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PNW

PINNACLE WEST CAPITAL CORP

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Tapewire entity
3465
SEC CIK
0000764622
Parsed reports
497

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2018 Filed Feb 22, 2018 22:55 UTC Tax withholdingCommon Stock 279 $77.20 $21,538.80
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · nonDerivative · entry 12

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,163

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:55 UTC Exercise / conversionCommon Stock 649 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · nonDerivative · entry 11

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,442

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:55 UTC Disposition to issuerCommon Stock 650 $77.20 $50,180.00
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · nonDerivative · entry 10

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,793

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:55 UTC Exercise / conversionCommon Stock 650 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · nonDerivative · entry 9

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:55 UTC Tax withholdingCommon Stock 331 $77.20 $25,553.20
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · nonDerivative · entry 8

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,793

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:55 UTC Exercise / conversionCommon Stock 770 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · nonDerivative · entry 7

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:55 UTC Disposition to issuerCommon Stock 770 $77.20 $59,444.00
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · nonDerivative · entry 6

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,354

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:55 UTC Exercise / conversionCommon Stock 770 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · nonDerivative · entry 5

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:55 UTC Tax withholdingCommon Stock 184 $77.20 $14,204.80
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · nonDerivative · entry 4

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,354

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:55 UTC GrantCommon Stock 428 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · nonDerivative · entry 3

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,538

F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 20, 2018.

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 20, 2018.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:55 UTC Tax withholdingCommon Stock 1,734 $77.20 $133,864.80
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · nonDerivative · entry 2

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,110

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:55 UTC GrantCommon Stock 4,006 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · nonDerivative · entry 1

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,844

F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2015.

F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2015.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:52 UTC
FROETSCHER DANIEL TEVP, Operations, APS
GrantRestricted Stock Units · Derivative 2,724 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012556 · doc4.xml · derivative · entry 25

FROETSCHER DANIEL T · CIK 0001521333 · EVP, Operations, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,724

Underlying: Common Stock · 2,724 shares

Expires not disclosed

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F11 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective on February 20, 2018, and vests in four equal, annual installments beginning on February 20, 2019, and will be settled in four equal, annual installments beginning February 20, 2019.

F11 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective on February 20, 2018, and vests in four equal, annual installments beginning on February 20, 2019, and will be settled in four equal, annual installments beginning February 20, 2019.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:52 UTC
FROETSCHER DANIEL TEVP, Operations, APS
Exercise / conversionRestricted Stock Units · Derivative 439 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012556 · doc4.xml · derivative · entry 24

FROETSCHER DANIEL T · CIK 0001521333 · EVP, Operations, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,317

Underlying: Common Stock · 439 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F10 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018.

F10 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:52 UTC
FROETSCHER DANIEL TEVP, Operations, APS
Exercise / conversionRestricted Stock Units · Derivative 521 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012556 · doc4.xml · derivative · entry 23

FROETSCHER DANIEL T · CIK 0001521333 · EVP, Operations, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,042

Underlying: Common Stock · 521 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F9 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017.

F9 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:52 UTC
FROETSCHER DANIEL TEVP, Operations, APS
Exercise / conversionRestricted Stock Units · Derivative 520 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012556 · doc4.xml · derivative · entry 22

FROETSCHER DANIEL T · CIK 0001521333 · EVP, Operations, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 520

Underlying: Common Stock · 520 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F8 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016.

F8 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:52 UTC
FROETSCHER DANIEL TEVP, Operations, APS
Exercise / conversionRestricted Stock Units · Derivative 514 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012556 · doc4.xml · derivative · entry 21

FROETSCHER DANIEL T · CIK 0001521333 · EVP, Operations, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 514 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F7 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2014, and vest in four equal, annual installments beginning on February 20, 2015.

F7 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2014, and vest in four equal, annual installments beginning on February 20, 2015.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:52 UTC
FROETSCHER DANIEL TEVP, Operations, APS
Tax withholdingCommon Stock 38 $77.20 $2,933.60
Disclosure

SEC source: 0001209191-18-012556 · doc4.xml · nonDerivative · entry 20

FROETSCHER DANIEL T · CIK 0001521333 · EVP, Operations, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,350

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:52 UTC
FROETSCHER DANIEL TEVP, Operations, APS
GrantCommon Stock 83 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012556 · doc4.xml · nonDerivative · entry 19

FROETSCHER DANIEL T · CIK 0001521333 · EVP, Operations, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,388

F6 · shares: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2014, 2015 and 2016 Restricted Stock Unit grants.

F6 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2014, 2015 and 2016 Restricted Stock Unit grants.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:52 UTC
FROETSCHER DANIEL TEVP, Operations, APS
Disposition to issuerCommon Stock 439 $77.20 $33,890.80
Disclosure

SEC source: 0001209191-18-012556 · doc4.xml · nonDerivative · entry 18

FROETSCHER DANIEL T · CIK 0001521333 · EVP, Operations, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,305

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:52 UTC
FROETSCHER DANIEL TEVP, Operations, APS
Exercise / conversionCommon Stock 439 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012556 · doc4.xml · nonDerivative · entry 17

FROETSCHER DANIEL T · CIK 0001521333 · EVP, Operations, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:52 UTC
FROETSCHER DANIEL TEVP, Operations, APS
Tax withholdingCommon Stock 108 $77.20 $8,337.60
Disclosure

SEC source: 0001209191-18-012556 · doc4.xml · nonDerivative · entry 16

FROETSCHER DANIEL T · CIK 0001521333 · EVP, Operations, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,305

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:52 UTC
FROETSCHER DANIEL TEVP, Operations, APS
Exercise / conversionCommon Stock 260 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012556 · doc4.xml · nonDerivative · entry 15

FROETSCHER DANIEL T · CIK 0001521333 · EVP, Operations, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:52 UTC
FROETSCHER DANIEL TEVP, Operations, APS
Disposition to issuerCommon Stock 261 $77.20 $20,149.20
Disclosure

SEC source: 0001209191-18-012556 · doc4.xml · nonDerivative · entry 14

FROETSCHER DANIEL T · CIK 0001521333 · EVP, Operations, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,153

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:52 UTC
FROETSCHER DANIEL TEVP, Operations, APS
Exercise / conversionCommon Stock 261 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012556 · doc4.xml · nonDerivative · entry 13

FROETSCHER DANIEL T · CIK 0001521333 · EVP, Operations, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,414

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:52 UTC
FROETSCHER DANIEL TEVP, Operations, APS
Tax withholdingCommon Stock 108 $77.20 $8,337.60
Disclosure

SEC source: 0001209191-18-012556 · doc4.xml · nonDerivative · entry 12

FROETSCHER DANIEL T · CIK 0001521333 · EVP, Operations, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,153

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:52 UTC
FROETSCHER DANIEL TEVP, Operations, APS
Exercise / conversionCommon Stock 260 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012556 · doc4.xml · nonDerivative · entry 11

FROETSCHER DANIEL T · CIK 0001521333 · EVP, Operations, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:52 UTC
FROETSCHER DANIEL TEVP, Operations, APS
Disposition to issuerCommon Stock 260 $77.20 $20,072.00
Disclosure

SEC source: 0001209191-18-012556 · doc4.xml · nonDerivative · entry 10

FROETSCHER DANIEL T · CIK 0001521333 · EVP, Operations, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,001

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:52 UTC
FROETSCHER DANIEL TEVP, Operations, APS
Exercise / conversionCommon Stock 260 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012556 · doc4.xml · nonDerivative · entry 9

FROETSCHER DANIEL T · CIK 0001521333 · EVP, Operations, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:52 UTC
FROETSCHER DANIEL TEVP, Operations, APS
Tax withholdingCommon Stock 106 $77.20 $8,183.20
Disclosure

SEC source: 0001209191-18-012556 · doc4.xml · nonDerivative · entry 8

FROETSCHER DANIEL T · CIK 0001521333 · EVP, Operations, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,001

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:52 UTC
FROETSCHER DANIEL TEVP, Operations, APS
Exercise / conversionCommon Stock 257 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012556 · doc4.xml · nonDerivative · entry 7

FROETSCHER DANIEL T · CIK 0001521333 · EVP, Operations, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:52 UTC
FROETSCHER DANIEL TEVP, Operations, APS
Disposition to issuerCommon Stock 257 $77.20 $19,840.40
Disclosure

SEC source: 0001209191-18-012556 · doc4.xml · nonDerivative · entry 6

FROETSCHER DANIEL T · CIK 0001521333 · EVP, Operations, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,850

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:52 UTC
FROETSCHER DANIEL TEVP, Operations, APS
Exercise / conversionCommon Stock 257 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012556 · doc4.xml · nonDerivative · entry 5

FROETSCHER DANIEL T · CIK 0001521333 · EVP, Operations, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:52 UTC
FROETSCHER DANIEL TEVP, Operations, APS
Tax withholdingCommon Stock 73 $77.20 $5,635.60
Disclosure

SEC source: 0001209191-18-012556 · doc4.xml · nonDerivative · entry 4

FROETSCHER DANIEL T · CIK 0001521333 · EVP, Operations, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,850

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:52 UTC
FROETSCHER DANIEL TEVP, Operations, APS
GrantCommon Stock 171 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012556 · doc4.xml · nonDerivative · entry 3

FROETSCHER DANIEL T · CIK 0001521333 · EVP, Operations, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,923

F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 20, 2018.

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 20, 2018.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:52 UTC
FROETSCHER DANIEL TEVP, Operations, APS
Tax withholdingCommon Stock 738 $77.20 $56,973.60
Disclosure

SEC source: 0001209191-18-012556 · doc4.xml · nonDerivative · entry 2

FROETSCHER DANIEL T · CIK 0001521333 · EVP, Operations, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,752

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:52 UTC
FROETSCHER DANIEL TEVP, Operations, APS
GrantCommon Stock 1,602 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012556 · doc4.xml · nonDerivative · entry 1

FROETSCHER DANIEL T · CIK 0001521333 · EVP, Operations, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,490

F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2015.

F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2015.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:50 UTC
GULDNER JEFFREY B.EVP, Public Policy & GC
GrantRestricted Stock Units · Derivative 2,724 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012551 · doc4.xml · derivative · entry 26

GULDNER JEFFREY B. · CIK 0001521334 · EVP, Public Policy & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,724

Underlying: Common Stock · 2,724 shares

Expires not disclosed

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F11 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective on February 20, 2018, and vests in four equal, annual installments beginning on February 20, 2019, and will be settled in four equal, annual installments beginning February 20, 2019.

F11 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective on February 20, 2018, and vests in four equal, annual installments beginning on February 20, 2019, and will be settled in four equal, annual installments beginning February 20, 2019.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:50 UTC
GULDNER JEFFREY B.EVP, Public Policy & GC
Exercise / conversionRestricted Stock Units · Derivative 627 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012551 · doc4.xml · derivative · entry 25

GULDNER JEFFREY B. · CIK 0001521334 · EVP, Public Policy & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,881

Underlying: Common Stock · 627 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F10 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018.

F10 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:50 UTC
GULDNER JEFFREY B.EVP, Public Policy & GC
Exercise / conversionRestricted Stock Units · Derivative 595 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012551 · doc4.xml · derivative · entry 24

GULDNER JEFFREY B. · CIK 0001521334 · EVP, Public Policy & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,190

Underlying: Common Stock · 595 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F9 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017.

F9 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:50 UTC
GULDNER JEFFREY B.EVP, Public Policy & GC
Exercise / conversionRestricted Stock Units · Derivative 606 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012551 · doc4.xml · derivative · entry 23

GULDNER JEFFREY B. · CIK 0001521334 · EVP, Public Policy & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 606

Underlying: Common Stock · 606 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F8 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016.

F8 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:50 UTC
GULDNER JEFFREY B.EVP, Public Policy & GC
Exercise / conversionRestricted Stock Units · Derivative 718 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012551 · doc4.xml · derivative · entry 22

GULDNER JEFFREY B. · CIK 0001521334 · EVP, Public Policy & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 718 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F7 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2014, and vest in four equal, annual installments beginning on February 20, 2015.

F7 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2014, and vest in four equal, annual installments beginning on February 20, 2015.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:50 UTC
GULDNER JEFFREY B.EVP, Public Policy & GC
Tax withholdingCommon Stock 48 $77.20 $3,705.60
Disclosure

SEC source: 0001209191-18-012551 · doc4.xml · nonDerivative · entry 20

GULDNER JEFFREY B. · CIK 0001521334 · EVP, Public Policy & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,779

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:50 UTC
GULDNER JEFFREY B.EVP, Public Policy & GC
GrantCommon Stock 104 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012551 · doc4.xml · nonDerivative · entry 19

GULDNER JEFFREY B. · CIK 0001521334 · EVP, Public Policy & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,827

F6 · shares: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2014, 2015 and 2016 Restricted Stock Unit grants.

F6 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2014, 2015 and 2016 Restricted Stock Unit grants.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:50 UTC
GULDNER JEFFREY B.EVP, Public Policy & GC
Disposition to issuerCommon Stock 627 $77.20 $48,404.40
Disclosure

SEC source: 0001209191-18-012551 · doc4.xml · nonDerivative · entry 18

GULDNER JEFFREY B. · CIK 0001521334 · EVP, Public Policy & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,723

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:50 UTC
GULDNER JEFFREY B.EVP, Public Policy & GC
Exercise / conversionCommon Stock 627 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012551 · doc4.xml · nonDerivative · entry 17

GULDNER JEFFREY B. · CIK 0001521334 · EVP, Public Policy & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:50 UTC
GULDNER JEFFREY B.EVP, Public Policy & GC
Tax withholdingCommon Stock 133 $77.20 $10,267.60
Disclosure

SEC source: 0001209191-18-012551 · doc4.xml · nonDerivative · entry 16

GULDNER JEFFREY B. · CIK 0001521334 · EVP, Public Policy & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,723

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:50 UTC
GULDNER JEFFREY B.EVP, Public Policy & GC
Exercise / conversionCommon Stock 297 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012551 · doc4.xml · nonDerivative · entry 15

GULDNER JEFFREY B. · CIK 0001521334 · EVP, Public Policy & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:50 UTC
GULDNER JEFFREY B.EVP, Public Policy & GC
Disposition to issuerCommon Stock 298 $77.20 $23,005.60
Disclosure

SEC source: 0001209191-18-012551 · doc4.xml · nonDerivative · entry 14

GULDNER JEFFREY B. · CIK 0001521334 · EVP, Public Policy & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,559

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:50 UTC
GULDNER JEFFREY B.EVP, Public Policy & GC
Exercise / conversionCommon Stock 298 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012551 · doc4.xml · nonDerivative · entry 13

GULDNER JEFFREY B. · CIK 0001521334 · EVP, Public Policy & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.