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PNW

PINNACLE WEST CAPITAL CORP

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Tapewire entity
3465
SEC CIK
0000764622
Parsed reports
497

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2025 Filed Feb 24, 2025 21:58 UTC
Heflin Adam CEVP & CNO, APS
Disposition to issuerCommon Stock 61 $90.77 $5,536.97
Disclosure

SEC source: 0001628280-25-007409 · wk-form4_1740434276.xml · nonDerivative · entry 11

Heflin Adam C · CIK 0001331794 · EVP & CNO, APS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,600

F2 · kind: Represents the cash settlement of Restricted Stock Units received in connection with the settlement of dividend equivalent rights

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:58 UTC
Heflin Adam CEVP & CNO, APS
Exercise / conversionCommon Stock 1,472 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-007409 · wk-form4_1740434276.xml · nonDerivative · entry 10

Heflin Adam C · CIK 0001331794 · EVP & CNO, APS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled in 100% shares of common stock.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled in 100% shares of common stock.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:58 UTC
Heflin Adam CEVP & CNO, APS
Tax withholdingCommon Stock 564 $90.77 $51,194.28
Disclosure

SEC source: 0001628280-25-007409 · wk-form4_1740434276.xml · nonDerivative · entry 9

Heflin Adam C · CIK 0001331794 · EVP & CNO, APS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,189

F3 · kind: Shares retained by the Company for purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:58 UTC
Heflin Adam CEVP & CNO, APS
Disposition to issuerCommon Stock 121 $90.77 $10,983.17
Disclosure

SEC source: 0001628280-25-007409 · wk-form4_1740434276.xml · nonDerivative · entry 8

Heflin Adam C · CIK 0001331794 · EVP & CNO, APS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,753

F2 · kind: Represents the cash settlement of Restricted Stock Units received in connection with the settlement of dividend equivalent rights

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:58 UTC
Heflin Adam CEVP & CNO, APS
Exercise / conversionCommon Stock 1,437 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-007409 · wk-form4_1740434276.xml · nonDerivative · entry 7

Heflin Adam C · CIK 0001331794 · EVP & CNO, APS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled in 100% shares of common stock.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled in 100% shares of common stock.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:58 UTC
Heflin Adam CEVP & CNO, APS
Tax withholdingCommon Stock 1,371 $90.77 $124,445.67
Disclosure

SEC source: 0001628280-25-007409 · wk-form4_1740434276.xml · nonDerivative · entry 6

Heflin Adam C · CIK 0001331794 · EVP & CNO, APS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,437

F3 · kind: Shares retained by the Company for purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:58 UTC
Heflin Adam CEVP & CNO, APS
Disposition to issuerCommon Stock 420 $90.77 $38,123.40
Disclosure

SEC source: 0001628280-25-007409 · wk-form4_1740434276.xml · nonDerivative · entry 5

Heflin Adam C · CIK 0001331794 · EVP & CNO, APS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,808

F2 · kind: Represents the cash settlement of Restricted Stock Units received in connection with the settlement of dividend equivalent rights

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:58 UTC
Heflin Adam CEVP & CNO, APS
Exercise / conversionCommon Stock 3,622 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-007409 · wk-form4_1740434276.xml · nonDerivative · entry 4

Heflin Adam C · CIK 0001331794 · EVP & CNO, APS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled in 100% shares of common stock.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled in 100% shares of common stock.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:58 UTC
Heflin Adam CEVP & CNO, APS
Tax withholdingCommon Stock 495 $90.77 $44,931.15
Disclosure

SEC source: 0001628280-25-007409 · wk-form4_1740434276.xml · nonDerivative · entry 3

Heflin Adam C · CIK 0001331794 · EVP & CNO, APS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,606

F3 · kind: Shares retained by the Company for purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:58 UTC
Heflin Adam CEVP & CNO, APS
Disposition to issuerCommon Stock 153 $90.77 $13,887.81
Disclosure

SEC source: 0001628280-25-007409 · wk-form4_1740434276.xml · nonDerivative · entry 2

Heflin Adam C · CIK 0001331794 · EVP & CNO, APS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,101

F2 · kind: Represents the cash settlement of Restricted Stock Units received in connection with the settlement of dividend equivalent rights

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:58 UTC
Heflin Adam CEVP & CNO, APS
Exercise / conversionCommon Stock 1,306 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-007409 · wk-form4_1740434276.xml · nonDerivative · entry 1

Heflin Adam C · CIK 0001331794 · EVP & CNO, APS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled in 100% shares of common stock.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled in 100% shares of common stock.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:55 UTC
Smith Robert EdgarEVP, CLO, and CDO
Exercise / conversionRestricted Stock Units · Derivative 1,472 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-007404 · wk-form4_1740434142.xml · derivative · entry 19

Smith Robert Edgar · CIK 0001628362 · EVP, CLO, and CDO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,415

Underlying: Common Stock · 1,472 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled in 100% shares of common stock.

F13 · shares: The number of derivative securities in Column 5 includes 61 vested Restricted Stock Units received in connection with the settlement of dividend equivalent rights. Dividend equivalent rights accrue with respect to these Restricted Stock Units when and as cash dividends are paid on the Company's common stock.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled in 100% shares of common stock.

F14 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2024, and vests in four equal, annual installments beginning on February 20, 2025.

F14 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2024, and vests in four equal, annual installments beginning on February 20, 2025.

F15 · balance_after: Includes 182 Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:55 UTC
Smith Robert EdgarEVP, CLO, and CDO
Exercise / conversionRestricted Stock Units · Derivative 1,135 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-007404 · wk-form4_1740434142.xml · derivative · entry 18

Smith Robert Edgar · CIK 0001628362 · EVP, CLO, and CDO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,262

Underlying: Common Stock · 1,135 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled in 100% shares of common stock.

F10 · shares: The number of derivative securities in Column 5 includes 98 vested Restricted Stock Units received in connection with the settlement of dividend equivalent rights. Dividend equivalent rights accrue with respect to these Restricted Stock Units when and as cash dividends are paid on the Company's common stock.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled in 100% shares of common stock.

F11 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2023, and vests in four equal, annual installments beginning on February 20, 2024.

F11 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2023, and vests in four equal, annual installments beginning on February 20, 2024.

F12 · balance_after: Includes 188 Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:55 UTC
Smith Robert EdgarEVP, CLO, and CDO
Exercise / conversionRestricted Stock Units · Derivative 1,027 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-007404 · wk-form4_1740434142.xml · derivative · entry 17

Smith Robert Edgar · CIK 0001628362 · EVP, CLO, and CDO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,031

Underlying: Common Stock · 1,027 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled in 100% shares of common stock.

F7 · shares: The number of derivative securities in Column 5 includes 128 vested Restricted Stock Units received in connection with the settlement of dividend equivalent rights. Dividend equivalent rights accrue with respect to these Restricted Stock Units when and as cash dividends are paid on the Company's common stock.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled in 100% shares of common stock.

F8 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2022, and vests in four equal, annual installments beginning on February 20, 2023.

F8 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2022, and vests in four equal, annual installments beginning on February 20, 2023.

F9 · balance_after: Includes 132 Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:55 UTC
Smith Robert EdgarEVP, CLO, and CDO
Exercise / conversionRestricted Stock Units · Derivative 954 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-007404 · wk-form4_1740434142.xml · derivative · entry 16

Smith Robert Edgar · CIK 0001628362 · EVP, CLO, and CDO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 954 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F6 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2021, and vests and be settled in four equal, annual installments beginning on February 20, 2022.

F6 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2021, and vests and be settled in four equal, annual installments beginning on February 20, 2022.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:55 UTC
Smith Robert EdgarEVP, CLO, and CDO
Tax withholdingCommon Stock 34 $90.77 $3,086.18
Disclosure

SEC source: 0001628280-25-007404 · wk-form4_1740434142.xml · nonDerivative · entry 15

Smith Robert Edgar · CIK 0001628362 · EVP, CLO, and CDO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,212

F2 · kind: Shares retained by the Company for purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:55 UTC
Smith Robert EdgarEVP, CLO, and CDO
GrantCommon Stock 80 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-007404 · wk-form4_1740434142.xml · nonDerivative · entry 14

Smith Robert Edgar · CIK 0001628362 · EVP, CLO, and CDO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,246

F5 · shares: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2021 Restricted Stock Unit grant.

F5 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2021 Restricted Stock Unit grant.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:55 UTC
Smith Robert EdgarEVP, CLO, and CDO
Tax withholdingCommon Stock 584 $90.77 $53,009.68
Disclosure

SEC source: 0001628280-25-007404 · wk-form4_1740434142.xml · nonDerivative · entry 13

Smith Robert Edgar · CIK 0001628362 · EVP, CLO, and CDO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,166

F2 · kind: Shares retained by the Company for purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:55 UTC
Smith Robert EdgarEVP, CLO, and CDO
Disposition to issuerCommon Stock 61 $90.77 $5,536.97
Disclosure

SEC source: 0001628280-25-007404 · wk-form4_1740434142.xml · nonDerivative · entry 12

Smith Robert Edgar · CIK 0001628362 · EVP, CLO, and CDO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,750

F4 · kind: Represents the cash settlement of Restricted Stock Units received in connection with the settlement of dividend equivalent rights

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:55 UTC
Smith Robert EdgarEVP, CLO, and CDO
Exercise / conversionCommon Stock 1,472 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-007404 · wk-form4_1740434142.xml · nonDerivative · entry 11

Smith Robert Edgar · CIK 0001628362 · EVP, CLO, and CDO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled in 100% shares of common stock.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled in 100% shares of common stock.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:55 UTC
Smith Robert EdgarEVP, CLO, and CDO
Tax withholdingCommon Stock 429 $90.77 $38,940.33
Disclosure

SEC source: 0001628280-25-007404 · wk-form4_1740434142.xml · nonDerivative · entry 10

Smith Robert Edgar · CIK 0001628362 · EVP, CLO, and CDO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,339

F2 · kind: Shares retained by the Company for purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:55 UTC
Smith Robert EdgarEVP, CLO, and CDO
Disposition to issuerCommon Stock 98 $90.77 $8,895.46
Disclosure

SEC source: 0001628280-25-007404 · wk-form4_1740434142.xml · nonDerivative · entry 9

Smith Robert Edgar · CIK 0001628362 · EVP, CLO, and CDO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,768

F4 · kind: Represents the cash settlement of Restricted Stock Units received in connection with the settlement of dividend equivalent rights

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:55 UTC
Smith Robert EdgarEVP, CLO, and CDO
Exercise / conversionCommon Stock 1,135 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-007404 · wk-form4_1740434142.xml · nonDerivative · entry 8

Smith Robert Edgar · CIK 0001628362 · EVP, CLO, and CDO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled in 100% shares of common stock.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled in 100% shares of common stock.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:55 UTC
Smith Robert EdgarEVP, CLO, and CDO
Tax withholdingCommon Stock 372 $90.77 $33,766.44
Disclosure

SEC source: 0001628280-25-007404 · wk-form4_1740434142.xml · nonDerivative · entry 7

Smith Robert Edgar · CIK 0001628362 · EVP, CLO, and CDO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,731

F2 · kind: Shares retained by the Company for purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:55 UTC
Smith Robert EdgarEVP, CLO, and CDO
Disposition to issuerCommon Stock 128 $90.77 $11,618.56
Disclosure

SEC source: 0001628280-25-007404 · wk-form4_1740434142.xml · nonDerivative · entry 6

Smith Robert Edgar · CIK 0001628362 · EVP, CLO, and CDO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,103

F4 · kind: Represents the cash settlement of Restricted Stock Units received in connection with the settlement of dividend equivalent rights

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:55 UTC
Smith Robert EdgarEVP, CLO, and CDO
Exercise / conversionCommon Stock 1,027 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-007404 · wk-form4_1740434142.xml · nonDerivative · entry 5

Smith Robert Edgar · CIK 0001628362 · EVP, CLO, and CDO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled in 100% shares of common stock.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled in 100% shares of common stock.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:55 UTC
Smith Robert EdgarEVP, CLO, and CDO
Tax withholdingCommon Stock 223 $90.77 $20,241.71
Disclosure

SEC source: 0001628280-25-007404 · wk-form4_1740434142.xml · nonDerivative · entry 4

Smith Robert Edgar · CIK 0001628362 · EVP, CLO, and CDO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,204

F2 · kind: Shares retained by the Company for purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:55 UTC
Smith Robert EdgarEVP, CLO, and CDO
Exercise / conversionCommon Stock 477 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-007404 · wk-form4_1740434142.xml · nonDerivative · entry 3

Smith Robert Edgar · CIK 0001628362 · EVP, CLO, and CDO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:55 UTC
Smith Robert EdgarEVP, CLO, and CDO
Disposition to issuerCommon Stock 477 $90.77 $43,297.29
Disclosure

SEC source: 0001628280-25-007404 · wk-form4_1740434142.xml · nonDerivative · entry 2

Smith Robert Edgar · CIK 0001628362 · EVP, CLO, and CDO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,950

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:55 UTC
Smith Robert EdgarEVP, CLO, and CDO
Exercise / conversionCommon Stock 477 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-007404 · wk-form4_1740434142.xml · nonDerivative · entry 1

Smith Robert Edgar · CIK 0001628362 · EVP, CLO, and CDO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:54 UTC
Tetlow JacobEVP, COO, APS
Exercise / conversionRestricted Stock Units · Derivative 1,472 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-007402 · wk-form4_1740434079.xml · derivative · entry 23

Tetlow Jacob · CIK 0001862964 · EVP, COO, APS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,415

Underlying: Common Stock · 1,472 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled in 100% shares of common stock.

F14 · shares: The number of derivative securities in Column 5 includes 61 vested Restricted Stock Units received in connection with the settlement of dividend equivalent rights. Dividend equivalent rights accrue with respect to these Restricted Stock Units when and as cash dividends are paid on the Company's common stock.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled in 100% shares of common stock.

F15 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2024, and vests in four equal, annual installments beginning on February 20, 2025.

F15 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2024, and vests in four equal, annual installments beginning on February 20, 2025.

F16 · balance_after: Includes 182 Restricted Stock Units received in connection with the settlement of dividend equivalent rights

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:54 UTC
Tetlow JacobEVP, COO, APS
Exercise / conversionRestricted Stock Units · Derivative 1,354 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-007402 · wk-form4_1740434079.xml · derivative · entry 22

Tetlow Jacob · CIK 0001862964 · EVP, COO, APS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,706

Underlying: Common Stock · 1,354 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled in 100% shares of common stock.

F11 · shares: The number of derivative securities in Column 5 includes 114 vested Restricted Stock Units received in connection with the settlement of dividend equivalent rights. Dividend equivalent rights accrue with respect to these Restricted Stock Units when and as cash dividends are paid on the Company's common stock.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled in 100% shares of common stock.

F12 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2023, and vests in four equal, annual installments beginning on February 20, 2024.

F12 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2023, and vests in four equal, annual installments beginning on February 20, 2024.

F13 · balance_after: Includes 226 Restricted Stock Units received in connection with the settlement of dividend equivalent rights

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:54 UTC
Tetlow JacobEVP, COO, APS
Exercise / conversionRestricted Stock Units · Derivative 744 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-007402 · wk-form4_1740434079.xml · derivative · entry 21

Tetlow Jacob · CIK 0001862964 · EVP, COO, APS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 751

Underlying: Common Stock · 744 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled in 100% shares of common stock.

F8 · shares: The number of derivative securities in Column 5 includes 90 vested Restricted Stock Units received in connection with the settlement of dividend equivalent rights. Dividend equivalent rights accrue with respect to these Restricted Stock Units when and as cash dividends are paid on the Company's common stock.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled in 100% shares of common stock.

F9 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2022, and vests in four equal, annual installments beginning on February 20, 2023.

F9 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2022, and vests in four equal, annual installments beginning on February 20, 2023.

F10 · balance_after: Includes 97 Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

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February 20, 2025 Filed Feb 24, 2025 21:54 UTC
Tetlow JacobEVP, COO, APS
Exercise / conversionRestricted Stock Units · Derivative 527 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-007402 · wk-form4_1740434079.xml · derivative · entry 20

Tetlow Jacob · CIK 0001862964 · EVP, COO, APS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 527 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F7 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2021, and vests in four equal, annual installments beginning on February 20, 2022.

F7 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2021, and vests in four equal, annual installments beginning on February 20, 2022.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:54 UTC
Tetlow JacobEVP, COO, APS
Exercise / conversionRestricted Stock Units · Derivative 176 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-007402 · wk-form4_1740434079.xml · derivative · entry 19

Tetlow Jacob · CIK 0001862964 · EVP, COO, APS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 176 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F6 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in May 2021, and vests in four equal, annual installments beginning on February 20, 2022.

F6 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in May 2021, and vests in four equal, annual installments beginning on February 20, 2022.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:54 UTC
Tetlow JacobEVP, COO, APS
Tax withholdingCommon Stock 44 $90.77 $3,993.88
Disclosure

SEC source: 0001628280-25-007402 · wk-form4_1740434079.xml · nonDerivative · entry 17

Tetlow Jacob · CIK 0001862964 · EVP, COO, APS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,328

F2 · kind: Shares retained by the Company for purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:54 UTC
Tetlow JacobEVP, COO, APS
GrantCommon Stock 102 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-007402 · wk-form4_1740434079.xml · nonDerivative · entry 16

Tetlow Jacob · CIK 0001862964 · EVP, COO, APS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,372

F5 · shares: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2021 Restricted Stock Unit grant.

F5 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2021 Restricted Stock Unit grant.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:54 UTC
Tetlow JacobEVP, COO, APS
Tax withholdingCommon Stock 605 $90.77 $54,915.85
Disclosure

SEC source: 0001628280-25-007402 · wk-form4_1740434079.xml · nonDerivative · entry 15

Tetlow Jacob · CIK 0001862964 · EVP, COO, APS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,270

F2 · kind: Shares retained by the Company for purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:54 UTC
Tetlow JacobEVP, COO, APS
Disposition to issuerCommon Stock 61 $90.77 $5,536.97
Disclosure

SEC source: 0001628280-25-007402 · wk-form4_1740434079.xml · nonDerivative · entry 14

Tetlow Jacob · CIK 0001862964 · EVP, COO, APS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,875

F4 · kind: Represents the cash settlement of Restricted Stock Units received in connection with the settlement of dividend equivalent rights

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:54 UTC
Tetlow JacobEVP, COO, APS
Exercise / conversionCommon Stock 1,472 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-007402 · wk-form4_1740434079.xml · nonDerivative · entry 13

Tetlow Jacob · CIK 0001862964 · EVP, COO, APS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled in 100% shares of common stock.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled in 100% shares of common stock.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:54 UTC
Tetlow JacobEVP, COO, APS
Tax withholdingCommon Stock 532 $90.77 $48,289.64
Disclosure

SEC source: 0001628280-25-007402 · wk-form4_1740434079.xml · nonDerivative · entry 12

Tetlow Jacob · CIK 0001862964 · EVP, COO, APS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,464

F2 · kind: Shares retained by the Company for purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:54 UTC
Tetlow JacobEVP, COO, APS
Disposition to issuerCommon Stock 114 $90.77 $10,347.78
Disclosure

SEC source: 0001628280-25-007402 · wk-form4_1740434079.xml · nonDerivative · entry 11

Tetlow Jacob · CIK 0001862964 · EVP, COO, APS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,996

F4 · kind: Represents the cash settlement of Restricted Stock Units received in connection with the settlement of dividend equivalent rights

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:54 UTC
Tetlow JacobEVP, COO, APS
Exercise / conversionCommon Stock 1,354 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-007402 · wk-form4_1740434079.xml · nonDerivative · entry 10

Tetlow Jacob · CIK 0001862964 · EVP, COO, APS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled in 100% shares of common stock.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled in 100% shares of common stock.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:54 UTC
Tetlow JacobEVP, COO, APS
Tax withholdingCommon Stock 280 $90.77 $25,415.60
Disclosure

SEC source: 0001628280-25-007402 · wk-form4_1740434079.xml · nonDerivative · entry 9

Tetlow Jacob · CIK 0001862964 · EVP, COO, APS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 756

F2 · kind: Shares retained by the Company for purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:54 UTC
Tetlow JacobEVP, COO, APS
Disposition to issuerCommon Stock 90 $90.77 $8,169.30
Disclosure

SEC source: 0001628280-25-007402 · wk-form4_1740434079.xml · nonDerivative · entry 8

Tetlow Jacob · CIK 0001862964 · EVP, COO, APS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,036

F4 · kind: Represents the cash settlement of Restricted Stock Units received in connection with the settlement of dividend equivalent rights

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:54 UTC
Tetlow JacobEVP, COO, APS
Exercise / conversionCommon Stock 744 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-007402 · wk-form4_1740434079.xml · nonDerivative · entry 7

Tetlow Jacob · CIK 0001862964 · EVP, COO, APS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled in 100% shares of common stock.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled in 100% shares of common stock.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:54 UTC
Tetlow JacobEVP, COO, APS
Tax withholdingCommon Stock 252 $90.77 $22,874.04
Disclosure

SEC source: 0001628280-25-007402 · wk-form4_1740434079.xml · nonDerivative · entry 6

Tetlow Jacob · CIK 0001862964 · EVP, COO, APS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 382

F2 · kind: Shares retained by the Company for purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:54 UTC
Tetlow JacobEVP, COO, APS
Exercise / conversionCommon Stock 527 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-007402 · wk-form4_1740434079.xml · nonDerivative · entry 5

Tetlow Jacob · CIK 0001862964 · EVP, COO, APS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:54 UTC
Tetlow JacobEVP, COO, APS
Tax withholdingCommon Stock 37 $90.77 $3,358.49
Disclosure

SEC source: 0001628280-25-007402 · wk-form4_1740434079.xml · nonDerivative · entry 4

Tetlow Jacob · CIK 0001862964 · EVP, COO, APS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107

F2 · kind: Shares retained by the Company for purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:54 UTC
Tetlow JacobEVP, COO, APS
Exercise / conversionCommon Stock 88 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-007402 · wk-form4_1740434079.xml · nonDerivative · entry 3

Tetlow Jacob · CIK 0001862964 · EVP, COO, APS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.