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PNW

PINNACLE WEST CAPITAL CORP

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Tapewire entity
3465
SEC CIK
0000764622
Parsed reports
497

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2017 Filed Feb 22, 2017 22:33 UTC
Nickloy Lee R.VP and Treasurer
Disposition to issuerCommon Stock 180 $78.70 $14,166.00
Disclosure

SEC source: 0001209191-17-013444 · doc4.xml · nonDerivative · entry 6

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,707

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:33 UTC
Nickloy Lee R.VP and Treasurer
Exercise / conversionCommon Stock 180 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013444 · doc4.xml · nonDerivative · entry 5

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:33 UTC
Nickloy Lee R.VP and Treasurer
Tax withholdingCommon Stock 89 $78.70 $7,004.30
Disclosure

SEC source: 0001209191-17-013444 · doc4.xml · nonDerivative · entry 4

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,707

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:33 UTC
Nickloy Lee R.VP and Treasurer
Exercise / conversionCommon Stock 179 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013444 · doc4.xml · nonDerivative · entry 3

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:33 UTC
Nickloy Lee R.VP and Treasurer
Disposition to issuerCommon Stock 179 $78.70 $14,087.30
Disclosure

SEC source: 0001209191-17-013444 · doc4.xml · nonDerivative · entry 2

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,617

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:33 UTC
Nickloy Lee R.VP and Treasurer
Exercise / conversionCommon Stock 179 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013444 · doc4.xml · nonDerivative · entry 1

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:30 UTC
HATFIELD JOHN S.VP, Communications, APS
Exercise / conversionRestricted Stock Units · Derivative 261 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-013438 · doc4.xml · derivative · entry 18

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 783

Underlying: Common Stock · 261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F7 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

F7 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:30 UTC
HATFIELD JOHN S.VP, Communications, APS
Exercise / conversionRestricted Stock Units · Derivative 260 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-013438 · doc4.xml · derivative · entry 17

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 520

Underlying: Common Stock · 260 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F6 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2015, and vests in four equal, annual installments beginning on February 20, 2016. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

F6 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2015, and vests in four equal, annual installments beginning on February 20, 2016. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:30 UTC
HATFIELD JOHN S.VP, Communications, APS
Exercise / conversionRestricted Stock Units · Derivative 308 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-013438 · doc4.xml · derivative · entry 16

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308

Underlying: Common Stock · 308 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F5 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2014, and vests in four equal, annual installments beginning on February 20, 2015. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

F5 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2014, and vests in four equal, annual installments beginning on February 20, 2015. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:30 UTC
HATFIELD JOHN S.VP, Communications, APS
Exercise / conversionRestricted Stock Units · Derivative 308 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-013438 · doc4.xml · derivative · entry 15

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 308 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F4 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2013, and vests in four equal, annual installments beginning on February 20, 2014. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

F4 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2013, and vests in four equal, annual installments beginning on February 20, 2014. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:30 UTC
HATFIELD JOHN S.VP, Communications, APS
Tax withholdingCommon Stock 41 $78.70 $3,226.70
Disclosure

SEC source: 0001209191-17-013438 · doc4.xml · nonDerivative · entry 14

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,615

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:30 UTC
HATFIELD JOHN S.VP, Communications, APS
GrantCommon Stock 85 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013438 · doc4.xml · nonDerivative · entry 13

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,656

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2013, 2014, 2015 and 2016 Restricted Stock Unit grants.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:30 UTC
HATFIELD JOHN S.VP, Communications, APS
Tax withholdingCommon Stock 68 $78.70 $5,351.60
Disclosure

SEC source: 0001209191-17-013438 · doc4.xml · nonDerivative · entry 12

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,571

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:30 UTC
HATFIELD JOHN S.VP, Communications, APS
Exercise / conversionCommon Stock 130 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013438 · doc4.xml · nonDerivative · entry 11

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:30 UTC
HATFIELD JOHN S.VP, Communications, APS
Disposition to issuerCommon Stock 131 $78.70 $10,309.70
Disclosure

SEC source: 0001209191-17-013438 · doc4.xml · nonDerivative · entry 10

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,509

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:30 UTC
HATFIELD JOHN S.VP, Communications, APS
Exercise / conversionCommon Stock 131 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013438 · doc4.xml · nonDerivative · entry 9

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:30 UTC
HATFIELD JOHN S.VP, Communications, APS
Tax withholdingCommon Stock 68 $78.70 $5,351.60
Disclosure

SEC source: 0001209191-17-013438 · doc4.xml · nonDerivative · entry 8

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,509

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:30 UTC
HATFIELD JOHN S.VP, Communications, APS
Exercise / conversionCommon Stock 130 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013438 · doc4.xml · nonDerivative · entry 7

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:30 UTC
HATFIELD JOHN S.VP, Communications, APS
Disposition to issuerCommon Stock 130 $78.70 $10,231.00
Disclosure

SEC source: 0001209191-17-013438 · doc4.xml · nonDerivative · entry 6

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,447

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:30 UTC
HATFIELD JOHN S.VP, Communications, APS
Exercise / conversionCommon Stock 130 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013438 · doc4.xml · nonDerivative · entry 5

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:30 UTC
HATFIELD JOHN S.VP, Communications, APS
Tax withholdingCommon Stock 160 $78.70 $12,592.00
Disclosure

SEC source: 0001209191-17-013438 · doc4.xml · nonDerivative · entry 4

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,447

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:30 UTC
HATFIELD JOHN S.VP, Communications, APS
Exercise / conversionCommon Stock 308 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013438 · doc4.xml · nonDerivative · entry 3

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,607

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:30 UTC
HATFIELD JOHN S.VP, Communications, APS
Tax withholdingCommon Stock 160 $78.70 $12,592.00
Disclosure

SEC source: 0001209191-17-013438 · doc4.xml · nonDerivative · entry 2

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,299

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:30 UTC
HATFIELD JOHN S.VP, Communications, APS
Exercise / conversionCommon Stock 308 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013438 · doc4.xml · nonDerivative · entry 1

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:27 UTC Exercise / conversionRestricted Stock Units · Derivative 1,116 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-013429 · doc4.xml · derivative · entry 22

Falck David P · CIK 0001433108 · EVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,348

Underlying: Common Stock · 1,116 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F7 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

F7 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:27 UTC Exercise / conversionRestricted Stock Units · Derivative 1,299 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-013429 · doc4.xml · derivative · entry 21

Falck David P · CIK 0001433108 · EVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,598

Underlying: Common Stock · 1,299 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F6 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2015, and vests in four equal, annual installments beginning on February 20, 2016. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

F6 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2015, and vests in four equal, annual installments beginning on February 20, 2016. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:27 UTC Exercise / conversionRestricted Stock Units · Derivative 1,540 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-013429 · doc4.xml · derivative · entry 20

Falck David P · CIK 0001433108 · EVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,540

Underlying: Common Stock · 1,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F5 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2014, and vests in four equal, annual installments beginning on February 20, 2015. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

F5 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2014, and vests in four equal, annual installments beginning on February 20, 2015. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:27 UTC Exercise / conversionRestricted Stock Units · Derivative 1,432 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-013429 · doc4.xml · derivative · entry 19

Falck David P · CIK 0001433108 · EVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,432 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F4 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2013, and vests in four equal, annual installments beginning on February 20, 2014. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

F4 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2013, and vests in four equal, annual installments beginning on February 20, 2014. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:27 UTC Tax withholdingCommon Stock 109 $78.70 $8,578.30
Disclosure

SEC source: 0001209191-17-013429 · doc4.xml · nonDerivative · entry 18

Falck David P · CIK 0001433108 · EVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,379

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:27 UTC GrantCommon Stock 234 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013429 · doc4.xml · nonDerivative · entry 17

Falck David P · CIK 0001433108 · EVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,488

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2013, 2014, 2015 and 2016 Restricted Stock Unit grants.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:27 UTC Tax withholdingCommon Stock 256 $78.70 $20,147.20
Disclosure

SEC source: 0001209191-17-013429 · doc4.xml · nonDerivative · entry 16

Falck David P · CIK 0001433108 · EVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,254

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:27 UTC Exercise / conversionCommon Stock 558 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013429 · doc4.xml · nonDerivative · entry 15

Falck David P · CIK 0001433108 · EVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:27 UTC Disposition to issuerCommon Stock 558 $78.70 $43,914.60
Disclosure

SEC source: 0001209191-17-013429 · doc4.xml · nonDerivative · entry 14

Falck David P · CIK 0001433108 · EVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,952

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:27 UTC Exercise / conversionCommon Stock 558 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013429 · doc4.xml · nonDerivative · entry 13

Falck David P · CIK 0001433108 · EVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:27 UTC Tax withholdingCommon Stock 298 $78.70 $23,452.60
Disclosure

SEC source: 0001209191-17-013429 · doc4.xml · nonDerivative · entry 12

Falck David P · CIK 0001433108 · EVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,952

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:27 UTC Exercise / conversionCommon Stock 649 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013429 · doc4.xml · nonDerivative · entry 11

Falck David P · CIK 0001433108 · EVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:27 UTC Disposition to issuerCommon Stock 650 $78.70 $51,155.00
Disclosure

SEC source: 0001209191-17-013429 · doc4.xml · nonDerivative · entry 10

Falck David P · CIK 0001433108 · EVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,601

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:27 UTC Exercise / conversionCommon Stock 650 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013429 · doc4.xml · nonDerivative · entry 9

Falck David P · CIK 0001433108 · EVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:27 UTC Tax withholdingCommon Stock 354 $78.70 $27,859.80
Disclosure

SEC source: 0001209191-17-013429 · doc4.xml · nonDerivative · entry 8

Falck David P · CIK 0001433108 · EVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,601

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:27 UTC Exercise / conversionCommon Stock 770 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013429 · doc4.xml · nonDerivative · entry 7

Falck David P · CIK 0001433108 · EVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:27 UTC Disposition to issuerCommon Stock 770 $78.70 $60,599.00
Disclosure

SEC source: 0001209191-17-013429 · doc4.xml · nonDerivative · entry 6

Falck David P · CIK 0001433108 · EVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,185

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:27 UTC Exercise / conversionCommon Stock 770 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013429 · doc4.xml · nonDerivative · entry 5

Falck David P · CIK 0001433108 · EVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:27 UTC Tax withholdingCommon Stock 329 $78.70 $25,892.30
Disclosure

SEC source: 0001209191-17-013429 · doc4.xml · nonDerivative · entry 4

Falck David P · CIK 0001433108 · EVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,185

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:27 UTC Exercise / conversionCommon Stock 716 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013429 · doc4.xml · nonDerivative · entry 3

Falck David P · CIK 0001433108 · EVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:27 UTC Disposition to issuerCommon Stock 716 $78.70 $56,349.20
Disclosure

SEC source: 0001209191-17-013429 · doc4.xml · nonDerivative · entry 2

Falck David P · CIK 0001433108 · EVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,798

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:27 UTC Exercise / conversionCommon Stock 716 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013429 · doc4.xml · nonDerivative · entry 1

Falck David P · CIK 0001433108 · EVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:19 UTC
Danner Denise RVP, Controller & CAO
Exercise / conversionRestricted Stock Units · Derivative 335 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-013413 · doc4.xml · derivative · entry 23

Danner Denise R · CIK 0001307961 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,005

Underlying: Common Stock · 335 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F7 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

F7 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:19 UTC
Danner Denise RVP, Controller & CAO
Exercise / conversionRestricted Stock Units · Derivative 390 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-013413 · doc4.xml · derivative · entry 22

Danner Denise R · CIK 0001307961 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 780

Underlying: Common Stock · 390 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F6 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2015, and vests in four equal, annual installments beginning on February 20, 2016. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

F6 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2015, and vests in four equal, annual installments beginning on February 20, 2016. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:19 UTC
Danner Denise RVP, Controller & CAO
Exercise / conversionRestricted Stock Units · Derivative 412 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-013413 · doc4.xml · derivative · entry 21

Danner Denise R · CIK 0001307961 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412

Underlying: Common Stock · 412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F5 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2014, and vests in four equal, annual installments beginning on February 20, 2015. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

F5 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2014, and vests in four equal, annual installments beginning on February 20, 2015. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:19 UTC
Danner Denise RVP, Controller & CAO
Exercise / conversionRestricted Stock Units · Derivative 410 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-013413 · doc4.xml · derivative · entry 20

Danner Denise R · CIK 0001307961 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 410 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F4 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2013, and vests in four equal, annual installments beginning on February 20, 2014. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

F4 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2013, and vests in four equal, annual installments beginning on February 20, 2014. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.