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 1/4th of the RSUs shall vest on the anniversary of the vesting commencement date of March 5, 2024, and annually over a three year period thereafter, subject to continued employment or service by the Reporting Person to the Issuer through the applicable vesting date.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 00:53 UTC
Nouri AlalehEVP, CLO, CORP. SEC.
GrantStock Option (Right to Buy) · Derivative 15,949 $0.00 Strike: $47.17 $0.00
Disclosure

SEC source: 0001628280-24-009766 · wk-form4_1709859192.xml · derivative · entry 3

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,949

Underlying: Common Stock · 15,949 shares

Expires 2034-03-05

F4 · derivative.exercise_date: 1/48th of the shares subject to the Stock Option shall vest monthly from the vesting commencement date of March 5, 2024 over a four year period, subject continued employment or service by the Reporting Person to the Issuer through the applicable vesting date.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 00:53 UTC
Nouri AlalehEVP, CLO, CORP. SEC.
SaleCommon Stock 2,749 $46.67 $128,295.83
Disclosure

SEC source: 0001628280-24-009766 · wk-form4_1709859192.xml · nonDerivative · entry 2

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,913

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on February 16, 2023.

F3 · price: The price reported in Column 4 is a weighted average price.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 00:53 UTC
Nouri AlalehEVP, CLO, CORP. SEC.
GrantCommon Stock 18,311 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-009766 · wk-form4_1709859192.xml · nonDerivative · entry 1

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,662

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 1/4th of the RSUs shall vest on the anniversary of the vesting commencement date of March 5, 2024, and annually over a three year period thereafter, subject to continued employment or service by the Reporting Person to the Issuer through the applicable vesting date.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 00:51 UTC
Waters KevinEVP, CFO
GrantStock Option (Right to Buy) · Derivative 16,835 $0.00 Strike: $47.17 $0.00
Disclosure

SEC source: 0001628280-24-009764 · wk-form4_1709859091.xml · derivative · entry 3

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,835

Underlying: Common Stock · 16,835 shares

Expires 2034-03-05

F4 · derivative.exercise_date: 1/48th of the shares subject to the Stock Option shall vest monthly from the vesting commencement date of March 5, 2024 over a four year period, subject continued employment or service by the Reporting Person to the Issuer through the applicable vesting date.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 00:51 UTC
Waters KevinEVP, CFO
SaleCommon Stock 3,435 $46.67 $160,311.45
Disclosure

SEC source: 0001628280-24-009764 · wk-form4_1709859091.xml · nonDerivative · entry 2

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,416

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on February 16, 2023.

F3 · price: The price reported in Column 4 is a weighted average price.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 00:51 UTC
Waters KevinEVP, CFO
GrantCommon Stock 19,328 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-009764 · wk-form4_1709859091.xml · nonDerivative · entry 1

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,851

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 1/4th of the RSUs shall vest on the anniversary of the vesting commencement date of March 5, 2024, and annually over a three year period thereafter, subject to continued employment or service by the Reporting Person to the Issuer through the applicable vesting date.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 00:50 UTC
Shiblaq HishamEVP, Chief Comm. Officer
GrantStock Option (Right to Buy) · Derivative 23,038 $0.00 Strike: $47.17 $0.00
Disclosure

SEC source: 0001628280-24-009762 · wk-form4_1709859012.xml · derivative · entry 3

Shiblaq Hisham · CIK 0001739363 · EVP, Chief Comm. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,038

Underlying: Common Stock · 23,038 shares

Expires 2034-03-05

F4 · derivative.exercise_date: 1/48th of the shares subject to the Stock Option shall vest monthly from the vesting commencement date of March 5, 2024 over a four year period, subject continued employment or service by the Reporting Person to the Issuer through the applicable vesting date.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 00:50 UTC
Shiblaq HishamEVP, Chief Comm. Officer
SaleCommon Stock 1,759 $46.67 $82,092.53
Disclosure

SEC source: 0001628280-24-009762 · wk-form4_1709859012.xml · nonDerivative · entry 2

Shiblaq Hisham · CIK 0001739363 · EVP, Chief Comm. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,104

F2 · kind: These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units granted on February 16, 2023.

F3 · price: The price reported in Column 4 is a weighted average price.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 00:50 UTC
Shiblaq HishamEVP, Chief Comm. Officer
GrantCommon Stock 26,449 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-009762 · wk-form4_1709859012.xml · nonDerivative · entry 1

Shiblaq Hisham · CIK 0001739363 · EVP, Chief Comm. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,863

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 1/4th of the RSUs shall vest on the anniversary of the vesting commencement date of March 5, 2024, and annually over a three year period thereafter, subject to continued employment or service by the Reporting Person to the Issuer through the applicable vesting date.

Read SEC document
March 06, 2024 Filed Apr 19, 2024 23:06 UTC Amendment
Zadno RezaDirector · President, CEO
GrantStock Option (Right to Buy) · Derivative 42,311 $0.00 Strike: $47.17 $0.00
Disclosure

SEC source: 0001628280-24-017006 · wk-form4a_1713567994.xml · derivative · entry 2

Zadno Reza · CIK 0001632326 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,311

Underlying: Common Stock · 42,311 shares

Expires 2034-03-05

F3 · shares: This Form 4 amendment corrects a clerical error in the number of shares underlying the stock option granted to the reporting person on March 6, 2024.

F4 · derivative.exercise_date: 1/48th of the shares subject to the Stock Option shall vest monthly from the vesting commencement date of March 5, 2024 over a four year period, subject continued employment or service by the Reporting Person to the Issuer through the applicable vesting date.

Read SEC document
March 06, 2024 Filed Apr 19, 2024 23:06 UTC Amendment
Zadno RezaDirector · President, CEO
GrantCommon Stock 48,575 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-017006 · wk-form4a_1713567994.xml · nonDerivative · entry 1

Zadno Reza · CIK 0001632326 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 249,531

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 1/4th of the RSUs shall vest on the anniversary of the vesting commencement date of March 5, 2024, and annually over a three year period thereafter, subject to continued employment or service by the Reporting Person to the Issuer through the applicable vesting date.

F2 · shares: This Form 4 amendment corrects a clerical error in the number of shares of common stock granted in the form of RSUs to the reporting person on March 6, 2024. The incorrect total common stock share amount was also reported in one subsequent transaction on the original Form 4, and one subsequent Form 4 filed by the reporting person after the original Form 4 was filed.

Read SEC document
March 06, 2024 Filed Apr 19, 2024 23:06 UTC Amendment
Waters KevinEVP, CFO
GrantStock Option (Right to Buy) · Derivative 11,563 $0.00 Strike: $47.17 $0.00
Disclosure

SEC source: 0001628280-24-017005 · wk-form4a_1713567971.xml · derivative · entry 2

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,563

Underlying: Common Stock · 11,563 shares

Expires 2034-03-05

F3 · shares: This Form 4 amendment corrects a clerical error in the number of shares underlying the stock option granted to the reporting person on March 6, 2024.

F4 · derivative.exercise_date: 1/48th of the shares subject to the Stock Option shall vest monthly from the vesting commencement date of March 5, 2024 over a four year period, subject continued employment or service by the Reporting Person to the Issuer through the applicable vesting date.

Read SEC document
March 06, 2024 Filed Apr 19, 2024 23:06 UTC Amendment
Waters KevinEVP, CFO
GrantCommon Stock 13,275 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-017005 · wk-form4a_1713567971.xml · nonDerivative · entry 1

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,798

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 1/4th of the RSUs shall vest on the anniversary of the vesting commencement date of March 5, 2024, and annually over a three year period thereafter, subject to continued employment or service by the Reporting Person to the Issuer through the applicable vesting date.

F2 · shares: This Form 4 amendment corrects a clerical error in the number of shares of common stock granted in the form of RSUs to the reporting person on March 6, 2024. The incorrect total common stock share amount was also reported in one subsequent transaction on the original Form 4, and one subsequent Form 4 filed by the reporting person after the original Form 4 was filed.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 21:50 UTC SaleCommon Stock 8,238 $48.99 $403,583.74
Disclosure

SEC source: 0001628280-24-009436 · wk-form4_1709761831.xml · nonDerivative · entry 2

Krummel Thomas M · CIK 0001495768 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,631

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2023

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.82 to $49.23, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 21:50 UTC SaleCommon Stock 11,762 $48.21 $567,058.96
Disclosure

SEC source: 0001628280-24-009436 · wk-form4_1709761831.xml · nonDerivative · entry 1

Krummel Thomas M · CIK 0001495768 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 73,869

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2023

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.82 to $48.815, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
February 12, 2024 Filed Feb 13, 2024 21:37 UTC
Waters KevinEVP, CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 22,349 $0.00 Strike: $4.52 $0.00
Disclosure

SEC source: 0001628280-24-004486 · wk-form4_1707860221.xml · derivative · entry 3

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,927

Underlying: Common Stock · 22,349 shares

Expires 2028-10-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option was granted on October 23, 2018 and vested over a four year period.

Read SEC document
February 12, 2024 Filed Feb 13, 2024 21:37 UTC
Waters KevinEVP, CFO
SaleCommon Stock 22,349 $50.16 $1,121,061.60
Disclosure

SEC source: 0001628280-24-004486 · wk-form4_1707860221.xml · nonDerivative · entry 2

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,523

F1 · kind: All transactions reported were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/9/2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.82, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
February 12, 2024 Filed Feb 13, 2024 21:37 UTC
Waters KevinEVP, CFO
Exercise / conversionCommon Stock 22,349 $4.52 $101,017.48
Disclosure

SEC source: 0001628280-24-004486 · wk-form4_1707860221.xml · nonDerivative · entry 1

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 55,872

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All transactions reported were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/9/2023.

Read SEC document
February 09, 2024 Filed Feb 9, 2024 22:09 UTC
Waters KevinEVP, CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 28,677 $0.00 Strike: $4.52 $0.00
Disclosure

SEC source: 0001628280-24-004120 · wk-form4_1707516534.xml · derivative · entry 6

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 74,276

Underlying: Common Stock · 28,677 shares

Expires 2028-10-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option was granted on October 23, 2018 and vested over a four year period.

Read SEC document
February 09, 2024 Filed Feb 9, 2024 22:09 UTC
Waters KevinEVP, CFO
SaleCommon Stock 28,677 $50.09 $1,436,379.31
Disclosure

SEC source: 0001628280-24-004120 · wk-form4_1707516534.xml · nonDerivative · entry 4

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,523

F1 · kind: All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/9/2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
February 09, 2024 Filed Feb 9, 2024 22:09 UTC
Waters KevinEVP, CFO
Exercise / conversionCommon Stock 28,677 $4.52 $129,620.04
Disclosure

SEC source: 0001628280-24-004120 · wk-form4_1707516534.xml · nonDerivative · entry 3

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/9/2023.

Read SEC document
February 09, 2024 Filed Feb 9, 2024 22:02 UTC
Nouri AlalehEVP, CLO, CORP. SEC.
Exercise / conversionStock Option (Right to Buy) · Derivative 14,694 $0.00 Strike: $5.18 $0.00
Disclosure

SEC source: 0001628280-24-004111 · wk-form4_1707516153.xml · derivative · entry 6

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,125

Underlying: Common Stock · 14,694 shares

Expires 2030-08-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All transactions reported here were affected pursuant to Rule 10b5-1 Plan adopted by the reporting person on 3/7/2023.

F4 · derivative.exercise_date: The Stock option was granted on August 10, 2020 and vested 12.5% on the six month anniversary of August 1, 2020 and the remainder on each monthly anniversary over a three and a half year period, subject continued employment or service to the Issuer through the applicable vesting date.

Read SEC document
February 09, 2024 Filed Feb 9, 2024 22:02 UTC
Nouri AlalehEVP, CLO, CORP. SEC.
SaleCommon Stock 14,694 $49.97 $734,313.55
Disclosure

SEC source: 0001628280-24-004111 · wk-form4_1707516153.xml · nonDerivative · entry 4

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,351

F1 · kind: All transactions reported here were affected pursuant to Rule 10b5-1 Plan adopted by the reporting person on 3/7/2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.95 to $50.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
February 09, 2024 Filed Feb 9, 2024 22:02 UTC
Nouri AlalehEVP, CLO, CORP. SEC.
Exercise / conversionCommon Stock 14,694 $5.18 $76,114.92
Disclosure

SEC source: 0001628280-24-004111 · wk-form4_1707516153.xml · nonDerivative · entry 3

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All transactions reported here were affected pursuant to Rule 10b5-1 Plan adopted by the reporting person on 3/7/2023.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 22:09 UTC
Waters KevinEVP, CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 904 $0.00 Strike: $4.52 $0.00
Disclosure

SEC source: 0001628280-24-004120 · wk-form4_1707516534.xml · derivative · entry 5

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 102,953

Underlying: Common Stock · 904 shares

Expires 2028-10-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option was granted on October 23, 2018 and vested over a four year period.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 22:09 UTC
Waters KevinEVP, CFO
SaleCommon Stock 904 $50.00 $45,200.00
Disclosure

SEC source: 0001628280-24-004120 · wk-form4_1707516534.xml · nonDerivative · entry 2

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,523

F1 · kind: All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/9/2023.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 22:09 UTC
Waters KevinEVP, CFO
Exercise / conversionCommon Stock 904 $4.52 $4,086.08
Disclosure

SEC source: 0001628280-24-004120 · wk-form4_1707516534.xml · nonDerivative · entry 1

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 34,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/9/2023.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 22:02 UTC
Nouri AlalehEVP, CLO, CORP. SEC.
Exercise / conversionStock Option (Right to Buy) · Derivative 5,306 $0.00 Strike: $5.18 $0.00
Disclosure

SEC source: 0001628280-24-004111 · wk-form4_1707516153.xml · derivative · entry 5

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 34,819

Underlying: Common Stock · 5,306 shares

Expires 2030-08-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All transactions reported here were affected pursuant to Rule 10b5-1 Plan adopted by the reporting person on 3/7/2023.

F4 · derivative.exercise_date: The Stock option was granted on August 10, 2020 and vested 12.5% on the six month anniversary of August 1, 2020 and the remainder on each monthly anniversary over a three and a half year period, subject continued employment or service to the Issuer through the applicable vesting date.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 22:02 UTC
Nouri AlalehEVP, CLO, CORP. SEC.
SaleCommon Stock 5,306 $49.95 $265,053.27
Disclosure

SEC source: 0001628280-24-004111 · wk-form4_1707516153.xml · nonDerivative · entry 2

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,351

F1 · kind: All transactions reported here were affected pursuant to Rule 10b5-1 Plan adopted by the reporting person on 3/7/2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.95 to $50.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
February 07, 2024 Filed Feb 9, 2024 22:02 UTC
Nouri AlalehEVP, CLO, CORP. SEC.
Exercise / conversionCommon Stock 5,306 $5.18 $27,485.08
Disclosure

SEC source: 0001628280-24-004111 · wk-form4_1707516153.xml · nonDerivative · entry 1

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All transactions reported here were affected pursuant to Rule 10b5-1 Plan adopted by the reporting person on 3/7/2023.

Read SEC document
January 09, 2024 Filed Jan 11, 2024 22:12 UTC
Nouri AlalehEVP, CLO, CORP. SEC.
Exercise / conversionStock Option (Right to Buy) · Derivative 16,000 $0.00 Strike: $4.56 $0.00
Disclosure

SEC source: 0001628280-24-001196 · wk-form4_1705011139.xml · derivative · entry 3

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,697

Underlying: Common Stock · 16,000 shares

Expires 2029-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/7/2023.

F4 · derivative.exercise_date: The Stock option was granted on December 12, 2019 and vested over a four year period.

Read SEC document
January 09, 2024 Filed Jan 11, 2024 22:12 UTC
Nouri AlalehEVP, CLO, CORP. SEC.
SaleCommon Stock 16,000 $44.97 $719,475.20
Disclosure

SEC source: 0001628280-24-001196 · wk-form4_1705011139.xml · nonDerivative · entry 2

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,351

F1 · kind: All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/7/2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.95 to $45.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
January 09, 2024 Filed Jan 11, 2024 22:12 UTC
Nouri AlalehEVP, CLO, CORP. SEC.
Exercise / conversionCommon Stock 16,000 $4.56 $72,960.00
Disclosure

SEC source: 0001628280-24-001196 · wk-form4_1705011139.xml · nonDerivative · entry 1

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/7/2023.

F2 · balance_after: Includes 418 shares acquired on May 12, 2023 under the Issuer's 2021 Employee Stock Purchase Plan.

Read SEC document
January 09, 2024 Filed Jan 11, 2024 22:03 UTC
Waters KevinEVP, CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 17,310 $0.00 Strike: $4.52 $0.00
Disclosure

SEC source: 0001628280-24-001189 · wk-form4_1705010595.xml · derivative · entry 3

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 103,857

Underlying: Common Stock · 17,310 shares

Expires 2028-10-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/9/2023.

F3 · derivative.exercise_date: The Stock Option was granted on October 23, 2018 and vested over a four year period.

Read SEC document
January 09, 2024 Filed Jan 11, 2024 22:03 UTC
Waters KevinEVP, CFO
SaleCommon Stock 17,310 $45.07 $780,246.52
Disclosure

SEC source: 0001628280-24-001189 · wk-form4_1705010595.xml · nonDerivative · entry 2

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,523

F1 · kind: All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/9/2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45 to $45.24, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
January 09, 2024 Filed Jan 11, 2024 22:03 UTC
Waters KevinEVP, CFO
Exercise / conversionCommon Stock 17,310 $4.52 $78,241.20
Disclosure

SEC source: 0001628280-24-001189 · wk-form4_1705010595.xml · nonDerivative · entry 1

Waters Kevin · CIK 0001653771 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 50,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/9/2023.

Read SEC document
December 15, 2023 Filed Dec 15, 2023 23:28 UTC
Nouri AlalehEVP, CLO, CORP. SEC.
Exercise / conversionStock Option (Right to Buy) · Derivative 11,796 $0.00 Strike: $4.56 $0.00
Disclosure

SEC source: 0001628280-23-041703 · wk-form4_1702682929.xml · derivative · entry 6

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,697

Underlying: Common Stock · 11,796 shares

Expires 2029-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/7/2023.

F4 · derivative.exercise_date: The Stock Option was granted on December 12, 2019 and vested over a four year period

Read SEC document
December 15, 2023 Filed Dec 15, 2023 23:28 UTC
Nouri AlalehEVP, CLO, CORP. SEC.
SaleCommon Stock 11,796 $42.97 $506,843.45
Disclosure

SEC source: 0001628280-23-041703 · wk-form4_1702682929.xml · nonDerivative · entry 4

Nouri Alaleh · CIK 0001599418 · EVP, CLO, CORP. SEC.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 46,933

F1 · kind: All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/7/2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.95 to $43.025, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.