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Nasdaq · USD

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PHOTRONICS INC

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4651
SEC CIK
0000810136
Parsed reports
453

Last 12 months

Inside the activity.

0 purchase rows · 49 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202507
Jan 2026012
Feb 202600
Mar 202603
Apr 2026024
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202603
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2018 Filed Oct 3, 2018 21:10 UTC
Progler Christopher JVP, Chief Technology Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 2,500 $0.00 Strike: $0.76 $0.00
Disclosure

SEC source: 0001140361-18-040054 · form4.xml · derivative · entry 5

Progler Christopher J · CIK 0001367036 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2018-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 21:10 UTC
Progler Christopher JVP, Chief Technology Officer
SaleCommon Stock 2,800 $9.84 $27,552.00
Disclosure

SEC source: 0001140361-18-040054 · form4.xml · nonDerivative · entry 4

Progler Christopher J · CIK 0001367036 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,900

F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Progler.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 21:10 UTC
Progler Christopher JVP, Chief Technology Officer
SaleCommon Stock 2,500 $9.84 $24,600.00
Disclosure

SEC source: 0001140361-18-040054 · form4.xml · nonDerivative · entry 3

Progler Christopher J · CIK 0001367036 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,700

F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Progler.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 21:10 UTC
Progler Christopher JVP, Chief Technology Officer
Exercise / conversionCommon Stock 2,800 $4.42 $12,376.00
Disclosure

SEC source: 0001140361-18-040054 · form4.xml · nonDerivative · entry 2

Progler Christopher J · CIK 0001367036 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 21:10 UTC
Progler Christopher JVP, Chief Technology Officer
Exercise / conversionCommon Stock 2,500 $0.76 $1,900.00
Disclosure

SEC source: 0001140361-18-040054 · form4.xml · nonDerivative · entry 1

Progler Christopher J · CIK 0001367036 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 27, 2018 Filed Oct 1, 2018 21:41 UTC Exercise / conversionNon-Qualified Stock Options · Derivative 1,040 $0.00 Strike: $0.76 $0.00
Disclosure

SEC source: 0001140361-18-039781 · form4.xml · derivative · entry 3

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,040

Underlying: Common Stock · 1,040 shares

Expires 2018-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 27, 2018 Filed Oct 1, 2018 21:41 UTC SaleCommon Stock 1,790 $9.60 $17,184.00
Disclosure

SEC source: 0001140361-18-039781 · form4.xml · nonDerivative · entry 2

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,629

F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Tyson.

F2 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected

Read SEC document
September 27, 2018 Filed Oct 1, 2018 21:41 UTC Exercise / conversionCommon Stock 1,040 $0.76 $790.40
Disclosure

SEC source: 0001140361-18-039781 · form4.xml · nonDerivative · entry 1

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 22:54 UTC
Progler Christopher JVP, Chief Technology Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 3,000 $0.00 Strike: $0.76 $0.00
Disclosure

SEC source: 0001140361-18-037876 · form4.xml · derivative · entry 3

Progler Christopher J · CIK 0001367036 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 3,000 shares

Expires 2018-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 22:54 UTC
Progler Christopher JVP, Chief Technology Officer
SaleCommon Stock 3,000 $10.60 $31,800.00
Disclosure

SEC source: 0001140361-18-037876 · form4.xml · nonDerivative · entry 2

Progler Christopher J · CIK 0001367036 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,900

F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Progler.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 22:54 UTC
Progler Christopher JVP, Chief Technology Officer
Exercise / conversionCommon Stock 3,000 $0.76 $2,280.00
Disclosure

SEC source: 0001140361-18-037876 · form4.xml · nonDerivative · entry 1

Progler Christopher J · CIK 0001367036 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2018 Filed Feb 27, 2019 22:10 UTC SaleCommon Stock 3,000 $10.59 $31,770.00
Disclosure

SEC source: 0001140361-19-004008 · form4.xml · nonDerivative · entry 2

FIEDEROWICZ WALTER M · CIK 0001182406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Fiederowicz.

F2 · shares: Received notification of sale from broker on February 26, 2019.

F3 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.

Read SEC document
August 27, 2018 Filed Aug 29, 2018 22:41 UTC Exercise / conversionNon-qualified Stock Options · Derivative 15,000 $0.00 Strike: $4.42 $0.00
Disclosure

SEC source: 0001140361-18-037294 · form4.xml · derivative · entry 6

FIORITA JOSEPH A JR · CIK 0001183328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2019-12-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2018 Filed Aug 29, 2018 22:41 UTC SaleCommon Stock 7,243 $10.81 $78,296.83
Disclosure

SEC source: 0001140361-18-037294 · form4.xml · nonDerivative · entry 4

FIORITA JOSEPH A JR · CIK 0001183328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,100

Read SEC document
August 27, 2018 Filed Aug 29, 2018 22:41 UTC SaleCommon Stock 883 $10.80 $9,536.40
Disclosure

SEC source: 0001140361-18-037294 · form4.xml · nonDerivative · entry 3

FIORITA JOSEPH A JR · CIK 0001183328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,343

Read SEC document
August 27, 2018 Filed Aug 29, 2018 22:41 UTC SaleCommon Stock 6,874 $10.76 $73,964.24
Disclosure

SEC source: 0001140361-18-037294 · form4.xml · nonDerivative · entry 2

FIORITA JOSEPH A JR · CIK 0001183328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,226

Read SEC document
August 27, 2018 Filed Aug 29, 2018 22:41 UTC Exercise / conversionCommon Stock 15,000 $4.42 $66,300.00
Disclosure

SEC source: 0001140361-18-037294 · form4.xml · nonDerivative · entry 1

FIORITA JOSEPH A JR · CIK 0001183328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2018 Filed Aug 29, 2018 22:37 UTC Exercise / conversionNon-Qualified Stock Options · Derivative 1,040 $0.00 Strike: $0.76 $0.00
Disclosure

SEC source: 0001140361-18-037292 · form4.xml · derivative · entry 4

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,080

Underlying: Common Stock · 1,040 shares

Expires 2018-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2018 Filed Aug 29, 2018 22:37 UTC SaleCommon Stock 750 $10.85 $8,137.50
Disclosure

SEC source: 0001140361-18-037292 · form4.xml · nonDerivative · entry 3

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,379

F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Tyson.

F2 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected

Read SEC document
August 27, 2018 Filed Aug 29, 2018 22:37 UTC SaleCommon Stock 1,040 $10.84 $11,273.60
Disclosure

SEC source: 0001140361-18-037292 · form4.xml · nonDerivative · entry 2

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,129

F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Tyson.

F2 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected

Read SEC document
August 27, 2018 Filed Aug 29, 2018 22:37 UTC Exercise / conversionCommon Stock 1,040 $0.76 $790.40
Disclosure

SEC source: 0001140361-18-037292 · form4.xml · nonDerivative · entry 1

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 22, 2018 Filed Feb 27, 2019 22:10 UTC SaleCommon Stock 3,000 $10.00 $30,000.00
Disclosure

SEC source: 0001140361-19-004008 · form4.xml · nonDerivative · entry 1

FIEDEROWICZ WALTER M · CIK 0001182406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Fiederowicz.

F2 · shares: Received notification of sale from broker on February 26, 2019.

F3 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 20:45 UTC
Progler Christopher JVP, Chief Technology Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 2,800 $0.00 Strike: $4.42 $0.00
Disclosure

SEC source: 0001140361-18-035421 · form4.xml · derivative · entry 6

Progler Christopher J · CIK 0001367036 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,400

Underlying: Common Stock · 2,800 shares

Expires 2019-12-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 20:45 UTC
Progler Christopher JVP, Chief Technology Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 2,500 $0.00 Strike: $0.76 $0.00
Disclosure

SEC source: 0001140361-18-035421 · form4.xml · derivative · entry 5

Progler Christopher J · CIK 0001367036 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common Stock · 2,500 shares

Expires 2018-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 20:45 UTC
Progler Christopher JVP, Chief Technology Officer
SaleCommon Stock 2,800 $8.95 $25,060.00
Disclosure

SEC source: 0001140361-18-035421 · form4.xml · nonDerivative · entry 4

Progler Christopher J · CIK 0001367036 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,900

F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Progler.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 20:45 UTC
Progler Christopher JVP, Chief Technology Officer
SaleCommon Stock 2,500 $8.96 $22,400.00
Disclosure

SEC source: 0001140361-18-035421 · form4.xml · nonDerivative · entry 3

Progler Christopher J · CIK 0001367036 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,700

F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Progler.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 20:45 UTC
Progler Christopher JVP, Chief Technology Officer
Exercise / conversionCommon Stock 2,800 $4.42 $12,376.00
Disclosure

SEC source: 0001140361-18-035421 · form4.xml · nonDerivative · entry 2

Progler Christopher J · CIK 0001367036 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 20:45 UTC
Progler Christopher JVP, Chief Technology Officer
Exercise / conversionCommon Stock 2,500 $0.76 $1,900.00
Disclosure

SEC source: 0001140361-18-035421 · form4.xml · nonDerivative · entry 1

Progler Christopher J · CIK 0001367036 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2018 Filed Jul 31, 2018 22:26 UTC SaleCommon Stock 750 $9.00 $6,750.00
Disclosure

SEC source: 0001140361-18-034573 · form4.xml · nonDerivative · entry 3

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,129

F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Tyson.

Read SEC document
July 27, 2018 Filed Jul 31, 2018 22:26 UTC Exercise / conversionNon-Qualified Stock Options · Derivative 1,040 $0.00 Strike: $0.76 $0.00
Disclosure

SEC source: 0001140361-18-034573 · form4.xml · derivative · entry 4

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,120

Underlying: Common Stock · 1,040 shares

Expires 2018-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2018 Filed Jul 31, 2018 22:26 UTC SaleCommon Stock 1,040 $8.76 $9,110.40
Disclosure

SEC source: 0001140361-18-034573 · form4.xml · nonDerivative · entry 2

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,879

F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Tyson.

F2 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.

Read SEC document
July 27, 2018 Filed Jul 31, 2018 22:26 UTC Exercise / conversionCommon Stock 1,040 $0.76 $790.40
Disclosure

SEC source: 0001140361-18-034573 · form4.xml · nonDerivative · entry 1

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,919

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2018 Filed Jan 5, 2019 00:21 UTC
KIRLIN PETER SDirector · Chief Executive Officer
OtherCommon Stock 2,857 $7.44 $21,256.08
Disclosure

SEC source: 0001140361-19-000434 · form4.xml · nonDerivative · entry 1

KIRLIN PETER S · CIK 0001219132 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,352

F1 · shares: Represents shares of Photronics, Inc. common stock purchased under the Company's Employee Stock Purchase Plan.

F2 · price: The purchase price of the shares pursuant to the Employee Stock Purchase Plan is 85% of the fair market value (the "Closing Price") of the common stock of the Company on the purchase date of the applicable purchase period as defined in the offering plan documents.

Read SEC document
July 09, 2018 Filed Jul 11, 2018 23:23 UTC Exercise / conversionNon-Qualified Stock Options · Derivative 1,040 $0.00 Strike: $0.76 $0.00
Disclosure

SEC source: 0001140361-18-032203 · form4.xml · derivative · entry 8

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,160

Underlying: Common Stock · 1,040 shares

Expires 2018-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 09, 2018 Filed Jul 11, 2018 23:23 UTC SaleCommon Stock 750 $9.00 $6,750.00
Disclosure

SEC source: 0001140361-18-032203 · form4.xml · nonDerivative · entry 7

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,879

F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Tyson.

Read SEC document
July 09, 2018 Filed Jul 11, 2018 23:23 UTC SaleCommon Stock 1,040 $8.55 $8,892.00
Disclosure

SEC source: 0001140361-18-032203 · form4.xml · nonDerivative · entry 6

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,629

F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Tyson.

Read SEC document
July 09, 2018 Filed Jul 11, 2018 23:23 UTC Exercise / conversionCommon Stock 1,040 $0.76 $790.40
Disclosure

SEC source: 0001140361-18-032203 · form4.xml · nonDerivative · entry 5

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 20:26 UTC
Progler Christopher JVP, Chief Technology Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 2,500 $0.00 Strike: $0.76 $0.00
Disclosure

SEC source: 0001140361-18-031651 · form4.xml · derivative · entry 4

Progler Christopher J · CIK 0001367036 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 2,500 shares

Expires 2018-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 20:26 UTC
Progler Christopher JVP, Chief Technology Officer
SaleCommon Stock 1,212 $7.96 $9,647.52
Disclosure

SEC source: 0001140361-18-031651 · form4.xml · nonDerivative · entry 3

Progler Christopher J · CIK 0001367036 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,900

F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Progler.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 20:26 UTC
Progler Christopher JVP, Chief Technology Officer
SaleCommon Stock 1,288 $7.95 $10,239.60
Disclosure

SEC source: 0001140361-18-031651 · form4.xml · nonDerivative · entry 2

Progler Christopher J · CIK 0001367036 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,112

F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Progler.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 20:26 UTC
Progler Christopher JVP, Chief Technology Officer
Exercise / conversionCommon Stock 2,500 $0.76 $1,900.00
Disclosure

SEC source: 0001140361-18-031651 · form4.xml · nonDerivative · entry 1

Progler Christopher J · CIK 0001367036 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 6, 2018 00:19 UTC
Progler Christopher JVP, Chief Technology Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 2,800 $0.00 Strike: $4.42 $0.00
Disclosure

SEC source: 0001140361-18-027479 · form4.xml · derivative · entry 5

Progler Christopher J · CIK 0001367036 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,200

Underlying: Common Stock · 2,800 shares

Expires 2019-12-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 6, 2018 00:19 UTC
Progler Christopher JVP, Chief Technology Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 3,000 $0.00 Strike: $0.76 $0.00
Disclosure

SEC source: 0001140361-18-027479 · form4.xml · derivative · entry 4

Progler Christopher J · CIK 0001367036 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Common Stock · 3,000 shares

Expires 2018-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 6, 2018 00:19 UTC
Progler Christopher JVP, Chief Technology Officer
SaleCommon Stock 5,800 $8.70 $50,460.00
Disclosure

SEC source: 0001140361-18-027479 · form4.xml · nonDerivative · entry 3

Progler Christopher J · CIK 0001367036 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,900

F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Progler.

Read SEC document
June 01, 2018 Filed Jun 6, 2018 00:19 UTC
Progler Christopher JVP, Chief Technology Officer
Exercise / conversionCommon Stock 2,800 $4.42 $12,376.00
Disclosure

SEC source: 0001140361-18-027479 · form4.xml · nonDerivative · entry 2

Progler Christopher J · CIK 0001367036 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 01, 2018 Filed Jun 6, 2018 00:19 UTC
Progler Christopher JVP, Chief Technology Officer
Exercise / conversionCommon Stock 3,000 $0.76 $2,280.00
Disclosure

SEC source: 0001140361-18-027479 · form4.xml · nonDerivative · entry 1

Progler Christopher J · CIK 0001367036 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 01, 2018 Filed Jun 5, 2018 22:14 UTC
Burr Richelle EVP, General Counsel & Secy
SaleCommon Stock 2,000 $8.70 $17,400.00
Disclosure

SEC source: 0001140361-18-027426 · form4.xml · nonDerivative · entry 1

Burr Richelle E · CIK 0001489635 · VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,067

F1 · shares: The sales reported on this form 4 were affected pursuant to a 10b5-1 trading plan adopted by Richelle Burr.

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May 29, 2018 Filed May 31, 2018 20:59 UTC Exercise / conversionNon-Qualified Stock Options · Derivative 1,040 $0.00 Strike: $0.76 $0.00
Disclosure

SEC source: 0001140361-18-026565 · form4.xml · derivative · entry 4

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,200

Underlying: Common Stock · 1,040 shares

Expires 2018-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 29, 2018 Filed May 31, 2018 20:59 UTC SaleCommon Stock 750 $9.08 $6,810.00
Disclosure

SEC source: 0001140361-18-026565 · form4.xml · nonDerivative · entry 3

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,629

F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Tyson.

F2 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.

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May 29, 2018 Filed May 31, 2018 20:59 UTC SaleCommon Stock 1,040 $9.14 $9,505.60
Disclosure

SEC source: 0001140361-18-026565 · form4.xml · nonDerivative · entry 2

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,379

F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Tyson.

F2 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.