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PNW

PINNACLE WEST CAPITAL CORP

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Tapewire entity
3465
SEC CIK
0000764622
Parsed reports
497

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2018 Filed Feb 22, 2018 22:59 UTC
Danner Denise RVP, Controller & CAO
Tax withholdingCommon Stock 85 $77.20 $6,562.00
Disclosure

SEC source: 0001209191-18-012565 · doc4.xml · nonDerivative · entry 12

Danner Denise R · CIK 0001307961 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,128

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:59 UTC
Danner Denise RVP, Controller & CAO
Exercise / conversionCommon Stock 195 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012565 · doc4.xml · nonDerivative · entry 11

Danner Denise R · CIK 0001307961 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,213

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:59 UTC
Danner Denise RVP, Controller & CAO
Disposition to issuerCommon Stock 195 $77.20 $15,054.00
Disclosure

SEC source: 0001209191-18-012565 · doc4.xml · nonDerivative · entry 10

Danner Denise R · CIK 0001307961 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,018

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:59 UTC
Danner Denise RVP, Controller & CAO
Exercise / conversionCommon Stock 195 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012565 · doc4.xml · nonDerivative · entry 9

Danner Denise R · CIK 0001307961 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,213

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:59 UTC
Danner Denise RVP, Controller & CAO
Tax withholdingCommon Stock 90 $77.20 $6,948.00
Disclosure

SEC source: 0001209191-18-012565 · doc4.xml · nonDerivative · entry 8

Danner Denise R · CIK 0001307961 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,018

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:59 UTC
Danner Denise RVP, Controller & CAO
Exercise / conversionCommon Stock 206 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012565 · doc4.xml · nonDerivative · entry 7

Danner Denise R · CIK 0001307961 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:59 UTC
Danner Denise RVP, Controller & CAO
Disposition to issuerCommon Stock 206 $77.20 $15,903.20
Disclosure

SEC source: 0001209191-18-012565 · doc4.xml · nonDerivative · entry 6

Danner Denise R · CIK 0001307961 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,902

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:59 UTC
Danner Denise RVP, Controller & CAO
Exercise / conversionCommon Stock 206 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012565 · doc4.xml · nonDerivative · entry 5

Danner Denise R · CIK 0001307961 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:59 UTC
Danner Denise RVP, Controller & CAO
Tax withholdingCommon Stock 55 $77.20 $4,246.00
Disclosure

SEC source: 0001209191-18-012565 · doc4.xml · nonDerivative · entry 4

Danner Denise R · CIK 0001307961 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,902

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:59 UTC
Danner Denise RVP, Controller & CAO
GrantCommon Stock 128 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012565 · doc4.xml · nonDerivative · entry 3

Danner Denise R · CIK 0001307961 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,957

F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 20, 2018.

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 20, 2018.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:59 UTC
Danner Denise RVP, Controller & CAO
Tax withholdingCommon Stock 572 $77.20 $44,158.40
Disclosure

SEC source: 0001209191-18-012565 · doc4.xml · nonDerivative · entry 2

Danner Denise R · CIK 0001307961 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,829

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:59 UTC
Danner Denise RVP, Controller & CAO
GrantCommon Stock 1,202 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012565 · doc4.xml · nonDerivative · entry 1

Danner Denise R · CIK 0001307961 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,401

F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2015.

F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2015.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:57 UTC
Easterly Donna MVP, HR & Ethics, APS
GrantRestricted Stock Units · Derivative 1,556 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012563 · doc4.xml · derivative · entry 24

Easterly Donna M · CIK 0001707475 · VP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,556

Underlying: Common Stock · 1,556 shares

Expires not disclosed

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F11 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective on February 20, 2018, and vests in four equal, annual installments beginning on February 20, 2019, and will be settled in four equal, annual installments beginning February 20, 2019.

F11 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective on February 20, 2018, and vests in four equal, annual installments beginning on February 20, 2019, and will be settled in four equal, annual installments beginning February 20, 2019.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:57 UTC
Easterly Donna MVP, HR & Ethics, APS
Exercise / conversionRestricted Stock Units · Derivative 283 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012563 · doc4.xml · derivative · entry 23

Easterly Donna M · CIK 0001707475 · VP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 849

Underlying: Common Stock · 283 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F10 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018.

F10 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:57 UTC
Easterly Donna MVP, HR & Ethics, APS
Exercise / conversionRestricted Stock Units · Derivative 261 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012563 · doc4.xml · derivative · entry 22

Easterly Donna M · CIK 0001707475 · VP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522

Underlying: Common Stock · 261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F9 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017.

F9 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:57 UTC
Easterly Donna MVP, HR & Ethics, APS
Exercise / conversionRestricted Stock Units · Derivative 260 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012563 · doc4.xml · derivative · entry 21

Easterly Donna M · CIK 0001707475 · VP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260

Underlying: Common Stock · 260 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F8 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016.

F8 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:57 UTC
Easterly Donna MVP, HR & Ethics, APS
Exercise / conversionRestricted Stock Units · Derivative 104 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012563 · doc4.xml · derivative · entry 20

Easterly Donna M · CIK 0001707475 · VP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 104 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F7 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2014, and vest in four equal, annual installments beginning on February 20, 2015.

F7 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2014, and vest in four equal, annual installments beginning on February 20, 2015.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:57 UTC
Easterly Donna MVP, HR & Ethics, APS
Tax withholdingCommon Stock 27 $77.20 $2,084.40
Disclosure

SEC source: 0001209191-18-012563 · doc4.xml · nonDerivative · entry 18

Easterly Donna M · CIK 0001707475 · VP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,751

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:57 UTC
Easterly Donna MVP, HR & Ethics, APS
GrantCommon Stock 57 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012563 · doc4.xml · nonDerivative · entry 17

Easterly Donna M · CIK 0001707475 · VP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,778

F6 · shares: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2014, 2015, 2016 and 2017 Restricted Stock Unit grants.

F6 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2014, 2015, 2016 and 2017 Restricted Stock Unit grants.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:57 UTC
Easterly Donna MVP, HR & Ethics, APS
Tax withholdingCommon Stock 63 $77.20 $4,863.60
Disclosure

SEC source: 0001209191-18-012563 · doc4.xml · nonDerivative · entry 16

Easterly Donna M · CIK 0001707475 · VP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,721

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:57 UTC
Easterly Donna MVP, HR & Ethics, APS
Exercise / conversionCommon Stock 141 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012563 · doc4.xml · nonDerivative · entry 15

Easterly Donna M · CIK 0001707475 · VP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:57 UTC
Easterly Donna MVP, HR & Ethics, APS
Disposition to issuerCommon Stock 142 $77.20 $10,962.40
Disclosure

SEC source: 0001209191-18-012563 · doc4.xml · nonDerivative · entry 14

Easterly Donna M · CIK 0001707475 · VP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,643

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:57 UTC
Easterly Donna MVP, HR & Ethics, APS
Exercise / conversionCommon Stock 142 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012563 · doc4.xml · nonDerivative · entry 13

Easterly Donna M · CIK 0001707475 · VP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:57 UTC
Easterly Donna MVP, HR & Ethics, APS
Tax withholdingCommon Stock 58 $77.20 $4,477.60
Disclosure

SEC source: 0001209191-18-012563 · doc4.xml · nonDerivative · entry 12

Easterly Donna M · CIK 0001707475 · VP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,643

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:57 UTC
Easterly Donna MVP, HR & Ethics, APS
Exercise / conversionCommon Stock 130 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012563 · doc4.xml · nonDerivative · entry 11

Easterly Donna M · CIK 0001707475 · VP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:57 UTC
Easterly Donna MVP, HR & Ethics, APS
Disposition to issuerCommon Stock 131 $77.20 $10,113.20
Disclosure

SEC source: 0001209191-18-012563 · doc4.xml · nonDerivative · entry 10

Easterly Donna M · CIK 0001707475 · VP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,571

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:57 UTC
Easterly Donna MVP, HR & Ethics, APS
Exercise / conversionCommon Stock 131 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012563 · doc4.xml · nonDerivative · entry 9

Easterly Donna M · CIK 0001707475 · VP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:57 UTC
Easterly Donna MVP, HR & Ethics, APS
Tax withholdingCommon Stock 116 $77.20 $8,955.20
Disclosure

SEC source: 0001209191-18-012563 · doc4.xml · nonDerivative · entry 8

Easterly Donna M · CIK 0001707475 · VP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,571

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:57 UTC
Easterly Donna MVP, HR & Ethics, APS
Exercise / conversionCommon Stock 260 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012563 · doc4.xml · nonDerivative · entry 7

Easterly Donna M · CIK 0001707475 · VP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:57 UTC
Easterly Donna MVP, HR & Ethics, APS
Tax withholdingCommon Stock 47 $77.20 $3,628.40
Disclosure

SEC source: 0001209191-18-012563 · doc4.xml · nonDerivative · entry 6

Easterly Donna M · CIK 0001707475 · VP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,427

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:57 UTC
Easterly Donna MVP, HR & Ethics, APS
Exercise / conversionCommon Stock 104 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012563 · doc4.xml · nonDerivative · entry 5

Easterly Donna M · CIK 0001707475 · VP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,474

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:57 UTC
Easterly Donna MVP, HR & Ethics, APS
Tax withholdingCommon Stock 43 $77.20 $3,319.60
Disclosure

SEC source: 0001209191-18-012563 · doc4.xml · nonDerivative · entry 4

Easterly Donna M · CIK 0001707475 · VP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,370

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:57 UTC
Easterly Donna MVP, HR & Ethics, APS
GrantCommon Stock 85 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012563 · doc4.xml · nonDerivative · entry 3

Easterly Donna M · CIK 0001707475 · VP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,413

F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 20, 2018.

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 20, 2018.

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February 20, 2018 Filed Feb 22, 2018 22:57 UTC
Easterly Donna MVP, HR & Ethics, APS
Tax withholdingCommon Stock 399 $77.20 $30,802.80
Disclosure

SEC source: 0001209191-18-012563 · doc4.xml · nonDerivative · entry 2

Easterly Donna M · CIK 0001707475 · VP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,328

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

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February 20, 2018 Filed Feb 22, 2018 22:57 UTC
Easterly Donna MVP, HR & Ethics, APS
GrantCommon Stock 801 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012563 · doc4.xml · nonDerivative · entry 1

Easterly Donna M · CIK 0001707475 · VP, HR & Ethics, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,727

F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2015.

F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2015.

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February 20, 2018 Filed Feb 22, 2018 22:55 UTC GrantRestricted Stock Units · Derivative 2,916 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · derivative · entry 27

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,916

Underlying: Common Stock · 2,916 shares

Expires not disclosed

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F11 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective on February 20, 2018, and vests in four equal, annual installments beginning on February 20, 2019, and will be settled in four equal, annual installments beginning February 20, 2019.

F11 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective on February 20, 2018, and vests in four equal, annual installments beginning on February 20, 2019, and will be settled in four equal, annual installments beginning February 20, 2019.

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February 20, 2018 Filed Feb 22, 2018 22:55 UTC Exercise / conversionRestricted Stock Units · Derivative 941 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · derivative · entry 26

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,823

Underlying: Common Stock · 941 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F10 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018.

F10 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018.

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February 20, 2018 Filed Feb 22, 2018 22:55 UTC Exercise / conversionRestricted Stock Units · Derivative 1,116 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · derivative · entry 25

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,232

Underlying: Common Stock · 1,116 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F9 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017.

F9 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017.

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February 20, 2018 Filed Feb 22, 2018 22:55 UTC Exercise / conversionRestricted Stock Units · Derivative 1,299 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · derivative · entry 24

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,299

Underlying: Common Stock · 1,299 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F8 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016.

F8 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016.

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February 20, 2018 Filed Feb 22, 2018 22:55 UTC Exercise / conversionRestricted Stock Units · Derivative 1,540 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · derivative · entry 23

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F7 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2014, and vest in four equal, annual installments beginning on February 20, 2015.

F7 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2014, and vest in four equal, annual installments beginning on February 20, 2015.

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February 20, 2018 Filed Feb 22, 2018 22:55 UTC Tax withholdingCommon Stock 104 $77.20 $8,028.80
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · nonDerivative · entry 22

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,881

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

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February 20, 2018 Filed Feb 22, 2018 22:55 UTC GrantCommon Stock 236 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · nonDerivative · entry 21

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,985

F6 · shares: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2014, 2015, 2016 and 2017 Restricted Stock Unit grants.

F6 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2014, 2015, 2016 and 2017 Restricted Stock Unit grants.

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February 20, 2018 Filed Feb 22, 2018 22:55 UTC Tax withholdingCommon Stock 202 $77.20 $15,594.40
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · nonDerivative · entry 20

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,749

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

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February 20, 2018 Filed Feb 22, 2018 22:55 UTC Exercise / conversionCommon Stock 470 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · nonDerivative · entry 19

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,951

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

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February 20, 2018 Filed Feb 22, 2018 22:55 UTC Disposition to issuerCommon Stock 471 $77.20 $36,361.20
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · nonDerivative · entry 18

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,481

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February 20, 2018 Filed Feb 22, 2018 22:55 UTC Exercise / conversionCommon Stock 471 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · nonDerivative · entry 17

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,952

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

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February 20, 2018 Filed Feb 22, 2018 22:55 UTC Tax withholdingCommon Stock 240 $77.20 $18,528.00
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · nonDerivative · entry 16

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,481

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

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February 20, 2018 Filed Feb 22, 2018 22:55 UTC Exercise / conversionCommon Stock 558 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · nonDerivative · entry 15

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

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February 20, 2018 Filed Feb 22, 2018 22:55 UTC Disposition to issuerCommon Stock 558 $77.20 $43,077.60
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · nonDerivative · entry 14

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,163

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:55 UTC Exercise / conversionCommon Stock 558 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012559 · doc4.xml · nonDerivative · entry 13

Falck David P · CIK 0001433108 · EVP, Law

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.