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Nasdaq · USD

PLSE

PULSE BIOSCIENCES, INC.

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Tapewire entity
1151
SEC CIK
0001625101
Parsed reports
222

Last 12 months

Inside the activity.

8 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202607
Mar 202600
Apr 202600
May 202640
Jun 202600
Jul 202600
Aug 202630
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 18, 2025 Filed Sep 23, 2025 01:24 UTC
Danahy Kevin PatrickChief Commercial Officer
SaleCommon Stock 20,000 $18.49 $369,800.00
Disclosure

SEC source: 0001437749-25-029646 · rdgdoc.xml · nonDerivative · entry 2

Danahy Kevin Patrick · CIK 0001913245 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 43,298

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 14, 2025.

F2 · price: The price in column 4 is the weighted average price per share sold. The price per share actually received by the reporting person ranged from $18.48 to $19.48 per share. For all transactions reported in this Form 4 using a weighted average price, the reporting person undertakes upon request by the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 18, 2025 Filed Sep 23, 2025 01:24 UTC
Danahy Kevin PatrickChief Commercial Officer
Exercise / conversionCommon Stock 20,000 $1.53 $30,600.00
Disclosure

SEC source: 0001437749-25-029646 · rdgdoc.xml · nonDerivative · entry 1

Danahy Kevin Patrick · CIK 0001913245 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 14, 2025.

Read SEC document
September 17, 2025 Filed Sep 19, 2025 00:44 UTC
UECKER DARRINDirector · Chief Technology Officer
Exercise / conversionStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001437749-25-029432 · rdgdoc.xml · derivative · entry 10

UECKER DARRIN · CIK 0001276311 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2025-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Incentive stock options granted in connection with Reporting Person's hire became fully vested upon the four year anniversary of his Start Date, September 8, 2019, pursuant to the terms of his Employment Agreement dated September 8, 2015.

Read SEC document
September 17, 2025 Filed Sep 19, 2025 00:44 UTC
UECKER DARRINDirector · Chief Technology Officer
Exercise / conversionStock Option (right to buy) · Derivative 61,534 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001437749-25-029432 · rdgdoc.xml · derivative · entry 9

UECKER DARRIN · CIK 0001276311 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 61,534 shares

Expires 2025-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options granted in connection with Reporting Person's hire became fully vested upon the four year anniversary of his Start Date, September 8, 2019, pursuant to the terms of his Employment Agreement dated September 8, 2015.

Read SEC document
September 17, 2025 Filed Sep 19, 2025 00:44 UTC
UECKER DARRINDirector · Chief Technology Officer
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001437749-25-029432 · rdgdoc.xml · derivative · entry 8

UECKER DARRIN · CIK 0001276311 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,534

Underlying: Common Stock · 20,000 shares

Expires 2025-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2025.

F4 · derivative.exercise_date: Options granted in connection with Reporting Person's hire became fully vested upon the four year anniversary of his Start Date, September 8, 2019, pursuant to the terms of his Employment Agreement dated September 8, 2015.

Read SEC document
September 17, 2025 Filed Sep 19, 2025 00:44 UTC
UECKER DARRINDirector · Chief Technology Officer
Exercise / conversionCommon Stock 100,000 $4.00 $400,000.00
Disclosure

SEC source: 0001437749-25-029432 · rdgdoc.xml · nonDerivative · entry 6

UECKER DARRIN · CIK 0001276311 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 284,406

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2025 Filed Sep 19, 2025 00:44 UTC
UECKER DARRINDirector · Chief Technology Officer
Exercise / conversionCommon Stock 61,534 $4.00 $246,136.00
Disclosure

SEC source: 0001437749-25-029432 · rdgdoc.xml · nonDerivative · entry 5

UECKER DARRIN · CIK 0001276311 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 184,406

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2025 Filed Sep 19, 2025 00:44 UTC
UECKER DARRINDirector · Chief Technology Officer
SaleCommon Stock 20,000 $16.21 $324,200.00
Disclosure

SEC source: 0001437749-25-029432 · rdgdoc.xml · nonDerivative · entry 4

UECKER DARRIN · CIK 0001276311 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 122,872

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2025.

F3 · price: The price in column 4 is the weighted average price per share sold. The price per share actually received by the Reporting Person ranged from $16.00 to $16.44 per share.

Read SEC document
September 17, 2025 Filed Sep 19, 2025 00:44 UTC
UECKER DARRINDirector · Chief Technology Officer
Exercise / conversionCommon Stock 20,000 $4.00 $80,000.00
Disclosure

SEC source: 0001437749-25-029432 · rdgdoc.xml · nonDerivative · entry 3

UECKER DARRIN · CIK 0001276311 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 142,872

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2025.

Read SEC document
September 16, 2025 Filed Sep 19, 2025 00:44 UTC
UECKER DARRINDirector · Chief Technology Officer
Exercise / conversionStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001437749-25-029432 · rdgdoc.xml · derivative · entry 7

UECKER DARRIN · CIK 0001276311 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 81,534

Underlying: Common Stock · 25,000 shares

Expires 2025-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2025.

F4 · derivative.exercise_date: Options granted in connection with Reporting Person's hire became fully vested upon the four year anniversary of his Start Date, September 8, 2019, pursuant to the terms of his Employment Agreement dated September 8, 2015.

Read SEC document
September 16, 2025 Filed Sep 19, 2025 00:44 UTC
UECKER DARRINDirector · Chief Technology Officer
SaleCommon Stock 25,000 $16.28 $407,000.00
Disclosure

SEC source: 0001437749-25-029432 · rdgdoc.xml · nonDerivative · entry 2

UECKER DARRIN · CIK 0001276311 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 122,872

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2025.

F2 · price: The price in column 4 is the weighted average price per share sold. The price per share actually received by the Reporting Person ranged from $15.49 to $16.78 per share. For all transactions reported in this Form 4 using a weighted average price, the Reporting Person undertakes upon request by the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 16, 2025 Filed Sep 19, 2025 00:44 UTC
UECKER DARRINDirector · Chief Technology Officer
Exercise / conversionCommon Stock 25,000 $4.00 $100,000.00
Disclosure

SEC source: 0001437749-25-029432 · rdgdoc.xml · nonDerivative · entry 1

UECKER DARRIN · CIK 0001276311 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 147,872

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2025.

Read SEC document
September 15, 2025 Filed Sep 16, 2025 01:09 UTC
UECKER DARRINDirector · Chief Technology Officer
Exercise / conversionStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001437749-25-029104 · rdgdoc.xml · derivative · entry 9

UECKER DARRIN · CIK 0001276311 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 106,534

Underlying: Common Stock · 25,000 shares

Expires 2025-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2025.

F5 · derivative.exercise_date: Options granted in connection with Reporting Person's hire became fully vested upon the four year anniversary of his Start Date, September 8, 2019, pursuant to the terms of his Employment Agreement dated September 8, 2015.

Read SEC document
September 15, 2025 Filed Sep 16, 2025 01:09 UTC
UECKER DARRINDirector · Chief Technology Officer
SaleCommon Stock 25,000 $15.77 $394,250.00
Disclosure

SEC source: 0001437749-25-029104 · rdgdoc.xml · nonDerivative · entry 6

UECKER DARRIN · CIK 0001276311 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 122,872

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2025.

F4 · price: The price in column 4 is the weighted average price per share sold. The price per share actually received by the Reporting Person ranged from $15.18 to $17.20 per share.

Read SEC document
September 15, 2025 Filed Sep 16, 2025 01:09 UTC
UECKER DARRINDirector · Chief Technology Officer
Exercise / conversionCommon Stock 25,000 $4.00 $100,000.00
Disclosure

SEC source: 0001437749-25-029104 · rdgdoc.xml · nonDerivative · entry 5

UECKER DARRIN · CIK 0001276311 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 147,872

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2025.

Read SEC document
September 12, 2025 Filed Sep 16, 2025 01:09 UTC
UECKER DARRINDirector · Chief Technology Officer
Exercise / conversionStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001437749-25-029104 · rdgdoc.xml · derivative · entry 8

UECKER DARRIN · CIK 0001276311 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 131,534

Underlying: Common Stock · 25,000 shares

Expires 2025-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2025.

F5 · derivative.exercise_date: Options granted in connection with Reporting Person's hire became fully vested upon the four year anniversary of his Start Date, September 8, 2019, pursuant to the terms of his Employment Agreement dated September 8, 2015.

Read SEC document
September 12, 2025 Filed Sep 16, 2025 01:09 UTC
UECKER DARRINDirector · Chief Technology Officer
SaleCommon Stock 25,000 $14.32 $358,000.00
Disclosure

SEC source: 0001437749-25-029104 · rdgdoc.xml · nonDerivative · entry 4

UECKER DARRIN · CIK 0001276311 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 122,872

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2025.

F3 · price: The price in column 4 is the weighted average price per share sold. The price per share actually received by the Reporting Person ranged from $13.80 to $14.76 per share.

Read SEC document
September 12, 2025 Filed Sep 16, 2025 01:09 UTC
UECKER DARRINDirector · Chief Technology Officer
Exercise / conversionCommon Stock 25,000 $4.00 $100,000.00
Disclosure

SEC source: 0001437749-25-029104 · rdgdoc.xml · nonDerivative · entry 3

UECKER DARRIN · CIK 0001276311 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 147,872

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2025.

Read SEC document
September 11, 2025 Filed Sep 16, 2025 01:09 UTC
UECKER DARRINDirector · Chief Technology Officer
Exercise / conversionStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001437749-25-029104 · rdgdoc.xml · derivative · entry 7

UECKER DARRIN · CIK 0001276311 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 156,534

Underlying: Common Stock · 25,000 shares

Expires 2025-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2025.

F5 · derivative.exercise_date: Options granted in connection with Reporting Person's hire became fully vested upon the four year anniversary of his Start Date, September 8, 2019, pursuant to the terms of his Employment Agreement dated September 8, 2015.

Read SEC document
September 11, 2025 Filed Sep 16, 2025 01:09 UTC
UECKER DARRINDirector · Chief Technology Officer
SaleCommon Stock 25,000 $14.78 $369,500.00
Disclosure

SEC source: 0001437749-25-029104 · rdgdoc.xml · nonDerivative · entry 2

UECKER DARRIN · CIK 0001276311 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 122,872

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2025.

F2 · price: The price in column 4 is the weighted average price per share sold. The price per share actually received by the Reporting Person ranged from $14.41 to $15.14 per share. For all transactions reported in this Form 4 using a weighted average price, the Reporting Person undertakes upon request by the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 11, 2025 Filed Sep 16, 2025 01:09 UTC
UECKER DARRINDirector · Chief Technology Officer
Exercise / conversionCommon Stock 25,000 $4.00 $100,000.00
Disclosure

SEC source: 0001437749-25-029104 · rdgdoc.xml · nonDerivative · entry 1

UECKER DARRIN · CIK 0001276311 · Director · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 147,872

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2025.

Read SEC document
September 10, 2025 Filed Sep 13, 2025 00:14 UTC
DUGGAN ROBERT WDirector · 10% owner
PurchaseCommon Stock 34,659 $14.66 $508,100.94
Disclosure

SEC source: 0001437749-25-028988 · rdgdoc.xml · nonDerivative · entry 1

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,551,200

F1 · price: Volume-weighted average price. The price per share actually paid by the Reporting Person ranged from $14.51 to $14.81 per share. For all transactions reported in this Form 4 using a weighted average price, the Reporting Person undertakes upon request by the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
August 15, 2025 Filed Aug 20, 2025 01:17 UTC
DUGGAN ROBERT WDirector · 10% owner
GrantStock Option (right to buy) · Derivative 20,792 $0.00 Strike: $16.16 $0.00
Disclosure

SEC source: 0001437749-25-027394 · rdgdoc.xml · derivative · entry 2

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,792

Underlying: Common Stock · 20,792 shares

Expires 2035-08-15

F2 · derivative.exercise_date: The shares subject to the option will vest in equal quarterly installments over a one-year period, subject to the Reporting Person's continued service through each vesting date, with the first such installment occurring on September 5, 2025.

Read SEC document
August 15, 2025 Filed Aug 20, 2025 01:17 UTC
DUGGAN ROBERT WDirector · 10% owner
GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $16.16 $0.00
Disclosure

SEC source: 0001437749-25-027394 · rdgdoc.xml · derivative · entry 1

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2035-08-15

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over a one-year period, subject to the Reporting Person's continued service through each vesting date, with the first such installment occurring on September 15, 2025.

Read SEC document
August 15, 2025 Filed Aug 20, 2025 01:38 UTC GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $16.16 $0.00
Disclosure

SEC source: 0001437749-25-027401 · rdgdoc.xml · derivative · entry 1

van den Broek Richard · CIK 0001431872 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2035-08-15

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over a one-year period, subject to the Reporting Person's continued service through each vesting date, with the first such installment occurring on September 15, 2025.

Read SEC document
August 15, 2025 Filed Aug 20, 2025 01:23 UTC GrantStock Option (right to buy) · Derivative 24,134 $0.00 Strike: $16.16 $0.00
Disclosure

SEC source: 0001437749-25-027396 · rdgdoc.xml · derivative · entry 2

Zanganeh Mahkam · CIK 0001507650 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,134

Underlying: Common Stock · 24,134 shares

Expires 2035-08-15

F2 · derivative.exercise_date: The shares subject to the option will vest in equal quarterly installments over a one-year period, subject to the Reporting Person's continued service through each vesting date, with the first such installment occurring on September 5, 2025.

Read SEC document
August 15, 2025 Filed Aug 20, 2025 01:23 UTC GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $16.16 $0.00
Disclosure

SEC source: 0001437749-25-027396 · rdgdoc.xml · derivative · entry 1

Zanganeh Mahkam · CIK 0001507650 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2035-08-15

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over a one-year period, subject to the Reporting Person's continued service through each vesting date, with the first such installment occurring on September 15, 2025.

Read SEC document
August 15, 2025 Filed Aug 20, 2025 01:13 UTC GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $16.16 $0.00
Disclosure

SEC source: 0001437749-25-027392 · rdgdoc.xml · derivative · entry 1

Soni Manmeet Singh · CIK 0001569769 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2035-08-15

F1 · derivative.exercise_date: The shares subject to the option will vest in equal monthly installments over a one-year period, subject to the Reporting Person's continued service through each vesting date, with the first such installment occurring on September 15, 2025.

Read SEC document
July 14, 2025 Filed Jul 16, 2025 22:26 UTC
Weber StevenPrincipal Accounting Officer
GrantStock Option (right to buy) · Derivative 55,000 $0.00 Strike: $16.03 $0.00
Disclosure

SEC source: 0001437749-25-022853 · rdgdoc.xml · derivative · entry 1

Weber Steven · CIK 0001844594 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 55,000 shares

Expires 2035-07-14

F1 · derivative.exercise_date: Half of the shares subject to the option will vest in equal installments on the first, second, third, and fourth anniversaries of the grant date and the remaining shares subject to the option will vest in equal tranches upon the achievement of four performance-based vesting criteria tied to the Issuer's market capitalization ranging from $1.5 billion to $4.0 billion, in all cases, subject to the Reporting Person's continued service through each vesting milestone.

Read SEC document
June 13, 2025 Filed Jun 17, 2025 00:23 UTC
UECKER DARRINDirector · Chief Technology Officer
SaleCommon Stock 15,000 $15.98 $239,700.00
Disclosure

SEC source: 0001437749-25-020563 · rdgdoc.xml · nonDerivative · entry 2

UECKER DARRIN · CIK 0001276311 · Director · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,872

F2 · price: The price in column 4 is the weighted average price per share sold. The price per share actually received by the Reporting Person ranged from $15.90 to $16.04 per share. For all transactions reported in this Form 4 using a weighted average price, the Reporting Person undertakes upon request by the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 12, 2025 Filed Jun 17, 2025 00:23 UTC
UECKER DARRINDirector · Chief Technology Officer
SaleCommon Stock 15,000 $16.40 $246,000.00
Disclosure

SEC source: 0001437749-25-020563 · rdgdoc.xml · nonDerivative · entry 1

UECKER DARRIN · CIK 0001276311 · Director · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,872

F1 · price: The price in column 4 is the weighted average price per share sold. The price per share actually received by the Reporting Person ranged from $16.32 to $16.57 per share. For all transactions reported in this Form 4 using a weighted average price, the Reporting Person undertakes upon request by the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 03, 2025 Filed Feb 11, 2025 23:20 UTC OtherWarrant (right to buy) · Derivative 30,121 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0001437749-25-003449 · rdgdoc.xml · derivative · entry 7

Zanganeh Mahkam · CIK 0001507650 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,121 shares

Expires 2029-07-03

Read SEC document
February 03, 2025 Filed Feb 11, 2025 23:20 UTC OtherCommon Stock 30,121 $11.00 $331,331.00
Disclosure

SEC source: 0001437749-25-003449 · rdgdoc.xml · nonDerivative · entry 2

Zanganeh Mahkam · CIK 0001507650 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 725,395

Read SEC document
February 03, 2025 Filed Aug 28, 2026 19:17 UTC
Skinner JonChief Financial Officer
GrantStock Option (right to buy) · Derivative 300,000 $0.00 Strike: $20.93 $0.00
Disclosure

SEC source: 0001437749-26-029220 · rdgdoc.xml · derivative · entry 1

Skinner Jon · CIK 0002078637 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2035-02-03

F1 · derivative.exercise_date: Half of the shares subject to the option will vest in equal installments on the first, second, third, and fourth anniversaries of the grant date and the remaining shares subject to the option will vest in equal tranches upon the achievement of four performance-based vesting criteria tied to both the Issuer's market capitalization ranging from $2 billion to $5 billion and GAAP revenue targets ranging from $48 million to $175 million, in all cases, subject to the Reporting Person's continued service through each vesting milestone.

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January 24, 2025 Filed Feb 11, 2025 23:20 UTC OtherWarrant (right to buy) · Derivative 30,121 $0.00 Strike: $11.00 $0.00
Disclosure

SEC source: 0001437749-25-003449 · rdgdoc.xml · derivative · entry 6

Zanganeh Mahkam · CIK 0001507650 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,121 shares

Expires 2029-07-03

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January 24, 2025 Filed Feb 11, 2025 23:20 UTC OtherCommon Stock 30,121 $11.00 $331,331.00
Disclosure

SEC source: 0001437749-25-003449 · rdgdoc.xml · nonDerivative · entry 1

Zanganeh Mahkam · CIK 0001507650 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 695,274

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January 09, 2025 Filed Jan 14, 2025 00:45 UTC
LAVIOLETTE PAUL ADirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 1,050,000 $0.00 Strike: $18.43 $0.00
Disclosure

SEC source: 0001437749-25-001016 · rdgdoc.xml · derivative · entry 2

LAVIOLETTE PAUL A · CIK 0001191249 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,050,000

Underlying: Common Stock · 1,050,000 shares

Expires 2035-01-09

F2 · derivative.exercise_date: The shares subject to this option are subject to five tranches of performance-based vesting criteria tied to certain operating targets and the Issuer's market capitalization ranging from $3 billion to $9 billion, in all cases, subject to the Reporting Person's continued service through each vesting milestone.

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January 09, 2025 Filed Jan 14, 2025 00:45 UTC
LAVIOLETTE PAUL ADirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 450,000 $0.00 Strike: $18.43 $0.00
Disclosure

SEC source: 0001437749-25-001016 · rdgdoc.xml · derivative · entry 1

LAVIOLETTE PAUL A · CIK 0001191249 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Common Stock · 450,000 shares

Expires 2035-01-09

F1 · derivative.exercise_date: One-fourth of the shares subject to the option will vest on the three-year anniversary of the grant and the remaining shares will vest on the four-year anniversary of the grant, subject to the Reporting Person's continued service through each vesting date.

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December 18, 2024 Filed Dec 19, 2024 02:36 UTC
DUGGAN ROBERT WDirector · 10% owner
OtherWarrants (right to buy) · Derivative 24,656 Not disclosed Strike: $11.00 Not disclosed
Disclosure

SEC source: 0000950170-24-138177 · ownership.xml · derivative · entry 9

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Affiliated Company 2

Disclosed balance after: 0

Underlying: Common Stock · 24,656 shares

Expires 2029-07-03

F4 · price: The Reporting Person acquired the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F5 · price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

F3 · ownership.nature: Shares and Warrants held by Blazon Corporation, of which the Reporting Person is the sole shareholder.

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December 18, 2024 Filed Dec 19, 2024 02:36 UTC
DUGGAN ROBERT WDirector · 10% owner
OtherWarrants (right to buy) · Derivative 24,656 Not disclosed Strike: $11.00 Not disclosed
Disclosure

SEC source: 0000950170-24-138177 · ownership.xml · derivative · entry 8

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Affiliated Company 2

Disclosed balance after: 0

Underlying: Common Stock · 24,656 shares

Expires 2029-07-03

F4 · price: The Reporting Person acquired the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F5 · price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

F3 · ownership.nature: Shares and Warrants held by Blazon Corporation, of which the Reporting Person is the sole shareholder.

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December 18, 2024 Filed Dec 19, 2024 02:36 UTC
DUGGAN ROBERT WDirector · 10% owner
OtherWarrants (right to buy) · Derivative 34,510 Not disclosed Strike: $11.00 Not disclosed
Disclosure

SEC source: 0000950170-24-138177 · ownership.xml · derivative · entry 7

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Affiliated Company 1

Disclosed balance after: 0

Underlying: Common Stock · 34,510 shares

Expires 2029-07-03

F4 · price: The Reporting Person acquired the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F5 · price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

F2 · ownership.nature: Shares and Warrants held by Genius 24C Inc., of which the Reporting Person is the sole shareholder.

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December 18, 2024 Filed Dec 19, 2024 02:36 UTC
DUGGAN ROBERT WDirector · 10% owner
OtherWarrants (right to buy) · Derivative 34,510 Not disclosed Strike: $11.00 Not disclosed
Disclosure

SEC source: 0000950170-24-138177 · ownership.xml · derivative · entry 6

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Affiliated Company 1

Disclosed balance after: 0

Underlying: Common Stock · 34,510 shares

Expires 2029-07-03

F4 · price: The Reporting Person acquired the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F5 · price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

F2 · ownership.nature: Shares and Warrants held by Genius 24C Inc., of which the Reporting Person is the sole shareholder.

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December 18, 2024 Filed Dec 19, 2024 02:36 UTC
DUGGAN ROBERT WDirector · 10% owner
OtherWarrants (right to buy) · Derivative 2,593,912 Not disclosed Strike: $11.00 Not disclosed
Disclosure

SEC source: 0000950170-24-138177 · ownership.xml · derivative · entry 5

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,593,912 shares

Expires 2029-07-03

F4 · price: The Reporting Person acquired the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F5 · price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

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December 18, 2024 Filed Dec 19, 2024 02:36 UTC
DUGGAN ROBERT WDirector · 10% owner
OtherWarrants (right to buy) · Derivative 2,593,912 Not disclosed Strike: $11.00 Not disclosed
Disclosure

SEC source: 0000950170-24-138177 · ownership.xml · derivative · entry 4

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,593,912 shares

Expires 2029-07-03

F4 · price: The Reporting Person acquired the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.

F5 · price: Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.

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December 18, 2024 Filed Dec 19, 2024 02:36 UTC
DUGGAN ROBERT WDirector · 10% owner
OtherCommon Stock 49,312 $11.00 $542,432.00
Disclosure

SEC source: 0000950170-24-138177 · ownership.xml · nonDerivative · entry 3

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Affiliated Company 2

Disclosed balance after: 450,189

F1 · kind: On December 18, 2024, the Reporting Person exercised warrants to purchase shares of the Issuer's common stock, at an exercise price of $11.00 per share.

F3 · ownership.nature: Shares and Warrants held by Blazon Corporation, of which the Reporting Person is the sole shareholder.

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December 18, 2024 Filed Dec 19, 2024 02:36 UTC
DUGGAN ROBERT WDirector · 10% owner
OtherCommon Stock 69,020 $11.00 $759,220.00
Disclosure

SEC source: 0000950170-24-138177 · ownership.xml · nonDerivative · entry 2

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Affiliated Company 1

Disclosed balance after: 630,109

F1 · kind: On December 18, 2024, the Reporting Person exercised warrants to purchase shares of the Issuer's common stock, at an exercise price of $11.00 per share.

F2 · ownership.nature: Shares and Warrants held by Genius 24C Inc., of which the Reporting Person is the sole shareholder.

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December 18, 2024 Filed Dec 19, 2024 02:36 UTC
DUGGAN ROBERT WDirector · 10% owner
OtherCommon Stock 5,187,824 $11.00 $57,066,064.00
Disclosure

SEC source: 0000950170-24-138177 · ownership.xml · nonDerivative · entry 1

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,516,541

F1 · kind: On December 18, 2024, the Reporting Person exercised warrants to purchase shares of the Issuer's common stock, at an exercise price of $11.00 per share.

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December 13, 2024 Filed Dec 18, 2024 01:02 UTC
DUGGAN ROBERT WDirector · 10% owner
PurchaseCommon Stock 55,256 $17.18 $949,298.08
Disclosure

SEC source: 0001437749-24-037766 · rdgdoc.xml · nonDerivative · entry 1

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,328,717

F1 · price: Volume-weighted average price.

Read SEC document
December 12, 2024 Filed Dec 17, 2024 11:05 UTC
DUGGAN ROBERT WDirector · 10% owner
PurchaseCommon Stock 45,404 $17.13 $777,770.52
Disclosure

SEC source: 0000950170-24-136901 · ownership.xml · nonDerivative · entry 1

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,273,461

F1 · price: Volume-weighted average price.

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December 11, 2024 Filed Dec 14, 2024 00:30 UTC
DUGGAN ROBERT WDirector · 10% owner
PurchaseCommon Stock 50,000 $17.42 $871,000.00
Disclosure

SEC source: 0001437749-24-037509 · rdgdoc.xml · nonDerivative · entry 2

DUGGAN ROBERT W · CIK 0001055919 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,228,057

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.