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NYSE · USD

PNW

PINNACLE WEST CAPITAL CORP

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Tapewire entity
3465
SEC CIK
0000764622
Parsed reports
497

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2021 Filed Feb 23, 2021 22:05 UTC
HATFIELD JAMES REVP, Chief Admin Officer
GiftCommon Stock 384 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013293 · doc4.xml · nonDerivative · entry 13

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · kind: The reporting person gifted the shares received on February 19, 2021 to a revocable family trust.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:05 UTC
HATFIELD JAMES REVP, Chief Admin Officer
Disposition to issuerCommon Stock 884 $76.26 $67,413.84
Disclosure

SEC source: 0001209191-21-013293 · doc4.xml · nonDerivative · entry 12

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:05 UTC
HATFIELD JAMES REVP, Chief Admin Officer
Exercise / conversionCommon Stock 884 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013293 · doc4.xml · nonDerivative · entry 11

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:05 UTC
HATFIELD JAMES REVP, Chief Admin Officer
Disposition to issuerCommon Stock 828 $76.26 $63,143.28
Disclosure

SEC source: 0001209191-21-013293 · doc4.xml · nonDerivative · entry 10

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:05 UTC
HATFIELD JAMES REVP, Chief Admin Officer
Exercise / conversionCommon Stock 828 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013293 · doc4.xml · nonDerivative · entry 9

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:05 UTC
HATFIELD JAMES REVP, Chief Admin Officer
Disposition to issuerCommon Stock 972 $76.26 $74,124.72
Disclosure

SEC source: 0001209191-21-013293 · doc4.xml · nonDerivative · entry 8

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:05 UTC
HATFIELD JAMES REVP, Chief Admin Officer
Exercise / conversionCommon Stock 972 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013293 · doc4.xml · nonDerivative · entry 7

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,356

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:05 UTC
HATFIELD JAMES REVP, Chief Admin Officer
Tax withholdingCommon Stock 47 $76.26 $3,584.22
Disclosure

SEC source: 0001209191-21-013293 · doc4.xml · nonDerivative · entry 6

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:05 UTC
HATFIELD JAMES REVP, Chief Admin Officer
GrantCommon Stock 96 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013293 · doc4.xml · nonDerivative · entry 5

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431

F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2017 Restricted Stock Unit grant.

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2017 Restricted Stock Unit grant.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:05 UTC
HATFIELD JAMES REVP, Chief Admin Officer
Tax withholdingCommon Stock 229 $76.26 $17,463.54
Disclosure

SEC source: 0001209191-21-013293 · doc4.xml · nonDerivative · entry 4

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:05 UTC
HATFIELD JAMES REVP, Chief Admin Officer
Exercise / conversionCommon Stock 564 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013293 · doc4.xml · nonDerivative · entry 3

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:05 UTC
HATFIELD JAMES REVP, Chief Admin Officer
Disposition to issuerCommon Stock 565 $76.26 $43,086.90
Disclosure

SEC source: 0001209191-21-013293 · doc4.xml · nonDerivative · entry 2

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:05 UTC
HATFIELD JAMES REVP, Chief Admin Officer
Exercise / conversionCommon Stock 565 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013293 · doc4.xml · nonDerivative · entry 1

HATFIELD JAMES R · CIK 0001226552 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:03 UTC
GULDNER JEFFREY B.Director · Chairman, President & CEO
Exercise / conversionRestricted Stock Units · Derivative 2,395 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013289 · doc4.xml · derivative · entry 13

GULDNER JEFFREY B. · CIK 0001521334 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,185

Underlying: Common Stock · 2,395 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 19, 2021.

F5 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 19, 2021.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:03 UTC
GULDNER JEFFREY B.Director · Chairman, President & CEO
Exercise / conversionRestricted Stock Units · Derivative 1,490 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013289 · doc4.xml · derivative · entry 12

GULDNER JEFFREY B. · CIK 0001521334 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,980

Underlying: Common Stock · 1,490 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F4 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020.

F4 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:03 UTC
GULDNER JEFFREY B.Director · Chairman, President & CEO
Exercise / conversionRestricted Stock Units · Derivative 681 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013289 · doc4.xml · derivative · entry 11

GULDNER JEFFREY B. · CIK 0001521334 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 681

Underlying: Common Stock · 681 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F3 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2018, and vests in four equal, annual installments beginning on February 20, 2019.

F3 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2018, and vests in four equal, annual installments beginning on February 20, 2019.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:03 UTC
GULDNER JEFFREY B.Director · Chairman, President & CEO
Exercise / conversionRestricted Stock Units · Derivative 627 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013289 · doc4.xml · derivative · entry 10

GULDNER JEFFREY B. · CIK 0001521334 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 627 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F2 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2017, and vests in four equal, annual installments beginning on February 20, 2018.

F2 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2017, and vests in four equal, annual installments beginning on February 20, 2018.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:03 UTC
GULDNER JEFFREY B.Director · Chairman, President & CEO
Disposition to issuerCommon Stock 2,395 $76.26 $182,642.70
Disclosure

SEC source: 0001209191-21-013289 · doc4.xml · nonDerivative · entry 8

GULDNER JEFFREY B. · CIK 0001521334 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,560

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:03 UTC
GULDNER JEFFREY B.Director · Chairman, President & CEO
Exercise / conversionCommon Stock 2,395 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013289 · doc4.xml · nonDerivative · entry 7

GULDNER JEFFREY B. · CIK 0001521334 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:03 UTC
GULDNER JEFFREY B.Director · Chairman, President & CEO
Disposition to issuerCommon Stock 1,490 $76.26 $113,627.40
Disclosure

SEC source: 0001209191-21-013289 · doc4.xml · nonDerivative · entry 6

GULDNER JEFFREY B. · CIK 0001521334 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,560

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:03 UTC
GULDNER JEFFREY B.Director · Chairman, President & CEO
Exercise / conversionCommon Stock 1,490 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013289 · doc4.xml · nonDerivative · entry 5

GULDNER JEFFREY B. · CIK 0001521334 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:03 UTC
GULDNER JEFFREY B.Director · Chairman, President & CEO
Disposition to issuerCommon Stock 681 $76.26 $51,933.06
Disclosure

SEC source: 0001209191-21-013289 · doc4.xml · nonDerivative · entry 4

GULDNER JEFFREY B. · CIK 0001521334 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,560

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:03 UTC
GULDNER JEFFREY B.Director · Chairman, President & CEO
Exercise / conversionCommon Stock 681 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013289 · doc4.xml · nonDerivative · entry 3

GULDNER JEFFREY B. · CIK 0001521334 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:03 UTC
GULDNER JEFFREY B.Director · Chairman, President & CEO
Disposition to issuerCommon Stock 627 $76.26 $47,815.02
Disclosure

SEC source: 0001209191-21-013289 · doc4.xml · nonDerivative · entry 2

GULDNER JEFFREY B. · CIK 0001521334 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,560

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:03 UTC
GULDNER JEFFREY B.Director · Chairman, President & CEO
Exercise / conversionCommon Stock 627 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013289 · doc4.xml · nonDerivative · entry 1

GULDNER JEFFREY B. · CIK 0001521334 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:01 UTC Exercise / conversionRestricted Stock Units · Derivative 492 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013283 · doc4.xml · derivative · entry 16

Geisler Theodore N · CIK 0001799703 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,476

Underlying: Common Stock · 492 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F8 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 19, 2021.

F8 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 19, 2021.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:01 UTC Exercise / conversionRestricted Stock Units · Derivative 194 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013283 · doc4.xml · derivative · entry 15

Geisler Theodore N · CIK 0001799703 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388

Underlying: Common Stock · 194 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F7 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020.

F7 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:01 UTC Exercise / conversionRestricted Stock Units · Derivative 227 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013283 · doc4.xml · derivative · entry 14

Geisler Theodore N · CIK 0001799703 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227

Underlying: Common Stock · 227 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F6 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2018, and vests in four equal, annual installments beginning on February 20, 2019.

F6 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2018, and vests in four equal, annual installments beginning on February 20, 2019.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:01 UTC Exercise / conversionRestricted Stock Units · Derivative 95 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013283 · doc4.xml · derivative · entry 13

Geisler Theodore N · CIK 0001799703 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 95 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2017, and vests in four equal, annual installments beginning on February 20, 2018.

F5 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2017, and vests in four equal, annual installments beginning on February 20, 2018.

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February 19, 2021 Filed Feb 23, 2021 22:01 UTC GiftCommon Stock 545 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013283 · doc4.xml · nonDerivative · entry 12

Geisler Theodore N · CIK 0001799703 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 3,775

F4 · kind: The reporting person gifted the shares received on February 19, 2021 to a revocable family trust.

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February 19, 2021 Filed Feb 23, 2021 22:01 UTC GiftCommon Stock 545 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013283 · doc4.xml · nonDerivative · entry 11

Geisler Theodore N · CIK 0001799703 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6

F4 · kind: The reporting person gifted the shares received on February 19, 2021 to a revocable family trust.

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February 19, 2021 Filed Feb 23, 2021 22:01 UTC Tax withholdingCommon Stock 43 $76.26 $3,279.18
Disclosure

SEC source: 0001209191-21-013283 · doc4.xml · nonDerivative · entry 10

Geisler Theodore N · CIK 0001799703 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 551

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

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February 19, 2021 Filed Feb 23, 2021 22:01 UTC GrantCommon Stock 83 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013283 · doc4.xml · nonDerivative · entry 9

Geisler Theodore N · CIK 0001799703 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594

F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2017, 2018, 2019 and 2020 Restricted Stock Unit grants.

F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2017, 2018, 2019 and 2020 Restricted Stock Unit grants.

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February 19, 2021 Filed Feb 23, 2021 22:01 UTC Tax withholdingCommon Stock 245 $76.26 $18,683.70
Disclosure

SEC source: 0001209191-21-013283 · doc4.xml · nonDerivative · entry 8

Geisler Theodore N · CIK 0001799703 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 511

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:01 UTC Exercise / conversionCommon Stock 492 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013283 · doc4.xml · nonDerivative · entry 7

Geisler Theodore N · CIK 0001799703 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:01 UTC Tax withholdingCommon Stock 97 $76.26 $7,397.22
Disclosure

SEC source: 0001209191-21-013283 · doc4.xml · nonDerivative · entry 6

Geisler Theodore N · CIK 0001799703 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:01 UTC Exercise / conversionCommon Stock 194 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013283 · doc4.xml · nonDerivative · entry 5

Geisler Theodore N · CIK 0001799703 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:01 UTC Tax withholdingCommon Stock 113 $76.26 $8,617.38
Disclosure

SEC source: 0001209191-21-013283 · doc4.xml · nonDerivative · entry 4

Geisler Theodore N · CIK 0001799703 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:01 UTC Exercise / conversionCommon Stock 227 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013283 · doc4.xml · nonDerivative · entry 3

Geisler Theodore N · CIK 0001799703 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:01 UTC Tax withholdingCommon Stock 48 $76.26 $3,660.48
Disclosure

SEC source: 0001209191-21-013283 · doc4.xml · nonDerivative · entry 2

Geisler Theodore N · CIK 0001799703 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:01 UTC Exercise / conversionCommon Stock 95 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013283 · doc4.xml · nonDerivative · entry 1

Geisler Theodore N · CIK 0001799703 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 21:58 UTC
FROETSCHER DANIEL TPresident & COO, APS
Exercise / conversionRestricted Stock Units · Derivative 884 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013270 · doc4.xml · derivative · entry 12

FROETSCHER DANIEL T · CIK 0001521333 · President & COO, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,652

Underlying: Common Stock · 884 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F5 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 19, 2021.

F5 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 19, 2021.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 21:58 UTC
FROETSCHER DANIEL TPresident & COO, APS
Exercise / conversionRestricted Stock Units · Derivative 580 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013270 · doc4.xml · derivative · entry 11

FROETSCHER DANIEL T · CIK 0001521333 · President & COO, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,160

Underlying: Common Stock · 580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F4 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020.

F4 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 21:58 UTC
FROETSCHER DANIEL TPresident & COO, APS
Exercise / conversionRestricted Stock Units · Derivative 681 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013270 · doc4.xml · derivative · entry 10

FROETSCHER DANIEL T · CIK 0001521333 · President & COO, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 681

Underlying: Common Stock · 681 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F3 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2018, and vests in four equal, annual installments beginning on February 20, 2019.

F3 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2018, and vests in four equal, annual installments beginning on February 20, 2019.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 21:58 UTC
FROETSCHER DANIEL TPresident & COO, APS
Exercise / conversionRestricted Stock Units · Derivative 439 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013270 · doc4.xml · derivative · entry 9

FROETSCHER DANIEL T · CIK 0001521333 · President & COO, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 439 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F2 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2017, and vests in four equal, annual installments beginning on February 20, 2018.

F2 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2017, and vests in four equal, annual installments beginning on February 20, 2018.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 21:58 UTC
FROETSCHER DANIEL TPresident & COO, APS
Disposition to issuerCommon Stock 884 $76.26 $67,413.84
Disclosure

SEC source: 0001209191-21-013270 · doc4.xml · nonDerivative · entry 8

FROETSCHER DANIEL T · CIK 0001521333 · President & COO, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,726

Read SEC document
February 19, 2021 Filed Feb 23, 2021 21:58 UTC
FROETSCHER DANIEL TPresident & COO, APS
Exercise / conversionCommon Stock 884 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013270 · doc4.xml · nonDerivative · entry 7

FROETSCHER DANIEL T · CIK 0001521333 · President & COO, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 21:58 UTC
FROETSCHER DANIEL TPresident & COO, APS
Disposition to issuerCommon Stock 580 $76.26 $44,230.80
Disclosure

SEC source: 0001209191-21-013270 · doc4.xml · nonDerivative · entry 6

FROETSCHER DANIEL T · CIK 0001521333 · President & COO, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,726

Read SEC document
February 19, 2021 Filed Feb 23, 2021 21:58 UTC
FROETSCHER DANIEL TPresident & COO, APS
Exercise / conversionCommon Stock 580 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-013270 · doc4.xml · nonDerivative · entry 5

FROETSCHER DANIEL T · CIK 0001521333 · President & COO, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,306

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 21:58 UTC
FROETSCHER DANIEL TPresident & COO, APS
Disposition to issuerCommon Stock 681 $76.26 $51,933.06
Disclosure

SEC source: 0001209191-21-013270 · doc4.xml · nonDerivative · entry 4

FROETSCHER DANIEL T · CIK 0001521333 · President & COO, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,726

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.