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PPL

PPL Corp

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346
SEC CIK
0000922224
Parsed reports
750

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 25, 2024 Filed Jan 29, 2024 22:18 UTC
Sorgi VincentPresident and CEO
Tax withholdingCommon Stock 56,952 $25.83 $1,471,070.16
Disclosure

SEC source: 0000950170-24-008402 · ownership.xml · nonDerivative · entry 2

Sorgi Vincent · CIK 0001488215 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 278,772.16

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

Read SEC document
January 25, 2024 Filed Jan 29, 2024 22:18 UTC
Sorgi VincentPresident and CEO
Exercise / conversionCommon Stock 129,782 $25.83 $3,352,269.06
Disclosure

SEC source: 0000950170-24-008402 · ownership.xml · nonDerivative · entry 1

Sorgi Vincent · CIK 0001488215 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 335,724.16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 22:16 UTC
Martin Christine MPresident of a PPL Subsidiary
Exercise / conversionPerformance Stock Unit (ICPKE) · Derivative 4,027 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-008401 · ownership.xml · derivative · entry 11

Martin Christine M · CIK 0002005520 · President of a PPL Subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,027 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (100%) based on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of the percentage of the award earned was made by the People and Compensation Committee on 01/25/2024 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/25/2024.

F1 · shares: Total includes the reinvestment of dividends.

F11 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (100%) based on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of the percentage of the award earned was made by the People and Compensation Committee on 01/25/2024 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/25/2024.

F11 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (100%) based on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of the percentage of the award earned was made by the People and Compensation Committee on 01/25/2024 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/25/2024.

F1 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F7 · balance_after: As of 01/29/2024, total performance units beneficially owned is 24,946.16. This total includes the three 01/27/2022 grants of (a) 3,704.941, (b) 1,853.006, and (c) 1,853.006 performance units and the three 01/20/2023 grants of (a) 3,702.103, (b) 1,851.052, and (c) 1,851.052 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/25/2024 grants of (a) 5,065, (b) 2,533, and (c) 2,533 performance units.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 22:16 UTC
Martin Christine MPresident of a PPL Subsidiary
Exercise / conversionPerformance Stock Unit (ICPKE) · Derivative 6,644 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-008401 · ownership.xml · derivative · entry 10

Martin Christine M · CIK 0002005520 · President of a PPL Subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,644 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (165%) based on the Company's return on equity over a one-year performance period ending 12/31/2021. Determination of the percentage of the award earned was made by the People and Compensation Committee on 01/21/2022 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/25/2024.

F1 · shares: Total includes the reinvestment of dividends.

F10 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (165%) based on the Company's return on equity over a one-year performance period ending 12/31/2021. Determination of the percentage of the award earned was made by the People and Compensation Committee on 01/21/2022 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/25/2024.

F10 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (165%) based on the Company's return on equity over a one-year performance period ending 12/31/2021. Determination of the percentage of the award earned was made by the People and Compensation Committee on 01/21/2022 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/25/2024.

F1 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F7 · balance_after: As of 01/29/2024, total performance units beneficially owned is 24,946.16. This total includes the three 01/27/2022 grants of (a) 3,704.941, (b) 1,853.006, and (c) 1,853.006 performance units and the three 01/20/2023 grants of (a) 3,702.103, (b) 1,851.052, and (c) 1,851.052 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/25/2024 grants of (a) 5,065, (b) 2,533, and (c) 2,533 performance units.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 22:16 UTC
Martin Christine MPresident of a PPL Subsidiary
GrantPerformance Stock Unit (SIP) · Derivative 2,533 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-008401 · ownership.xml · derivative · entry 9

Martin Christine M · CIK 0002005520 · President of a PPL Subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,533

Underlying: Common Stock · 2,533 shares

Expires not disclosed

F9 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2026. Determination of number of underlying securities that have been earned, if any, will be made by the People and Compensation Committee in January 2027.

F9 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2026. Determination of number of underlying securities that have been earned, if any, will be made by the People and Compensation Committee in January 2027.

F9 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2026. Determination of number of underlying securities that have been earned, if any, will be made by the People and Compensation Committee in January 2027.

F7 · balance_after: As of 01/29/2024, total performance units beneficially owned is 24,946.16. This total includes the three 01/27/2022 grants of (a) 3,704.941, (b) 1,853.006, and (c) 1,853.006 performance units and the three 01/20/2023 grants of (a) 3,702.103, (b) 1,851.052, and (c) 1,851.052 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/25/2024 grants of (a) 5,065, (b) 2,533, and (c) 2,533 performance units.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 22:16 UTC
Martin Christine MPresident of a PPL Subsidiary
GrantPerformance Stock Unit (SIP) · Derivative 2,533 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-008401 · ownership.xml · derivative · entry 8

Martin Christine M · CIK 0002005520 · President of a PPL Subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,533

Underlying: Common Stock · 2,533 shares

Expires not disclosed

F8 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2026. Determination of number of underlying securities that have been earned, if any, will be made by the People and Compensation Committee in January 2027.

F8 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2026. Determination of number of underlying securities that have been earned, if any, will be made by the People and Compensation Committee in January 2027.

F8 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2026. Determination of number of underlying securities that have been earned, if any, will be made by the People and Compensation Committee in January 2027.

F7 · balance_after: As of 01/29/2024, total performance units beneficially owned is 24,946.16. This total includes the three 01/27/2022 grants of (a) 3,704.941, (b) 1,853.006, and (c) 1,853.006 performance units and the three 01/20/2023 grants of (a) 3,702.103, (b) 1,851.052, and (c) 1,851.052 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/25/2024 grants of (a) 5,065, (b) 2,533, and (c) 2,533 performance units.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 22:16 UTC
Martin Christine MPresident of a PPL Subsidiary
GrantPerformance Stock Unit (SIP) · Derivative 5,065 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-008401 · ownership.xml · derivative · entry 7

Martin Christine M · CIK 0002005520 · President of a PPL Subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,065

Underlying: Common Stock · 5,065 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2026. Determination of number of underlying securities that have been earned, if any, will be made by the People and Compensation Committee in January 2027.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2026. Determination of number of underlying securities that have been earned, if any, will be made by the People and Compensation Committee in January 2027.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2026. Determination of number of underlying securities that have been earned, if any, will be made by the People and Compensation Committee in January 2027.

F7 · balance_after: As of 01/29/2024, total performance units beneficially owned is 24,946.16. This total includes the three 01/27/2022 grants of (a) 3,704.941, (b) 1,853.006, and (c) 1,853.006 performance units and the three 01/20/2023 grants of (a) 3,702.103, (b) 1,851.052, and (c) 1,851.052 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/25/2024 grants of (a) 5,065, (b) 2,533, and (c) 2,533 performance units.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 22:16 UTC
Martin Christine MPresident of a PPL Subsidiary
GrantStock Unit (SIP) · Derivative 2,533 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-008401 · ownership.xml · derivative · entry 6

Martin Christine M · CIK 0002005520 · President of a PPL Subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,533

Underlying: Common Stock · 2,533 shares

Expires not disclosed

F3 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F4 · derivative.exercise_date: The units will vest on 01/25/2027.

F4 · derivative.expiration_date: The units will vest on 01/25/2027.

F5 · balance_after: As of 01/29/2024, total restricted stock units beneficially owned is 8,567. This total includes the 06/14/2021 grant of 878 restricted stock units, the 01/27/2022 grant of 1,731 restricted stock units, the 05/25/2022 grant of 429 restricted stock units, the 01/20/2023 grant of 1,784 restricted stock units, the 09/01/2023 grant of 1,212 restricted stock units and the 01/25/2024 grant of 2,533 restricted stock units.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 22:16 UTC
Martin Christine MPresident of a PPL Subsidiary
Tax withholdingCommon Stock 1,159 $25.83 $29,936.97
Disclosure

SEC source: 0000950170-24-008401 · ownership.xml · nonDerivative · entry 4

Martin Christine M · CIK 0002005520 · President of a PPL Subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,054.442

F2 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).

F1 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 22:16 UTC
Martin Christine MPresident of a PPL Subsidiary
Exercise / conversionCommon Stock 4,027 $25.83 $104,017.41
Disclosure

SEC source: 0000950170-24-008401 · ownership.xml · nonDerivative · entry 3

Martin Christine M · CIK 0002005520 · President of a PPL Subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,213.442

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 22:16 UTC
Martin Christine MPresident of a PPL Subsidiary
Tax withholdingCommon Stock 2,185 $25.83 $56,438.55
Disclosure

SEC source: 0000950170-24-008401 · ownership.xml · nonDerivative · entry 2

Martin Christine M · CIK 0002005520 · President of a PPL Subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,186.442

F2 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).

F1 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 22:16 UTC
Martin Christine MPresident of a PPL Subsidiary
Exercise / conversionCommon Stock 6,644 $25.83 $171,614.52
Disclosure

SEC source: 0000950170-24-008401 · ownership.xml · nonDerivative · entry 1

Martin Christine M · CIK 0002005520 · President of a PPL Subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,371.442

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 22:14 UTC
Henninger Tadd JSVP-Finance and Treasurer
Exercise / conversionPerformance Stock Unit (SIP) · Derivative 4,174 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-008397 · ownership.xml · derivative · entry 11

Henninger Tadd J · CIK 0001726245 · SVP-Finance and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,174 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (100%) based on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of the percentage of the award earned was made by the People and Compensation Committee on 01/25/2024 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/25/2024.

F1 · shares: Total includes the reinvestment of dividends.

F11 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (100%) based on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of the percentage of the award earned was made by the People and Compensation Committee on 01/25/2024 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/25/2024.

F11 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (100%) based on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of the percentage of the award earned was made by the People and Compensation Committee on 01/25/2024 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/25/2024.

F1 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F7 · balance_after: As of 01/29/2024, total performance units beneficially owned is 27,231.307. This total includes the three 01/27/2022 grants of (a) 4,175.951, (b) 2,088.511, and (c) 2,088.511 performance units and the three 01/20/2023 grants of (a) 4,173.166, (b) 2,086.584, and (c) 2,086.584 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/25/2024 grants of (a) 5,266, (b) 2,633, and (c) 2,633 performance units.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 22:14 UTC
Henninger Tadd JSVP-Finance and Treasurer
Exercise / conversionPerformance Stock Unit (SIP) · Derivative 6,888 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-008397 · ownership.xml · derivative · entry 10

Henninger Tadd J · CIK 0001726245 · SVP-Finance and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,888 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (165%) based on the Company's return on equity over a one-year performance period ending 12/31/2021. Determination of the percentage of the award earned was made by the People and Compensation Committee on 01/21/2022 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/25/2024.

F1 · shares: Total includes the reinvestment of dividends.

F10 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (165%) based on the Company's return on equity over a one-year performance period ending 12/31/2021. Determination of the percentage of the award earned was made by the People and Compensation Committee on 01/21/2022 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/25/2024.

F10 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (165%) based on the Company's return on equity over a one-year performance period ending 12/31/2021. Determination of the percentage of the award earned was made by the People and Compensation Committee on 01/21/2022 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/25/2024.

F1 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F7 · balance_after: As of 01/29/2024, total performance units beneficially owned is 27,231.307. This total includes the three 01/27/2022 grants of (a) 4,175.951, (b) 2,088.511, and (c) 2,088.511 performance units and the three 01/20/2023 grants of (a) 4,173.166, (b) 2,086.584, and (c) 2,086.584 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/25/2024 grants of (a) 5,266, (b) 2,633, and (c) 2,633 performance units.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 22:14 UTC
Henninger Tadd JSVP-Finance and Treasurer
GrantPerformance Stock Unit (SIP) · Derivative 2,633 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-008397 · ownership.xml · derivative · entry 9

Henninger Tadd J · CIK 0001726245 · SVP-Finance and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,633

Underlying: Common Stock · 2,633 shares

Expires not disclosed

F9 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2026. Determination of number of underlying securities that have been earned, if any, will be made by the People and Compensation Committee in January 2027.

F9 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2026. Determination of number of underlying securities that have been earned, if any, will be made by the People and Compensation Committee in January 2027.

F9 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2026. Determination of number of underlying securities that have been earned, if any, will be made by the People and Compensation Committee in January 2027.

F7 · balance_after: As of 01/29/2024, total performance units beneficially owned is 27,231.307. This total includes the three 01/27/2022 grants of (a) 4,175.951, (b) 2,088.511, and (c) 2,088.511 performance units and the three 01/20/2023 grants of (a) 4,173.166, (b) 2,086.584, and (c) 2,086.584 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/25/2024 grants of (a) 5,266, (b) 2,633, and (c) 2,633 performance units.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 22:14 UTC
Henninger Tadd JSVP-Finance and Treasurer
GrantPerformance Stock Unit (SIP) · Derivative 2,633 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-008397 · ownership.xml · derivative · entry 8

Henninger Tadd J · CIK 0001726245 · SVP-Finance and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,633

Underlying: Common Stock · 2,633 shares

Expires not disclosed

F8 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2026. Determination of number of underlying securities that have been earned, if any, will be made by the People and Compensation Committee in January 2027.

F8 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2026. Determination of number of underlying securities that have been earned, if any, will be made by the People and Compensation Committee in January 2027.

F8 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2026. Determination of number of underlying securities that have been earned, if any, will be made by the People and Compensation Committee in January 2027.

F7 · balance_after: As of 01/29/2024, total performance units beneficially owned is 27,231.307. This total includes the three 01/27/2022 grants of (a) 4,175.951, (b) 2,088.511, and (c) 2,088.511 performance units and the three 01/20/2023 grants of (a) 4,173.166, (b) 2,086.584, and (c) 2,086.584 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/25/2024 grants of (a) 5,266, (b) 2,633, and (c) 2,633 performance units.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 22:14 UTC
Henninger Tadd JSVP-Finance and Treasurer
GrantPerformance Stock Unit (SIP) · Derivative 5,266 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-008397 · ownership.xml · derivative · entry 7

Henninger Tadd J · CIK 0001726245 · SVP-Finance and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,266

Underlying: Common Stock · 5,266 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2026. Determination of number of underlying securities that have been earned, if any, will be made by the People and Compensation Committee in January 2027.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2026. Determination of number of underlying securities that have been earned, if any, will be made by the People and Compensation Committee in January 2027.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2026. Determination of number of underlying securities that have been earned, if any, will be made by the People and Compensation Committee in January 2027.

F7 · balance_after: As of 01/29/2024, total performance units beneficially owned is 27,231.307. This total includes the three 01/27/2022 grants of (a) 4,175.951, (b) 2,088.511, and (c) 2,088.511 performance units and the three 01/20/2023 grants of (a) 4,173.166, (b) 2,086.584, and (c) 2,086.584 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/25/2024 grants of (a) 5,266, (b) 2,633, and (c) 2,633 performance units.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 22:14 UTC
Henninger Tadd JSVP-Finance and Treasurer
GrantStock Unit (SIP) · Derivative 2,633 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-008397 · ownership.xml · derivative · entry 6

Henninger Tadd J · CIK 0001726245 · SVP-Finance and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,633

Underlying: Common Stock · 2,633 shares

Expires not disclosed

F3 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F4 · derivative.exercise_date: The units will vest on 01/25/2027.

F4 · derivative.expiration_date: The units will vest on 01/25/2027.

F5 · balance_after: As of 01/29/2024, total restricted stock units beneficially owned is 20,411.915. This total includes the 06/15/2021 grant of 3,074.914 restricted stock units, the 12/16/2021 grant of 9,078.762 restricted stock units, the 01/27/2022 grant of 2,088.511 restricted stock units, the 05/25/2022 grant of 1,450.144 restricted stock units, and the 01/20/2023 grant of 2,086.584 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/25/2024 grant of 2,633 restricted stock units.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 22:14 UTC
Henninger Tadd JSVP-Finance and Treasurer
Tax withholdingCommon Stock 1,201 $25.83 $31,021.83
Disclosure

SEC source: 0000950170-24-008397 · ownership.xml · nonDerivative · entry 4

Henninger Tadd J · CIK 0001726245 · SVP-Finance and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,760.258

F2 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

F1 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 22:14 UTC
Henninger Tadd JSVP-Finance and Treasurer
Exercise / conversionCommon Stock 4,174 $25.83 $107,814.42
Disclosure

SEC source: 0000950170-24-008397 · ownership.xml · nonDerivative · entry 3

Henninger Tadd J · CIK 0001726245 · SVP-Finance and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,961.258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 22:14 UTC
Henninger Tadd JSVP-Finance and Treasurer
Tax withholdingCommon Stock 2,260 $25.83 $58,375.80
Disclosure

SEC source: 0000950170-24-008397 · ownership.xml · nonDerivative · entry 2

Henninger Tadd J · CIK 0001726245 · SVP-Finance and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,787.258

F2 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

F1 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 22:14 UTC
Henninger Tadd JSVP-Finance and Treasurer
Exercise / conversionCommon Stock 6,888 $25.83 $177,917.04
Disclosure

SEC source: 0000950170-24-008397 · ownership.xml · nonDerivative · entry 1

Henninger Tadd J · CIK 0001726245 · SVP-Finance and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,047.258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 22:02 UTC
Gosman Angela KEVP and CHRO
Exercise / conversionPerformance Stock Unit (ICPKE) · Derivative 1,907 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-008380 · ownership.xml · derivative · entry 16

Gosman Angela K · CIK 0001900734 · EVP and CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,907 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (100%) based on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of the percentage of the award earned was made by the People and Compensation Committee on 01/25/2024 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/25/2024.

F10 · shares: Total includes the reinvestment of dividends.

F11 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (100%) based on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of the percentage of the award earned was made by the People and Compensation Committee on 01/25/2024 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/25/2024.

F11 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (100%) based on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of the percentage of the award earned was made by the People and Compensation Committee on 01/25/2024 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/25/2024.

F10 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F6 · balance_after: As of 01/29/2024, total performance units beneficially owned is 65,568.428. This total includes the three 01/27/2022 grants of (a) 7,430.218, (b) 3,715.644, and (c) 3,715.644 performance units, and the three 01/20/2023 grants of (a) 10,723.442, (b) 5,362.24, and (c) 5,362.24 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/25/2024 grants of (a) 14,629, (b) 7,315, and (c) 7,315 performance units.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 22:02 UTC
Gosman Angela KEVP and CHRO
Exercise / conversionPerformance Stock Unit (ICPKE) · Derivative 2,593 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-008380 · ownership.xml · derivative · entry 15

Gosman Angela K · CIK 0001900734 · EVP and CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,593 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (100%) based on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of the percentage of the award earned was made by the People and Compensation Committee on 01/25/2024 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/25/2024.

F10 · shares: Total includes the reinvestment of dividends.

F11 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (100%) based on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of the percentage of the award earned was made by the People and Compensation Committee on 01/25/2024 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/25/2024.

F11 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (100%) based on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of the percentage of the award earned was made by the People and Compensation Committee on 01/25/2024 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/25/2024.

F10 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F6 · balance_after: As of 01/29/2024, total performance units beneficially owned is 65,568.428. This total includes the three 01/27/2022 grants of (a) 7,430.218, (b) 3,715.644, and (c) 3,715.644 performance units, and the three 01/20/2023 grants of (a) 10,723.442, (b) 5,362.24, and (c) 5,362.24 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/25/2024 grants of (a) 14,629, (b) 7,315, and (c) 7,315 performance units.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 22:02 UTC
Gosman Angela KEVP and CHRO
Exercise / conversionPerformance Stock Unit (ICPKE) · Derivative 3,146 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-008380 · ownership.xml · derivative · entry 14

Gosman Angela K · CIK 0001900734 · EVP and CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,146 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (165%) based on the Company's return on equity over a one-year performance period ending 12/31/2021. Determination of the percentage of the award earned was made by the People and Compensation Committee on 01/21/2022 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/25/2024.

F10 · shares: Total includes the reinvestment of dividends.

F9 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (165%) based on the Company's return on equity over a one-year performance period ending 12/31/2021. Determination of the percentage of the award earned was made by the People and Compensation Committee on 01/21/2022 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/25/2024.

F9 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (165%) based on the Company's return on equity over a one-year performance period ending 12/31/2021. Determination of the percentage of the award earned was made by the People and Compensation Committee on 01/21/2022 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/25/2024.

F10 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F6 · balance_after: As of 01/29/2024, total performance units beneficially owned is 65,568.428. This total includes the three 01/27/2022 grants of (a) 7,430.218, (b) 3,715.644, and (c) 3,715.644 performance units, and the three 01/20/2023 grants of (a) 10,723.442, (b) 5,362.24, and (c) 5,362.24 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/25/2024 grants of (a) 14,629, (b) 7,315, and (c) 7,315 performance units.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 22:02 UTC
Gosman Angela KEVP and CHRO
Exercise / conversionPerformance Stock Unit (ICPKE) · Derivative 4,278 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-008380 · ownership.xml · derivative · entry 13

Gosman Angela K · CIK 0001900734 · EVP and CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,278 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (165%) based on the Company's return on equity over a one-year performance period ending 12/31/2021. Determination of the percentage of the award earned was made by the People and Compensation Committee on 01/21/2022 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/25/2024.

F10 · shares: Total includes the reinvestment of dividends.

F9 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (165%) based on the Company's return on equity over a one-year performance period ending 12/31/2021. Determination of the percentage of the award earned was made by the People and Compensation Committee on 01/21/2022 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/25/2024.

F9 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (165%) based on the Company's return on equity over a one-year performance period ending 12/31/2021. Determination of the percentage of the award earned was made by the People and Compensation Committee on 01/21/2022 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/25/2024.

F10 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F6 · balance_after: As of 01/29/2024, total performance units beneficially owned is 65,568.428. This total includes the three 01/27/2022 grants of (a) 7,430.218, (b) 3,715.644, and (c) 3,715.644 performance units, and the three 01/20/2023 grants of (a) 10,723.442, (b) 5,362.24, and (c) 5,362.24 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/25/2024 grants of (a) 14,629, (b) 7,315, and (c) 7,315 performance units.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 22:02 UTC
Gosman Angela KEVP and CHRO
GrantPerformance Stock Unit (SIP) · Derivative 7,315 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-008380 · ownership.xml · derivative · entry 12

Gosman Angela K · CIK 0001900734 · EVP and CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,315

Underlying: Common Stock · 7,315 shares

Expires not disclosed

F8 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2026. Determination of number of underlying securities that have been earned, if any, will be made by the People and Compensation Committee in January 2027.

F8 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2026. Determination of number of underlying securities that have been earned, if any, will be made by the People and Compensation Committee in January 2027.

F8 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2026. Determination of number of underlying securities that have been earned, if any, will be made by the People and Compensation Committee in January 2027.

F6 · balance_after: As of 01/29/2024, total performance units beneficially owned is 65,568.428. This total includes the three 01/27/2022 grants of (a) 7,430.218, (b) 3,715.644, and (c) 3,715.644 performance units, and the three 01/20/2023 grants of (a) 10,723.442, (b) 5,362.24, and (c) 5,362.24 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/25/2024 grants of (a) 14,629, (b) 7,315, and (c) 7,315 performance units.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 22:02 UTC
Gosman Angela KEVP and CHRO
GrantPerformance Stock Unit (SIP) · Derivative 7,315 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-008380 · ownership.xml · derivative · entry 11

Gosman Angela K · CIK 0001900734 · EVP and CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,315

Underlying: Common Stock · 7,315 shares

Expires not disclosed

F7 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2026. Determination of number of underlying securities that have been earned, if any, will be made by the People and Compensation Committee in January 2027.

F7 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2026. Determination of number of underlying securities that have been earned, if any, will be made by the People and Compensation Committee in January 2027.

F7 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2026. Determination of number of underlying securities that have been earned, if any, will be made by the People and Compensation Committee in January 2027.

F6 · balance_after: As of 01/29/2024, total performance units beneficially owned is 65,568.428. This total includes the three 01/27/2022 grants of (a) 7,430.218, (b) 3,715.644, and (c) 3,715.644 performance units, and the three 01/20/2023 grants of (a) 10,723.442, (b) 5,362.24, and (c) 5,362.24 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/25/2024 grants of (a) 14,629, (b) 7,315, and (c) 7,315 performance units.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 22:02 UTC
Gosman Angela KEVP and CHRO
GrantPerformance Stock Unit (SIP) · Derivative 14,629 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-008380 · ownership.xml · derivative · entry 10

Gosman Angela K · CIK 0001900734 · EVP and CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,629

Underlying: Common Stock · 14,629 shares

Expires not disclosed

F5 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2026. Determination of number of underlying securities that have been earned, if any, will be made by the People and Compensation Committee in January 2027.

F5 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2026. Determination of number of underlying securities that have been earned, if any, will be made by the People and Compensation Committee in January 2027.

F5 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2026. Determination of number of underlying securities that have been earned, if any, will be made by the People and Compensation Committee in January 2027.

F6 · balance_after: As of 01/29/2024, total performance units beneficially owned is 65,568.428. This total includes the three 01/27/2022 grants of (a) 7,430.218, (b) 3,715.644, and (c) 3,715.644 performance units, and the three 01/20/2023 grants of (a) 10,723.442, (b) 5,362.24, and (c) 5,362.24 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/25/2024 grants of (a) 14,629, (b) 7,315, and (c) 7,315 performance units.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 22:02 UTC
Gosman Angela KEVP and CHRO
GrantStock Unit (SIP) · Derivative 7,315 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-008380 · ownership.xml · derivative · entry 9

Gosman Angela K · CIK 0001900734 · EVP and CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,315

Underlying: Common Stock · 7,315 shares

Expires not disclosed

F2 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F3 · derivative.exercise_date: The units will vest on 01/25/2027.

F3 · derivative.expiration_date: The units will vest on 01/25/2027.

F4 · balance_after: As of 01/29/2024, total restricted stock units beneficially owned is 20,281.39. This total includes the 08/01/2021 grant of 866 restricted stock units, the 01/27/2022 grant of 3,715.644 restricted stock units, the 07/28/2022 grant of 3,022.506 restricted stock units, and the 01/20/2023 grant of 5,362.24 restricted stock units, plus in the case of the 01/27/2022, 07/28/2022 and 01/20/2023 grants, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/25/2024 grant of 7,315 restricted stock units.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 22:02 UTC
Gosman Angela KEVP and CHRO
Tax withholdingCommon Stock 549 $25.83 $14,180.67
Disclosure

SEC source: 0000950170-24-008380 · ownership.xml · nonDerivative · entry 8

Gosman Angela K · CIK 0001900734 · EVP and CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,261

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).

Read SEC document
January 25, 2024 Filed Jan 29, 2024 22:02 UTC
Gosman Angela KEVP and CHRO
Exercise / conversionCommon Stock 1,907 $25.83 $49,257.81
Disclosure

SEC source: 0000950170-24-008380 · ownership.xml · nonDerivative · entry 7

Gosman Angela K · CIK 0001900734 · EVP and CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 22:02 UTC
Gosman Angela KEVP and CHRO
Tax withholdingCommon Stock 747 $25.83 $19,295.01
Disclosure

SEC source: 0000950170-24-008380 · ownership.xml · nonDerivative · entry 6

Gosman Angela K · CIK 0001900734 · EVP and CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,903

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).

Read SEC document
January 25, 2024 Filed Jan 29, 2024 22:02 UTC
Gosman Angela KEVP and CHRO
Exercise / conversionCommon Stock 2,593 $25.83 $66,977.19
Disclosure

SEC source: 0000950170-24-008380 · ownership.xml · nonDerivative · entry 5

Gosman Angela K · CIK 0001900734 · EVP and CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 22:02 UTC
Gosman Angela KEVP and CHRO
Tax withholdingCommon Stock 943 $25.83 $24,357.69
Disclosure

SEC source: 0000950170-24-008380 · ownership.xml · nonDerivative · entry 4

Gosman Angela K · CIK 0001900734 · EVP and CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,057

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).

Read SEC document
January 25, 2024 Filed Jan 29, 2024 22:02 UTC
Gosman Angela KEVP and CHRO
Exercise / conversionCommon Stock 3,146 $25.83 $81,261.18
Disclosure

SEC source: 0000950170-24-008380 · ownership.xml · nonDerivative · entry 3

Gosman Angela K · CIK 0001900734 · EVP and CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 22:02 UTC
Gosman Angela KEVP and CHRO
Tax withholdingCommon Stock 1,458 $25.83 $37,660.14
Disclosure

SEC source: 0000950170-24-008380 · ownership.xml · nonDerivative · entry 2

Gosman Angela K · CIK 0001900734 · EVP and CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,854

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).

Read SEC document
January 25, 2024 Filed Jan 29, 2024 22:02 UTC
Gosman Angela KEVP and CHRO
Exercise / conversionCommon Stock 4,278 $25.83 $110,500.74
Disclosure

SEC source: 0000950170-24-008380 · ownership.xml · nonDerivative · entry 1

Gosman Angela K · CIK 0001900734 · EVP and CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 21:59 UTC
Crockett John R IIIPresident of a PPL Subsidiary
Exercise / conversionPerformance Stock Unit (ICPKE) · Derivative 2,047 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-008375 · ownership.xml · derivative · entry 16

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,047 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (100%) based on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of the percentage of the award earned was made by the People and Compensation Committee on 01/25/2024 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/25/2024.

F10 · shares: Total includes the reinvestment of dividends.

F11 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (100%) based on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of the percentage of the award earned was made by the People and Compensation Committee on 01/25/2024 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/25/2024.

F11 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (100%) based on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of the percentage of the award earned was made by the People and Compensation Committee on 01/25/2024 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/25/2024.

F10 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F6 · balance_after: As of 01/29/2024, total performance units beneficially owned is 68,980.901. This total includes the three 01/27/2022 grants of (a) 11,420.978, (b) 5,711.024, and (c) 5,711.024 performance units, and the three 01/20/2023 grants of (a) 11,413.437, (b) 5,706.719, and (c) 5,706.719 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/25/2024 grants of (a) 11,655, (b) 5,828, and (c) 5,828 performance units.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 21:59 UTC
Crockett John R IIIPresident of a PPL Subsidiary
Exercise / conversionPerformance Stock Unit (ICPKE) · Derivative 3,803 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-008375 · ownership.xml · derivative · entry 15

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,803 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (100%) based on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of the percentage of the award earned was made by the People and Compensation Committee on 01/25/2024 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/25/2024.

F10 · shares: Total includes the reinvestment of dividends.

F11 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (100%) based on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of the percentage of the award earned was made by the People and Compensation Committee on 01/25/2024 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/25/2024.

F11 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (100%) based on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of the percentage of the award earned was made by the People and Compensation Committee on 01/25/2024 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/25/2024.

F10 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F6 · balance_after: As of 01/29/2024, total performance units beneficially owned is 68,980.901. This total includes the three 01/27/2022 grants of (a) 11,420.978, (b) 5,711.024, and (c) 5,711.024 performance units, and the three 01/20/2023 grants of (a) 11,413.437, (b) 5,706.719, and (c) 5,706.719 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/25/2024 grants of (a) 11,655, (b) 5,828, and (c) 5,828 performance units.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 21:59 UTC
Crockett John R IIIPresident of a PPL Subsidiary
Exercise / conversionPerformance Stock Unit (ICPKE) · Derivative 3,378 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-008375 · ownership.xml · derivative · entry 14

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,378 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (165%) based on the Company's return on equity over a one-year performance period ending 12/31/2021. Determination of the percentage of the award earned was made by the People and Compensation Committee on 01/21/2022 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/25/2024.

F10 · shares: Total includes the reinvestment of dividends.

F9 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (165%) based on the Company's return on equity over a one-year performance period ending 12/31/2021. Determination of the percentage of the award earned was made by the People and Compensation Committee on 01/21/2022 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/25/2024.

F9 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (165%) based on the Company's return on equity over a one-year performance period ending 12/31/2021. Determination of the percentage of the award earned was made by the People and Compensation Committee on 01/21/2022 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/25/2024.

F10 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F6 · balance_after: As of 01/29/2024, total performance units beneficially owned is 68,980.901. This total includes the three 01/27/2022 grants of (a) 11,420.978, (b) 5,711.024, and (c) 5,711.024 performance units, and the three 01/20/2023 grants of (a) 11,413.437, (b) 5,706.719, and (c) 5,706.719 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/25/2024 grants of (a) 11,655, (b) 5,828, and (c) 5,828 performance units.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 21:59 UTC
Crockett John R IIIPresident of a PPL Subsidiary
Exercise / conversionPerformance Stock Unit (ICPKE) · Derivative 6,274 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-008375 · ownership.xml · derivative · entry 13

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,274 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (165%) based on the Company's return on equity over a one-year performance period ending 12/31/2021. Determination of the percentage of the award earned was made by the People and Compensation Committee on 01/21/2022 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/25/2024.

F10 · shares: Total includes the reinvestment of dividends.

F9 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (165%) based on the Company's return on equity over a one-year performance period ending 12/31/2021. Determination of the percentage of the award earned was made by the People and Compensation Committee on 01/21/2022 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/25/2024.

F9 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (165%) based on the Company's return on equity over a one-year performance period ending 12/31/2021. Determination of the percentage of the award earned was made by the People and Compensation Committee on 01/21/2022 and calculation of the underlying shares to be delivered, net of withholding, was completed on 01/25/2024.

F10 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F6 · balance_after: As of 01/29/2024, total performance units beneficially owned is 68,980.901. This total includes the three 01/27/2022 grants of (a) 11,420.978, (b) 5,711.024, and (c) 5,711.024 performance units, and the three 01/20/2023 grants of (a) 11,413.437, (b) 5,706.719, and (c) 5,706.719 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/25/2024 grants of (a) 11,655, (b) 5,828, and (c) 5,828 performance units.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 21:59 UTC
Crockett John R IIIPresident of a PPL Subsidiary
GrantPerformance Stock Unit (SIP) · Derivative 5,828 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-008375 · ownership.xml · derivative · entry 12

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,828

Underlying: Common Stock · 5,828 shares

Expires not disclosed

F8 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2026. Determination of number of underlying securities that have been earned, if any, will be made by the People and Compensation Committee in January 2027.

F8 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2026. Determination of number of underlying securities that have been earned, if any, will be made by the People and Compensation Committee in January 2027.

F8 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2026. Determination of number of underlying securities that have been earned, if any, will be made by the People and Compensation Committee in January 2027.

F6 · balance_after: As of 01/29/2024, total performance units beneficially owned is 68,980.901. This total includes the three 01/27/2022 grants of (a) 11,420.978, (b) 5,711.024, and (c) 5,711.024 performance units, and the three 01/20/2023 grants of (a) 11,413.437, (b) 5,706.719, and (c) 5,706.719 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/25/2024 grants of (a) 11,655, (b) 5,828, and (c) 5,828 performance units.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 21:59 UTC
Crockett John R IIIPresident of a PPL Subsidiary
GrantPerformance Stock Unit (SIP) · Derivative 5,828 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-008375 · ownership.xml · derivative · entry 11

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,828

Underlying: Common Stock · 5,828 shares

Expires not disclosed

F7 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2026. Determination of number of underlying securities that have been earned, if any, will be made by the People and Compensation Committee in January 2027.

F7 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2026. Determination of number of underlying securities that have been earned, if any, will be made by the People and Compensation Committee in January 2027.

F7 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2026. Determination of number of underlying securities that have been earned, if any, will be made by the People and Compensation Committee in January 2027.

F6 · balance_after: As of 01/29/2024, total performance units beneficially owned is 68,980.901. This total includes the three 01/27/2022 grants of (a) 11,420.978, (b) 5,711.024, and (c) 5,711.024 performance units, and the three 01/20/2023 grants of (a) 11,413.437, (b) 5,706.719, and (c) 5,706.719 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/25/2024 grants of (a) 11,655, (b) 5,828, and (c) 5,828 performance units.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 21:59 UTC
Crockett John R IIIPresident of a PPL Subsidiary
GrantPerformance Stock Unit (SIP) · Derivative 11,655 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-008375 · ownership.xml · derivative · entry 10

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,655

Underlying: Common Stock · 11,655 shares

Expires not disclosed

F5 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2026. Determination of number of underlying securities that have been earned, if any, will be made by the People and Compensation Committee in January 2027.

F5 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2026. Determination of number of underlying securities that have been earned, if any, will be made by the People and Compensation Committee in January 2027.

F5 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2026. Determination of number of underlying securities that have been earned, if any, will be made by the People and Compensation Committee in January 2027.

F6 · balance_after: As of 01/29/2024, total performance units beneficially owned is 68,980.901. This total includes the three 01/27/2022 grants of (a) 11,420.978, (b) 5,711.024, and (c) 5,711.024 performance units, and the three 01/20/2023 grants of (a) 11,413.437, (b) 5,706.719, and (c) 5,706.719 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/25/2024 grants of (a) 11,655, (b) 5,828, and (c) 5,828 performance units.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 21:59 UTC
Crockett John R IIIPresident of a PPL Subsidiary
GrantStock Unit (SIP) · Derivative 5,828 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-008375 · ownership.xml · derivative · entry 9

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,828

Underlying: Common Stock · 5,828 shares

Expires not disclosed

F2 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F3 · derivative.exercise_date: The units will vest on 01/25/2027.

F3 · derivative.expiration_date: The units will vest on 01/25/2027.

F4 · balance_after: As of 01/29/2024, total restricted stock units beneficially owned is 18,269.109. This total includes the 10/01/2021 grant of 1,023.366 restricted stock units, the 01/27/2022 grant of 5,711.024 restricted stock units, and the 01/20/2023 grant of 5,706.719 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/25/2024 grant of 5,828 restricted stock units.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 21:59 UTC
Crockett John R IIIPresident of a PPL Subsidiary
Tax withholdingCommon Stock 612 $25.83 $15,807.96
Disclosure

SEC source: 0000950170-24-008375 · ownership.xml · nonDerivative · entry 8

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,866

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).

Read SEC document
January 25, 2024 Filed Jan 29, 2024 21:59 UTC
Crockett John R IIIPresident of a PPL Subsidiary
Exercise / conversionCommon Stock 2,047 $25.83 $52,874.01
Disclosure

SEC source: 0000950170-24-008375 · ownership.xml · nonDerivative · entry 7

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 21:59 UTC
Crockett John R IIIPresident of a PPL Subsidiary
Tax withholdingCommon Stock 1,136 $25.83 $29,342.88
Disclosure

SEC source: 0000950170-24-008375 · ownership.xml · nonDerivative · entry 6

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,431

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).

Read SEC document
January 25, 2024 Filed Jan 29, 2024 21:59 UTC
Crockett John R IIIPresident of a PPL Subsidiary
Exercise / conversionCommon Stock 3,803 $25.83 $98,231.49
Disclosure

SEC source: 0000950170-24-008375 · ownership.xml · nonDerivative · entry 5

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.