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PNW

PINNACLE WEST CAPITAL CORP

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Tapewire entity
3465
SEC CIK
0000764622
Parsed reports
497

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2023 Filed Feb 22, 2023 01:10 UTC Tax withholdingCommon Stock 68 $75.10 $5,106.80
Disclosure

SEC source: 0001209191-23-011445 · doc4.xml · nonDerivative · entry 8

Cooper Andrew D · CIK 0001816721 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:10 UTC Exercise / conversionCommon Stock 164 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011445 · doc4.xml · nonDerivative · entry 7

Cooper Andrew D · CIK 0001816721 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:10 UTC Disposition to issuerCommon Stock 165 $75.10 $12,391.50
Disclosure

SEC source: 0001209191-23-011445 · doc4.xml · nonDerivative · entry 6

Cooper Andrew D · CIK 0001816721 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:10 UTC Exercise / conversionCommon Stock 165 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011445 · doc4.xml · nonDerivative · entry 5

Cooper Andrew D · CIK 0001816721 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:10 UTC Tax withholdingCommon Stock 50 $75.10 $3,755.00
Disclosure

SEC source: 0001209191-23-011445 · doc4.xml · nonDerivative · entry 4

Cooper Andrew D · CIK 0001816721 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:10 UTC Exercise / conversionCommon Stock 120 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011445 · doc4.xml · nonDerivative · entry 3

Cooper Andrew D · CIK 0001816721 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:10 UTC Disposition to issuerCommon Stock 120 $75.10 $9,012.00
Disclosure

SEC source: 0001209191-23-011445 · doc4.xml · nonDerivative · entry 2

Cooper Andrew D · CIK 0001816721 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:10 UTC Exercise / conversionCommon Stock 120 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011445 · doc4.xml · nonDerivative · entry 1

Cooper Andrew D · CIK 0001816721 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:09 UTC
Geisler Theodore NPresident, APS
Exercise / conversionRestricted Stock Units · Derivative 1,979 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011442 · doc4.xml · derivative · entry 17

Geisler Theodore N · CIK 0001799703 · President, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,934

Underlying: Common Stock · 1,979 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

F10 · shares: The number of derivative securities in Column 5 includes 92 vested Restricted Stock Units received in connection with the settlement of dividend equivalent rights. Dividend equivalent rights accrue with respect to these Restricted Stock Units when and as cash dividends are paid on the Company's common stock.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

F11 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2022, and vests in four equal, annual installments beginning on February 20, 2023.

F11 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2022, and vests in four equal, annual installments beginning on February 20, 2023.

F12 · balance_after: Includes 273 Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:09 UTC
Geisler Theodore NPresident, APS
Exercise / conversionRestricted Stock Units · Derivative 1,316 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011442 · doc4.xml · derivative · entry 16

Geisler Theodore N · CIK 0001799703 · President, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,632

Underlying: Common Stock · 1,316 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F9 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2021, and vests and be settled in four equal, annual installments beginning on February 20, 2022.

F9 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2021, and vests and be settled in four equal, annual installments beginning on February 20, 2022.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:09 UTC
Geisler Theodore NPresident, APS
Exercise / conversionRestricted Stock Units · Derivative 492 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011442 · doc4.xml · derivative · entry 15

Geisler Theodore N · CIK 0001799703 · President, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492

Underlying: Common Stock · 492 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F8 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 20, 2021.

F8 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 20, 2021.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:09 UTC
Geisler Theodore NPresident, APS
Exercise / conversionRestricted Stock Units · Derivative 194 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011442 · doc4.xml · derivative · entry 14

Geisler Theodore N · CIK 0001799703 · President, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 194 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F7 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020.

F7 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:09 UTC
Geisler Theodore NPresident, APS
GiftCommon Stock 2,303 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011442 · doc4.xml · nonDerivative · entry 13

Geisler Theodore N · CIK 0001799703 · President, APS

10b5-1 filing: Not disclosed

Ownership: Indirect · by family trust

Disclosed balance after: 8,470

F6 · kind: The reporting person gifted the shares received on February 17, 2023 to a revocable family trust.

F6 · shares: The reporting person gifted the shares received on February 17, 2023 to a revocable family trust.

F6 · price: The reporting person gifted the shares received on February 17, 2023 to a revocable family trust.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:09 UTC
Geisler Theodore NPresident, APS
GiftCommon Stock 2,303 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011442 · doc4.xml · nonDerivative · entry 12

Geisler Theodore N · CIK 0001799703 · President, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6

F6 · kind: The reporting person gifted the shares received on February 17, 2023 to a revocable family trust.

F6 · shares: The reporting person gifted the shares received on February 17, 2023 to a revocable family trust.

F6 · price: The reporting person gifted the shares received on February 17, 2023 to a revocable family trust.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:09 UTC
Geisler Theodore NPresident, APS
Tax withholdingCommon Stock 100 $75.10 $7,510.00
Disclosure

SEC source: 0001209191-23-011442 · doc4.xml · nonDerivative · entry 11

Geisler Theodore N · CIK 0001799703 · President, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,309

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:09 UTC
Geisler Theodore NPresident, APS
GrantCommon Stock 231 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011442 · doc4.xml · nonDerivative · entry 10

Geisler Theodore N · CIK 0001799703 · President, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,409

F5 · shares: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2019, 2020 and 2021 Restricted Stock Unit grants.

F5 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2019, 2020 and 2021 Restricted Stock Unit grants.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:09 UTC
Geisler Theodore NPresident, APS
Tax withholdingCommon Stock 858 $75.10 $64,435.80
Disclosure

SEC source: 0001209191-23-011442 · doc4.xml · nonDerivative · entry 9

Geisler Theodore N · CIK 0001799703 · President, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,178

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:09 UTC
Geisler Theodore NPresident, APS
Disposition to issuerCommon Stock 92 $75.10 $6,909.20
Disclosure

SEC source: 0001209191-23-011442 · doc4.xml · nonDerivative · entry 8

Geisler Theodore N · CIK 0001799703 · President, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,036

F4 · kind: Represents the cash settlement of Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:09 UTC
Geisler Theodore NPresident, APS
Exercise / conversionCommon Stock 1,979 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011442 · doc4.xml · nonDerivative · entry 7

Geisler Theodore N · CIK 0001799703 · President, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:09 UTC
Geisler Theodore NPresident, APS
Tax withholdingCommon Stock 564 $75.10 $42,356.40
Disclosure

SEC source: 0001209191-23-011442 · doc4.xml · nonDerivative · entry 6

Geisler Theodore N · CIK 0001799703 · President, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,149

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:09 UTC
Geisler Theodore NPresident, APS
Exercise / conversionCommon Stock 1,316 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011442 · doc4.xml · nonDerivative · entry 5

Geisler Theodore N · CIK 0001799703 · President, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,713

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:09 UTC
Geisler Theodore NPresident, APS
Tax withholdingCommon Stock 211 $75.10 $15,846.10
Disclosure

SEC source: 0001209191-23-011442 · doc4.xml · nonDerivative · entry 4

Geisler Theodore N · CIK 0001799703 · President, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:09 UTC
Geisler Theodore NPresident, APS
Exercise / conversionCommon Stock 492 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011442 · doc4.xml · nonDerivative · entry 3

Geisler Theodore N · CIK 0001799703 · President, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:09 UTC
Geisler Theodore NPresident, APS
Tax withholdingCommon Stock 84 $75.10 $6,308.40
Disclosure

SEC source: 0001209191-23-011442 · doc4.xml · nonDerivative · entry 2

Geisler Theodore N · CIK 0001799703 · President, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:09 UTC
Geisler Theodore NPresident, APS
Exercise / conversionCommon Stock 194 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011442 · doc4.xml · nonDerivative · entry 1

Geisler Theodore N · CIK 0001799703 · President, APS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:04 UTC
Blankenship Elizabeth AVP, Controller and CAO
Exercise / conversionRestricted Stock Units · Derivative 429 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011434 · doc4.xml · derivative · entry 18

Blankenship Elizabeth A · CIK 0001780676 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,286

Underlying: Common Stock · 429 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

F9 · shares: The number of derivative securities in Column 5 includes 20 vested Restricted Stock Units received in connection with the settlement of dividend equivalent rights. Dividend equivalent rights accrue with respect to these Restricted Stock Units when and as cash dividends are paid on the Company's common stock.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

F10 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2022, and vests in four equal, annual installments beginning on February 20, 2023.

F10 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2022, and vests in four equal, annual installments beginning on February 20, 2023.

F11 · balance_after: Includes 59 Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:04 UTC
Blankenship Elizabeth AVP, Controller and CAO
Exercise / conversionRestricted Stock Units · Derivative 329 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011434 · doc4.xml · derivative · entry 17

Blankenship Elizabeth A · CIK 0001780676 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 658

Underlying: Common Stock · 329 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F8 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2021, and vests in four equal, annual installments beginning on February 20, 2022.

F8 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2021, and vests in four equal, annual installments beginning on February 20, 2022.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:04 UTC
Blankenship Elizabeth AVP, Controller and CAO
Exercise / conversionRestricted Stock Units · Derivative 172 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011434 · doc4.xml · derivative · entry 16

Blankenship Elizabeth A · CIK 0001780676 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172

Underlying: Common Stock · 172 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F7 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 20, 2021.

F7 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 20, 2021.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:04 UTC
Blankenship Elizabeth AVP, Controller and CAO
Exercise / conversionRestricted Stock Units · Derivative 56 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011434 · doc4.xml · derivative · entry 15

Blankenship Elizabeth A · CIK 0001780676 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 56 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F6 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020.

F6 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020.

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February 17, 2023 Filed Feb 22, 2023 01:04 UTC
Blankenship Elizabeth AVP, Controller and CAO
Tax withholdingCommon Stock 14 $75.10 $1,051.40
Disclosure

SEC source: 0001209191-23-011434 · doc4.xml · nonDerivative · entry 13

Blankenship Elizabeth A · CIK 0001780676 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,916

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

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February 17, 2023 Filed Feb 22, 2023 01:04 UTC
Blankenship Elizabeth AVP, Controller and CAO
GrantCommon Stock 43 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011434 · doc4.xml · nonDerivative · entry 12

Blankenship Elizabeth A · CIK 0001780676 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,930

F5 · shares: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2020 and 2021 Restricted Stock Unit grants.

F5 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2020 and 2021 Restricted Stock Unit grants.

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February 17, 2023 Filed Feb 22, 2023 01:04 UTC
Blankenship Elizabeth AVP, Controller and CAO
Tax withholdingCommon Stock 132 $75.10 $9,913.20
Disclosure

SEC source: 0001209191-23-011434 · doc4.xml · nonDerivative · entry 11

Blankenship Elizabeth A · CIK 0001780676 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,887

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:04 UTC
Blankenship Elizabeth AVP, Controller and CAO
Disposition to issuerCommon Stock 20 $75.10 $1,502.00
Disclosure

SEC source: 0001209191-23-011434 · doc4.xml · nonDerivative · entry 10

Blankenship Elizabeth A · CIK 0001780676 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,019

F4 · kind: Represents the cash settlement of Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

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February 17, 2023 Filed Feb 22, 2023 01:04 UTC
Blankenship Elizabeth AVP, Controller and CAO
Exercise / conversionCommon Stock 429 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011434 · doc4.xml · nonDerivative · entry 9

Blankenship Elizabeth A · CIK 0001780676 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,039

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

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February 17, 2023 Filed Feb 22, 2023 01:04 UTC
Blankenship Elizabeth AVP, Controller and CAO
Tax withholdingCommon Stock 106 $75.10 $7,960.60
Disclosure

SEC source: 0001209191-23-011434 · doc4.xml · nonDerivative · entry 8

Blankenship Elizabeth A · CIK 0001780676 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,610

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:04 UTC
Blankenship Elizabeth AVP, Controller and CAO
Exercise / conversionCommon Stock 329 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011434 · doc4.xml · nonDerivative · entry 7

Blankenship Elizabeth A · CIK 0001780676 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,716

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:04 UTC
Blankenship Elizabeth AVP, Controller and CAO
Tax withholdingCommon Stock 28 $75.10 $2,102.80
Disclosure

SEC source: 0001209191-23-011434 · doc4.xml · nonDerivative · entry 6

Blankenship Elizabeth A · CIK 0001780676 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,387

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:04 UTC
Blankenship Elizabeth AVP, Controller and CAO
Exercise / conversionCommon Stock 86 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011434 · doc4.xml · nonDerivative · entry 5

Blankenship Elizabeth A · CIK 0001780676 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,415

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:04 UTC
Blankenship Elizabeth AVP, Controller and CAO
Disposition to issuerCommon Stock 86 $75.10 $6,458.60
Disclosure

SEC source: 0001209191-23-011434 · doc4.xml · nonDerivative · entry 4

Blankenship Elizabeth A · CIK 0001780676 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,329

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:04 UTC
Blankenship Elizabeth AVP, Controller and CAO
Exercise / conversionCommon Stock 86 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011434 · doc4.xml · nonDerivative · entry 3

Blankenship Elizabeth A · CIK 0001780676 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,415

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:04 UTC
Blankenship Elizabeth AVP, Controller and CAO
Disposition to issuerCommon Stock 56 $75.10 $4,205.60
Disclosure

SEC source: 0001209191-23-011434 · doc4.xml · nonDerivative · entry 2

Blankenship Elizabeth A · CIK 0001780676 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,329

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:04 UTC
Blankenship Elizabeth AVP, Controller and CAO
Exercise / conversionCommon Stock 56 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011434 · doc4.xml · nonDerivative · entry 1

Blankenship Elizabeth A · CIK 0001780676 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:08 UTC
Smith Robert EdgarEVP, GC, and CDO
Exercise / conversionRestricted Stock Units · Derivative 944 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011439 · doc4.xml · derivative · entry 19

Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,826

Underlying: Common Stock · 944 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

F9 · shares: The number of derivative securities in Column 5 includes 45 vested Restricted Stock Units received in connection with the settlement of dividend equivalent rights. Dividend equivalent rights accrue with respect to these Restricted Stock Units when and as cash dividends are paid on the Company's common stock.

F3 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled either in 100% shares of common stock or 100% in cash with respect to Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

F10 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2022, and vests in four equal, annual installments beginning on February 20, 2023.

F10 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2022, and vests in four equal, annual installments beginning on February 20, 2023.

F11 · balance_after: Includes 129 Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:08 UTC
Smith Robert EdgarEVP, GC, and CDO
Exercise / conversionRestricted Stock Units · Derivative 954 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011439 · doc4.xml · derivative · entry 18

Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,908

Underlying: Common Stock · 954 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F8 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2021, and vests in four equal, annual installments beginning on February 20, 2022.

F8 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2021, and vests in four equal, annual installments beginning on February 20, 2022.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:08 UTC
Smith Robert EdgarEVP, GC, and CDO
Exercise / conversionRestricted Stock Units · Derivative 688 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011439 · doc4.xml · derivative · entry 17

Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 688

Underlying: Common Stock · 688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F7 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 20, 2021.

F7 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2020, and vests in four equal, annual installments beginning on February 20, 2021.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:08 UTC
Smith Robert EdgarEVP, GC, and CDO
Exercise / conversionRestricted Stock Units · Derivative 718 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011439 · doc4.xml · derivative · entry 16

Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 718 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.

F6 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020.

F6 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2019, and vests in four equal, annual installments beginning on February 20, 2020.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:08 UTC
Smith Robert EdgarEVP, GC, and CDO
Tax withholdingCommon Stock 104 $75.10 $7,810.40
Disclosure

SEC source: 0001209191-23-011439 · doc4.xml · nonDerivative · entry 15

Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,668

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:08 UTC
Smith Robert EdgarEVP, GC, and CDO
GrantCommon Stock 231 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011439 · doc4.xml · nonDerivative · entry 14

Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,772

F5 · shares: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2019, 2020, and 2021 Restricted Stock Unit grants.

F5 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2019, 2020, and 2021 Restricted Stock Unit grants.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:08 UTC
Smith Robert EdgarEVP, GC, and CDO
Tax withholdingCommon Stock 448 $75.10 $33,644.80
Disclosure

SEC source: 0001209191-23-011439 · doc4.xml · nonDerivative · entry 13

Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,541

F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:08 UTC
Smith Robert EdgarEVP, GC, and CDO
Disposition to issuerCommon Stock 45 $75.10 $3,379.50
Disclosure

SEC source: 0001209191-23-011439 · doc4.xml · nonDerivative · entry 12

Smith Robert Edgar · CIK 0001628362 · EVP, GC, and CDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,989

F4 · kind: Represents the cash settlement of Restricted Stock Units received in connection with the settlement of dividend equivalent rights.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.