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PNW

PINNACLE WEST CAPITAL CORP

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Tapewire entity
3465
SEC CIK
0000764622
Parsed reports
497

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2023 Filed Feb 22, 2023 01:08 UTC
Smith Robert EdgarEVP, GC, and CDO
Exercise / conversionCommon Stock 944 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011439 · doc4.xml · nonDerivative · entry 11

Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:08 UTC
Smith Robert EdgarEVP, GC, and CDO
Tax withholdingCommon Stock 212 $75.10 $15,921.20
Disclosure

SEC source: 0001209191-23-011439 · doc4.xml · nonDerivative · entry 10

Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,090

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:08 UTC
Smith Robert EdgarEVP, GC, and CDO
Exercise / conversionCommon Stock 477 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011439 · doc4.xml · nonDerivative · entry 9

Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:08 UTC
Smith Robert EdgarEVP, GC, and CDO
Disposition to issuerCommon Stock 477 $75.10 $35,822.70
Disclosure

SEC source: 0001209191-23-011439 · doc4.xml · nonDerivative · entry 8

Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,825

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:08 UTC
Smith Robert EdgarEVP, GC, and CDO
Exercise / conversionCommon Stock 477 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011439 · doc4.xml · nonDerivative · entry 7

Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:08 UTC
Smith Robert EdgarEVP, GC, and CDO
Tax withholdingCommon Stock 153 $75.10 $11,490.30
Disclosure

SEC source: 0001209191-23-011439 · doc4.xml · nonDerivative · entry 6

Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,825

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:08 UTC
Smith Robert EdgarEVP, GC, and CDO
Exercise / conversionCommon Stock 344 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011439 · doc4.xml · nonDerivative · entry 5

Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:08 UTC
Smith Robert EdgarEVP, GC, and CDO
Disposition to issuerCommon Stock 344 $75.10 $25,834.40
Disclosure

SEC source: 0001209191-23-011439 · doc4.xml · nonDerivative · entry 4

Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,634

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:08 UTC
Smith Robert EdgarEVP, GC, and CDO
Exercise / conversionCommon Stock 344 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011439 · doc4.xml · nonDerivative · entry 3

Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:08 UTC
Smith Robert EdgarEVP, GC, and CDO
Tax withholdingCommon Stock 327 $75.10 $24,557.70
Disclosure

SEC source: 0001209191-23-011439 · doc4.xml · nonDerivative · entry 2

Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,634

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:08 UTC
Smith Robert EdgarEVP, GC, and CDO
Exercise / conversionCommon Stock 718 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011439 · doc4.xml · nonDerivative · entry 1

Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:06 UTC
Heflin Adam CEVP & CNO, APS
Exercise / conversionRestricted Stock Units · Derivative 3,317 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011437 · doc4.xml · derivative · entry 9

Heflin Adam C · CIK 0001331794 · EVP & CNO, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,951

Underlying: Common Stock · 3,317 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

F7 · shares: The number of derivative securities in Column 5 includes 115 vested Restricted Stock Units received in connection with the settlement of dividend equivalent rights. Dividend equivalent rights accrue with respect to these Restricted Stock Units when and as cash dividends are paid on the Company's common stock.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

F5 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in June 2022, and vests in four equal, annual installments beginning on February 20, 2023.

F5 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in June 2022, and vests in four equal, annual installments beginning on February 20, 2023.

F8 · balance_after: Includes 345 Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:06 UTC
Heflin Adam CEVP & CNO, APS
Exercise / conversionRestricted Stock Units · Derivative 1,194 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011437 · doc4.xml · derivative · entry 8

Heflin Adam C · CIK 0001331794 · EVP & CNO, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,584

Underlying: Common Stock · 1,194 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

F4 · shares: The number of derivative securities in Column 5 includes 41 vested Restricted Stock Units received in connection with the settlement of dividend equivalent rights. Dividend equivalent rights accrue with respect to these Restricted Stock Units when and as cash dividends are paid on the Company's common stock.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

F5 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in June 2022, and vests in four equal, annual installments beginning on February 20, 2023.

F5 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in June 2022, and vests in four equal, annual installments beginning on February 20, 2023.

F6 · balance_after: Includes 125 Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:06 UTC
Heflin Adam CEVP & CNO, APS
Tax withholdingCommon Stock 1,414 $75.10 $106,191.40
Disclosure

SEC source: 0001209191-23-011437 · doc4.xml · nonDerivative · entry 6

Heflin Adam C · CIK 0001331794 · EVP & CNO, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,446

F3 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:06 UTC
Heflin Adam CEVP & CNO, APS
Disposition to issuerCommon Stock 115 $75.10 $8,636.50
Disclosure

SEC source: 0001209191-23-011437 · doc4.xml · nonDerivative · entry 5

Heflin Adam C · CIK 0001331794 · EVP & CNO, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,860

F2 · kind: Represents the cash settlement of Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:06 UTC
Heflin Adam CEVP & CNO, APS
Exercise / conversionCommon Stock 3,317 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011437 · doc4.xml · nonDerivative · entry 4

Heflin Adam C · CIK 0001331794 · EVP & CNO, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:06 UTC
Heflin Adam CEVP & CNO, APS
Tax withholdingCommon Stock 495 $75.10 $37,174.50
Disclosure

SEC source: 0001209191-23-011437 · doc4.xml · nonDerivative · entry 3

Heflin Adam C · CIK 0001331794 · EVP & CNO, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 658

F3 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:06 UTC
Heflin Adam CEVP & CNO, APS
Disposition to issuerCommon Stock 41 $75.10 $3,079.10
Disclosure

SEC source: 0001209191-23-011437 · doc4.xml · nonDerivative · entry 2

Heflin Adam C · CIK 0001331794 · EVP & CNO, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,153

F2 · kind: Represents the cash settlement of Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:06 UTC
Heflin Adam CEVP & CNO, APS
Exercise / conversionCommon Stock 1,194 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011437 · doc4.xml · nonDerivative · entry 1

Heflin Adam C · CIK 0001331794 · EVP & CNO, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:03 UTC
GULDNER JEFFREY B.Director · Chairman, President & CEO
Exercise / conversionRestricted Stock Units · Derivative 4,946 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011429 · doc4.xml · derivative · entry 16

GULDNER JEFFREY B. · CIK 0001521334 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,842

Underlying: Common Stock · 4,946 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

F9 · shares: The number of derivative securities in Column 5 includes 227 vested Restricted Stock Units received in connection with the settlement of dividend equivalent rights. Dividend equivalent rights accrue with respect to these Restricted Stock Units when and as cash dividends are paid on the Company's common stock.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

F10 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2022, and vests in four equal, annual installments beginning on February 20, 2023.

F10 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2022, and vests in four equal, annual installments beginning on February 20, 2023.

F11 · balance_after: Includes 685 Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:03 UTC
GULDNER JEFFREY B.Director · Chairman, President & CEO
Exercise / conversionRestricted Stock Units · Derivative 3,838 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011429 · doc4.xml · derivative · entry 15

GULDNER JEFFREY B. · CIK 0001521334 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,676

Underlying: Common Stock · 3,838 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F8 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2021, and vests in four equal, annual installments beginning on February 20, 2022.

F8 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2021, and vests in four equal, annual installments beginning on February 20, 2022.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:03 UTC
GULDNER JEFFREY B.Director · Chairman, President & CEO
Exercise / conversionRestricted Stock Units · Derivative 2,395 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011429 · doc4.xml · derivative · entry 14

GULDNER JEFFREY B. · CIK 0001521334 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,395

Underlying: Common Stock · 2,395 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F7 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 20, 2021.

F7 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 20, 2021.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:03 UTC
GULDNER JEFFREY B.Director · Chairman, President & CEO
Exercise / conversionRestricted Stock Units · Derivative 1,490 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011429 · doc4.xml · derivative · entry 13

GULDNER JEFFREY B. · CIK 0001521334 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,490 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F6 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020.

F6 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:03 UTC
GULDNER JEFFREY B.Director · Chairman, President & CEO
Tax withholdingCommon Stock 169 $75.10 $12,691.90
Disclosure

SEC source: 0001209191-23-011429 · doc4.xml · nonDerivative · entry 11

GULDNER JEFFREY B. · CIK 0001521334 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,982

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:03 UTC
GULDNER JEFFREY B.Director · Chairman, President & CEO
GrantCommon Stock 362 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011429 · doc4.xml · nonDerivative · entry 10

GULDNER JEFFREY B. · CIK 0001521334 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,151

F5 · shares: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2021 Restricted Stock Unit grant.

F5 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2021 Restricted Stock Unit grant.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:03 UTC
GULDNER JEFFREY B.Director · Chairman, President & CEO
Tax withholdingCommon Stock 1,987 $75.10 $149,223.70
Disclosure

SEC source: 0001209191-23-011429 · doc4.xml · nonDerivative · entry 9

GULDNER JEFFREY B. · CIK 0001521334 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,789

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:03 UTC
GULDNER JEFFREY B.Director · Chairman, President & CEO
Disposition to issuerCommon Stock 227 $75.10 $17,047.70
Disclosure

SEC source: 0001209191-23-011429 · doc4.xml · nonDerivative · entry 8

GULDNER JEFFREY B. · CIK 0001521334 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,776

F4 · kind: Represents the cash settlement of Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:03 UTC
GULDNER JEFFREY B.Director · Chairman, President & CEO
Exercise / conversionCommon Stock 4,946 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011429 · doc4.xml · nonDerivative · entry 7

GULDNER JEFFREY B. · CIK 0001521334 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:03 UTC
GULDNER JEFFREY B.Director · Chairman, President & CEO
Tax withholdingCommon Stock 1,616 $75.10 $121,361.60
Disclosure

SEC source: 0001209191-23-011429 · doc4.xml · nonDerivative · entry 6

GULDNER JEFFREY B. · CIK 0001521334 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,057

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

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February 17, 2023 Filed Feb 22, 2023 01:03 UTC
GULDNER JEFFREY B.Director · Chairman, President & CEO
Exercise / conversionCommon Stock 3,838 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011429 · doc4.xml · nonDerivative · entry 5

GULDNER JEFFREY B. · CIK 0001521334 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

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February 17, 2023 Filed Feb 22, 2023 01:03 UTC
GULDNER JEFFREY B.Director · Chairman, President & CEO
Disposition to issuerCommon Stock 2,395 $75.10 $179,864.50
Disclosure

SEC source: 0001209191-23-011429 · doc4.xml · nonDerivative · entry 4

GULDNER JEFFREY B. · CIK 0001521334 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,835

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February 17, 2023 Filed Feb 22, 2023 01:03 UTC
GULDNER JEFFREY B.Director · Chairman, President & CEO
Exercise / conversionCommon Stock 2,395 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011429 · doc4.xml · nonDerivative · entry 3

GULDNER JEFFREY B. · CIK 0001521334 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

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February 17, 2023 Filed Feb 22, 2023 01:03 UTC
GULDNER JEFFREY B.Director · Chairman, President & CEO
Disposition to issuerCommon Stock 1,490 $75.10 $111,899.00
Disclosure

SEC source: 0001209191-23-011429 · doc4.xml · nonDerivative · entry 2

GULDNER JEFFREY B. · CIK 0001521334 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,835

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February 17, 2023 Filed Feb 22, 2023 01:03 UTC
GULDNER JEFFREY B.Director · Chairman, President & CEO
Exercise / conversionCommon Stock 1,490 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011429 · doc4.xml · nonDerivative · entry 1

GULDNER JEFFREY B. · CIK 0001521334 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

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February 17, 2023 Filed Feb 22, 2023 01:01 UTC
Esparza Jose Luis JrSVP, Public Policy, APS
Exercise / conversionRestricted Stock Units · Derivative 430 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011422 · doc4.xml · derivative · entry 4

Esparza Jose Luis Jr · CIK 0001781598 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,289

Underlying: Common Stock · 430 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

F4 · shares: The number of derivative securities in Column 5 includes 25 vested Restricted Stock Units received in connection with the settlement of dividend equivalent rights. Dividend equivalent rights accrue with respect to these Restricted Stock Units when and as cash dividends are paid on the Company's common stock.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

F5 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2022, and vests in four equal, annual installments beginning on February 20, 2023.

F5 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2022, and vests in four equal, annual installments beginning on February 20, 2023.

F6 · balance_after: Includes 74 Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

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February 17, 2023 Filed Feb 22, 2023 01:01 UTC
Esparza Jose Luis JrSVP, Public Policy, APS
Tax withholdingCommon Stock 192 $75.10 $14,419.20
Disclosure

SEC source: 0001209191-23-011422 · doc4.xml · nonDerivative · entry 3

Esparza Jose Luis Jr · CIK 0001781598 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213

F3 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

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February 17, 2023 Filed Feb 22, 2023 01:01 UTC
Esparza Jose Luis JrSVP, Public Policy, APS
Disposition to issuerCommon Stock 25 $75.10 $1,877.50
Disclosure

SEC source: 0001209191-23-011422 · doc4.xml · nonDerivative · entry 2

Esparza Jose Luis Jr · CIK 0001781598 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405

F2 · kind: Represents the cash settlement of Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

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February 17, 2023 Filed Feb 22, 2023 01:01 UTC
Esparza Jose Luis JrSVP, Public Policy, APS
Exercise / conversionCommon Stock 430 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011422 · doc4.xml · nonDerivative · entry 1

Esparza Jose Luis Jr · CIK 0001781598 · SVP, Public Policy, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 00:59 UTC
Easterly Donna MSVP, HR, APS
Exercise / conversionRestricted Stock Units · Derivative 610 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011417 · doc4.xml · derivative · entry 18

Easterly Donna M · CIK 0001707475 · SVP, HR, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,826

Underlying: Common Stock · 610 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

F9 · shares: The number of derivative securities in Column 5 includes 29 vested Restricted Stock Units received in connection with the settlement of dividend equivalent rights. Dividend equivalent rights accrue with respect to these Restricted Stock Units when and as cash dividends are paid on the Company's common stock.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

F10 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2022, and vests in four equal, annual installments beginning on February 20, 2023.

F10 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2022, and vests in four equal, annual installments beginning on February 20, 2023.

F11 · balance_after: Includes 83 Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

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February 17, 2023 Filed Feb 22, 2023 00:59 UTC
Easterly Donna MSVP, HR, APS
Exercise / conversionRestricted Stock Units · Derivative 527 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011417 · doc4.xml · derivative · entry 17

Easterly Donna M · CIK 0001707475 · SVP, HR, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,054

Underlying: Common Stock · 344 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F8 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2021, and vests in four equal, annual installments beginning on February 20, 2022.

F8 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2021, and vests in four equal, annual installments beginning on February 20, 2022.

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February 17, 2023 Filed Feb 22, 2023 00:59 UTC
Easterly Donna MSVP, HR, APS
Exercise / conversionRestricted Stock Units · Derivative 344 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011417 · doc4.xml · derivative · entry 16

Easterly Donna M · CIK 0001707475 · SVP, HR, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344

Underlying: Common Stock · 344 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F7 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 20, 2021.

F7 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 20, 2021.

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February 17, 2023 Filed Feb 22, 2023 00:59 UTC
Easterly Donna MSVP, HR, APS
Exercise / conversionRestricted Stock Units · Derivative 331 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011417 · doc4.xml · derivative · entry 15

Easterly Donna M · CIK 0001707475 · SVP, HR, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 331 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F6 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020.

F6 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020.

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February 17, 2023 Filed Feb 22, 2023 00:59 UTC
Easterly Donna MSVP, HR, APS
Tax withholdingCommon Stock 15 $75.10 $1,126.50
Disclosure

SEC source: 0001209191-23-011417 · doc4.xml · nonDerivative · entry 13

Easterly Donna M · CIK 0001707475 · SVP, HR, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,462

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

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February 17, 2023 Filed Feb 22, 2023 00:59 UTC
Easterly Donna MSVP, HR, APS
GrantCommon Stock 31 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011417 · doc4.xml · nonDerivative · entry 12

Easterly Donna M · CIK 0001707475 · SVP, HR, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,477

F5 · shares: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2019 Restricted Stock Unit grant.

F5 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2019 Restricted Stock Unit grant.

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February 17, 2023 Filed Feb 22, 2023 00:59 UTC
Easterly Donna MSVP, HR, APS
Tax withholdingCommon Stock 236 $75.10 $17,723.60
Disclosure

SEC source: 0001209191-23-011417 · doc4.xml · nonDerivative · entry 11

Easterly Donna M · CIK 0001707475 · SVP, HR, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,446

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

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February 17, 2023 Filed Feb 22, 2023 00:59 UTC
Easterly Donna MSVP, HR, APS
Disposition to issuerCommon Stock 29 $75.10 $2,177.90
Disclosure

SEC source: 0001209191-23-011417 · doc4.xml · nonDerivative · entry 10

Easterly Donna M · CIK 0001707475 · SVP, HR, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,682

F4 · kind: Represents the cash settlement of Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

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February 17, 2023 Filed Feb 22, 2023 00:59 UTC
Easterly Donna MSVP, HR, APS
Exercise / conversionCommon Stock 610 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011417 · doc4.xml · nonDerivative · entry 9

Easterly Donna M · CIK 0001707475 · SVP, HR, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

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February 17, 2023 Filed Feb 22, 2023 00:59 UTC
Easterly Donna MSVP, HR, APS
Disposition to issuerCommon Stock 527 $75.10 $39,577.70
Disclosure

SEC source: 0001209191-23-011417 · doc4.xml · nonDerivative · entry 8

Easterly Donna M · CIK 0001707475 · SVP, HR, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,101

Read SEC document
February 17, 2023 Filed Feb 22, 2023 00:59 UTC
Easterly Donna MSVP, HR, APS
Exercise / conversionCommon Stock 527 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011417 · doc4.xml · nonDerivative · entry 7

Easterly Donna M · CIK 0001707475 · SVP, HR, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

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February 17, 2023 Filed Feb 22, 2023 00:59 UTC
Easterly Donna MSVP, HR, APS
Disposition to issuerCommon Stock 344 $75.10 $25,834.40
Disclosure

SEC source: 0001209191-23-011417 · doc4.xml · nonDerivative · entry 6

Easterly Donna M · CIK 0001707475 · SVP, HR, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,101

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.