Last 12 months
Inside the activity.
0 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 14, 2021 Filed Jun 16, 2021 00:03 UTC |
Coulie BernardDirector · President and CEO
|
SaleCommon Stock | 243 | $33.69 | $8,186.38 |
DisclosureSEC source: 0001209191-21-040760 · doc4.xml · nonDerivative · entry 2 Coulie Bernard · CIK 0001808895 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 449,317 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2020. F4 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $33.4100 to $33.9500, inclusive. The Reporting Person undertakes to provide to Pliant Therapeutics, Inc., any security holder of Pliant Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4. F3 · ownership.nature: Shares held by The Coulie/Leyman Family Trust. The Reporting Person and his spouse serve as trustees for the trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 14, 2021 Filed Jun 16, 2021 00:03 UTC |
Coulie BernardDirector · President and CEO
|
SaleCommon Stock | 3,757 | $32.98 | $123,916.00 |
DisclosureSEC source: 0001209191-21-040760 · doc4.xml · nonDerivative · entry 1 Coulie Bernard · CIK 0001808895 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 449,560 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2020. F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $32.4100 to $33.4000, inclusive. The Reporting Person undertakes to provide to Pliant Therapeutics, Inc., any security holder of Pliant Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. F3 · ownership.nature: Shares held by The Coulie/Leyman Family Trust. The Reporting Person and his spouse serve as trustees for the trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 26, 2021 Filed May 28, 2021 19:58 UTC |
Hull HansChief Business Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 4,500 | $0.00 Strike: $2.08 | $0.00 |
DisclosureSEC source: 0001209191-21-036690 · doc4.xml · derivative · entry 5 Hull Hans · CIK 0001614876 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,979 Underlying: Common Stock · 4,500 shares Expires 2029-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 1/48th of the shares subject to such option vest and become exercisable in substantially equal installments on each monthly anniversary of January 24, 2019, subject to the Reporting Person's continuous service to the Issuer on each such date. Read SEC document |
| May 26, 2021 Filed May 28, 2021 19:58 UTC |
Hull HansChief Business Officer
|
Exercise / conversionCommon Stock | 4,500 | $2.08 | $9,360.00 |
DisclosureSEC source: 0001209191-21-036690 · doc4.xml · nonDerivative · entry 1 Hull Hans · CIK 0001614876 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,246 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2021 Filed May 17, 2021 23:34 UTC |
Coulie BernardDirector · President and CEO
|
SaleCommon Stock | 503 | $29.28 | $14,725.73 |
DisclosureSEC source: 0001209191-21-033310 · doc4.xml · nonDerivative · entry 2 Coulie Bernard · CIK 0001808895 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 453,317 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2020. F4 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $29.2000 to $29.3500, inclusive. The Reporting Person undertakes to provide to Pliant Therapeutics, Inc., any security holder of Pliant Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4. F3 · ownership.nature: Shares held by The Coulie/Leyman Family Trust. The Reporting Person and his spouse serve as trustees for the trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 14, 2021 Filed May 17, 2021 23:34 UTC |
Coulie BernardDirector · President and CEO
|
SaleCommon Stock | 2,997 | $28.53 | $85,498.72 |
DisclosureSEC source: 0001209191-21-033310 · doc4.xml · nonDerivative · entry 1 Coulie Bernard · CIK 0001808895 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 453,820 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2020. F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $28.0500 to $29.0100, inclusive. The Reporting Person undertakes to provide to Pliant Therapeutics, Inc., any security holder of Pliant Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. F3 · ownership.nature: Shares held by The Coulie/Leyman Family Trust. The Reporting Person and his spouse serve as trustees for the trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| April 14, 2021 Filed Apr 16, 2021 00:05 UTC |
Coulie BernardDirector · President and CEO
|
SaleCommon Stock | 3,500 | $30.33 | $106,161.30 |
DisclosureSEC source: 0001209191-21-026883 · doc4.xml · nonDerivative · entry 2 Coulie Bernard · CIK 0001808895 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 456,817 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2020. F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $30.02 to $30.55, inclusive. The Reporting Person undertakes to provide to Pliant Therapeutics, Inc., any security holder of Pliant Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. F3 · ownership.nature: The Reporting Person and his spouse serve as trustees for the trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| April 13, 2021 Filed Apr 16, 2021 00:05 UTC |
Coulie BernardDirector · President and CEO
|
Exercise / conversionStock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $2.08 | $0.00 |
DisclosureSEC source: 0001209191-21-026883 · doc4.xml · derivative · entry 3 Coulie Bernard · CIK 0001808895 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,380 Underlying: Common Stock · 6,000 shares Expires 2029-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 1/48th of the shares subject to the original option grant vest and become exercisable in substantially equal installments on each monthly anniversary of January 24, 2019, subject to the Reporting Person's continuous service to the Issuer on each such date. Read SEC document |
| April 13, 2021 Filed Apr 16, 2021 00:05 UTC |
Coulie BernardDirector · President and CEO
|
Exercise / conversionCommon Stock | 6,000 | $2.08 | $12,480.00 |
DisclosureSEC source: 0001209191-21-026883 · doc4.xml · nonDerivative · entry 1 Coulie Bernard · CIK 0001808895 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,840 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 19:09 UTC |
Lefebvre EricChief Medical Officer
|
SaleCommon Stock | 1,135 | $39.78 | $45,150.19 |
DisclosureSEC source: 0001209191-21-022161 · doc4.xml · nonDerivative · entry 2 Lefebvre Eric · CIK 0001614741 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,580 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2020. F3 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $39.72 to $39.84, inclusive. The Reporting Person undertakes to provide to Pliant Therapeutics, Inc., any security holder of Pliant Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 19:09 UTC |
Lefebvre EricChief Medical Officer
|
SaleCommon Stock | 11,365 | $39.38 | $447,527.56 |
DisclosureSEC source: 0001209191-21-022161 · doc4.xml · nonDerivative · entry 1 Lefebvre Eric · CIK 0001614741 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,715 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2020. F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $38.72 to $39.70, inclusive. The Reporting Person undertakes to provide to Pliant Therapeutics, Inc., any security holder of Pliant Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:36 UTC |
Coulie BernardDirector · President and CEO
|
SaleCommon Stock | 178 | $39.69 | $7,064.39 |
DisclosureSEC source: 0001209191-21-021563 · doc4.xml · nonDerivative · entry 3 Coulie Bernard · CIK 0001808895 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 460,317 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2020. F5 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $39.56 to $39.84, inclusive. The Reporting Person undertakes to provide to Pliant Therapeutics, Inc., any security holder of Pliant Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4. F3 · ownership.nature: Shares held by The Coulie/Leyman Family Trust. The Reporting Person and his spouse serve as trustees for the trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:36 UTC |
Coulie BernardDirector · President and CEO
|
SaleCommon Stock | 2,000 | $38.75 | $77,501.00 |
DisclosureSEC source: 0001209191-21-021563 · doc4.xml · nonDerivative · entry 2 Coulie Bernard · CIK 0001808895 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 460,495 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2020. F4 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $38.55 to $39.16, inclusive. The Reporting Person undertakes to provide to Pliant Therapeutics, Inc., any security holder of Pliant Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4. F3 · ownership.nature: Shares held by The Coulie/Leyman Family Trust. The Reporting Person and his spouse serve as trustees for the trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 23:36 UTC |
Coulie BernardDirector · President and CEO
|
SaleCommon Stock | 1,322 | $38.03 | $50,269.58 |
DisclosureSEC source: 0001209191-21-021563 · doc4.xml · nonDerivative · entry 1 Coulie Bernard · CIK 0001808895 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 462,495 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2020. F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $37.50 to $38.34, inclusive. The Reporting Person undertakes to provide to Pliant Therapeutics, Inc., any security holder of Pliant Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. F3 · ownership.nature: Shares held by The Coulie/Leyman Family Trust. The Reporting Person and his spouse serve as trustees for the trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| March 05, 2021 Filed Mar 6, 2021 01:51 UTC |
Cummings Keith LamontChief Financial Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $2.08 | $0.00 |
DisclosureSEC source: 0001209191-21-018434 · doc4.xml · derivative · entry 2 Cummings Keith Lamont · CIK 0001809204 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,097 Underlying: Common Stock · 20,000 shares Expires 2029-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 25% of the shares subject to such option vested on December 31, 2019 and 1/48th of the shares subject to the option vest in substantially equal monthly installments thereafter, subject to the Reporting Person's continuous service to the Issuer on each such date. Read SEC document |
| March 05, 2021 Filed Mar 6, 2021 01:51 UTC |
Cummings Keith LamontChief Financial Officer
|
Exercise / conversionCommon Stock | 20,000 | $2.08 | $41,600.00 |
DisclosureSEC source: 0001209191-21-018434 · doc4.xml · nonDerivative · entry 1 Cummings Keith Lamont · CIK 0001809204 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,621 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 00:00 UTC |
Coulie BernardDirector · President and CEO
|
SaleCommon Stock | 200 | $34.07 | $6,814.00 |
DisclosureSEC source: 0000899243-21-006984 · doc4.xml · nonDerivative · entry 3 Coulie Bernard · CIK 0001808895 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 463,817 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2020. F4 · ownership.nature: Shares held by The Coulie/Leyman Family Trust. The Reporting Person and his spouse serve as trustees for the trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 00:00 UTC |
Coulie BernardDirector · President and CEO
|
SaleCommon Stock | 2,100 | $32.87 | $69,017.97 |
DisclosureSEC source: 0000899243-21-006984 · doc4.xml · nonDerivative · entry 2 Coulie Bernard · CIK 0001808895 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 464,017 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2020. F3 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $32.57 to $33.39, inclusive. The Reporting Person undertakes to provide to Pliant Therapeutics, Inc., any security holder of Pliant Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. F4 · ownership.nature: Shares held by The Coulie/Leyman Family Trust. The Reporting Person and his spouse serve as trustees for the trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 00:00 UTC |
Coulie BernardDirector · President and CEO
|
SaleCommon Stock | 1,200 | $32.10 | $38,519.88 |
DisclosureSEC source: 0000899243-21-006984 · doc4.xml · nonDerivative · entry 1 Coulie Bernard · CIK 0001808895 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 466,117 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2020. F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $31.55 to $32.53, inclusive. The Reporting Person undertakes to provide to Pliant Therapeutics, Inc., any security holder of Pliant Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. F4 · ownership.nature: Shares held by The Coulie/Leyman Family Trust. The Reporting Person and his spouse serve as trustees for the trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| January 23, 2021 Filed Jan 26, 2021 20:00 UTC |
Howes BarbaraChief Human Resource Officer
|
GrantStock Option (right to buy) · Derivative | 42,500 | $0.00 Strike: $26.50 | $0.00 |
DisclosureSEC source: 0000899243-21-003384 · doc4.xml · derivative · entry 1 Howes Barbara · CIK 0001809147 · Chief Human Resource Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,500 Underlying: Common Stock · 42,500 shares Expires 2031-01-22 F1 · derivative.exercise_date: 1/48th of the shares subject to such option vest and become exercisable in substantially equal installments on each monthly anniversary of January 1, 2021, subject to the Reporting Person's continuous service to the Issuer on each such date. Read SEC document |
| January 23, 2021 Filed Jan 27, 2021 01:00 UTC |
Cummings Keith LamontChief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 74,250 | $0.00 Strike: $26.50 | $0.00 |
DisclosureSEC source: 0000899243-21-003382 · doc4.xml · derivative · entry 1 Cummings Keith Lamont · CIK 0001809204 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,250 Underlying: Common Stock · 74,250 shares Expires 2031-01-22 F1 · derivative.exercise_date: 1/48th of the shares subject to such option vest and become exercisable in substantially equal installments on each monthly anniversary of January 1, 2021, subject to the Reporting Person's continuous service to the Issuer on each such date. Read SEC document |
| January 23, 2021 Filed Jan 27, 2021 01:00 UTC |
Coulie BernardDirector · President and CEO
|
GrantStock Option (right to buy) · Derivative | 250,000 | $0.00 Strike: $26.50 | $0.00 |
DisclosureSEC source: 0000899243-21-003383 · doc4.xml · derivative · entry 1 Coulie Bernard · CIK 0001808895 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2031-01-22 F1 · derivative.exercise_date: 1/48th of the shares subject to such option vest and become exercisable in substantially equal installments on each monthly anniversary of January 1, 2021, subject to the Reporting Person's continuous service to the Issuer on each such date. Read SEC document |
| January 23, 2021 Filed Jan 26, 2021 20:00 UTC |
Lefebvre EricChief Medical Officer
|
GrantStock Option (right to buy) · Derivative | 73,250 | $0.00 Strike: $26.50 | $0.00 |
DisclosureSEC source: 0000899243-21-003381 · doc4.xml · derivative · entry 1 Lefebvre Eric · CIK 0001614741 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,250 Underlying: Common Stock · 73,250 shares Expires 2031-01-22 F1 · derivative.exercise_date: 1/48th of the shares subject to such option vest and become exercisable in substantially equal installments on each monthly anniversary of January 1, 2021, subject to the Reporting Person's continuous service to the Issuer on each such date. Read SEC document |
| January 23, 2021 Filed Jan 26, 2021 20:00 UTC |
Hull HansChief Business Officer
|
GrantStock Option (right to buy) · Derivative | 62,250 | $0.00 Strike: $26.50 | $0.00 |
DisclosureSEC source: 0000899243-21-003380 · doc4.xml · derivative · entry 1 Hull Hans · CIK 0001614876 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,250 Underlying: Common Stock · 62,250 shares Expires 2031-01-22 F1 · derivative.exercise_date: 1/48th of the shares subject to such option vest and become exercisable in substantially equal installments on each monthly anniversary of January 1, 2021, subject to the Reporting Person's continuous service to the Issuer on each such date. Read SEC document |
| January 23, 2021 Filed Jan 27, 2021 01:00 UTC |
Ouimette MikeGeneral Counsel & Corp. Sec'y
|
GrantStock Option (right to buy) · Derivative | 15,520 | $0.00 Strike: $26.50 | $0.00 |
DisclosureSEC source: 0000899243-21-003379 · doc4.xml · derivative · entry 1 Ouimette Mike · CIK 0001822619 · General Counsel & Corp. Sec'y 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,520 Underlying: Common Stock · 15,520 shares Expires 2031-01-22 F1 · derivative.exercise_date: 1/48th of the shares subject to such option vest and become exercisable in substantially equal installments on each monthly anniversary of January 1, 2021, subject to the Reporting Person's continuous service to the Issuer on each such date. Read SEC document |
| January 14, 2021 Filed Jan 16, 2021 00:00 UTC |
Coulie BernardDirector · President and CEO
|
SaleCommon Stock | 630 | $27.21 | $17,145.01 |
DisclosureSEC source: 0000899243-21-002224 · doc4.xml · nonDerivative · entry 2 Coulie Bernard · CIK 0001808895 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 467,317 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2020. F3 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $27.10 to $28.05, inclusive. The Reporting Person undertakes to provide to Pliant Therapeutics, Inc., any security holder of Pliant Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. F4 · ownership.nature: Shares held by The Coulie/Leyman Family Trust. The Reporting Person and his spouse serve as trustees for the trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| January 14, 2021 Filed Jan 16, 2021 00:00 UTC |
Coulie BernardDirector · President and CEO
|
SaleCommon Stock | 2,870 | $26.20 | $75,180.22 |
DisclosureSEC source: 0000899243-21-002224 · doc4.xml · nonDerivative · entry 1 Coulie Bernard · CIK 0001808895 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 467,947 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2020. F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $25.84 to $26.60, inclusive. The Reporting Person undertakes to provide to Pliant Therapeutics, Inc., any security holder of Pliant Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. F4 · ownership.nature: Shares held by The Coulie/Leyman Family Trust. The Reporting Person and his spouse serve as trustees for the trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| January 12, 2021 Filed Jan 13, 2021 23:15 UTC |
PYOTT DAVID E IDirector
|
GrantStock Option (right to buy) · Derivative | 26,573 | $0.00 Strike: $27.71 | $0.00 |
DisclosureSEC source: 0000899243-21-001875 · doc4.xml · derivative · entry 1 PYOTT DAVID E I · CIK 0001051578 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,573 Underlying: Common Stock · 26,573 shares Expires 2031-01-11 F1 · derivative.exercise_date: 1/36th of the shares subject to such option vest and become exercisable in substantially equal installments on each monthly anniversary of January 12, 2021, subject to the Reporting Person's continuous service to the Issuer on each such date. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 20:00 UTC |
Hull HansChief Business Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 3,500 | $0.00 Strike: $2.08 | $0.00 |
DisclosureSEC source: 0000899243-21-000219 · doc4.xml · derivative · entry 5 Hull Hans · CIK 0001614876 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,479 Underlying: Common Stock · 3,500 shares Expires 2029-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 1/48th of the shares subject to such option vest and become exercisable in substantially equal installments on each monthly anniversary of January 24, 2019, subject to the Reporting Person's continuous service to the Issuer on each such date. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 20:00 UTC |
Hull HansChief Business Officer
|
Exercise / conversionCommon Stock | 3,500 | $2.08 | $7,280.00 |
DisclosureSEC source: 0000899243-21-000219 · doc4.xml · nonDerivative · entry 1 Hull Hans · CIK 0001614876 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,746 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2020 Filed Dec 24, 2020 01:00 UTC |
Cummings Keith LamontChief Financial Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 4,500 | $0.00 Strike: $2.08 | $0.00 |
DisclosureSEC source: 0000899243-20-035055 · doc4.xml · derivative · entry 2 Cummings Keith Lamont · CIK 0001809204 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,097 Underlying: Common Stock · 4,500 shares Expires 2029-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 25% of the shares subject to such option vested on December 31, 2019 and 1/48th of the shares subject to the option vest in substantially equal monthly installments thereafter, subject to the Reporting Person's continuous service to the Issuer on each such date. Read SEC document |
| December 21, 2020 Filed Dec 24, 2020 01:00 UTC |
Cummings Keith LamontChief Financial Officer
|
Exercise / conversionCommon Stock | 4,500 | $2.08 | $9,360.00 |
DisclosureSEC source: 0000899243-20-035055 · doc4.xml · nonDerivative · entry 1 Cummings Keith Lamont · CIK 0001809204 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,621 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2020 Filed Dec 21, 2020 20:00 UTC |
Lefebvre EricChief Medical Officer
|
SaleCommon Stock | 5,712 | $26.98 | $154,109.76 |
DisclosureSEC source: 0000899243-20-034780 · doc4.xml · nonDerivative · entry 2 Lefebvre Eric · CIK 0001614741 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,080 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2020. F3 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $26.57 to $27.41, inclusive. The Reporting Person undertakes to provide to Pliant Therapeutics, Inc., any security holder of Pliant Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| December 18, 2020 Filed Dec 21, 2020 20:00 UTC |
Lefebvre EricChief Medical Officer
|
SaleCommon Stock | 6,788 | $26.17 | $177,641.96 |
DisclosureSEC source: 0000899243-20-034780 · doc4.xml · nonDerivative · entry 1 Lefebvre Eric · CIK 0001614741 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,792 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2020. F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $25.57 to $26.56, inclusive. The Reporting Person undertakes to provide to Pliant Therapeutics, Inc., any security holder of Pliant Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| December 14, 2020 Filed Dec 17, 2020 01:00 UTC |
Coulie BernardDirector · President and CEO
|
SaleCommon Stock | 337 | $27.86 | $9,388.38 |
DisclosureSEC source: 0000899243-20-034194 · doc4.xml · nonDerivative · entry 2 Coulie Bernard · CIK 0001808895 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 470,817 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2020. F3 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $27.84 to $27.88, inclusive. The Reporting Person undertakes to provide to Pliant Therapeutics, Inc., any security holder of Pliant Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. F4 · ownership.nature: Shares held by The Coulie/Leyman Family Trust. The Reporting Person and his spouse serve as trustees for the trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 14, 2020 Filed Dec 17, 2020 01:00 UTC |
Coulie BernardDirector · President and CEO
|
SaleCommon Stock | 3,163 | $27.32 | $86,401.77 |
DisclosureSEC source: 0000899243-20-034194 · doc4.xml · nonDerivative · entry 1 Coulie Bernard · CIK 0001808895 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 471,154 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2020. F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $26.79 to $27.75, inclusive. The Reporting Person undertakes to provide to Pliant Therapeutics, Inc., any security holder of Pliant Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. F4 · ownership.nature: Shares held by The Coulie/Leyman Family Trust. The Reporting Person and his spouse serve as trustees for the trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 01:00 UTC |
Cummings Keith LamontChief Financial Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 7,143 | $0.00 Strike: $6.22 | $0.00 |
DisclosureSEC source: 0000899243-20-032584 · doc4.xml · derivative · entry 8 Cummings Keith Lamont · CIK 0001809204 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,698 Underlying: Common Stock · 7,143 shares Expires 2030-03-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: 1/48th of the shares subject to such option vest and become exercisable in substantially equal installments on each monthly anniversary of March 31, 2020 (or if there is no corresponding day in any such month, on the last day of such month), subject to the Reporting Person's continuous service to the Issuer on each such date. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 01:00 UTC |
Cummings Keith LamontChief Financial Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 11,591 | $0.00 Strike: $2.08 | $0.00 |
DisclosureSEC source: 0000899243-20-032584 · doc4.xml · derivative · entry 7 Cummings Keith Lamont · CIK 0001809204 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,597 Underlying: Common Stock · 11,591 shares Expires 2029-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: 25% of the shares subject to such option vested on December 31, 2019 and 1/48th of the shares subject to the option vest in substantially equal monthly installments thereafter, subject to the Reporting Person's continuous service to the Issuer on each such date. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 01:00 UTC |
Cummings Keith LamontChief Financial Officer
|
SaleCommon Stock | 846 | $30.72 | $25,989.12 |
DisclosureSEC source: 0000899243-20-032584 · doc4.xml · nonDerivative · entry 6 Cummings Keith Lamont · CIK 0001809204 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,121 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 29, 2020. F5 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $30.698 to $30.775, inclusive. The Reporting Person undertakes to provide to Pliant Therapeutics, Inc., any security holder of Pliant Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 01:00 UTC |
Cummings Keith LamontChief Financial Officer
|
SaleCommon Stock | 14,901 | $30.21 | $450,159.21 |
DisclosureSEC source: 0000899243-20-032584 · doc4.xml · nonDerivative · entry 5 Cummings Keith Lamont · CIK 0001809204 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23.967 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 29, 2020. F4 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $29.685 to $30.65, inclusive. The Reporting Person undertakes to provide to Pliant Therapeutics, Inc., any security holder of Pliant Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 01:00 UTC |
Cummings Keith LamontChief Financial Officer
|
SaleCommon Stock | 1,848 | $29.07 | $53,721.36 |
DisclosureSEC source: 0000899243-20-032584 · doc4.xml · nonDerivative · entry 4 Cummings Keith Lamont · CIK 0001809204 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,868 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 29, 2020. F3 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $28.675 to $29.655, inclusive. The Reporting Person undertakes to provide to Pliant Therapeutics, Inc., any security holder of Pliant Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 01:00 UTC |
Cummings Keith LamontChief Financial Officer
|
SaleCommon Stock | 1,139 | $28.24 | $32,165.36 |
DisclosureSEC source: 0000899243-20-032584 · doc4.xml · nonDerivative · entry 3 Cummings Keith Lamont · CIK 0001809204 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,716 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 29, 2020. F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $27.63 to $28.61, inclusive. The Reporting Person undertakes to provide to Pliant Therapeutics, Inc., any security holder of Pliant Therapeutics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 01:00 UTC |
Cummings Keith LamontChief Financial Officer
|
Exercise / conversionCommon Stock | 7,143 | $6.22 | $44,429.46 |
DisclosureSEC source: 0000899243-20-032584 · doc4.xml · nonDerivative · entry 2 Cummings Keith Lamont · CIK 0001809204 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,855 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 01:00 UTC |
Cummings Keith LamontChief Financial Officer
|
Exercise / conversionCommon Stock | 11,591 | $2.08 | $24,109.28 |
DisclosureSEC source: 0000899243-20-032584 · doc4.xml · nonDerivative · entry 1 Cummings Keith Lamont · CIK 0001809204 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,712 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 09, 2020 Filed Oct 14, 2020 00:00 UTC |
Ouimette MikeGeneral Counsel
|
GrantStock Option (right to buy) · Derivative | 108,240 | $0.00 Strike: $24.32 | $0.00 |
DisclosureSEC source: 0000899243-20-028074 · doc4.xml · derivative · entry 1 Ouimette Mike · CIK 0001822619 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,240 Underlying: Common Stock · 108,240 shares Expires 2030-10-08 F1 · derivative.exercise_date: 25% of the shares subject to such option vest on October 1, 2021 and 1/48th of the shares subject to the option vest in substantially equal monthly installments thereafter, subject to the Reporting Person's continuous service to the Issuer on each such date. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 21:01 UTC |
Third Rock Ventures III, L.P.10% owner
Third Rock Ventures GP III, L.P.10% owner
TRV GP III, LLC10% owner
Levin Mark J10% owner
STARR KEVIN P10% owner
Tepper Robert I10% owner
Third Rock Ventures IV, L.P.10% owner
Third Rock Ventures GP IV, L.P.10% owner
TRV GP IV, LLC10% owner
|
ConversionSeries A Preferred Stock · Derivative | 15,250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-015874 · doc4.xml · derivative · entry 4 Third Rock Ventures III, L.P. · CIK 0001569705 · 10% owner Third Rock Ventures GP III, L.P. · CIK 0001637300 · 10% owner TRV GP III, LLC · CIK 0001637299 · 10% owner LEVIN MARK J · CIK 0001180428 · 10% owner STARR KEVIN P · CIK 0001192603 · 10% owner TEPPER ROBERT I · CIK 0001192595 · 10% owner Third Rock Ventures IV, L.P. · CIK 0001688327 · 10% owner Third Rock Ventures GP IV, L.P. · CIK 0001688326 · 10% owner TRV GP IV, LLC · CIK 0001688325 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock · 2,132,867 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Series A Preferred Stock converted into Common Stock on a 7.15-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Series A Preferred Stock had no expiration date. F2 · derivative.exercise_date: The Series A Preferred Stock converted into Common Stock on a 7.15-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Series A Preferred Stock had no expiration date. F2 · derivative.expiration_date: The Series A Preferred Stock converted into Common Stock on a 7.15-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Series A Preferred Stock had no expiration date. F6 · ownership.nature: These shares are directly held by Third Rock Ventures IV. F7 · ownership.nature: The general partner of TRV IV is Third Rock Ventures GP IV, L.P. ("TRV GP IV"). The general partner of TRV GP IV is TRV GP IV, LLC ("TRV GP IV LLC"). Each of TRV GP IV and TRV GP IV LLC disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares. F8 · ownership.nature: Each of Reporting Persons disclaims the existence of a Section 13(d) "group" as between the TRV III related parties and the TRV IV related parties and this report shall not be deemed an admission that any of such parties is or may be part of such a group with any of the other parties. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 21:01 UTC |
Third Rock Ventures III, L.P.10% owner
Third Rock Ventures GP III, L.P.10% owner
TRV GP III, LLC10% owner
Levin Mark J10% owner
STARR KEVIN P10% owner
Tepper Robert I10% owner
Third Rock Ventures IV, L.P.10% owner
Third Rock Ventures GP IV, L.P.10% owner
TRV GP IV, LLC10% owner
|
ConversionSeries A Preferred Stock · Derivative | 39,750,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-015874 · doc4.xml · derivative · entry 3 Third Rock Ventures III, L.P. · CIK 0001569705 · 10% owner Third Rock Ventures GP III, L.P. · CIK 0001637300 · 10% owner TRV GP III, LLC · CIK 0001637299 · 10% owner LEVIN MARK J · CIK 0001180428 · 10% owner STARR KEVIN P · CIK 0001192603 · 10% owner TEPPER ROBERT I · CIK 0001192595 · 10% owner Third Rock Ventures IV, L.P. · CIK 0001688327 · 10% owner Third Rock Ventures GP IV, L.P. · CIK 0001688326 · 10% owner TRV GP IV, LLC · CIK 0001688325 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,559,440 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Series A Preferred Stock converted into Common Stock on a 7.15-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Series A Preferred Stock had no expiration date. F2 · derivative.exercise_date: The Series A Preferred Stock converted into Common Stock on a 7.15-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Series A Preferred Stock had no expiration date. F2 · derivative.expiration_date: The Series A Preferred Stock converted into Common Stock on a 7.15-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Series A Preferred Stock had no expiration date. F3 · ownership.direct: These shares are directly held by TRV III. F4 · ownership.direct: The general partner of TRV III is Third Rock Ventures GP III, L.P. ("TRV GP III"). The general partner of TRV GP III is TRV GP III, LLC ("TRV GP III LLC"). The individual managers of TRV GP III LLC are Mark Levin ("Levin"), Kevin Starr ("Starr") and Dr. Robert Tepper ("Tepper"). Each of TRV GP III, TRV GP III LLC, Levin, Starr and Tepper disclaims beneficial ownership of these shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares. F8 · ownership.direct: Each of Reporting Persons disclaims the existence of a Section 13(d) "group" as between the TRV III related parties and the TRV IV related parties and this report shall not be deemed an admission that any of such parties is or may be part of such a group with any of the other parties. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 21:01 UTC |
Third Rock Ventures III, L.P.10% owner
Third Rock Ventures GP III, L.P.10% owner
TRV GP III, LLC10% owner
Levin Mark J10% owner
STARR KEVIN P10% owner
Tepper Robert I10% owner
Third Rock Ventures IV, L.P.10% owner
Third Rock Ventures GP IV, L.P.10% owner
TRV GP IV, LLC10% owner
|
ConversionCommon Stock | 2,132,867 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-015874 · doc4.xml · nonDerivative · entry 2 Third Rock Ventures III, L.P. · CIK 0001569705 · 10% owner Third Rock Ventures GP III, L.P. · CIK 0001637300 · 10% owner TRV GP III, LLC · CIK 0001637299 · 10% owner LEVIN MARK J · CIK 0001180428 · 10% owner STARR KEVIN P · CIK 0001192603 · 10% owner TEPPER ROBERT I · CIK 0001192595 · 10% owner Third Rock Ventures IV, L.P. · CIK 0001688327 · 10% owner Third Rock Ventures GP IV, L.P. · CIK 0001688326 · 10% owner TRV GP IV, LLC · CIK 0001688325 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,132,867 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Represents the total number of shares of Common Stock received by Third Rock Ventures IV, L.P. ("TRV IV") upon conversion of the preferred stock of the Issuer in connection with the closing of the Issuer's initial public offering. F2 · price: The Series A Preferred Stock converted into Common Stock on a 7.15-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Series A Preferred Stock had no expiration date. F6 · ownership.nature: These shares are directly held by Third Rock Ventures IV. F7 · ownership.nature: The general partner of TRV IV is Third Rock Ventures GP IV, L.P. ("TRV GP IV"). The general partner of TRV GP IV is TRV GP IV, LLC ("TRV GP IV LLC"). Each of TRV GP IV and TRV GP IV LLC disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares. F8 · ownership.nature: Each of Reporting Persons disclaims the existence of a Section 13(d) "group" as between the TRV III related parties and the TRV IV related parties and this report shall not be deemed an admission that any of such parties is or may be part of such a group with any of the other parties. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 21:01 UTC |
Third Rock Ventures III, L.P.10% owner
Third Rock Ventures GP III, L.P.10% owner
TRV GP III, LLC10% owner
Levin Mark J10% owner
STARR KEVIN P10% owner
Tepper Robert I10% owner
Third Rock Ventures IV, L.P.10% owner
Third Rock Ventures GP IV, L.P.10% owner
TRV GP IV, LLC10% owner
|
ConversionCommon Stock | 5,559,440 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-015874 · doc4.xml · nonDerivative · entry 1 Third Rock Ventures III, L.P. · CIK 0001569705 · 10% owner Third Rock Ventures GP III, L.P. · CIK 0001637300 · 10% owner TRV GP III, LLC · CIK 0001637299 · 10% owner LEVIN MARK J · CIK 0001180428 · 10% owner STARR KEVIN P · CIK 0001192603 · 10% owner TEPPER ROBERT I · CIK 0001192595 · 10% owner Third Rock Ventures IV, L.P. · CIK 0001688327 · 10% owner Third Rock Ventures GP IV, L.P. · CIK 0001688326 · 10% owner TRV GP IV, LLC · CIK 0001688325 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,839,160 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the total number of shares of Common Stock received by Third Rock Ventures III, L.P. ("TRV III") upon conversion of the preferred stock of the Issuer in connection with the closing of the Issuer's initial public offering. F2 · price: The Series A Preferred Stock converted into Common Stock on a 7.15-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Series A Preferred Stock had no expiration date. F3 · ownership.direct: These shares are directly held by TRV III. F4 · ownership.direct: The general partner of TRV III is Third Rock Ventures GP III, L.P. ("TRV GP III"). The general partner of TRV GP III is TRV GP III, LLC ("TRV GP III LLC"). The individual managers of TRV GP III LLC are Mark Levin ("Levin"), Kevin Starr ("Starr") and Dr. Robert Tepper ("Tepper"). Each of TRV GP III, TRV GP III LLC, Levin, Starr and Tepper disclaims beneficial ownership of these shares except to the extent of its or his pecuniary interest therein, if any, and this report shall not be deemed an admission that it or he is the beneficial owner of such shares. F8 · ownership.direct: Each of Reporting Persons disclaims the existence of a Section 13(d) "group" as between the TRV III related parties and the TRV IV related parties and this report shall not be deemed an admission that any of such parties is or may be part of such a group with any of the other parties. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 21:03 UTC |
Howes BarbaraChief Human Resource Officer
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ConversionSeries C Preferred Stock · Derivative | 27,322 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-015876 · doc4.xml · derivative · entry 4 Howes Barbara · CIK 0001809147 · Chief Human Resource Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,821 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series C Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Series C Preferred Stock converted into Common Stock on a 7.15-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Preferred Stock had no expiration date. F1 · derivative.exercise_date: The Series C Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Series C Preferred Stock converted into Common Stock on a 7.15-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Preferred Stock had no expiration date. F1 · derivative.expiration_date: The Series C Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Series C Preferred Stock converted into Common Stock on a 7.15-for-one basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Preferred Stock had no expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.