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Nasdaq · USD

PLAB

PHOTRONICS INC

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Tapewire entity
4651
SEC CIK
0000810136
Parsed reports
453

Last 12 months

Inside the activity.

0 purchase rows · 49 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202507
Jan 2026012
Feb 202600
Mar 202603
Apr 2026024
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 27, 2019 Filed Mar 1, 2019 02:49 UTC Exercise / conversionCommon Stock 1,150 $4.42 $5,083.00
Disclosure

SEC source: 0001140361-19-004136 · form4.xml · nonDerivative · entry 1

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 22:11 UTC
Burr Richelle EVP, General Counsel & Secy
SaleCommon Stock 1,500 $10.78 $16,170.00
Disclosure

SEC source: 0001140361-19-002604 · form4.xml · nonDerivative · entry 1

Burr Richelle E · CIK 0001489635 · VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,524

F1 · shares: The sales reported on this form 4 were affected pursuant to a 10b5-1 trading plan adopted by Richelle Burr.

F2 · shares: Net proceeds of sale to fund children's education.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:38 UTC
Progler Christopher JVP, Chief Technology Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 5,600 $0.00 Strike: $4.42 $0.00
Disclosure

SEC source: 0001140361-19-002491 · form4.xml · derivative · entry 3

Progler Christopher J · CIK 0001367036 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,200

Underlying: Common Stock · 5,600 shares

Expires 2019-12-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:38 UTC
Progler Christopher JVP, Chief Technology Officer
SaleCommon Stock 5,600 $10.67 $59,752.00
Disclosure

SEC source: 0001140361-19-002491 · form4.xml · nonDerivative · entry 2

Progler Christopher J · CIK 0001367036 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,425

F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Progler.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:38 UTC
Progler Christopher JVP, Chief Technology Officer
Exercise / conversionCommon Stock 5,600 $4.42 $24,752.00
Disclosure

SEC source: 0001140361-19-002491 · form4.xml · nonDerivative · entry 1

Progler Christopher J · CIK 0001367036 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2019 Filed Jan 30, 2019 21:18 UTC Exercise / conversionNon-Qualified Stock Options · Derivative 1,150 $0.00 Strike: $4.42 $0.00
Disclosure

SEC source: 0001140361-19-001923 · form4.xml · derivative · entry 4

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,500

Underlying: Common Stock · 1,150 shares

Expires 2019-12-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2019 Filed Jan 30, 2019 21:18 UTC SaleCommon Stock 750 $10.51 $7,882.50
Disclosure

SEC source: 0001140361-19-001923 · form4.xml · nonDerivative · entry 3

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,629

F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Tyson.

F2 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.

Read SEC document
January 28, 2019 Filed Jan 30, 2019 21:18 UTC SaleCommon Stock 1,150 $10.53 $12,109.50
Disclosure

SEC source: 0001140361-19-001923 · form4.xml · nonDerivative · entry 2

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,379

F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Tyson.

F2 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.

Read SEC document
January 28, 2019 Filed Jan 30, 2019 21:18 UTC Exercise / conversionCommon Stock 1,150 $4.42 $5,083.00
Disclosure

SEC source: 0001140361-19-001923 · form4.xml · nonDerivative · entry 1

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2019 Filed Jan 16, 2019 21:36 UTC SaleCommon Stock 21,000 $10.32 $216,720.00
Disclosure

SEC source: 0001140361-19-001190 · form4.xml · nonDerivative · entry 1

FIEDEROWICZ WALTER M · CIK 0001182406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

F1 · shares: This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.

Read SEC document
January 10, 2019 Filed Jan 14, 2019 21:39 UTC
Burr Richelle EVP, General Counsel & Secy
SaleCommon Stock 2,043 $10.39 $21,226.77
Disclosure

SEC source: 0001140361-19-000988 · form4.xml · nonDerivative · entry 1

Burr Richelle E · CIK 0001489635 · VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,024

F1 · shares: Net proceeds of sale to offset a tax liability from restricted stock vesting.

F2 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.

Read SEC document
January 09, 2019 Filed Jan 11, 2019 02:16 UTC SaleCommon Stock 14,249 $10.10 $143,914.90
Disclosure

SEC source: 0001140361-19-000736 · form4.xml · nonDerivative · entry 2

MACRICOSTAS GEORGE · CIK 0001182395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Read SEC document
January 08, 2019 Filed Jan 11, 2019 02:16 UTC SaleCommon Stock 7,751 $9.98 $77,354.98
Disclosure

SEC source: 0001140361-19-000736 · form4.xml · nonDerivative · entry 1

MACRICOSTAS GEORGE · CIK 0001182395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,249

Read SEC document
January 04, 2019 Filed Jan 5, 2019 00:12 UTC
Burr Richelle EVP, General Counsel & Secy
SaleCommon Stock 2,000 $9.66 $19,320.00
Disclosure

SEC source: 0001140361-19-000421 · form4.xml · nonDerivative · entry 3

Burr Richelle E · CIK 0001489635 · VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,067

F3 · shares: Net proceeds of sale to offset a tax liability from restricted stock vesting.

Read SEC document
January 03, 2019 Filed Jan 5, 2019 00:13 UTC
Progler Christopher JVP, Chief Technology Officer
SaleCommon Stock 9,475 $9.42 $89,254.50
Disclosure

SEC source: 0001140361-19-000424 · form4.xml · nonDerivative · entry 2

Progler Christopher J · CIK 0001367036 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,425

F2 · shares: This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.

Read SEC document
January 03, 2019 Filed Jan 5, 2019 00:21 UTC
KIRLIN PETER SDirector · Chief Executive Officer
SaleCommon Stock 11,024 $9.46 $104,287.04
Disclosure

SEC source: 0001140361-19-000434 · form4.xml · nonDerivative · entry 3

KIRLIN PETER S · CIK 0001219132 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,328

F4 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Kirlin.

F5 · shares: Net proceeds of sale to offset a tax liability from restricted stock vesting.

F6 · shares: This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.

Read SEC document
January 03, 2019 Filed Jan 5, 2019 00:12 UTC
Burr Richelle EVP, General Counsel & Secy
SaleCommon Stock 2,000 $9.64 $19,280.00
Disclosure

SEC source: 0001140361-19-000421 · form4.xml · nonDerivative · entry 2

Burr Richelle E · CIK 0001489635 · VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,067

F2 · shares: The sales reported on this form 4 were affected pursuant to a 10b5-1 trading plan adopted by Richelle Burr.

F3 · shares: Net proceeds of sale to offset a tax liability from restricted stock vesting.

Read SEC document
January 02, 2019 Filed Jan 5, 2019 00:13 UTC
Progler Christopher JVP, Chief Technology Officer
GrantCommon Stock 32,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-000424 · form4.xml · nonDerivative · entry 1

Progler Christopher J · CIK 0001367036 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,900

F1 · shares: 25% of the restricted stock awards granted will vest on each anniversary date of the grant over 4 years.

Read SEC document
January 02, 2019 Filed Jan 5, 2019 00:23 UTC GrantCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-000436 · form4.xml · nonDerivative · entry 1

FIORITA JOSEPH A JR · CIK 0001183328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,100

F1 · shares: 25% of the restricted stock awards granted will vest quarterly over one year.

Read SEC document
January 02, 2019 Filed Jan 5, 2019 00:25 UTC GrantCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-000438 · form4.xml · nonDerivative · entry 1

MACRICOSTAS CONSTANTINE S · CIK 0000900574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,575

F1 · shares: 25% of the restricted stock awards granted will vest quarterly over one year.

Read SEC document
January 02, 2019 Filed Jan 5, 2019 00:29 UTC
JORDAN JOHN PSVP & Chief Financial Officer
GrantCommon Stock 36,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-000440 · form4.xml · nonDerivative · entry 1

JORDAN JOHN P · CIK 0001240280 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,000

F1 · shares: 25% of the restricted stock awards granted will vest on each anniversary date of the grant over 4 years.

Read SEC document
January 02, 2019 Filed Jan 5, 2019 00:17 UTC GrantCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-000430 · form4.xml · nonDerivative · entry 1

Hsia Liang Choo · CIK 0001538840 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,000

F1 · shares: 25% of the restricted stock awards granted will vest quarterly over one year.

Read SEC document
January 02, 2019 Filed Jan 5, 2019 00:21 UTC
KIRLIN PETER SDirector · Chief Executive Officer
GrantCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-000434 · form4.xml · nonDerivative · entry 2

KIRLIN PETER S · CIK 0001219132 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,352

F3 · shares: 25% of the restricted stock awards granted will vest on each anniversary date of the grant over 4 years.

Read SEC document
January 02, 2019 Filed Jan 5, 2019 00:20 UTC GrantCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-000432 · form4.xml · nonDerivative · entry 3

MACRICOSTAS GEORGE · CIK 0001182395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,000

F1 · shares: 25% of the restricted stock awards granted will vest quarterly over one year.

Read SEC document
January 02, 2019 Filed Jan 5, 2019 00:20 UTC SaleCommon Stock 3,000 $9.85 $29,550.00
Disclosure

SEC source: 0001140361-19-000432 · form4.xml · nonDerivative · entry 2

MACRICOSTAS GEORGE · CIK 0001182395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Read SEC document
January 02, 2019 Filed Jan 5, 2019 00:20 UTC SaleCommon Stock 12,000 $9.80 $117,600.00
Disclosure

SEC source: 0001140361-19-000432 · form4.xml · nonDerivative · entry 1

MACRICOSTAS GEORGE · CIK 0001182395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,000

Read SEC document
January 02, 2019 Filed Jan 5, 2019 00:17 UTC GrantCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-000429 · form4.xml · nonDerivative · entry 1

FIEDEROWICZ WALTER M · CIK 0001182406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,000

F1 · shares: 25% of the restricted stock awards granted will vest quarterly over one year.

Read SEC document
January 02, 2019 Filed Jan 5, 2019 00:16 UTC GrantCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-000426 · form4.xml · nonDerivative · entry 1

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,379

F1 · shares: 25% of the restricted stock awards granted will vest quarterly over one year.

Read SEC document
January 02, 2019 Filed Jan 5, 2019 00:12 UTC
Lee Kang JyhPresident, Asia IC Photomask
GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-000423 · form4.xml · nonDerivative · entry 1

Lee Kang Jyh · CIK 0001748668 · President, Asia IC Photomask

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,175

F1 · shares: 25% of the restricted stock awards granted will vest on each anniversary date of the grant over 4 years.

Read SEC document
January 02, 2019 Filed Jan 5, 2019 00:12 UTC
Burr Richelle EVP, General Counsel & Secy
GrantCommon Stock 27,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-000421 · form4.xml · nonDerivative · entry 1

Burr Richelle E · CIK 0001489635 · VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,067

F1 · shares: 25% of the restricted stock awards granted will vest on each anniversary date of the grant over 4 years.

Read SEC document
December 27, 2018 Filed Dec 31, 2018 21:16 UTC SaleCommon Stock 3,000 $9.60 $28,800.00
Disclosure

SEC source: 0001140361-18-046160 · form4.xml · nonDerivative · entry 1

MACRICOSTAS GEORGE · CIK 0001182395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Read SEC document
December 27, 2018 Filed Dec 31, 2018 21:16 UTC Exercise / conversionNon-Qualified Stock Options · Derivative 1,150 $0.00 Strike: $4.42 $0.00
Disclosure

SEC source: 0001140361-18-046159 · form4.xml · derivative · entry 4

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,650

Underlying: Common Stock · 1,150 shares

Expires 2019-12-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2018 Filed Dec 31, 2018 21:16 UTC SaleCommon Stock 750 $9.54 $7,155.00
Disclosure

SEC source: 0001140361-18-046159 · form4.xml · nonDerivative · entry 3

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,379

F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Tyson.

F2 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.

Read SEC document
December 27, 2018 Filed Dec 31, 2018 21:16 UTC SaleCommon Stock 1,150 $9.54 $10,971.00
Disclosure

SEC source: 0001140361-18-046159 · form4.xml · nonDerivative · entry 2

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,129

F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Tyson.

F2 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.

Read SEC document
December 27, 2018 Filed Dec 31, 2018 21:16 UTC Exercise / conversionCommon Stock 1,150 $4.42 $5,083.00
Disclosure

SEC source: 0001140361-18-046159 · form4.xml · nonDerivative · entry 1

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2018 Filed Dec 21, 2018 23:07 UTC
KIRLIN PETER SDirector · Chief Executive Officer
SaleCommon Stock 1,250 $9.84 $12,300.00
Disclosure

SEC source: 0001140361-18-045667 · form4.xml · nonDerivative · entry 1

KIRLIN PETER S · CIK 0001219132 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,495

F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Kirlin.

F2 · shares: Net proceeds of sale to offset a tax liability from restricted stock vesting.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 21:36 UTC
Burr Richelle EVP, General Counsel & Secy
SaleCommon Stock 2,000 $9.80 $19,600.00
Disclosure

SEC source: 0001140361-18-044678 · form4.xml · nonDerivative · entry 1

Burr Richelle E · CIK 0001489635 · VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,067

F1 · shares: The sales reported on this form 4 were affected pursuant to a 10b5-1 trading plan adopted by Richelle Burr.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 21:33 UTC
Progler Christopher JVP, Chief Technology Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 2,800 $0.00 Strike: $4.42 $0.00
Disclosure

SEC source: 0001140361-18-044676 · form4.xml · derivative · entry 3

Progler Christopher J · CIK 0001367036 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,800

Underlying: Common Stock · 2,800 shares

Expires 2019-12-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 21:33 UTC
Progler Christopher JVP, Chief Technology Officer
SaleCommon Stock 2,800 $9.80 $27,440.00
Disclosure

SEC source: 0001140361-18-044676 · form4.xml · nonDerivative · entry 2

Progler Christopher J · CIK 0001367036 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,900

F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Progler.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 21:33 UTC
Progler Christopher JVP, Chief Technology Officer
Exercise / conversionCommon Stock 2,800 $4.42 $12,376.00
Disclosure

SEC source: 0001140361-18-044676 · form4.xml · nonDerivative · entry 1

Progler Christopher J · CIK 0001367036 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2018 Filed Nov 29, 2018 21:34 UTC Exercise / conversionNon-Qualified Stock Options · Derivative 1,200 $0.00 Strike: $4.42 $0.00
Disclosure

SEC source: 0001140361-18-044054 · form4.xml · derivative · entry 4

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,800

Underlying: Common Stock · 1,200 shares

Expires 2019-12-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2018 Filed Nov 29, 2018 21:34 UTC SaleCommon Stock 750 $9.72 $7,290.00
Disclosure

SEC source: 0001140361-18-044054 · form4.xml · nonDerivative · entry 3

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,129

F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Tyson.

F2 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.

Read SEC document
November 27, 2018 Filed Nov 29, 2018 21:34 UTC SaleCommon Stock 1,200 $9.73 $11,676.00
Disclosure

SEC source: 0001140361-18-044054 · form4.xml · nonDerivative · entry 2

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,879

F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Tyson.

F2 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.

Read SEC document
November 27, 2018 Filed Nov 29, 2018 21:34 UTC Exercise / conversionCommon Stock 1,200 $4.42 $5,304.00
Disclosure

SEC source: 0001140361-18-044054 · form4.xml · nonDerivative · entry 1

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 29, 2018 Filed Oct 31, 2018 21:20 UTC
Burr Richelle EVP, General Counsel & Secy
SaleCommon Stock 2,000 $9.53 $19,060.00
Disclosure

SEC source: 0001140361-18-041930 · form4.xml · nonDerivative · entry 1

Burr Richelle E · CIK 0001489635 · VP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,067

F1 · shares: The sales reported on this form 4 were affected pursuant to a 10b5-1 trading plan adopted by Richelle Burr.

Read SEC document
October 29, 2018 Filed Oct 31, 2018 21:15 UTC Exercise / conversionNon-Qualified Stock Options · Derivative 1,040 $0.00 Strike: $0.76 $0.00
Disclosure

SEC source: 0001140361-18-041927 · form4.xml · derivative · entry 4

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,040 shares

Expires 2018-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 29, 2018 Filed Oct 31, 2018 21:15 UTC SaleCommon Stock 750 $9.59 $7,192.50
Disclosure

SEC source: 0001140361-18-041927 · form4.xml · nonDerivative · entry 3

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,879

F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Tyson.

F2 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.

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October 29, 2018 Filed Oct 31, 2018 21:15 UTC SaleCommon Stock 1,040 $9.58 $9,963.20
Disclosure

SEC source: 0001140361-18-041927 · form4.xml · nonDerivative · entry 2

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,629

F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Tyson.

F2 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.

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October 29, 2018 Filed Oct 31, 2018 21:15 UTC Exercise / conversionCommon Stock 1,040 $0.76 $790.40
Disclosure

SEC source: 0001140361-18-041927 · form4.xml · nonDerivative · entry 1

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 01, 2018 Filed Oct 3, 2018 21:10 UTC
Progler Christopher JVP, Chief Technology Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 2,800 $0.00 Strike: $4.42 $0.00
Disclosure

SEC source: 0001140361-18-040054 · form4.xml · derivative · entry 6

Progler Christopher J · CIK 0001367036 · VP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,600

Underlying: Common Stock · 2,800 shares

Expires 2019-12-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.