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PNW

PINNACLE WEST CAPITAL CORP

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Tapewire entity
3465
SEC CIK
0000764622
Parsed reports
497

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2018 Filed Feb 22, 2018 22:50 UTC
GULDNER JEFFREY B.EVP, Public Policy & GC
Tax withholdingCommon Stock 135 $77.20 $10,422.00
Disclosure

SEC source: 0001209191-18-012551 · doc4.xml · nonDerivative · entry 12

GULDNER JEFFREY B. · CIK 0001521334 · EVP, Public Policy & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,559

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:50 UTC
GULDNER JEFFREY B.EVP, Public Policy & GC
Exercise / conversionCommon Stock 303 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012551 · doc4.xml · nonDerivative · entry 11

GULDNER JEFFREY B. · CIK 0001521334 · EVP, Public Policy & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:50 UTC
GULDNER JEFFREY B.EVP, Public Policy & GC
Disposition to issuerCommon Stock 303 $77.20 $23,391.60
Disclosure

SEC source: 0001209191-18-012551 · doc4.xml · nonDerivative · entry 10

GULDNER JEFFREY B. · CIK 0001521334 · EVP, Public Policy & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,391

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:50 UTC
GULDNER JEFFREY B.EVP, Public Policy & GC
Exercise / conversionCommon Stock 303 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012551 · doc4.xml · nonDerivative · entry 9

GULDNER JEFFREY B. · CIK 0001521334 · EVP, Public Policy & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:50 UTC
GULDNER JEFFREY B.EVP, Public Policy & GC
Tax withholdingCommon Stock 160 $77.20 $12,352.00
Disclosure

SEC source: 0001209191-18-012551 · doc4.xml · nonDerivative · entry 8

GULDNER JEFFREY B. · CIK 0001521334 · EVP, Public Policy & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,391

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:50 UTC
GULDNER JEFFREY B.EVP, Public Policy & GC
Exercise / conversionCommon Stock 359 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012551 · doc4.xml · nonDerivative · entry 7

GULDNER JEFFREY B. · CIK 0001521334 · EVP, Public Policy & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:50 UTC
GULDNER JEFFREY B.EVP, Public Policy & GC
Disposition to issuerCommon Stock 359 $77.20 $27,714.80
Disclosure

SEC source: 0001209191-18-012551 · doc4.xml · nonDerivative · entry 6

GULDNER JEFFREY B. · CIK 0001521334 · EVP, Public Policy & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,192

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:50 UTC
GULDNER JEFFREY B.EVP, Public Policy & GC
Exercise / conversionCommon Stock 359 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012551 · doc4.xml · nonDerivative · entry 5

GULDNER JEFFREY B. · CIK 0001521334 · EVP, Public Policy & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:50 UTC
GULDNER JEFFREY B.EVP, Public Policy & GC
Tax withholdingCommon Stock 89 $77.20 $6,870.80
Disclosure

SEC source: 0001209191-18-012551 · doc4.xml · nonDerivative · entry 4

GULDNER JEFFREY B. · CIK 0001521334 · EVP, Public Policy & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,192

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:50 UTC
GULDNER JEFFREY B.EVP, Public Policy & GC
GrantCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012551 · doc4.xml · nonDerivative · entry 3

GULDNER JEFFREY B. · CIK 0001521334 · EVP, Public Policy & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,281

F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 20, 2018.

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 20, 2018.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:50 UTC
GULDNER JEFFREY B.EVP, Public Policy & GC
Tax withholdingCommon Stock 852 $77.20 $65,774.40
Disclosure

SEC source: 0001209191-18-012551 · doc4.xml · nonDerivative · entry 2

GULDNER JEFFREY B. · CIK 0001521334 · EVP, Public Policy & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,081

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:50 UTC
GULDNER JEFFREY B.EVP, Public Policy & GC
GrantCommon Stock 1,870 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012551 · doc4.xml · nonDerivative · entry 1

GULDNER JEFFREY B. · CIK 0001521334 · EVP, Public Policy & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,933

F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2015.

F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2015.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:47 UTC GrantRestricted Stock Units · Derivative 3,888 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012545 · doc4.xml · derivative · entry 28

HATFIELD JAMES R · CIK 0001226552 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,888

Underlying: Common Stock · 3,888 shares

Expires not disclosed

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F12 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective on February 20, 2018, and vests in four equal, annual installments beginning on February 20, 2019, and will be settled in four equal, annual installments beginning February 20, 2019.

F12 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective on February 20, 2018, and vests in four equal, annual installments beginning on February 20, 2019, and will be settled in four equal, annual installments beginning February 20, 2019.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:47 UTC Exercise / conversionRestricted Stock Units · Derivative 1,129 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012545 · doc4.xml · derivative · entry 27

HATFIELD JAMES R · CIK 0001226552 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,387

Underlying: Common Stock · 1,129 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F11 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018.

F11 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:47 UTC Exercise / conversionRestricted Stock Units · Derivative 1,264 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012545 · doc4.xml · derivative · entry 26

HATFIELD JAMES R · CIK 0001226552 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,528

Underlying: Common Stock · 1,264 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F10 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017.

F10 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:47 UTC Exercise / conversionRestricted Stock Units · Derivative 1,299 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012545 · doc4.xml · derivative · entry 25

HATFIELD JAMES R · CIK 0001226552 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,299

Underlying: Common Stock · 1,299 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F9 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016.

F9 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:47 UTC Exercise / conversionRestricted Stock Units · Derivative 1,540 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012545 · doc4.xml · derivative · entry 24

HATFIELD JAMES R · CIK 0001226552 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F8 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2014, and vest in four equal, annual installments beginning on February 20, 2015.

F8 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2014, and vest in four equal, annual installments beginning on February 20, 2015.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:47 UTC GiftCommon Stock 4,730 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012545 · doc4.xml · nonDerivative · entry 22

HATFIELD JAMES R · CIK 0001226552 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 48,826

F7 · kind: The reporting person gifted the shares received on February 20, 2018 to a revocable family trust.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:47 UTC GiftCommon Stock 4,730 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012545 · doc4.xml · nonDerivative · entry 21

HATFIELD JAMES R · CIK 0001226552 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F7 · kind: The reporting person gifted the shares received on February 20, 2018 to a revocable family trust.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:47 UTC Tax withholdingCommon Stock 154 $77.20 $11,888.80
Disclosure

SEC source: 0001209191-18-012545 · doc4.xml · nonDerivative · entry 20

HATFIELD JAMES R · CIK 0001226552 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,730

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:47 UTC GrantCommon Stock 353 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012545 · doc4.xml · nonDerivative · entry 19

HATFIELD JAMES R · CIK 0001226552 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,884

F6 · shares: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2014, 2015, 2016 and 2017 Restricted Stock Unit grants.

F6 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2014, 2015, 2016 and 2017 Restricted Stock Unit grants.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:47 UTC Tax withholdingCommon Stock 229 $77.20 $17,678.80
Disclosure

SEC source: 0001209191-18-012545 · doc4.xml · nonDerivative · entry 18

HATFIELD JAMES R · CIK 0001226552 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,531

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:47 UTC Exercise / conversionCommon Stock 564 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012545 · doc4.xml · nonDerivative · entry 17

HATFIELD JAMES R · CIK 0001226552 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:47 UTC Disposition to issuerCommon Stock 565 $77.20 $43,618.00
Disclosure

SEC source: 0001209191-18-012545 · doc4.xml · nonDerivative · entry 16

HATFIELD JAMES R · CIK 0001226552 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,196

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:47 UTC Exercise / conversionCommon Stock 565 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012545 · doc4.xml · nonDerivative · entry 15

HATFIELD JAMES R · CIK 0001226552 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:47 UTC Tax withholdingCommon Stock 257 $77.20 $19,840.40
Disclosure

SEC source: 0001209191-18-012545 · doc4.xml · nonDerivative · entry 14

HATFIELD JAMES R · CIK 0001226552 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,196

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:47 UTC Exercise / conversionCommon Stock 632 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012545 · doc4.xml · nonDerivative · entry 13

HATFIELD JAMES R · CIK 0001226552 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:47 UTC Disposition to issuerCommon Stock 632 $77.20 $48,790.40
Disclosure

SEC source: 0001209191-18-012545 · doc4.xml · nonDerivative · entry 12

HATFIELD JAMES R · CIK 0001226552 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,821

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:47 UTC Exercise / conversionCommon Stock 632 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012545 · doc4.xml · nonDerivative · entry 11

HATFIELD JAMES R · CIK 0001226552 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:47 UTC Tax withholdingCommon Stock 264 $77.20 $20,380.80
Disclosure

SEC source: 0001209191-18-012545 · doc4.xml · nonDerivative · entry 10

HATFIELD JAMES R · CIK 0001226552 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,821

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:47 UTC Exercise / conversionCommon Stock 649 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012545 · doc4.xml · nonDerivative · entry 9

HATFIELD JAMES R · CIK 0001226552 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:47 UTC Disposition to issuerCommon Stock 650 $77.20 $50,180.00
Disclosure

SEC source: 0001209191-18-012545 · doc4.xml · nonDerivative · entry 8

HATFIELD JAMES R · CIK 0001226552 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,436

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:47 UTC Exercise / conversionCommon Stock 650 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012545 · doc4.xml · nonDerivative · entry 7

HATFIELD JAMES R · CIK 0001226552 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,086

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:47 UTC Tax withholdingCommon Stock 626 $77.20 $48,327.20
Disclosure

SEC source: 0001209191-18-012545 · doc4.xml · nonDerivative · entry 6

HATFIELD JAMES R · CIK 0001226552 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,436

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

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February 20, 2018 Filed Feb 22, 2018 22:47 UTC Exercise / conversionCommon Stock 1,540 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012545 · doc4.xml · nonDerivative · entry 5

HATFIELD JAMES R · CIK 0001226552 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

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February 20, 2018 Filed Feb 22, 2018 22:47 UTC Tax withholdingCommon Stock 184 $77.20 $14,204.80
Disclosure

SEC source: 0001209191-18-012545 · doc4.xml · nonDerivative · entry 4

HATFIELD JAMES R · CIK 0001226552 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,522

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:47 UTC GrantCommon Stock 428 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012545 · doc4.xml · nonDerivative · entry 3

HATFIELD JAMES R · CIK 0001226552 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,706

F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 20, 2018.

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 20, 2018.

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February 20, 2018 Filed Feb 22, 2018 22:47 UTC Tax withholdingCommon Stock 1,728 $77.20 $133,401.60
Disclosure

SEC source: 0001209191-18-012545 · doc4.xml · nonDerivative · entry 2

HATFIELD JAMES R · CIK 0001226552 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,278

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:47 UTC GrantCommon Stock 4,006 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012545 · doc4.xml · nonDerivative · entry 1

HATFIELD JAMES R · CIK 0001226552 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,006

F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2015.

F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2015.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:31 UTC
HATFIELD JOHN S.VP, Communications, APS
GrantRestricted Stock Units · Derivative 908 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012532 · doc4.xml · derivative · entry 23

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 908

Underlying: Common Stock · 908 shares

Expires not disclosed

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F11 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective on February 20, 2018, and vests in four equal, annual installments beginning on February 20, 2019, and will be settled in four equal, annual installments beginning February 20, 2019.

F11 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective on February 20, 2018, and vests in four equal, annual installments beginning on February 20, 2019, and will be settled in four equal, annual installments beginning February 20, 2019.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:31 UTC
HATFIELD JOHN S.VP, Communications, APS
Exercise / conversionRestricted Stock Units · Derivative 220 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012532 · doc4.xml · derivative · entry 22

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 660

Underlying: Common Stock · 220 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F10 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018.

F10 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:31 UTC
HATFIELD JOHN S.VP, Communications, APS
Exercise / conversionRestricted Stock Units · Derivative 261 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012532 · doc4.xml · derivative · entry 21

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522

Underlying: Common Stock · 261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F9 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017.

F9 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:31 UTC
HATFIELD JOHN S.VP, Communications, APS
Exercise / conversionRestricted Stock Units · Derivative 260 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012532 · doc4.xml · derivative · entry 20

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260

Underlying: Common Stock · 260 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F8 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016.

F8 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:31 UTC
HATFIELD JOHN S.VP, Communications, APS
Exercise / conversionRestricted Stock Units · Derivative 308 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012532 · doc4.xml · derivative · entry 19

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 308 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F7 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2014, and vest in four equal, annual installments beginning on February 20, 2015.

F7 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2014, and vest in four equal, annual installments beginning on February 20, 2015.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:31 UTC
HATFIELD JOHN S.VP, Communications, APS
Tax withholdingCommon Stock 31 $77.20 $2,393.20
Disclosure

SEC source: 0001209191-18-012532 · doc4.xml · nonDerivative · entry 18

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,588

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:31 UTC
HATFIELD JOHN S.VP, Communications, APS
GrantCommon Stock 67 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012532 · doc4.xml · nonDerivative · entry 17

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,619

F6 · shares: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2014, 2015 and 2016 Restricted Stock Unit grants.

F6 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2014, 2015 and 2016 Restricted Stock Unit grants.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:31 UTC
HATFIELD JOHN S.VP, Communications, APS
Disposition to issuerCommon Stock 220 $77.20 $16,984.00
Disclosure

SEC source: 0001209191-18-012532 · doc4.xml · nonDerivative · entry 16

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,552

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:31 UTC
HATFIELD JOHN S.VP, Communications, APS
Exercise / conversionCommon Stock 220 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012532 · doc4.xml · nonDerivative · entry 15

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:31 UTC
HATFIELD JOHN S.VP, Communications, APS
Tax withholdingCommon Stock 58 $77.20 $4,477.60
Disclosure

SEC source: 0001209191-18-012532 · doc4.xml · nonDerivative · entry 14

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,552

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:31 UTC
HATFIELD JOHN S.VP, Communications, APS
Exercise / conversionCommon Stock 130 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012532 · doc4.xml · nonDerivative · entry 13

HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.