Last 12 months
Inside the activity.
0 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 20, 2020 Filed May 22, 2020 20:53 UTC |
Klein Dale E.Director
|
GrantStock Units · Derivative | 1,653 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-031775 · doc4.xml · derivative · entry 1 Klein Dale E. · CIK 0001493467 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,653 Underlying: Common Stock · 1,653 shares Expires not disclosed F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 20, 2020 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company. F1 · price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 20, 2020 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company. F1 · derivative.exercise_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 20, 2020 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company. F1 · derivative.expiration_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 20, 2020 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company. Read SEC document |
| May 20, 2020 Filed May 22, 2020 20:49 UTC |
Cortese Denis A.Director
|
GiftCommon Stock | 1,653 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-031768 · doc4.xml · nonDerivative · entry 3 Cortese Denis A. · CIK 0001480076 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 16,308 F1 · kind: The reporting person gifted the shares received on May 20, 2020 to a revocable family trust. Read SEC document |
| May 20, 2020 Filed May 22, 2020 20:49 UTC |
Cortese Denis A.Director
|
GiftCommon Stock | 1,653 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-031768 · doc4.xml · nonDerivative · entry 2 Cortese Denis A. · CIK 0001480076 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The reporting person gifted the shares received on May 20, 2020 to a revocable family trust. Read SEC document |
| May 20, 2020 Filed May 22, 2020 20:49 UTC |
Cortese Denis A.Director
|
GrantCommon Stock | 1,653 | $72.77 | $120,288.81 |
DisclosureSEC source: 0001209191-20-031768 · doc4.xml · nonDerivative · entry 1 Cortese Denis A. · CIK 0001480076 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,653 Read SEC document |
| May 20, 2020 Filed May 22, 2020 20:48 UTC |
BRYAN GLYNISDirector
|
GrantStock Units · Derivative | 1,653 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-031765 · doc4.xml · derivative · entry 1 BRYAN GLYNIS · CIK 0001270817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,653 Underlying: Common Stock · 1,653 shares Expires not disclosed F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 20, 2020 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company. F1 · price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 20, 2020 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company. F1 · derivative.exercise_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 20, 2020 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company. F1 · derivative.expiration_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 20, 2020 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 20:53 UTC |
NORDSTROM BRUCE JDirector
|
SaleCommon Stock | 4,742 | $98.79 | $468,462.18 |
DisclosureSEC source: 0001209191-20-017315 · doc4.xml · nonDerivative · entry 1 NORDSTROM BRUCE J · CIK 0001114879 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,510 Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:51 UTC |
BRYAN GLYNISDirector
|
GrantCommon Stock | 421 | $94.91 | $39,957.11 |
DisclosureSEC source: 0001209191-20-016293 · doc4.xml · nonDerivative · entry 1 BRYAN GLYNIS · CIK 0001270817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521 Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 23:35 UTC |
LOPEZ HUMBERTO SDirector
|
GiftCommon Stock | 10,128 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014182 · doc4.xml · nonDerivative · entry 1 LOPEZ HUMBERTO S · CIK 0001027967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,040 F1 · price: The reporting person gifted the shares to a 501(c)(3) charitable foundation. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 23:27 UTC |
FROETSCHER DANIEL TPresident & COO, APS
|
SaleCommon Stock | 2,500 | $98.18 | $245,450.00 |
DisclosureSEC source: 0001209191-20-014178 · doc4.xml · nonDerivative · entry 1 FROETSCHER DANIEL T · CIK 0001521333 · President & COO, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,127 Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 22:57 UTC | SaleCommon Stock | 1,628 | $100.61 | $163,793.08 |
DisclosureSEC source: 0001209191-20-013499 · doc4.xml · nonDerivative · entry 1 Nickloy Lee R. · CIK 0001488338 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
|
| February 25, 2020 Filed Feb 27, 2020 22:53 UTC |
HATFIELD JAMES REVP, Chief Admin Ofc & Treas
|
SaleCommon Stock | 2,295 | $100.51 | $230,670.45 |
DisclosureSEC source: 0001209191-20-013494 · doc4.xml · nonDerivative · entry 3 HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Ofc & Treas 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 21,638 F3 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.34 to $100.81, inclusive. The reporting person undertakes to provide PNW, any security holder of PNW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 22:53 UTC |
HATFIELD JAMES REVP, Chief Admin Ofc & Treas
|
SaleCommon Stock | 6,899 | $99.91 | $689,279.09 |
DisclosureSEC source: 0001209191-20-013494 · doc4.xml · nonDerivative · entry 2 HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Ofc & Treas 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 23,933 F2 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.34 to $100.33, inclusive. The reporting person undertakes to provide PNW, any security holder of PNW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 22:53 UTC |
HATFIELD JAMES REVP, Chief Admin Ofc & Treas
|
SaleCommon Stock | 10,806 | $98.72 | $1,066,768.32 |
DisclosureSEC source: 0001209191-20-013494 · doc4.xml · nonDerivative · entry 1 HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Ofc & Treas 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 30,832 F1 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.34 to $99.28, inclusive. The reporting person undertakes to provide Pinnacle West Capital Corporation ("PNW"), any security holder of PNW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 23:10 UTC | Exercise / conversionRestricted Stock Units · Derivative | 194 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-012169 · doc4.xml · derivative · entry 16 Nickloy Lee R. · CIK 0001488338 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 582 Underlying: Common Stock · 194 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F8 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020. F8 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020. Read SEC document |
|
| February 20, 2020 Filed Feb 24, 2020 23:10 UTC | Exercise / conversionRestricted Stock Units · Derivative | 227 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-012169 · doc4.xml · derivative · entry 15 Nickloy Lee R. · CIK 0001488338 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454 Underlying: Common Stock · 227 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F7 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2018, and vests in four equal, annual installments beginning on February 20, 2019. F7 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2018, and vests in four equal, annual installments beginning on February 20, 2019. Read SEC document |
|
| February 20, 2020 Filed Feb 24, 2020 23:10 UTC | Exercise / conversionRestricted Stock Units · Derivative | 220 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-012169 · doc4.xml · derivative · entry 14 Nickloy Lee R. · CIK 0001488338 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220 Underlying: Common Stock · 220 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F6 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2017, and vests in four equal, annual installments beginning on February 20, 2018. F6 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2017, and vests in four equal, annual installments beginning on February 20, 2018. Read SEC document |
|
| February 20, 2020 Filed Feb 24, 2020 23:10 UTC | Exercise / conversionRestricted Stock Units · Derivative | 261 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-012169 · doc4.xml · derivative · entry 13 Nickloy Lee R. · CIK 0001488338 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 261 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F5 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017. F5 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017. Read SEC document |
|
| February 20, 2020 Filed Feb 24, 2020 23:10 UTC | Disposition to issuerCommon Stock | 194 | $101.09 | $19,611.46 |
DisclosureSEC source: 0001209191-20-012169 · doc4.xml · nonDerivative · entry 12 Nickloy Lee R. · CIK 0001488338 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,628 Read SEC document |
|
| February 20, 2020 Filed Feb 24, 2020 23:10 UTC | Exercise / conversionCommon Stock | 194 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012169 · doc4.xml · nonDerivative · entry 11 Nickloy Lee R. · CIK 0001488338 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,822 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. Read SEC document |
|
| February 20, 2020 Filed Feb 24, 2020 23:10 UTC | Disposition to issuerCommon Stock | 227 | $101.09 | $22,947.43 |
DisclosureSEC source: 0001209191-20-012169 · doc4.xml · nonDerivative · entry 10 Nickloy Lee R. · CIK 0001488338 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,628 Read SEC document |
|
| February 20, 2020 Filed Feb 24, 2020 23:10 UTC | Exercise / conversionCommon Stock | 227 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012169 · doc4.xml · nonDerivative · entry 9 Nickloy Lee R. · CIK 0001488338 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,855 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. Read SEC document |
|
| February 20, 2020 Filed Feb 24, 2020 23:10 UTC | Disposition to issuerCommon Stock | 220 | $101.09 | $22,239.80 |
DisclosureSEC source: 0001209191-20-012169 · doc4.xml · nonDerivative · entry 8 Nickloy Lee R. · CIK 0001488338 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,628 Read SEC document |
|
| February 20, 2020 Filed Feb 24, 2020 23:10 UTC | Exercise / conversionCommon Stock | 220 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012169 · doc4.xml · nonDerivative · entry 7 Nickloy Lee R. · CIK 0001488338 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,848 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. Read SEC document |
|
| February 20, 2020 Filed Feb 24, 2020 23:10 UTC | Tax withholdingCommon Stock | 7 | $101.09 | $707.63 |
DisclosureSEC source: 0001209191-20-012169 · doc4.xml · nonDerivative · entry 6 Nickloy Lee R. · CIK 0001488338 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,628 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
|
| February 20, 2020 Filed Feb 24, 2020 23:10 UTC | GrantCommon Stock | 16 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012169 · doc4.xml · nonDerivative · entry 5 Nickloy Lee R. · CIK 0001488338 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,635 F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2016 Restricted Stock Unit grant. F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2016 Restricted Stock Unit grant. Read SEC document |
|
| February 20, 2020 Filed Feb 24, 2020 23:10 UTC | Tax withholdingCommon Stock | 59 | $101.09 | $5,964.31 |
DisclosureSEC source: 0001209191-20-012169 · doc4.xml · nonDerivative · entry 4 Nickloy Lee R. · CIK 0001488338 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,619 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
|
| February 20, 2020 Filed Feb 24, 2020 23:10 UTC | Exercise / conversionCommon Stock | 130 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012169 · doc4.xml · nonDerivative · entry 3 Nickloy Lee R. · CIK 0001488338 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,678 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
|
| February 20, 2020 Filed Feb 24, 2020 23:10 UTC | Disposition to issuerCommon Stock | 131 | $101.09 | $13,242.79 |
DisclosureSEC source: 0001209191-20-012169 · doc4.xml · nonDerivative · entry 2 Nickloy Lee R. · CIK 0001488338 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,548 Read SEC document |
|
| February 20, 2020 Filed Feb 24, 2020 23:10 UTC | Exercise / conversionCommon Stock | 131 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012169 · doc4.xml · nonDerivative · entry 1 Nickloy Lee R. · CIK 0001488338 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,679 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
|
| February 20, 2020 Filed Feb 24, 2020 23:13 UTC |
Smith Robert EdgarSVP and General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 718 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-012171 · doc4.xml · derivative · entry 10 Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,154 Underlying: Common Stock · 718 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F5 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020. F5 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 23:13 UTC |
Smith Robert EdgarSVP and General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 1,846 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-012171 · doc4.xml · derivative · entry 9 Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,464 Underlying: Common Stock · 1,846 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F4 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective on October 17, 2018, and vests as follows: 1,232 vested on February 20, 2019; 1,846 shares vested on February 20, 2020; and 2,464 shares will vest on February 19, 2021. F4 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective on October 17, 2018, and vests as follows: 1,232 vested on February 20, 2019; 1,846 shares vested on February 20, 2020; and 2,464 shares will vest on February 19, 2021. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 23:13 UTC |
Smith Robert EdgarSVP and General Counsel
|
Tax withholdingCommon Stock | 30 | $101.09 | $3,032.70 |
DisclosureSEC source: 0001209191-20-012171 · doc4.xml · nonDerivative · entry 8 Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,284 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 23:13 UTC |
Smith Robert EdgarSVP and General Counsel
|
GrantCommon Stock | 65 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012171 · doc4.xml · nonDerivative · entry 7 Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,314 F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2018 and 2019 Restricted Stock Unit grants. F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2018 and 2019 Restricted Stock Unit grants. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 23:13 UTC |
Smith Robert EdgarSVP and General Counsel
|
Tax withholdingCommon Stock | 320 | $101.09 | $32,348.80 |
DisclosureSEC source: 0001209191-20-012171 · doc4.xml · nonDerivative · entry 6 Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,249 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 23:13 UTC |
Smith Robert EdgarSVP and General Counsel
|
Exercise / conversionCommon Stock | 718 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012171 · doc4.xml · nonDerivative · entry 5 Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,569 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 23:13 UTC |
Smith Robert EdgarSVP and General Counsel
|
Tax withholdingCommon Stock | 410 | $101.09 | $41,446.90 |
DisclosureSEC source: 0001209191-20-012171 · doc4.xml · nonDerivative · entry 4 Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 851 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 23:13 UTC |
Smith Robert EdgarSVP and General Counsel
|
Exercise / conversionCommon Stock | 923 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012171 · doc4.xml · nonDerivative · entry 3 Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,261 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 23:13 UTC |
Smith Robert EdgarSVP and General Counsel
|
Disposition to issuerCommon Stock | 923 | $101.09 | $93,306.07 |
DisclosureSEC source: 0001209191-20-012171 · doc4.xml · nonDerivative · entry 2 Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338 Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 23:13 UTC |
Smith Robert EdgarSVP and General Counsel
|
Exercise / conversionCommon Stock | 923 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012171 · doc4.xml · nonDerivative · entry 1 Smith Robert Edgar · CIK 0001628362 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,261 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 23:09 UTC |
Geisler Theodore NSVP & CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 194 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-012166 · doc4.xml · derivative · entry 16 Geisler Theodore N · CIK 0001799703 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 582 Underlying: Common Stock · 194 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F9 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020. F9 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 23:09 UTC |
Geisler Theodore NSVP & CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 227 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-012166 · doc4.xml · derivative · entry 15 Geisler Theodore N · CIK 0001799703 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454 Underlying: Common Stock · 227 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F8 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2018, and vests in four equal, annual installments beginning on February 20, 2019. F8 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2018, and vests in four equal, annual installments beginning on February 20, 2019. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 23:09 UTC |
Geisler Theodore NSVP & CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 95 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-012166 · doc4.xml · derivative · entry 14 Geisler Theodore N · CIK 0001799703 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95 Underlying: Common Stock · 95 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F7 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2017, and vests in four equal, annual installments beginning on February 20, 2018. F7 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2017, and vests in four equal, annual installments beginning on February 20, 2018. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 23:09 UTC |
Geisler Theodore NSVP & CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 112 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-012166 · doc4.xml · derivative · entry 13 Geisler Theodore N · CIK 0001799703 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 112 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F6 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017. F6 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 23:09 UTC |
Geisler Theodore NSVP & CFO
|
GiftCommon Stock | 2,997 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012166 · doc4.xml · nonDerivative · entry 12 Geisler Theodore N · CIK 0001799703 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 2,997 F5 · kind: The reporting person gifted all shares held to a revocable family trust. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 23:09 UTC |
Geisler Theodore NSVP & CFO
|
GiftCommon Stock | 2,997 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012166 · doc4.xml · nonDerivative · entry 11 Geisler Theodore N · CIK 0001799703 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F5 · kind: The reporting person gifted all shares held to a revocable family trust. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 23:09 UTC |
Geisler Theodore NSVP & CFO
|
Tax withholdingCommon Stock | 22 | $101.09 | $2,223.98 |
DisclosureSEC source: 0001209191-20-012166 · doc4.xml · nonDerivative · entry 10 Geisler Theodore N · CIK 0001799703 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,997 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 23:09 UTC |
Geisler Theodore NSVP & CFO
|
GrantCommon Stock | 43 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012166 · doc4.xml · nonDerivative · entry 9 Geisler Theodore N · CIK 0001799703 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,019 F4 · shares: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2016, 2017, 2018, and 2019 Restricted Stock Unit grants. F4 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2016, 2017, 2018, and 2019 Restricted Stock Unit grants. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 23:09 UTC |
Geisler Theodore NSVP & CFO
|
Tax withholdingCommon Stock | 97 | $101.09 | $9,805.73 |
DisclosureSEC source: 0001209191-20-012166 · doc4.xml · nonDerivative · entry 8 Geisler Theodore N · CIK 0001799703 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,976 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 23:09 UTC |
Geisler Theodore NSVP & CFO
|
Exercise / conversionCommon Stock | 194 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012166 · doc4.xml · nonDerivative · entry 7 Geisler Theodore N · CIK 0001799703 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,073 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 23:09 UTC |
Geisler Theodore NSVP & CFO
|
Tax withholdingCommon Stock | 113 | $101.09 | $11,423.17 |
DisclosureSEC source: 0001209191-20-012166 · doc4.xml · nonDerivative · entry 6 Geisler Theodore N · CIK 0001799703 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,879 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.