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PNW

PINNACLE WEST CAPITAL CORP

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Tapewire entity
3465
SEC CIK
0000764622
Parsed reports
497

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2017 Filed Feb 22, 2017 22:51 UTC
GULDNER JEFFREY B.SVP, Public Policy-APS
Tax withholdingCommon Stock 55 $78.70 $4,328.50
Disclosure

SEC source: 0001209191-17-013465 · doc4.xml · nonDerivative · entry 18

GULDNER JEFFREY B. · CIK 0001521334 · SVP, Public Policy-APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,552

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:51 UTC
GULDNER JEFFREY B.SVP, Public Policy-APS
GrantCommon Stock 114 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013465 · doc4.xml · nonDerivative · entry 17

GULDNER JEFFREY B. · CIK 0001521334 · SVP, Public Policy-APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,607

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2013, 2014, 2015 and 2016 Restricted Stock Unit grants.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:51 UTC
GULDNER JEFFREY B.SVP, Public Policy-APS
Tax withholdingCommon Stock 144 $78.70 $11,332.80
Disclosure

SEC source: 0001209191-17-013465 · doc4.xml · nonDerivative · entry 16

GULDNER JEFFREY B. · CIK 0001521334 · SVP, Public Policy-APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,493

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:51 UTC
GULDNER JEFFREY B.SVP, Public Policy-APS
Exercise / conversionCommon Stock 297 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013465 · doc4.xml · nonDerivative · entry 15

GULDNER JEFFREY B. · CIK 0001521334 · SVP, Public Policy-APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:51 UTC
GULDNER JEFFREY B.SVP, Public Policy-APS
Disposition to issuerCommon Stock 298 $78.70 $23,452.60
Disclosure

SEC source: 0001209191-17-013465 · doc4.xml · nonDerivative · entry 14

GULDNER JEFFREY B. · CIK 0001521334 · SVP, Public Policy-APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,340

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:51 UTC
GULDNER JEFFREY B.SVP, Public Policy-APS
Exercise / conversionCommon Stock 298 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013465 · doc4.xml · nonDerivative · entry 13

GULDNER JEFFREY B. · CIK 0001521334 · SVP, Public Policy-APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:51 UTC
GULDNER JEFFREY B.SVP, Public Policy-APS
Tax withholdingCommon Stock 147 $78.70 $11,568.90
Disclosure

SEC source: 0001209191-17-013465 · doc4.xml · nonDerivative · entry 12

GULDNER JEFFREY B. · CIK 0001521334 · SVP, Public Policy-APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,340

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:51 UTC
GULDNER JEFFREY B.SVP, Public Policy-APS
Exercise / conversionCommon Stock 303 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013465 · doc4.xml · nonDerivative · entry 11

GULDNER JEFFREY B. · CIK 0001521334 · SVP, Public Policy-APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,487

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:51 UTC
GULDNER JEFFREY B.SVP, Public Policy-APS
Disposition to issuerCommon Stock 303 $78.70 $23,846.10
Disclosure

SEC source: 0001209191-17-013465 · doc4.xml · nonDerivative · entry 10

GULDNER JEFFREY B. · CIK 0001521334 · SVP, Public Policy-APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,184

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:51 UTC
GULDNER JEFFREY B.SVP, Public Policy-APS
Exercise / conversionCommon Stock 303 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013465 · doc4.xml · nonDerivative · entry 9

GULDNER JEFFREY B. · CIK 0001521334 · SVP, Public Policy-APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,487

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:51 UTC
GULDNER JEFFREY B.SVP, Public Policy-APS
Tax withholdingCommon Stock 174 $78.70 $13,693.80
Disclosure

SEC source: 0001209191-17-013465 · doc4.xml · nonDerivative · entry 8

GULDNER JEFFREY B. · CIK 0001521334 · SVP, Public Policy-APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,184

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:51 UTC
GULDNER JEFFREY B.SVP, Public Policy-APS
Exercise / conversionCommon Stock 359 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013465 · doc4.xml · nonDerivative · entry 7

GULDNER JEFFREY B. · CIK 0001521334 · SVP, Public Policy-APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:51 UTC
GULDNER JEFFREY B.SVP, Public Policy-APS
Disposition to issuerCommon Stock 359 $78.70 $28,253.30
Disclosure

SEC source: 0001209191-17-013465 · doc4.xml · nonDerivative · entry 6

GULDNER JEFFREY B. · CIK 0001521334 · SVP, Public Policy-APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,999

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:51 UTC
GULDNER JEFFREY B.SVP, Public Policy-APS
Exercise / conversionCommon Stock 359 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013465 · doc4.xml · nonDerivative · entry 5

GULDNER JEFFREY B. · CIK 0001521334 · SVP, Public Policy-APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:51 UTC
GULDNER JEFFREY B.SVP, Public Policy-APS
Tax withholdingCommon Stock 173 $78.70 $13,615.10
Disclosure

SEC source: 0001209191-17-013465 · doc4.xml · nonDerivative · entry 4

GULDNER JEFFREY B. · CIK 0001521334 · SVP, Public Policy-APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,999

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:51 UTC
GULDNER JEFFREY B.SVP, Public Policy-APS
Exercise / conversionCommon Stock 358 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013465 · doc4.xml · nonDerivative · entry 3

GULDNER JEFFREY B. · CIK 0001521334 · SVP, Public Policy-APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:51 UTC
GULDNER JEFFREY B.SVP, Public Policy-APS
Disposition to issuerCommon Stock 358 $78.70 $28,174.60
Disclosure

SEC source: 0001209191-17-013465 · doc4.xml · nonDerivative · entry 2

GULDNER JEFFREY B. · CIK 0001521334 · SVP, Public Policy-APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,814

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:51 UTC
GULDNER JEFFREY B.SVP, Public Policy-APS
Exercise / conversionCommon Stock 358 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013465 · doc4.xml · nonDerivative · entry 1

GULDNER JEFFREY B. · CIK 0001521334 · SVP, Public Policy-APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:44 UTC
Schiavoni Mark A.EVP & COO, APS
Exercise / conversionRestricted Stock Units · Derivative 1,636 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-013457 · doc4.xml · derivative · entry 16

Schiavoni Mark A. · CIK 0001461956 · EVP & COO, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,908

Underlying: Common Stock · 1,636 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F7 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

F7 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:44 UTC
Schiavoni Mark A.EVP & COO, APS
Exercise / conversionRestricted Stock Units · Derivative 1,732 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-013457 · doc4.xml · derivative · entry 15

Schiavoni Mark A. · CIK 0001461956 · EVP & COO, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,464

Underlying: Common Stock · 1,732 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F6 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2015, and vests in four equal, annual installments beginning on February 20, 2016. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

F6 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2015, and vests in four equal, annual installments beginning on February 20, 2016. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:44 UTC
Schiavoni Mark A.EVP & COO, APS
Exercise / conversionRestricted Stock Units · Derivative 1,540 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-013457 · doc4.xml · derivative · entry 14

Schiavoni Mark A. · CIK 0001461956 · EVP & COO, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,540

Underlying: Common Stock · 1,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F5 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2014, and vests in four equal, annual installments beginning on February 20, 2015. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

F5 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2014, and vests in four equal, annual installments beginning on February 20, 2015. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:44 UTC
Schiavoni Mark A.EVP & COO, APS
Exercise / conversionRestricted Stock Units · Derivative 1,432 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-013457 · doc4.xml · derivative · entry 13

Schiavoni Mark A. · CIK 0001461956 · EVP & COO, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,432 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F4 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2013, and vests in four equal, annual installments beginning on February 20, 2014. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

F4 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2013, and vests in four equal, annual installments beginning on February 20, 2014. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:44 UTC
Schiavoni Mark A.EVP & COO, APS
Tax withholdingCommon Stock 159 $78.70 $12,513.30
Disclosure

SEC source: 0001209191-17-013457 · doc4.xml · nonDerivative · entry 12

Schiavoni Mark A. · CIK 0001461956 · EVP & COO, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,071

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:44 UTC
Schiavoni Mark A.EVP & COO, APS
GrantCommon Stock 486 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013457 · doc4.xml · nonDerivative · entry 11

Schiavoni Mark A. · CIK 0001461956 · EVP & COO, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,230

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2013, 2014, 2015 and 2016 Restricted Stock Unit grants.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:44 UTC
Schiavoni Mark A.EVP & COO, APS
Tax withholdingCommon Stock 266 $78.70 $20,934.20
Disclosure

SEC source: 0001209191-17-013457 · doc4.xml · nonDerivative · entry 10

Schiavoni Mark A. · CIK 0001461956 · EVP & COO, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,744

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:44 UTC
Schiavoni Mark A.EVP & COO, APS
Exercise / conversionCommon Stock 818 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013457 · doc4.xml · nonDerivative · entry 9

Schiavoni Mark A. · CIK 0001461956 · EVP & COO, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:44 UTC
Schiavoni Mark A.EVP & COO, APS
Disposition to issuerCommon Stock 818 $78.70 $64,376.60
Disclosure

SEC source: 0001209191-17-013457 · doc4.xml · nonDerivative · entry 8

Schiavoni Mark A. · CIK 0001461956 · EVP & COO, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,192

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:44 UTC
Schiavoni Mark A.EVP & COO, APS
Exercise / conversionCommon Stock 818 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013457 · doc4.xml · nonDerivative · entry 7

Schiavoni Mark A. · CIK 0001461956 · EVP & COO, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:44 UTC
Schiavoni Mark A.EVP & COO, APS
Tax withholdingCommon Stock 564 $78.70 $44,386.80
Disclosure

SEC source: 0001209191-17-013457 · doc4.xml · nonDerivative · entry 6

Schiavoni Mark A. · CIK 0001461956 · EVP & COO, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,192

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:44 UTC
Schiavoni Mark A.EVP & COO, APS
Exercise / conversionCommon Stock 1,732 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013457 · doc4.xml · nonDerivative · entry 5

Schiavoni Mark A. · CIK 0001461956 · EVP & COO, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:44 UTC
Schiavoni Mark A.EVP & COO, APS
Tax withholdingCommon Stock 501 $78.70 $39,428.70
Disclosure

SEC source: 0001209191-17-013457 · doc4.xml · nonDerivative · entry 4

Schiavoni Mark A. · CIK 0001461956 · EVP & COO, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,024

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:44 UTC
Schiavoni Mark A.EVP & COO, APS
Exercise / conversionCommon Stock 1,540 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013457 · doc4.xml · nonDerivative · entry 3

Schiavoni Mark A. · CIK 0001461956 · EVP & COO, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:44 UTC
Schiavoni Mark A.EVP & COO, APS
Tax withholdingCommon Stock 466 $78.70 $36,674.20
Disclosure

SEC source: 0001209191-17-013457 · doc4.xml · nonDerivative · entry 2

Schiavoni Mark A. · CIK 0001461956 · EVP & COO, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,985

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:44 UTC
Schiavoni Mark A.EVP & COO, APS
Exercise / conversionCommon Stock 1,432 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013457 · doc4.xml · nonDerivative · entry 1

Schiavoni Mark A. · CIK 0001461956 · EVP & COO, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:33 UTC
Nickloy Lee R.VP and Treasurer
Exercise / conversionRestricted Stock Units · Derivative 261 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-013444 · doc4.xml · derivative · entry 22

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 783

Underlying: Common Stock · 261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F7 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

F7 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

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February 17, 2017 Filed Feb 22, 2017 22:33 UTC
Nickloy Lee R.VP and Treasurer
Exercise / conversionRestricted Stock Units · Derivative 303 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-013444 · doc4.xml · derivative · entry 21

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 606

Underlying: Common Stock · 303 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F6 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2015, and vests in four equal, annual installments beginning on February 20, 2016. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

F6 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2015, and vests in four equal, annual installments beginning on February 20, 2016. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:33 UTC
Nickloy Lee R.VP and Treasurer
Exercise / conversionRestricted Stock Units · Derivative 360 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-013444 · doc4.xml · derivative · entry 20

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360

Underlying: Common Stock · 360 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F5 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2014, and vests in four equal, annual installments beginning on February 20, 2015. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

F5 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2014, and vests in four equal, annual installments beginning on February 20, 2015. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:33 UTC
Nickloy Lee R.VP and Treasurer
Exercise / conversionRestricted Stock Units · Derivative 358 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-013444 · doc4.xml · derivative · entry 19

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 358 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

F4 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2013, and vests in four equal, annual installments beginning on February 20, 2014. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

F4 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2013, and vests in four equal, annual installments beginning on February 20, 2014. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:33 UTC
Nickloy Lee R.VP and Treasurer
Tax withholdingCommon Stock 27 $78.70 $2,124.90
Disclosure

SEC source: 0001209191-17-013444 · doc4.xml · nonDerivative · entry 18

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,967

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:33 UTC
Nickloy Lee R.VP and Treasurer
GrantCommon Stock 56 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013444 · doc4.xml · nonDerivative · entry 17

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,994

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2013, 2014, 2015 and 2016 Restricted Stock Unit grants.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:33 UTC
Nickloy Lee R.VP and Treasurer
Tax withholdingCommon Stock 65 $78.70 $5,115.50
Disclosure

SEC source: 0001209191-17-013444 · doc4.xml · nonDerivative · entry 16

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,938

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:33 UTC
Nickloy Lee R.VP and Treasurer
Exercise / conversionCommon Stock 130 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013444 · doc4.xml · nonDerivative · entry 15

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:33 UTC
Nickloy Lee R.VP and Treasurer
Disposition to issuerCommon Stock 131 $78.70 $10,309.70
Disclosure

SEC source: 0001209191-17-013444 · doc4.xml · nonDerivative · entry 14

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,873

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:33 UTC
Nickloy Lee R.VP and Treasurer
Exercise / conversionCommon Stock 131 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013444 · doc4.xml · nonDerivative · entry 13

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:33 UTC
Nickloy Lee R.VP and Treasurer
Tax withholdingCommon Stock 75 $78.70 $5,902.50
Disclosure

SEC source: 0001209191-17-013444 · doc4.xml · nonDerivative · entry 12

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,873

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:33 UTC
Nickloy Lee R.VP and Treasurer
Exercise / conversionCommon Stock 151 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013444 · doc4.xml · nonDerivative · entry 11

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,948

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:33 UTC
Nickloy Lee R.VP and Treasurer
Disposition to issuerCommon Stock 152 $78.70 $11,962.40
Disclosure

SEC source: 0001209191-17-013444 · doc4.xml · nonDerivative · entry 10

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,797

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:33 UTC
Nickloy Lee R.VP and Treasurer
Exercise / conversionCommon Stock 152 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013444 · doc4.xml · nonDerivative · entry 9

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:33 UTC
Nickloy Lee R.VP and Treasurer
Tax withholdingCommon Stock 90 $78.70 $7,083.00
Disclosure

SEC source: 0001209191-17-013444 · doc4.xml · nonDerivative · entry 8

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,797

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:33 UTC
Nickloy Lee R.VP and Treasurer
Exercise / conversionCommon Stock 180 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013444 · doc4.xml · nonDerivative · entry 7

Nickloy Lee R. · CIK 0001488338 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.