PII

SEC source: 0001209191-21-026953 · doc4.xml · derivative · entry 5

Mack Robert Paul · CIK 0001671123 · CFO, SVP-Corp Dev Pres-Adj Mrk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,109

Underlying: Common Stock · 2,359 shares

Expires 2027-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in two equal installments on January 25, 2019 and January 25, 2021.

SEC source: 0001209191-21-026953 · doc4.xml · derivative · entry 4

Mack Robert Paul · CIK 0001671123 · CFO, SVP-Corp Dev Pres-Adj Mrk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,298 shares

Expires 2026-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in two equal installments on March 31, 2018 and March 31, 2020.

SEC source: 0001209191-21-025359 · doc4.xml · nonDerivative · entry 1

WIEHOFF JOHN · CIK 0001241113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,807.19

F1 · balance_after: The reported transaction involved the crediting of 254.76 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 254.76 newly acquired CSEs, and 261.36 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

SEC source: 0001209191-21-025358 · doc4.xml · nonDerivative · entry 1

Shotwell Gwynne · CIK 0001768956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,010.19

F1 · balance_after: The reported transaction involved the crediting of 180.65 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of their quarterly cash retainer payment. The total reported in column 5 includes the 180.65 newly acquired CSEs, and 26.02 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

SEC source: 0001209191-21-025355 · doc4.xml · nonDerivative · entry 1

KESSLER BERND F · CIK 0001481618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,443.41

F1 · balance_after: The reported transaction involved the crediting of 171.39 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 171.39 newly acquired CSEs, and 148.51 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

SEC source: 0001209191-21-025354 · doc4.xml · nonDerivative · entry 1

Henricks Gwenne A. · CIK 0001648204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,706

F1 · balance_after: The reported transaction involved the crediting of 180.65 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 180.65 newly acquired CSEs, and 63.94 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

SEC source: 0001209191-21-025351 · doc4.xml · nonDerivative · entry 1

FARR KEVIN M · CIK 0001194262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,840.09

F1 · balance_after: The reported transaction involved the crediting of 217.71 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 217.71 newly acquired CSEs, and 86.58 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

SEC source: 0001209191-21-025348 · doc4.xml · nonDerivative · entry 1

Bilicic George W · CIK 0001714654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,075.91

F1 · balance_after: The reported transaction involved the crediting of 189.91 Common Stock Equivalents (CSEs), each of which may be settled in one share of common stock, to the reporting person's account under the Company's Deferred Compensation Plan for Directors (DC Plan) in connection with the reporting person's election to defer receipt of the reporting person's quarterly cash retainer payment. The total reported in column 5 includes the 189.91 newly acquired CSEs, and 39.54 CSEs and deferred stock units acquired pursuant to the dividend reinvestment feature of the DC Plan.

SEC source: 0001209191-21-021074 · doc4.xml · derivative · entry 4

Williams James P · CIK 0001375356 · SVP-CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2026-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in two equal installments on January 27, 2018 and January 27, 2020.

SEC source: 0001209191-21-021074 · doc4.xml · nonDerivative · entry 3

Williams James P · CIK 0001375356 · SVP-CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,185

F2 · price: Reflects the weighted average price of 15,000 shares of Common Stock sold by the reporting person in multiple transactions on March 15, 2021 with sale prices ranging from $139.00 to $139.41 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-21-021074 · doc4.xml · nonDerivative · entry 2

Williams James P · CIK 0001375356 · SVP-CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,185

F1 · price: Reflects the weighted average price of 15,000 shares of Common Stock sold by the reporting person in multiple transactions on March 15, 2021 with sale prices ranging from $138.30 to $138.64 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-21-021074 · doc4.xml · nonDerivative · entry 1

Williams James P · CIK 0001375356 · SVP-CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-021071 · doc4.xml · derivative · entry 5

Mack Robert Paul · CIK 0001671123 · CFO, SVP-Corp Dev Pres-Adj Mrk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,468

Underlying: Common Stock · 2,750 shares

Expires 2027-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in two equal installments on January 25, 2019 and January 25, 2021.

SEC source: 0001209191-21-021071 · doc4.xml · derivative · entry 4

Mack Robert Paul · CIK 0001671123 · CFO, SVP-Corp Dev Pres-Adj Mrk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,298

Underlying: Common Stock · 5,298 shares

Expires 2026-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in two equal installments on March 31, 2018 and March 31, 2020.

SEC source: 0001209191-21-021071 · doc4.xml · nonDerivative · entry 3

Mack Robert Paul · CIK 0001671123 · CFO, SVP-Corp Dev Pres-Adj Mrk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,212

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 10, 2020.

SEC source: 0001209191-21-021071 · doc4.xml · nonDerivative · entry 2

Mack Robert Paul · CIK 0001671123 · CFO, SVP-Corp Dev Pres-Adj Mrk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-021071 · doc4.xml · nonDerivative · entry 1

Mack Robert Paul · CIK 0001671123 · CFO, SVP-Corp Dev Pres-Adj Mrk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-021066 · doc4.xml · derivative · entry 7

Dougherty Michael D. · CIK 0001418237 · President-Motorcycles & Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,109

Underlying: Common Stock · 16,109 shares

Expires 2027-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option vests in two equal installments on January 25, 2019 and January 25, 2021.

SEC source: 0001209191-21-021066 · doc4.xml · nonDerivative · entry 2

Dougherty Michael D. · CIK 0001418237 · President-Motorcycles & Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,448

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 1, 2021.

F2 · price: Reflects the weighted average price of 16,109 shares of Common Stock sold by the reporting person in multiple transactions on March 15, 2021 with sale prices ranging from $140.00 to $140.07 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-21-021066 · doc4.xml · nonDerivative · entry 1

Dougherty Michael D. · CIK 0001418237 · President-Motorcycles & Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-021060 · doc4.xml · derivative · entry 5

Clark Dougherty Lucy · CIK 0001728999 · SVP-Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,252

Underlying: CommonStock · 5,312 shares

Expires 2030-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vests in three equal installments on January 29, 2021, January 29, 2022, and January 29, 2023.

SEC source: 0001209191-21-021060 · doc4.xml · derivative · entry 4

Clark Dougherty Lucy · CIK 0001728999 · SVP-Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,937

Underlying: Common Stock · 3,609 shares

Expires 2029-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in three equal installments on January 30, 2020, January 30, 2021, and January 30, 2022.

SEC source: 0001209191-21-021060 · doc4.xml · nonDerivative · entry 3

Clark Dougherty Lucy · CIK 0001728999 · SVP-Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,330

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2021.

F2 · price: Reflects the weighted average price of 8,921 shares of Common Stock sold by the reporting person in multiple transactions on March 15, 2021 with sale prices ranging from $140.00 to $140.04 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-21-021060 · doc4.xml · nonDerivative · entry 2

Clark Dougherty Lucy · CIK 0001728999 · SVP-Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-021060 · doc4.xml · nonDerivative · entry 1

Clark Dougherty Lucy · CIK 0001728999 · SVP-Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-026953 · doc4.xml · nonDerivative · entry 3

Mack Robert Paul · CIK 0001671123 · CFO, SVP-Corp Dev Pres-Adj Mrk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,212

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 10, 2020.

SEC source: 0001209191-21-026953 · doc4.xml · nonDerivative · entry 2

Mack Robert Paul · CIK 0001671123 · CFO, SVP-Corp Dev Pres-Adj Mrk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-026953 · doc4.xml · nonDerivative · entry 1

Mack Robert Paul · CIK 0001671123 · CFO, SVP-Corp Dev Pres-Adj Mrk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-020198 · doc4.xml · nonDerivative · entry 1

Eastman Stephen L. · CIK 0001540958 · President - PG&A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,038

F1 · price: Reflects the weighted average price of 7,714 shares of Common Stock sold by the reporting person in multiple transactions on March 10, 2021 with sale prices ranging from $133.47 to $133.75 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-21-019130 · doc4.xml · derivative · entry 4

Williams James P · CIK 0001375356 · SVP-CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2023-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in two equal installments on January 30, 2015 and January 30, 2017.

SEC source: 0001209191-21-019130 · doc4.xml · nonDerivative · entry 3

Williams James P · CIK 0001375356 · SVP-CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,185

F2 · price: Reflects the weighted average price of 403 shares of Common Stock sold by the reporting person in multiple transactions on March 8, 2021 with sale prices ranging from $134.10 to $134.18 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-21-019130 · doc4.xml · nonDerivative · entry 2

Williams James P · CIK 0001375356 · SVP-CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,588

F1 · price: Reflects the weighted average price of 24,403 shares of Common Stock sold by the reporting person in multiple transactions on March 8, 2021 with sale prices ranging from $133.095 and $134.095 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-21-019130 · doc4.xml · nonDerivative · entry 1

Williams James P · CIK 0001375356 · SVP-CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-019113 · doc4.xml · derivative · entry 12

Mack Robert Paul · CIK 0001671123 · CFO, SVP-Corp Dev Pres-Adj Mrk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,218

Underlying: Common Stock · 2,750 shares

Expires 2027-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in two equal installments on January 25, 2019 and January 25, 2021.

SEC source: 0001209191-21-019113 · doc4.xml · derivative · entry 11

Mack Robert Paul · CIK 0001671123 · CFO, SVP-Corp Dev Pres-Adj Mrk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,596

Underlying: Common Stock · 5,298 shares

Expires 2026-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in two equal installments on March 31, 2018 and March 31, 2020.

SEC source: 0001209191-21-019113 · doc4.xml · nonDerivative · entry 7

Mack Robert Paul · CIK 0001671123 · CFO, SVP-Corp Dev Pres-Adj Mrk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,212

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 10, 2020.

SEC source: 0001209191-21-019113 · doc4.xml · nonDerivative · entry 6

Mack Robert Paul · CIK 0001671123 · CFO, SVP-Corp Dev Pres-Adj Mrk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-019113 · doc4.xml · nonDerivative · entry 5

Mack Robert Paul · CIK 0001671123 · CFO, SVP-Corp Dev Pres-Adj Mrk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-019104 · doc4.xml · derivative · entry 7

Dougherty Michael D. · CIK 0001418237 · President-Motorcycles & Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2023-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option vested in two equal installments on January 30, 2015 and January 30, 2017.

SEC source: 0001209191-21-019104 · doc4.xml · nonDerivative · entry 2

Dougherty Michael D. · CIK 0001418237 · President-Motorcycles & Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,448

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 1, 2021.

SEC source: 0001209191-21-019104 · doc4.xml · nonDerivative · entry 1

Dougherty Michael D. · CIK 0001418237 · President-Motorcycles & Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-019102 · doc4.xml · derivative · entry 8

Clark Dougherty Lucy · CIK 0001728999 · SVP-Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,564

Underlying: CommonStock · 5,313 shares

Expires 2030-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in three equal installments on January 29, 2021, January 29, 2022, and January 29, 2023.

SEC source: 0001209191-21-019102 · doc4.xml · derivative · entry 7

Clark Dougherty Lucy · CIK 0001728999 · SVP-Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,546

Underlying: Common Stock · 7,218 shares

Expires 2029-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in three equal installments on January 30, 2020, January 30, 2021, and January 30, 2022.

SEC source: 0001209191-21-019102 · doc4.xml · nonDerivative · entry 5

Clark Dougherty Lucy · CIK 0001728999 · SVP-Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,330

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2021.

SEC source: 0001209191-21-019102 · doc4.xml · nonDerivative · entry 4

Clark Dougherty Lucy · CIK 0001728999 · SVP-Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-019102 · doc4.xml · nonDerivative · entry 3

Clark Dougherty Lucy · CIK 0001728999 · SVP-Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-019113 · doc4.xml · derivative · entry 10

Mack Robert Paul · CIK 0001671123 · CFO, SVP-Corp Dev Pres-Adj Mrk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,624

Underlying: Common Stock · 1,311 shares

Expires 2029-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vests in three equal installments on January 30, 2020, January 30, 2021, and January 30, 2022.

SEC source: 0001209191-21-019113 · doc4.xml · derivative · entry 9

Mack Robert Paul · CIK 0001671123 · CFO, SVP-Corp Dev Pres-Adj Mrk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,968

Underlying: Common Stock · 2,750 shares

Expires 2027-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in two equal installments on January 25, 2019 and January 25, 2021.

SEC source: 0001209191-21-019113 · doc4.xml · derivative · entry 8

Mack Robert Paul · CIK 0001671123 · CFO, SVP-Corp Dev Pres-Adj Mrk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,894

Underlying: Common Stock · 5,298 shares

Expires 2026-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in two equal installments on March 31, 2018 and March 31, 2020.

SEC source: 0001209191-21-019113 · doc4.xml · nonDerivative · entry 4

Mack Robert Paul · CIK 0001671123 · CFO, SVP-Corp Dev Pres-Adj Mrk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,212

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 10, 2020.