Last 12 months
Inside the activity.
1 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 1 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 14, 2023 Filed Sep 15, 2023 20:46 UTC |
Forster EliotDirector
|
GrantStock Options (Right to Buy) · Derivative | 85,715 | $0.00 Strike: $1.75 | $0.00 |
DisclosureSEC source: 0001104659-23-101237 · tm2326155d2_4.xml · derivative · entry 1 Forster Eliot · CIK 0001831558 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,715 Underlying: Common Stock · 85,715 shares Expires 2033-09-14 F1 · derivative.exercise_date: The shares of common stock underlying the stock options shall vest in 12 equal quarterly installments commencing upon the date of grant. The stock options are subject to accelerated vesting upon a corporate transaction or a change in control as described in the Protalix BioTherapeutics, Inc., Amended and Restated 2006 Stock Incentive Plan, as amended. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 20:30 UTC |
Bashan DrorDirector · President and CEO
|
GrantCommon Stock | 800,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-093073 · tm2324046-4_4seq1.xml · nonDerivative · entry 1 Bashan Dror · CIK 0001781450 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 1,885,458 F1 · price: Represents restricted shares of common stock of Protalix BioTherapeutics, Inc., awarded to the employee under its Amended and Restated 2006 Stock Incentive Plan, as amended. Of such shares, 200,000 shares were fully-vested upon grant and the remaining 600,000 shares vest over a two-year period beginning on the date of grant in eight equal increments on each quarterly anniversary of the date of grant. The restricted shares are subject to accelerated vesting upon a corporate transaction or a change in control as described in the Plan. F2 · ownership.nature: To qualify for certain tax benefits under Section 102 of the Israeli Tax Ordinance, securities issued to an employee in connection with the Plan must be registered in the name of a trustee. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 20:30 UTC |
Rubin EyalSr. VP and CFO
|
GrantCommon Stock | 201,903 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-093070 · tm2324046-3_4seq1.xml · nonDerivative · entry 1 Rubin Eyal · CIK 0001721411 · Sr. VP and CFO 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 570,000 F1 · price: Represents restricted shares of common stock of Protalix BioTherapeutics, Inc., awarded to the employee under its Amended and Restated 2006 Stock Incentive Plan, as amended. The shares vest over a three-year period beginning on the date of grant in 12 equal increments on each quarterly anniversary of the date of grant. The restricted shares are subject to accelerated vesting upon a corporate transaction or a change in control as described in the Plan. F2 · ownership.nature: To qualify for certain tax benefits under Section 102 of the Israeli Tax Ordinance, securities issued to an employee in connection with the Plan must be registered in the name of a trustee. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 20:30 UTC |
Hayon YaelVP, Research & Development
|
GrantStock Options (Right to Buy) · Derivative | 35,115 | $0.00 Strike: $1.99 | $0.00 |
DisclosureSEC source: 0001104659-23-093069 · tm2324046-2_4seq1.xml · derivative · entry 2 Hayon Yael · CIK 0001817121 · VP, Research & Development 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,115 Underlying: Common Stock · 35,115 shares Expires 2033-08-15 F3 · derivative.exercise_date: The shares of common stock underlying the stock options vest over a three-year period beginning on the date of grant in 12 equal increments on each quarterly anniversary of the date of grant. The stock options are subject to accelerated vesting upon a corporate transaction or a change in control as described in the Plan. F4 · balance_after: Does not include options to purchase 129,771 shares of common stock at an exercise price equal to $3.73 per share that expire on July 5, 2030 and options to purchase 250,000 shares of common stock at an exercise price equal to $1.03 per share that expire on September 9, 2032. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 20:30 UTC |
Hayon YaelVP, Research & Development
|
GrantCommon Stock | 35,115 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-093069 · tm2324046-2_4seq1.xml · nonDerivative · entry 1 Hayon Yael · CIK 0001817121 · VP, Research & Development 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 35,115 F1 · price: Represents restricted shares of common stock of Protalix BioTherapeutics, Inc., awarded to the employee under its Amended and Restated 2006 Stock Incentive Plan, as amended (the "Plan"). The shares vest over a three-year period beginning on the date of grant in 12 equal increments on each quarterly anniversary of the date of grant. The restricted shares are subject to accelerated vesting upon a corporate transaction or a change in control as described in the Plan. F2 · ownership.nature: To qualify for certain tax benefits under Section 102 of the Israeli Tax Ordinance, securities issued to an employee in connection with the Plan must be registered in the name of a trustee. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 20:30 UTC |
Naos YaronSr. VP, Operations
|
GrantCommon Stock | 187,344 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-093066 · tm2324046-1_4seq1.xml · nonDerivative · entry 1 Naos Yaron · CIK 0001742727 · Sr. VP, Operations 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 200,817 F1 · price: Represents restricted shares of common stock of Protalix BioTherapeutics, Inc., awarded to the employee under its Amended and Restated 2006 Stock Incentive Plan, as amended. The shares vest over a three-year period beginning on the date of grant in 12 equal increments on each quarterly anniversary of the date of grant. The restricted shares are subject to accelerated vesting upon a corporate transaction or a change in control as described in the Plan. F2 · ownership.nature: To qualify for certain tax benefits under Section 102 of the Israeli Tax Ordinance, securities issued to an employee in connection with the Plan must be registered in the name of a trustee. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 22:08 UTC |
Schwartz AharonDirector
|
PurchaseCommon Stock | 110,000 | $1.42 | $155,815.00 |
DisclosureSEC source: 0001104659-23-001495 · tm232297-1_4seq1.xml · nonDerivative · entry 1 Schwartz Aharon · CIK 0001625184 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $1.430 to $1.405 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 07, 2022 Filed Sep 9, 2022 21:03 UTC |
Rubin EyalSr. VP and CFO
|
GrantStock Options (Right to Buy) · Derivative | 350,000 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001104659-22-098950 · tm2225460-7_4seq1.xml · derivative · entry 1 Rubin Eyal · CIK 0001721411 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 Underlying: Common Stock · 350,000 shares Expires 2032-09-07 F1 · derivative.exercise_date: The shares of common stock underlying the stock options shall vest in 16 equal quarterly installments commencing upon the date of grant. The stock options are subject to accelerated vesting upon a corporate transaction or a change in control as described in the Protalix BioTherapeutics, Inc., Amended and Restated 2006 Stock Incentive Plan, as amended. F2 · balance_after: Does not include options to purchase 80,000 shares of common stock at an exercise price equal to $2.00 per share that expire on September 22, 2029. Read SEC document |
| September 07, 2022 Filed Sep 9, 2022 21:04 UTC |
Ben Zvi ShmuelDirector
|
GrantStock Options (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001104659-22-098956 · tm2225460-10_4seq1.xml · derivative · entry 1 Ben Zvi Shmuel · CIK 0001935668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2032-09-07 F1 · derivative.exercise_date: The shares of common stock underlying the stock options shall vest in 16 equal quarterly installments commencing upon the date of grant. The stock options are subject to accelerated vesting upon a corporate transaction or a change in control as described in the Protalix BioTherapeutics, Inc., Amended and Restated 2006 Stock Incentive Plan, as amended. F2 · balance_after: Does not include options to purchase 40,000 shares of common stock at an exercise price equal to $1.09 per share that expire on June 30, 2032. Read SEC document |
| September 07, 2022 Filed Sep 9, 2022 21:04 UTC |
Naos YaronSr. VP, Operations
|
GrantStock Options (Right to Buy) · Derivative | 340,000 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001104659-22-098953 · tm2225460-9_4seq1.xml · derivative · entry 1 Naos Yaron · CIK 0001742727 · Sr. VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,000 Underlying: Common Stock · 340,000 shares Expires 2032-09-07 F1 · derivative.exercise_date: The shares of common stock underlying the stock options shall vest in 16 equal quarterly installments commencing upon the date of grant. The stock options are subject to accelerated vesting upon a corporate transaction or a change in control as described in the Protalix BioTherapeutics, Inc., Amended and Restated 2006 Stock Incentive Plan, as amended. F2 · balance_after: Does not include (i) options to purchase 5,000 shares of common stock at an exercise price equal to $17.20 per share that expire on March 23, 2025, (ii) options to purchase 60,000 shares of common stock at an exercise price equal to $5.60 per share that expire on September 13, 2028 and (iii) options to purchase 122,656 shares of common stock at an exercise price equal to $3.59 per share that expire on August 11, 2030. Read SEC document |
| September 07, 2022 Filed Sep 9, 2022 21:03 UTC |
Hayon YaelVP, Research & Development
|
GrantStock Options (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001104659-22-098951 · tm2225460-8_4seq1.xml · derivative · entry 1 Hayon Yael · CIK 0001817121 · VP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2032-09-07 F1 · derivative.exercise_date: The shares of common stock underlying the stock options shall vest in 16 equal quarterly installments commencing upon the date of grant. The stock options are subject to accelerated vesting upon a corporate transaction or a change in control as described in the Protalix BioTherapeutics, Inc., Amended and Restated 2006 Stock Incentive Plan, as amended. F2 · balance_after: Does not include options to purchase 129,771 shares of common stock at an exercise price equal to $3.73 per share that expire on July 5, 2030. Read SEC document |
| September 07, 2022 Filed Sep 9, 2022 21:02 UTC |
Bashan DrorDirector · President and CEO
|
GrantStock Options (Right to Buy) · Derivative | 750,000 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001104659-22-098949 · tm2225460-6_4seq1.xml · derivative · entry 1 Bashan Dror · CIK 0001781450 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,000 Underlying: Common Stock · 750,000 shares Expires 2032-09-07 F1 · derivative.exercise_date: The shares of common stock underlying the stock options shall vest in 16 equal quarterly installments commencing upon the date of grant. The stock options are subject to accelerated vesting upon a corporate transaction or a change in control as described in the Protalix BioTherapeutics, Inc., Amended and Restated 2006 Stock Incentive Plan, as amended. F2 · balance_after: Does not include options to purchase 160,000 shares of common stock at an exercise price equal to $4.69 per share that expire on June 30, 2029. Read SEC document |
| September 07, 2022 Filed Sep 9, 2022 21:02 UTC |
Schwartz AharonDirector
|
GrantStock Options (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001104659-22-098948 · tm2225460-5_4seq1.xml · derivative · entry 1 Schwartz Aharon · CIK 0001625184 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2032-09-07 F1 · derivative.exercise_date: The shares of common stock underlying the stock options shall vest in 16 equal quarterly installments commencing upon the date of grant. The stock options are subject to accelerated vesting upon a corporate transaction or a change in control as described in the Protalix BioTherapeutics, Inc., Amended and Restated 2006 Stock Incentive Plan, as amended. F2 · balance_after: Does not include options to purchase 40,000 shares of common stock at an exercise price equal to $3.55 per share that expire on January 20, 2030. Read SEC document |
| September 07, 2022 Filed Sep 9, 2022 21:01 UTC |
Bronfeld ZeevDirector
|
GrantStock Options (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001104659-22-098947 · tm2225460-4_4seq1.xml · derivative · entry 1 Bronfeld Zeev · CIK 0001298522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2032-09-07 F1 · derivative.exercise_date: The shares of common stock underlying the stock options shall vest in 16 equal quarterly installments commencing upon the date of grant. The stock options are subject to accelerated vesting upon a corporate transaction or a change in control as described in the Protalix BioTherapeutics, Inc., Amended and Restated 2006 Stock Incentive Plan, as amended, or if the Reporting Person ends his tenure on the Board of Directors within 12 months of the date of grant. F2 · balance_after: Does not include options to purchase 240,000 shares of common stock at an exercise price equal to $3.70 per share that expire on February 3, 2030. Read SEC document |
| September 07, 2022 Filed Sep 9, 2022 21:01 UTC |
Bar-Shalev AmosDirector
|
GrantStock Options (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001104659-22-098945 · tm2225460-3_4seq1.xml · derivative · entry 1 Bar-Shalev Amos · CIK 0001385113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2032-09-07 F1 · derivative.exercise_date: The shares of common stock underlying the stock options shall vest in 16 equal quarterly installments commencing upon the date of grant. The stock options are subject to accelerated vesting upon a corporate transaction or a change in control as described in the Protalix BioTherapeutics, Inc., Amended and Restated 2006 Stock Incentive Plan, as amended. F2 · balance_after: Does not include options to purchase 40,000 shares of common stock at an exercise price equal to $3.55 per share that expire on January 20, 2030. Read SEC document |
| September 07, 2022 Filed Sep 9, 2022 21:01 UTC |
Melincoff Gwen ADirector
|
GrantStock Options (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001104659-22-098944 · tm2225460-2_4seq1.xml · derivative · entry 1 Melincoff Gwen A · CIK 0001614890 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2032-09-07 F1 · derivative.exercise_date: The shares of common stock underlying the stock options shall vest in 16 equal quarterly installments commencing upon the date of grant. The stock options are subject to accelerated vesting upon a corporate transaction or a change in control as described in the Protalix BioTherapeutics, Inc., Amended and Restated 2006 Stock Incentive Plan, as amended. F2 · balance_after: Does not include options to purchase 40,000 shares of common stock at an exercise price equal to $3.55 per share that expire on January 20, 2030. Read SEC document |
| September 07, 2022 Filed Sep 9, 2022 21:00 UTC |
Boudes Pol FDirector
|
GrantStock Options (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001104659-22-098941 · tm2225460-1_4seq1.xml · derivative · entry 1 Boudes Pol F · CIK 0001454771 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2032-09-07 F1 · derivative.exercise_date: The shares of common stock underlying the stock options shall vest in 16 equal quarterly installments commencing upon the date of grant. The stock options are subject to accelerated vesting upon a corporate transaction or a change in control as described in the Protalix BioTherapeutics, Inc., Amended and Restated 2006 Stock Incentive Plan, as amended. F2 · balance_after: Does not include options to purchase 40,000 shares of common stock at an exercise price equal to $3.55 per share that expire on January 20, 2030. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 20:32 UTC |
Ben Zvi ShmuelDirector
|
GrantStock Options (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $1.09 | $0.00 |
DisclosureSEC source: 0001104659-22-077380 · tm2220369-1_4seq1.xml · derivative · entry 1 Ben Zvi Shmuel · CIK 0001935668 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2032-06-30 F1 · derivative.exercise_date: The shares of common stock underlying the stock options shall vest in 16 equal quarterly installments commencing upon the date of grant. The stock options are subject to accelerated vesting upon a corporate transaction or a change in control as described in the Protalix BioTherapeutics, Inc., Amended and Restated 2006 Stock Incentive Plan, as amended. Read SEC document |
| April 11, 2022 Filed Apr 13, 2022 20:05 UTC |
Bashan DrorDirector · President and CEO
|
PurchaseCommon Stock | 68,000 | $1.50 | $102,000.00 |
DisclosureSEC source: 0001104659-22-045488 · tm2212654-1_4seq1.xml · nonDerivative · entry 1 Bashan Dror · CIK 0001781450 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,000 F1 · ownership.direct: The reporting person holds the shares in an account with his spouse as joint tenants. Read SEC document |
| February 25, 2022 Filed Feb 28, 2022 22:02 UTC |
Rubin EyalSr. VP and CFO
|
GrantCommon Stock | 121,951 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-028159 · tm227910-2_4seq1.xml · nonDerivative · entry 1 Rubin Eyal · CIK 0001721411 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 368,097 F1 · price: Represents restricted shares of common stock of Protalix BioTherapeutics, Inc., awarded to the employee under its Amended and Restated 2006 Stock Incentive Plan, as amended June 7, 2020. F2 · ownership.nature: To qualify for certain tax benefits under Section 102 of the Israeli Tax Ordinance, securities issued to an employee in connection with the Plan must be registered in the name of a trustee. Read SEC document |
| February 25, 2022 Filed Feb 28, 2022 22:01 UTC |
Bashan DrorDirector · President and CEO
|
GrantCommon Stock | 637,531 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-028157 · tm227910-1_4seq1.xml · nonDerivative · entry 1 Bashan Dror · CIK 0001781450 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,085,458 F1 · price: Represents restricted shares of common stock of Protalix BioTherapeutics, Inc., awarded to the employee under its Amended and Restated 2006 Stock Incentive Plan, as amended June 7, 2020. F2 · ownership.nature: To qualify for certain tax benefits under Section 102 of the Israeli Tax Ordinance, securities issued to an employee in connection with the Plan must be registered in the name of a trustee. Read SEC document |
| June 03, 2021 Filed Jun 3, 2021 21:40 UTC |
Dexcel Pharma Technologies Ltd.10% owner
Oren Dan10% owner
|
SaleCommon Stock | 857,506 | $2.25 | $1,932,304.02 |
DisclosureSEC source: 0001104659-21-076488 · tm2118431-1_4seq1.xml · nonDerivative · entry 2 Dexcel Pharma Technologies Ltd. · CIK 0001720007 · 10% owner Oren Dan · CIK 0001636701 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,637,314 F3 · price: The price reported in Column 4 is the weighted average price. The common shares were sold in multiple transactions at prices ranging from $2.200 to $2.450, inclusive. F4 · price: The Reporting Persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F1 · acquired: Dexcel Pharma Technologies Ltd ("DPT") and Dan Oren, DPT's Executive Chairman, are filing this Form 4 because they have beneficial ownership over common stock of Protalix BioTherapeutics, Inc. The shares are directly owned by DPT. Mr. Oren is ultimately the sole shareholder of DPT. Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 21:40 UTC |
Dexcel Pharma Technologies Ltd.10% owner
Oren Dan10% owner
|
SaleCommon Stock | 61,211 | $2.56 | $156,553.25 |
DisclosureSEC source: 0001104659-21-076488 · tm2118431-1_4seq1.xml · nonDerivative · entry 1 Dexcel Pharma Technologies Ltd. · CIK 0001720007 · 10% owner Oren Dan · CIK 0001636701 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,494,820 F1 · shares: Dexcel Pharma Technologies Ltd ("DPT") and Dan Oren, DPT's Executive Chairman, are filing this Form 4 because they have beneficial ownership over common stock of Protalix BioTherapeutics, Inc. The shares are directly owned by DPT. Mr. Oren is ultimately the sole shareholder of DPT. F2 · price: The price reported in Column 4 is the weighted average price. The common shares were sold in multiple transactions at prices ranging from $2.530 to $2.565, inclusive. F4 · price: The Reporting Persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F1 · acquired: Dexcel Pharma Technologies Ltd ("DPT") and Dan Oren, DPT's Executive Chairman, are filing this Form 4 because they have beneficial ownership over common stock of Protalix BioTherapeutics, Inc. The shares are directly owned by DPT. Mr. Oren is ultimately the sole shareholder of DPT. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 21:02 UTC |
Bashan DrorDirector · President and CEO
|
GrantCommon Stock | 447,927 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-094753 · tm2027548d2_4.xml · nonDerivative · entry 1 Bashan Dror · CIK 0001781450 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 447,927 F1 · price: Represents restricted shares of common stock of Protalix BioTherapeutics, Inc., awarded to the employee under its Amended and Restated 2006 Stock Incentive Plan, as amended June 7, 2020 (the "Plan"). Of the shares, 27,855 shares vest on September 22, 2020. The remaining 218,291 of the shares vest. Notwithstanding the foregoing and subject to certain exceptions, the vesting period will accelerate immediately upon a Change in Control, as defined in the Plan. F2 · ownership.nature: To qualify for certain tax benefits under Section 102 of the Israeli Tax Ordinance, securities issued to an employee in connection with the Plan must be registered in the name of a trustee. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 21:03 UTC |
Rubin EyalSr. VP and CFO
|
GrantCommon Stock | 246,146 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-094755 · tm2027548d3_4.xml · nonDerivative · entry 1 Rubin Eyal · CIK 0001721411 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 246,146 F1 · price: Represents restricted shares of common stock of Protalix BioTherapeutics, Inc., awarded to the employee under its Amended and Restated 2006 Stock Incentive Plan, as amended June 7, 2020 (the "Plan"). Of the shares, 27,855 shares vest on September 22, 2020. The remaining 218,291 of the shares vest. Notwithstanding the foregoing and subject to certain exceptions, the vesting period will accelerate immediately upon a Change in Control, as defined in the Plan. F2 · ownership.nature: To qualify for certain tax benefits under Section 102 of the Israeli Tax Ordinance, securities issued to an employee in connection with the Plan must be registered in the name of a trustee. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 21:01 UTC |
Naos YaronSr. VP, Operations
|
GrantStock Options (Right to Buy) · Derivative | 122,656 | $0.00 Strike: $3.59 | $0.00 |
DisclosureSEC source: 0001104659-20-094751 · tm2027548d1_4.xml · derivative · entry 1 Naos Yaron · CIK 0001742727 · Sr. VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,656 Underlying: Common Stock · 122,656 shares Expires 2030-08-11 F1 · derivative.exercise_date: The shares of common stock underlying the stock options shall vest in 16 equal quarterly installments commencing upon the date of grant. The stock options are subject to accelerated vesting upon a corporate transaction or a change in control as described in the Protalix BioTherapeutics, Inc., Amended and Restated 2006 Stock Incentive Plan, as amended. F2 · balance_after: Does not include (i) options to purchase 5,000 shares of common stock at an exercise price equal to $17.20 per share that expire on March 23, 2025 and (ii) options to purchase 60,000 shares of common stock at an exercise price equal to $5.60 per share that expire on September 13, 2028. Read SEC document |
| August 11, 2020 Filed Aug 14, 2020 21:01 UTC Amendment |
Bashan DrorDirector · President and CEO
|
GrantCommon Stock | 447,927 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-095623 · tm2027654-1_4a.xml · nonDerivative · entry 1 Bashan Dror · CIK 0001781450 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 447,927 F1 · security: The original Form 4, filed on August 13, 2020, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported the vesting schedule of the restricted shares. F2 · security: Represents restricted shares of common stock of Protalix BioTherapeutics, Inc., awarded to the employee under its Amended and Restated 2006 Stock Incentive Plan, as amended June 7, 2020 (the "Plan"). The restricted shares vest in 16 equal quarterly increments over a four-year period, commencing on the date of grant. Notwithstanding the foregoing and subject to certain exceptions, the vesting period will accelerate immediately upon a Change in Control, as defined in the Plan. F2 · price: Represents restricted shares of common stock of Protalix BioTherapeutics, Inc., awarded to the employee under its Amended and Restated 2006 Stock Incentive Plan, as amended June 7, 2020 (the "Plan"). The restricted shares vest in 16 equal quarterly increments over a four-year period, commencing on the date of grant. Notwithstanding the foregoing and subject to certain exceptions, the vesting period will accelerate immediately upon a Change in Control, as defined in the Plan. F3 · ownership.nature: To qualify for certain tax benefits under Section 102 of the Israeli Tax Ordinance, securities issued to an employee in connection with the Plan must be registered in the name of a trustee. Read SEC document |
| August 11, 2020 Filed Aug 14, 2020 21:01 UTC Amendment |
Rubin EyalSr. VP and CFO
|
GrantCommon Stock | 246,146 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-095626 · tm2027654-2_4a.xml · nonDerivative · entry 1 Rubin Eyal · CIK 0001721411 · Sr. VP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 246,146 F1 · security: The original Form 4, filed on August 13, 2020, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported the vesting schedule of the restricted shares. F2 · security: Represents restricted shares of common stock of Protalix BioTherapeutics, Inc., awarded to the employee under its Amended and Restated 2006 Stock Incentive Plan, as amended June 7, 2020 (the "Plan"). Of the shares, 27,855 shares vest on September 22, 2020. The remaining 218,291 of the shares vest in 16 equal quarterly increments over a four-year period, commencing on the date of grant. Notwithstanding the foregoing and subject to certain exceptions, the vesting period will accelerate immediately upon a Change in Control, as defined in the Plan. F2 · price: Represents restricted shares of common stock of Protalix BioTherapeutics, Inc., awarded to the employee under its Amended and Restated 2006 Stock Incentive Plan, as amended June 7, 2020 (the "Plan"). Of the shares, 27,855 shares vest on September 22, 2020. The remaining 218,291 of the shares vest in 16 equal quarterly increments over a four-year period, commencing on the date of grant. Notwithstanding the foregoing and subject to certain exceptions, the vesting period will accelerate immediately upon a Change in Control, as defined in the Plan. F3 · ownership.nature: To qualify for certain tax benefits under Section 102 of the Israeli Tax Ordinance, securities issued to an employee in connection with the Plan must be registered in the name of a trustee. Read SEC document |
| July 05, 2020 Filed Jul 8, 2020 21:01 UTC |
Hayon YaelVP, Research & Development
|
GrantStock Options (Right to Buy) · Derivative | 129,771 | $0.00 Strike: $3.73 | $0.00 |
DisclosureSEC source: 0001104659-20-082116 · tm2024387d2_4.xml · derivative · entry 1 Hayon Yael · CIK 0001817121 · VP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,771 Underlying: Common Stock · 129,771 shares Expires 2030-07-05 F1 · derivative.exercise_date: The shares of common stock underlying the stock options shall vest in 16 equal quarterly installments commencing upon the date of grant. The stock options are subject to accelerated vesting upon a corporate transaction or a change in control as described in the Protalix BioTherapeutics, Inc., Amended and Restated 2006 Stock Incentive Plan, as amended. Read SEC document |
| June 07, 2020 Filed Jun 8, 2020 21:07 UTC |
Almon Einat BrillSVP, Chief Development Officer
|
GrantStock Options (Right to Buy) · Derivative | 196,995 | $0.00 Strike: $3.59 | $0.00 |
DisclosureSEC source: 0001104659-20-070906 · tm2022027d1_4.xml · derivative · entry 1 Almon Einat Brill · CIK 0001385116 · SVP, Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,995 Underlying: Common Stock · 196,995 shares Expires 2030-06-07 F1 · derivative.exercise_date: The shares of common stock underlying the stock options shall vest in 16 equal quarterly installments commencing upon the date of grant. The stock options are subject to accelerated vesting upon a corporate transaction or a change in control as described in the Protalix BioTherapeutics, Inc., Amended and Restated 2006 Stock Incentive Plan, as amended. F2 · balance_after: Does not include (i) options to purchase 25,000 shares of common stock at an exercise price equal to $17.20 per share that expire on March 23, 2025; and (ii) options to purchase 70,000 shares of common stock at an exercise price equal to $5.60 per share that expire on September 13, 2025. Read SEC document |
| April 07, 2020 Filed Apr 13, 2020 20:05 UTC |
Schwartz AharonDirector
|
PurchaseCommon Stock | 64,000 | $2.43 | $155,264.00 |
DisclosureSEC source: 0001104659-20-045926 · tm2015785d1_4.xml · nonDerivative · entry 1 Schwartz Aharon · CIK 0001625184 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $2.39 to $2.53. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 22:01 UTC |
Bronfeld ZeevDirector
|
GrantStock Options (Right to Buy) · Derivative | 240,000 | $0.00 Strike: $3.70 | $0.00 |
DisclosureSEC source: 0001104659-20-011315 · tm205452-3_4.xml · derivative · entry 1 Bronfeld Zeev · CIK 0001298522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,000 Underlying: Common Stock · 240,000 shares Expires 2030-02-03 F1 · derivative.exercise_date: The shares of common stock underlying the stock options shall vest in 16 equal quarterly installments commencing upon the date of grant. The stock options are subject to accelerated vesting upon a corporate transaction or a change in control as described in the Protalix BioTherapeutics, Inc., 2006 Stock Incentive Plan, as amended. Read SEC document |
| January 20, 2020 Filed Jan 22, 2020 22:03 UTC |
Granot DavidDirector
|
GrantStock Options (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $3.55 | $0.00 |
DisclosureSEC source: 0001104659-20-005972 · tm205452-6_4.xml · derivative · entry 1 Granot David · CIK 0001551620 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2030-01-20 F1 · derivative.exercise_date: The shares of common stock underlying the stock options shall vest in 16 equal quarterly installments commencing upon the date of grant. The stock options are subject to accelerated vesting upon a corporate transaction or a change in control as described in the Protalix BioTherapeutics, Inc., 2006 Stock Incentive Plan, as amended. Read SEC document |
| January 20, 2020 Filed Jan 22, 2020 22:03 UTC |
Bar-Shalev AmosDirector
|
GrantStock Options (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $3.55 | $0.00 |
DisclosureSEC source: 0001104659-20-005971 · tm205452-5_4.xml · derivative · entry 1 Bar-Shalev Amos · CIK 0001385113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2030-01-20 F1 · derivative.exercise_date: The shares of common stock underlying the stock options shall vest in 16 equal quarterly installments commencing upon the date of grant. The stock options are subject to accelerated vesting upon a corporate transaction or a change in control as described in the Protalix BioTherapeutics, Inc., 2006 Stock Incentive Plan, as amended. Read SEC document |
| January 20, 2020 Filed Jan 22, 2020 22:02 UTC |
Schwartz AharonDirector
|
GrantStock Options (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $3.55 | $0.00 |
DisclosureSEC source: 0001104659-20-005970 · tm205452-4_4.xml · derivative · entry 1 Schwartz Aharon · CIK 0001625184 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2030-01-20 F1 · derivative.exercise_date: The shares of common stock underlying the stock options shall vest in 16 equal quarterly installments commencing upon the date of grant. The stock options are subject to accelerated vesting upon a corporate transaction or a change in control as described in the Protalix BioTherapeutics, Inc., 2006 Stock Incentive Plan, as amended. Read SEC document |
| January 20, 2020 Filed Jan 22, 2020 22:02 UTC |
Boudes Pol FDirector
|
GrantStock Options (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $3.55 | $0.00 |
DisclosureSEC source: 0001104659-20-005967 · tm205452-2_4.xml · derivative · entry 1 Boudes Pol F · CIK 0001454771 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2030-01-20 F1 · derivative.exercise_date: The shares of common stock underlying the stock options shall vest in 16 equal quarterly installments commencing upon the date of grant. The stock options are subject to accelerated vesting upon a corporate transaction or a change in control as described in the Protalix BioTherapeutics, Inc., 2006 Stock Incentive Plan, as amended. Read SEC document |
| January 20, 2020 Filed Jan 22, 2020 22:01 UTC |
Melincoff Gwen ADirector
|
GrantStock Options (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $3.55 | $0.00 |
DisclosureSEC source: 0001104659-20-005965 · tm205452-1_4.xml · derivative · entry 1 Melincoff Gwen A · CIK 0001614890 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2030-01-20 F1 · derivative.exercise_date: The shares of common stock underlying the stock options shall vest in 16 equal quarterly installments commencing upon the date of grant. The stock options are subject to accelerated vesting upon a corporate transaction or a change in control as described in the Protalix BioTherapeutics, Inc., 2006 Stock Incentive Plan, as amended. Read SEC document |
| September 22, 2019 Filed Sep 24, 2019 21:01 UTC |
Rubin EyalSr. VP & CFO
|
GrantStock Options (Right to Buy) · Derivative | 800,000 | $0.00 Strike: $0.20 | $0.00 |
DisclosureSEC source: 0001144204-19-045806 · tv530009_4.xml · derivative · entry 1 Rubin Eyal · CIK 0001721411 · Sr. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800,000 Underlying: Common Stock · 800,000 shares Expires 2029-09-22 F1 · derivative.exercise_date: The shares of common stock underlying the stock options shall vest in 16 equal quarterly installments commencing upon the date of grant. The stock options are subject to accelerated vesting upon a corporate transaction or a change in control as described in the Protalix BioTherapeutics, Inc., 2006 Stock Incentive Plan, as amended. Read SEC document |
| June 30, 2019 Filed Jul 2, 2019 21:56 UTC |
Bashan DrorDirector · President & CEO
|
GrantStock Options (Right to Buy) · Derivative | 1,600,000 | $0.00 Strike: $0.47 | $0.00 |
DisclosureSEC source: 0001144204-19-033654 · tv524753_4.xml · derivative · entry 1 Bashan Dror · CIK 0001781450 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600,000 Underlying: Common Stock · 1,600,000 shares Expires 2029-06-30 F1 · derivative.exercise_date: The shares of common stock underlying the stock options shall vest in 16 equal quarterly installments commencing upon the date of grant. The stock options are subject to accelerated vesting upon a corporate transaction or a change in control as described in the Protalix BioTherapeutics, Inc., 2006 Stock Incentive Plan, as amended. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 20:31 UTC |
Maimon YossiVP, Chief Financial Officer
|
GrantStock Options (Right to Buy) · Derivative | 700,000 | $0.00 Strike: $0.56 | $0.00 |
DisclosureSEC source: 0001144204-18-049524 · tv502884_4.xml · derivative · entry 1 Maimon Yossi · CIK 0001385115 · VP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,000 Underlying: Common Stock · 700,000 shares Expires 2028-09-13 F1 · derivative.exercise_date: The shares of common stock underlying the stock options shall vest in 16 equal quarterly installments commencing upon the date of grant. The stock options are subject to accelerated vesting upon a corporate transaction or a change in control as described in the Protalix BioTherapeutics, Inc., 2006 Stock Incentive Plan, as amended. F2 · balance_after: Does not include (i) options to purchase 130,000 shares of common stock at an exercise price equal to $6.90 per share that expire on February 25, 2020; and (ii) options to purchase 250,000 shares of common stock at an exercise price equal to $1.72 per share that expire on March 23, 2025. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 20:31 UTC |
Almon Einat BrillSVP, Product Development
|
GrantStock Options (Right to Buy) · Derivative | 700,000 | $0.00 Strike: $0.56 | $0.00 |
DisclosureSEC source: 0001144204-18-049522 · tv502883_4.xml · derivative · entry 1 Almon Einat Brill · CIK 0001385116 · SVP, Product Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,000 Underlying: Common Stock · 700,000 shares Expires 2028-09-13 F1 · derivative.exercise_date: The shares of common stock underlying the stock options shall vest in 16 equal quarterly installments commencing upon the date of grant. The stock options are subject to accelerated vesting upon a corporate transaction or a change in control as described in the Protalix BioTherapeutics, Inc., 2006 Stock Incentive Plan, as amended. F2 · balance_after: Does not include (i) options to purchase 130,000 shares of common stock at an exercise price equal to $6.90 per share that expire on February 25, 2020; and (ii) options to purchase 250,000 shares of common stock at an exercise price equal to $1.72 per share that expire on March 23, 2025. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 20:30 UTC |
Naos YaronSr. VP, Operations
|
GrantStock Options (Right to Buy) · Derivative | 600,000 | $0.00 Strike: $0.56 | $0.00 |
DisclosureSEC source: 0001144204-18-049521 · tv502882_4.xml · derivative · entry 1 Naos Yaron · CIK 0001742727 · Sr. VP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Underlying: Common Stock · 600,000 shares Expires 2028-09-13 F1 · derivative.exercise_date: The shares of common stock underlying the stock options shall vest in 16 equal quarterly installments commencing upon the date of grant. The stock options are subject to accelerated vesting upon a corporate transaction or a change in control as described in the Protalix BioTherapeutics, Inc., 2006 Stock Incentive Plan, as amended. F2 · balance_after: Does not include (i) options to purchase 50,000 shares of common stock at an exercise price equal to $2.65 per share that expire on February 25, 2019; (ii) options to purchase 115,000 shares of common stock at an exercise price equal to $6.90 per share that expire on February 25, 2020; and (iii) options to purchase 50,000 shares of common stock at an exercise price equal to $1.72 per share that expire on March 23, 2025. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 20:30 UTC |
Manor MosheDirector · President & CEO
|
GrantStock Options (Right to Buy) · Derivative | 1,300,000 | $0.00 Strike: $0.56 | $0.00 |
DisclosureSEC source: 0001144204-18-049517 · tv502881_4.xml · derivative · entry 1 Manor Moshe · CIK 0001623532 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,300,000 Underlying: Common Stock · 1,300,000 shares Expires 2028-09-13 F1 · derivative.exercise_date: The shares of common stock underlying the stock options shall vest in 16 equal quarterly installments commencing upon the date of grant. The stock options are subject to accelerated vesting upon a corporate transaction or a change in control as described in the Protalix BioTherapeutics, Inc., 2006 Stock Incentive Plan, as amended. F2 · balance_after: Does not include options to purchase 900,000 shares of common stock at an exercise price equal to $2.37 per share that expire on September 29, 2024. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 20:30 UTC |
Shaaltiel YosephExecutive VP, R&D
|
GrantStock Options (Right to Buy) · Derivative | 700,000 | $0.00 Strike: $0.56 | $0.00 |
DisclosureSEC source: 0001144204-18-049515 · tv502880_4.xml · derivative · entry 1 Shaaltiel Yoseph · CIK 0001385118 · Executive VP, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,000 Underlying: Common Stock · 700,000 shares Expires 2028-09-13 F1 · derivative.exercise_date: The shares of common stock underlying the stock options shall vest in 16 equal quarterly installments commencing upon the date of grant. The stock options are subject to accelerated vesting upon a corporate transaction or a change in control as described in the Protalix BioTherapeutics, Inc., 2006 Stock Incentive Plan, as amended. F2 · balance_after: Does not include (i) options to purchase 50,000 shares of common stock at an exercise price equal to $2.65 per share that expire on February 25, 2019; (ii) options to purchase 145,000 shares of common stock at an exercise price equal to $6.90 per share that expire on February 25, 2020; and (iii) options to purchase 275,000 shares of common stock at an exercise price equal to $1.72 per share that expire on March 23, 2025. Read SEC document |
| May 16, 2017 Filed May 16, 2017 13:31 UTC |
Manor MosheDirector · President & CEO
|
PurchaseCommon Stock | 50,000 | $0.81 | $40,500.00 |
DisclosureSEC source: 0001144204-17-027803 · v467168_4.xml · nonDerivative · entry 1 Manor Moshe · CIK 0001623532 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 20:26 UTC |
Camber Capital Management LP10% owner
|
SaleCommon Stock | 2,500,000 | $0.32 | $792,000.00 |
DisclosureSEC source: 0001354488-16-008627 · issuerdirect_section16.xml · nonDerivative · entry 1 Camber Capital Management LLC · CIK 0001444043 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 10,775,000 F1 · ownership.nature: Securities reported herein for Camber Capital Management LLC (the "LLC" ) represent Common Stock beneficially owned and held of record by Camber Capital Master Fund, L.P. (the "Master Fund"), another private investment fund (the "Fund") and one managed account (the "Managed Account") for which the LLC serves as the investment manager. Stephen DuBois is the managing member of the LLC and managing member of the general partner for the Fund and the Master Fund. The LLC, the Master Fund, the Fund, the Managed Account, general partner and Mr. DuBois (the "Reporting Persons") are each beneficial owners and have an address of 101 Huntington Avenue, Floor 21, Boston, MA 02199. The Reporting Persons disclaim beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the shares in which the Reporting Persons have no actual pecuniary interest therein. F2 · ownership.nature: Of the securities reported for this transaction, 2,413,466 shares of Common Stock were sold for the account of the Master Fund, 16,998 shares of Common Stock were sold for the account of the Fund, and 69,536 shares of Common Stock were sold for the account of the Managed Account. F3 · ownership.nature: As of the closing of trading on December 06, 2016, 10,402,037 shares of Common Stock were held for the account of the Master Fund, 73,262 shares of Common Stock were held for the account of the Fund, and 299,701 shares of Common Stock were held for the account of the Managed Account. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 21:01 UTC |
Shaaltiel YosephExecutive VP, R&D
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 122,162 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001144204-16-124284 · v448888_4.xml · derivative · entry 3 Shaaltiel Yoseph · CIK 0001385118 · Executive VP, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 122,162 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents exercise of all stock underlying the derivative security. F3 · derivative.expiration_date: Represents exercise of all stock underlying the derivative security. F4 · balance_after: Does not include options to purchase 263,728 shares of common stock at an exercise price equal to $5.00 per share that expire on February 7, 2018; options to purchase 50,000 shares of common stock at an exercise price equal to $2.65 per share that expire on February 25, 2019; options to purchase 145,000 shares of common stock at an exercise price equal to $6.90 per share that expire on February 25, 2020; and options to purchase 275,000 shares of common stock at an exercise price equal to $1.72 per share that expire on March 23, 2025. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 21:01 UTC |
Shaaltiel YosephExecutive VP, R&D
|
Exercise / conversionCommon Stock | 122,162 | $0.00 | $122.16 |
DisclosureSEC source: 0001144204-16-124284 · v448888_4.xml · nonDerivative · entry 1 Shaaltiel Yoseph · CIK 0001385118 · Executive VP, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 585,916 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.