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Nasdaq · USD

PLAB

PHOTRONICS INC

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Tapewire entity
4651
SEC CIK
0000810136
Parsed reports
453

Last 12 months

Inside the activity.

0 purchase rows · 49 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202507
Jan 2026012
Feb 202600
Mar 202603
Apr 2026024
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 19, 2021 Filed Jan 21, 2021 21:27 UTC
Lee Kang JyhPresident, Asia IC Photomask
Exercise / conversionCOMMON STOCK 12,000 $6.71 $80,520.00
Disclosure

SEC source: 0001567619-21-001339 · doc1.xml · nonDerivative · entry 1

Lee Kang Jyh · CIK 0001748668 · President, Asia IC Photomask

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 02:43 UTC
KIRLIN PETER SChief Executive Officer
SaleCOMMON STOCK 33,000 $11.05 $364,683.00
Disclosure

SEC source: 0001567619-21-000440 · doc1.xml · nonDerivative · entry 3

KIRLIN PETER S · CIK 0001219132 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,443

F2 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Kirlin.

F3 · shares: Net proceeds of sale to offset a tax liability from restricted stock vesting and to fund children's education.

F4 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 02:43 UTC
KIRLIN PETER SChief Executive Officer
SaleCOMMON STOCK 9,375 $11.06 $103,687.50
Disclosure

SEC source: 0001567619-21-000440 · doc1.xml · nonDerivative · entry 2

KIRLIN PETER S · CIK 0001219132 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,443

F2 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Kirlin.

F3 · shares: Net proceeds of sale to offset a tax liability from restricted stock vesting and to fund children's education.

F4 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 11:34 UTC
Burr Richelle EEVP, CAO,General Counsel & Sec
SaleCOMMON STOCK 3,225 $11.19 $36,087.75
Disclosure

SEC source: 0001567619-21-000446 · doc1.xml · nonDerivative · entry 4

Burr Richelle E · CIK 0001489635 · EVP, CAO,General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,844

F4 · shares: Net proceeds of sale to fund children's education.

F5 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Ms. Burr.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 11:05 UTC
Progler Christopher JEVP, Chief Technology Officer
SaleCOMMON STOCK 3,000 $11.19 $33,570.00
Disclosure

SEC source: 0001567619-21-000444 · doc1.xml · nonDerivative · entry 4

Progler Christopher J · CIK 0001367036 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,252

F4 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Dr. Progler.

F5 · shares: Net proceeds of sale to fund children's education and offset a tax liability from Restricted Stock Vesting.

Read SEC document
January 03, 2021 Filed Jan 6, 2021 11:34 UTC
Burr Richelle EEVP, CAO,General Counsel & Sec
Tax withholdingCOMMON STOCK 2,710 $11.16 $30,243.60
Disclosure

SEC source: 0001567619-21-000446 · doc1.xml · nonDerivative · entry 3

Burr Richelle E · CIK 0001489635 · EVP, CAO,General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,069

F3 · shares: Shares withheld to meet tax liabilities associated with Restricted Stock Awards granted on January 3, 2020.

Read SEC document
January 03, 2021 Filed Jan 6, 2021 11:05 UTC
Progler Christopher JEVP, Chief Technology Officer
Tax withholdingCOMMON STOCK 2,109 $11.16 $23,536.44
Disclosure

SEC source: 0001567619-21-000444 · doc1.xml · nonDerivative · entry 3

Progler Christopher J · CIK 0001367036 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,252

F3 · shares: Shares withheld to meet tax liabilities associated with Restricted Stock Awards granted on January 3, 2020.

Read SEC document
January 03, 2021 Filed Jan 6, 2021 11:01 UTC
JORDAN JOHN PEVP, Chief Financial Officer
Tax withholdingCOMMON STOCK 2,899 $11.16 $32,352.84
Disclosure

SEC source: 0001567619-21-000442 · doc1.xml · nonDerivative · entry 3

JORDAN JOHN P · CIK 0001240280 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,033

F3 · shares: Shares withheld to meet tax liabilities associated with Restricted Stock Awards granted on January 3, 2020.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 02:43 UTC
KIRLIN PETER SChief Executive Officer
GrantCOMMON STOCK 85,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-000440 · doc1.xml · nonDerivative · entry 1

KIRLIN PETER S · CIK 0001219132 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,818

F1 · shares: 25% of the restricted stock awards granted will vest on each anniversary date of the grant over 4 years.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 02:32 UTC
Lee Kang JyhPresident, Asia IC Photomask
GrantCOMMON STOCK 35,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-000438 · doc1.xml · nonDerivative · entry 1

Lee Kang Jyh · CIK 0001748668 · President, Asia IC Photomask

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,175

F1 · shares: 25% of the restricted stock awards granted will vest on each anniversary date of the grant over 4 years.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 02:27 UTC GrantCOMMON STOCK 12,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-000436 · doc1.xml · nonDerivative · entry 1

MACRICOSTAS GEORGE · CIK 0001182395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,000

F1 · shares: 25% of the restricted stock awards granted will vest quarterly over one year.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 02:23 UTC GrantCOMMON STOCK 12,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-000434 · doc1.xml · nonDerivative · entry 1

FIEDEROWICZ WALTER M · CIK 0001182406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

F1 · shares: 25% of the restricted stock awards granted will vest quarterly over one year.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 02:19 UTC GrantCOMMON STOCK 12,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-000432 · doc1.xml · nonDerivative · entry 1

Liao Daniel JL · CIK 0001775769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

F1 · shares: 25% of the restricted stock awards granted will vest quarterly over one year.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 02:13 UTC GrantCOMMON STOCK 12,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-000430 · doc1.xml · nonDerivative · entry 1

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,379

F1 · shares: 25% of the restricted stock awards granted will vest quarterly over one year.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 02:02 UTC GrantCOMMON STOCK 12,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-000428 · doc1.xml · nonDerivative · entry 1

MACRICOSTAS CONSTANTINE S · CIK 0000900574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 523,575

F1 · shares: 25% of the restricted stock awards granted will vest quarterly over one year.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 01:45 UTC GrantCOMMON STOCK 12,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-000424 · doc1.xml · nonDerivative · entry 1

Paladino Mary · CIK 0001790493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

F1 · shares: 25% of the restricted stock awards granted will vest quarterly over one year.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 11:34 UTC
Burr Richelle EEVP, CAO,General Counsel & Sec
Tax withholdingCOMMON STOCK 2,474 $11.16 $27,609.84
Disclosure

SEC source: 0001567619-21-000446 · doc1.xml · nonDerivative · entry 2

Burr Richelle E · CIK 0001489635 · EVP, CAO,General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,779

F2 · shares: Shares withheld to meet tax liabilities associated with Restricted Stock Awards granted on January 2, 2019.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 11:34 UTC
Burr Richelle EEVP, CAO,General Counsel & Sec
GrantCOMMON STOCK 35,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-000446 · doc1.xml · nonDerivative · entry 1

Burr Richelle E · CIK 0001489635 · EVP, CAO,General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,253

F1 · shares: 25% of the restricted stock awards granted will vest on each anniversary date of the grant over 4 years.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 11:05 UTC
Progler Christopher JEVP, Chief Technology Officer
Tax withholdingCOMMON STOCK 2,372 $11.16 $26,471.52
Disclosure

SEC source: 0001567619-21-000444 · doc1.xml · nonDerivative · entry 2

Progler Christopher J · CIK 0001367036 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,361

F2 · shares: Shares withheld to meet tax liabilities associated with Restricted Stock Awards granted on January 2, 2019.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 11:05 UTC
Progler Christopher JEVP, Chief Technology Officer
GrantCOMMON STOCK 35,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-000444 · doc1.xml · nonDerivative · entry 1

Progler Christopher J · CIK 0001367036 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,733

F1 · shares: 25% of the restricted stock awards granted will vest on each anniversary date of the grant over 4 years.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 11:01 UTC
JORDAN JOHN PEVP, Chief Financial Officer
Tax withholdingCOMMON STOCK 3,298 $11.16 $36,805.68
Disclosure

SEC source: 0001567619-21-000442 · doc1.xml · nonDerivative · entry 2

JORDAN JOHN P · CIK 0001240280 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,932

F2 · shares: Shares withheld to meet tax liabilities associated with Restricted Stock Awards granted on January 2, 2019.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 11:01 UTC
JORDAN JOHN PEVP, Chief Financial Officer
GrantCOMMON STOCK 35,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-000442 · doc1.xml · nonDerivative · entry 1

JORDAN JOHN P · CIK 0001240280 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,230

F1 · shares: 25% of the restricted stock awards granted will vest on each anniversary date of the grant over 4 years.

Read SEC document
December 29, 2020 Filed Dec 31, 2020 18:29 UTC
KIRLIN PETER SChief Executive Officer
Exercise / conversionNon-Qualified Stock Options · Derivative 1,029 $0.00 Strike: $6.32 $0.00
Disclosure

SEC source: 0001567619-20-021744 · doc1.xml · derivative · entry 6

KIRLIN PETER S · CIK 0001219132 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 1,029 shares

Expires 2021-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 29, 2020 Filed Dec 31, 2020 18:29 UTC
KIRLIN PETER SChief Executive Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 18,971 $0.00 Strike: $6.32 $0.00
Disclosure

SEC source: 0001567619-20-021744 · doc1.xml · derivative · entry 5

KIRLIN PETER S · CIK 0001219132 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 18,971 shares

Expires 2021-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 29, 2020 Filed Dec 31, 2020 18:29 UTC
KIRLIN PETER SChief Executive Officer
SaleCOMMON STOCK 1,029 $11.23 $11,555.67
Disclosure

SEC source: 0001567619-20-021744 · doc1.xml · nonDerivative · entry 4

KIRLIN PETER S · CIK 0001219132 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,818

F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Kirlin.

F2 · shares: Net proceeds of sale to offset a tax liability from restricted stock vesting and to fund children's education.

Read SEC document
December 29, 2020 Filed Dec 31, 2020 18:29 UTC
KIRLIN PETER SChief Executive Officer
Exercise / conversionCOMMON STOCK 1,029 $6.32 $6,503.28
Disclosure

SEC source: 0001567619-20-021744 · doc1.xml · nonDerivative · entry 3

KIRLIN PETER S · CIK 0001219132 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 29, 2020 Filed Dec 31, 2020 18:29 UTC
KIRLIN PETER SChief Executive Officer
Exercise / conversionCOMMON STOCK 18,971 $6.32 $119,896.72
Disclosure

SEC source: 0001567619-20-021744 · doc1.xml · nonDerivative · entry 2

KIRLIN PETER S · CIK 0001219132 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 29, 2020 Filed Dec 31, 2020 18:29 UTC
KIRLIN PETER SChief Executive Officer
SaleCOMMON STOCK 11,975 $10.97 $131,413.65
Disclosure

SEC source: 0001567619-20-021744 · doc1.xml · nonDerivative · entry 1

KIRLIN PETER S · CIK 0001219132 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,847

F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Kirlin.

F2 · shares: Net proceeds of sale to offset a tax liability from restricted stock vesting and to fund children's education.

F3 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.

Read SEC document
December 23, 2020 Filed Dec 28, 2020 22:59 UTC
Progler Christopher JEVP, Chief Technology Officer
GrantCOMMON STOCK 6,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-021611 · doc1.xml · nonDerivative · entry 1

Progler Christopher J · CIK 0001367036 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,733

F1 · shares: 25% of the restricted stock awards granted will vest quarterly over one year.

Read SEC document
December 23, 2020 Filed Dec 28, 2020 22:55 UTC
Lee Kang JyhPresident, Asia IC Photomask
GrantCOMMON STOCK 6,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-021609 · doc1.xml · nonDerivative · entry 1

Lee Kang Jyh · CIK 0001748668 · President, Asia IC Photomask

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,175

F1 · shares: 25% of the restricted stock awards granted will vest quarterly over one year.

Read SEC document
December 23, 2020 Filed Dec 28, 2020 22:53 UTC
JORDAN JOHN PEVP, Chief Financial Officer
GrantCOMMON STOCK 6,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-021607 · doc1.xml · nonDerivative · entry 1

JORDAN JOHN P · CIK 0001240280 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,230

F1 · shares: 25% of the restricted stock awards granted will vest quarterly over one year.

Read SEC document
December 23, 2020 Filed Dec 28, 2020 22:50 UTC
Burr Richelle EEVP, CAO,General Counsel & Sec
GrantCOMMON STOCK 6,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-021605 · doc1.xml · nonDerivative · entry 1

Burr Richelle E · CIK 0001489635 · EVP, CAO,General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,253

F1 · shares: 25% of the restricted stock awards granted will vest quarterly over one year.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 23:09 UTC
Progler Christopher JEVP, Chief Technology Officer
Exercise / conversionCOMMON STOCK · Derivative 8,340 $0.00 Strike: $6.32 $0.00
Disclosure

SEC source: 0001567619-20-020615 · doc1.xml · derivative · entry 3

Progler Christopher J · CIK 0001367036 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 8,340 shares

Expires 2021-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 23:09 UTC
Progler Christopher JEVP, Chief Technology Officer
SaleCOMMON STOCK 8,340 $11.78 $98,270.22
Disclosure

SEC source: 0001567619-20-020615 · doc1.xml · nonDerivative · entry 2

Progler Christopher J · CIK 0001367036 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,733

F1 · shares: Net proceeds of sale to fund children's education.

F2 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Progler.

F3 · price: This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 23:09 UTC
Progler Christopher JEVP, Chief Technology Officer
Exercise / conversionCOMMON STOCK 8,340 $6.32 $52,708.80
Disclosure

SEC source: 0001567619-20-020615 · doc1.xml · nonDerivative · entry 1

Progler Christopher J · CIK 0001367036 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:43 UTC
Progler Christopher JEVP, Chief Technology Officer
SaleCOMMON STOCK 3,000 $9.86 $29,580.00
Disclosure

SEC source: 0001567619-20-018637 · doc1.xml · nonDerivative · entry 1

Progler Christopher J · CIK 0001367036 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,733

F1 · shares: Net proceeds of sale to fund children's education.

F2 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Progler.

Read SEC document
October 29, 2020 Filed Dec 15, 2020 22:05 UTC GiftCommon Stock 2,500 $9.95 $24,875.00
Disclosure

SEC source: 0001140361-20-028479 · form5.xml · nonDerivative · entry 1

MACRICOSTAS CONSTANTINE S · CIK 0000900574 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 511,575

Read SEC document
October 09, 2020 Filed Oct 13, 2020 20:51 UTC
Burr Richelle EEVP, CAO,General Counsel & Sec
Exercise / conversionStock Options (Right to Buy) · Derivative 5,000 $0.00 Strike: $6.71 $0.00
Disclosure

SEC source: 0001567619-20-017758 · doc1.xml · derivative · entry 3

Burr Richelle E · CIK 0001489635 · EVP, CAO,General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 5,000 shares

Expires 2020-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 09, 2020 Filed Oct 13, 2020 20:51 UTC
Burr Richelle EEVP, CAO,General Counsel & Sec
SaleCOMMON STOCK 5,000 $10.64 $53,200.00
Disclosure

SEC source: 0001567619-20-017758 · doc1.xml · nonDerivative · entry 2

Burr Richelle E · CIK 0001489635 · EVP, CAO,General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,253

F1 · shares: Net proceeds of sale to fund children's education.

F2 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Ms. Burr.

Read SEC document
October 09, 2020 Filed Oct 13, 2020 20:51 UTC
Burr Richelle EEVP, CAO,General Counsel & Sec
Exercise / conversionCOMMON STOCK 5,000 $6.71 $33,550.00
Disclosure

SEC source: 0001567619-20-017758 · doc1.xml · nonDerivative · entry 1

Burr Richelle E · CIK 0001489635 · EVP, CAO,General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 21:19 UTC
Progler Christopher JEVP, Chief Technology Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 4,000 $0.00 Strike: $5.46 $0.00
Disclosure

SEC source: 0001567619-20-017586 · doc1.xml · derivative · entry 3

Progler Christopher J · CIK 0001367036 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 4,000 shares

Expires 2022-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 21:19 UTC
Progler Christopher JEVP, Chief Technology Officer
SaleCOMMON STOCK 4,000 $10.05 $40,200.00
Disclosure

SEC source: 0001567619-20-017586 · doc1.xml · nonDerivative · entry 2

Progler Christopher J · CIK 0001367036 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,733

F1 · shares: Net proceeds of sale to fund children's education.

F2 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Progler.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 21:19 UTC
Progler Christopher JEVP, Chief Technology Officer
Exercise / conversionCOMMON STOCK 4,000 $5.46 $21,840.00
Disclosure

SEC source: 0001567619-20-017586 · doc1.xml · nonDerivative · entry 1

Progler Christopher J · CIK 0001367036 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 28, 2020 Filed Sep 30, 2020 21:57 UTC Exercise / conversionNon-Qualified Stock Options · Derivative 6,000 $0.00 Strike: $6.14 $0.00
Disclosure

SEC source: 0001567619-20-017250 · doc1.xml · derivative · entry 2

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 6,000 shares

Expires 2022-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 28, 2020 Filed Sep 30, 2020 21:57 UTC Exercise / conversionCOMMON STOCK 6,000 $6.14 $36,840.00
Disclosure

SEC source: 0001567619-20-017250 · doc1.xml · nonDerivative · entry 1

TYSON MITCHELL G · CIK 0001281797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transaction reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Tyson.

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September 10, 2020 Filed Sep 16, 2020 20:27 UTC GrantCOMMON STOCK 6,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-016801 · doc1.xml · nonDerivative · entry 1

Liao Daniel JL · CIK 0001775769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

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September 09, 2020 Filed Sep 11, 2020 23:49 UTC
Burr Richelle EEVP, CAO,General Counsel & Sec
Exercise / conversionStock Options (Right to Buy) · Derivative 5,000 $0.00 Strike: $6.71 $0.00
Disclosure

SEC source: 0001567619-20-016649 · doc1.xml · derivative · entry 3

Burr Richelle E · CIK 0001489635 · EVP, CAO,General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: COMMON STOCK · 5,000 shares

Expires 2020-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 09, 2020 Filed Sep 11, 2020 23:49 UTC
Burr Richelle EEVP, CAO,General Counsel & Sec
SaleCOMMON STOCK 5,000 $8.88 $44,400.00
Disclosure

SEC source: 0001567619-20-016649 · doc1.xml · nonDerivative · entry 2

Burr Richelle E · CIK 0001489635 · EVP, CAO,General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,253

F1 · shares: Net proceeds of sale to fund children's education.

F2 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Ms. Burr.

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September 09, 2020 Filed Sep 11, 2020 23:49 UTC
Burr Richelle EEVP, CAO,General Counsel & Sec
Exercise / conversionCOMMON STOCK 5,000 $6.71 $33,550.00
Disclosure

SEC source: 0001567619-20-016649 · doc1.xml · nonDerivative · entry 1

Burr Richelle E · CIK 0001489635 · EVP, CAO,General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 08, 2020 Filed Sep 10, 2020 20:51 UTC
JORDAN JOHN PEVP, Chief Financial Officer
SaleCOMMON STOCK 2,550 $8.97 $22,873.50
Disclosure

SEC source: 0001567619-20-016609 · doc1.xml · nonDerivative · entry 1

JORDAN JOHN P · CIK 0001240280 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,230

F1 · shares: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Jordan.

F2 · shares: Net proceeds of sale to offset a tax liability from restricted stock vesting.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.