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PHR

Phreesia, Inc.

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Tapewire entity
2606
SEC CIK
0001412408
Parsed reports
753

Last 12 months

Inside the activity.

6 purchase rows · 37 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 2026021
Feb 202600
Mar 202643
Apr 202625
May 202601
Jun 202601
Jul 202603
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 18, 2020 Filed May 20, 2020 23:43 UTC
Kallenbach CharlesGeneral Counsel & Secretary
Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $2.55 $0.00
Disclosure

SEC source: 0000899243-20-013749 · doc4.xml · derivative · entry 3

Kallenbach Charles · CIK 0001309021 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,285

Underlying: Common Stock · 2,500 shares

Expires 2026-10-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of this option vested and became exercisable on October 17, 2017, with the remainder vesting in thirty-six (36) equal monthly installments thereafter.

Read SEC document
May 18, 2020 Filed May 20, 2020 23:43 UTC
Kallenbach CharlesGeneral Counsel & Secretary
SaleCommon Stock 2,500 $27.20 $68,000.00
Disclosure

SEC source: 0000899243-20-013749 · doc4.xml · nonDerivative · entry 2

Kallenbach Charles · CIK 0001309021 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,150

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: A portion of these shares represent Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 18, 2020 Filed May 20, 2020 23:43 UTC
Kallenbach CharlesGeneral Counsel & Secretary
Exercise / conversionCommon Stock 2,500 $2.55 $6,375.00
Disclosure

SEC source: 0000899243-20-013749 · doc4.xml · nonDerivative · entry 1

Kallenbach Charles · CIK 0001309021 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: A portion of these shares represent Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 07, 2020 Filed May 11, 2020 20:43 UTC
Linetsky DavidSVP, Life Sciences
SaleCommon Stock 255 $26.00 $6,630.00
Disclosure

SEC source: 0000899243-20-012584 · doc4.xml · nonDerivative · entry 1

Linetsky David · CIK 0001776729 · SVP, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,276

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: A portion of these shares represent Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 01, 2020 Filed May 5, 2020 00:43 UTC
Altier ThomasChief Financial Officer
SaleCommon Stock 1,096 $24.34 $26,673.79
Disclosure

SEC source: 0000899243-20-011950 · doc4.xml · nonDerivative · entry 3

Altier Thomas · CIK 0001777448 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,981

F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.82 to $24.63 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: A portion of these shares represent RSUs. Each RSU respesents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 01, 2020 Filed May 5, 2020 00:37 UTC
VanDuyn Amy BethSVP, Human Resources
Exercise / conversionStock Option (Right to Buy) · Derivative 13,474 $0.00 Strike: $2.03 $0.00
Disclosure

SEC source: 0000899243-20-011941 · doc4.xml · derivative · entry 6

VanDuyn Amy Beth · CIK 0001776863 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,281

Underlying: Common Stock · 13,474 shares

Expires 2024-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof.

Read SEC document
May 01, 2020 Filed May 5, 2020 00:37 UTC
VanDuyn Amy BethSVP, Human Resources
SaleCommon Stock 9,574 $24.96 $238,992.89
Disclosure

SEC source: 0000899243-20-011941 · doc4.xml · nonDerivative · entry 5

VanDuyn Amy Beth · CIK 0001776863 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,267

F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.82 to $25.17 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: A portion of these shares represent RSUs. Each RSU respesents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 01, 2020 Filed May 5, 2020 00:37 UTC
VanDuyn Amy BethSVP, Human Resources
SaleCommon Stock 3,900 $24.66 $96,193.11
Disclosure

SEC source: 0000899243-20-011941 · doc4.xml · nonDerivative · entry 4

VanDuyn Amy Beth · CIK 0001776863 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,841

F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.82 to $24.81 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: A portion of these shares represent RSUs. Each RSU respesents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 01, 2020 Filed May 5, 2020 00:37 UTC
VanDuyn Amy BethSVP, Human Resources
Exercise / conversionCommon Stock 13,474 $2.03 $27,352.22
Disclosure

SEC source: 0000899243-20-011941 · doc4.xml · nonDerivative · entry 3

VanDuyn Amy Beth · CIK 0001776863 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,741

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: A portion of these shares represent RSUs. Each RSU respesents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
April 30, 2020 Filed May 5, 2020 00:43 UTC
Altier ThomasChief Financial Officer
Tax withholdingCommon Stock 710 $23.67 $16,805.70
Disclosure

SEC source: 0000899243-20-011950 · doc4.xml · nonDerivative · entry 2

Altier Thomas · CIK 0001777448 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,077

F3 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the settlement of RSUs and does not represent a sale by the Reporting Person.

F2 · balance_after: A portion of these shares represent RSUs. Each RSU respesents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
April 30, 2020 Filed May 5, 2020 00:43 UTC
Altier ThomasChief Financial Officer
GrantCommon Stock 1,806 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-011950 · doc4.xml · nonDerivative · entry 1

Altier Thomas · CIK 0001777448 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,787

F1 · shares: On August 5, 2019, the Reporting Person was granted certain performance-based Restricted Stock Units ("RSUs") under the Phreesia, Inc. 2019 Stock Option and Incentive Plan, the vesting of which was subject to the achievement of certain performance criteria. As of the transaction date, the performance criteria were met, resulting in the vesting of 1,806 RSUs.

F2 · balance_after: A portion of these shares represent RSUs. Each RSU respesents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
April 30, 2020 Filed May 5, 2020 00:47 UTC
Indig ChaimDirector · Chief Executive Officer
Tax withholdingCommon Stock 3,672 $23.67 $86,916.24
Disclosure

SEC source: 0000899243-20-011952 · doc4.xml · nonDerivative · entry 2

Indig Chaim · CIK 0001776732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,101,406

F3 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the settlement of RSUs and does not represent a sale by the Reporting Person.

F2 · balance_after: A portion of these shares represent RSUs. Each RSU respesents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
April 30, 2020 Filed May 5, 2020 00:47 UTC
Indig ChaimDirector · Chief Executive Officer
GrantCommon Stock 6,898 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-011952 · doc4.xml · nonDerivative · entry 1

Indig Chaim · CIK 0001776732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,105,078

F1 · shares: On August 5, 2019, the Reporting Person was granted certain performance-based Restricted Stock Units ("RSUs") under the Phreesia, Inc. 2019 Stock Option and Incentive Plan, the vesting of which was subject to the achievement of certain performance criteria. As of the transaction date, the performance criteria were met, resulting in the vesting of 6,898 RSUs.

F2 · balance_after: A portion of these shares represent RSUs. Each RSU respesents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
April 30, 2020 Filed May 5, 2020 00:41 UTC
Linetsky DavidSVP, Life Sciences
Tax withholdingCommon Stock 786 $23.67 $18,604.62
Disclosure

SEC source: 0000899243-20-011948 · doc4.xml · nonDerivative · entry 2

Linetsky David · CIK 0001776729 · SVP, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,531

F3 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the settlement of RSUs and does not represent a sale by the Reporting Person.

F2 · balance_after: A portion of these shares represent RSUs. Each RSU respesents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
April 30, 2020 Filed May 5, 2020 00:41 UTC
Linetsky DavidSVP, Life Sciences
GrantCommon Stock 1,806 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-011948 · doc4.xml · nonDerivative · entry 1

Linetsky David · CIK 0001776729 · SVP, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,317

F1 · shares: On August 5, 2019, the Reporting Person was granted certain performance-based Restricted Stock Units ("RSUs") under the Phreesia, Inc. 2019 Stock Option and Incentive Plan, the vesting of which was subject to the achievement of certain performance criteria. As of the transaction date, the performance criteria were met, resulting in the vesting of 1,806 RSUs.

F2 · balance_after: A portion of these shares represent RSUs. Each RSU respesents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
April 30, 2020 Filed May 5, 2020 00:41 UTC
Kallenbach CharlesGeneral Counsel & Secretary
Tax withholdingCommon Stock 337 $23.67 $7,976.79
Disclosure

SEC source: 0000899243-20-011947 · doc4.xml · nonDerivative · entry 2

Kallenbach Charles · CIK 0001309021 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,150

F3 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the settlement of RSUs and does not represent a sale by the Reporting Person.

F2 · balance_after: A portion of these shares represent RSUs. Each RSU respesents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
April 30, 2020 Filed May 5, 2020 00:41 UTC
Kallenbach CharlesGeneral Counsel & Secretary
GrantCommon Stock 1,026 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-011947 · doc4.xml · nonDerivative · entry 1

Kallenbach Charles · CIK 0001309021 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,487

F1 · shares: On August 5, 2019, the Reporting Person was granted certain performance-based Restricted Stock Units ("RSUs") under the Phreesia, Inc. 2019 Stock Option and Incentive Plan, the vesting of which was subject to the achievement of certain performance criteria. As of the transaction date, the performance criteria were met, resulting in the vesting of 1,026 RSUs.

F2 · balance_after: A portion of these shares represent RSUs. Each RSU respesents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
April 30, 2020 Filed May 5, 2020 00:40 UTC
Roberts EvanChief Operating Officer
Tax withholdingCommon Stock 795 $23.67 $18,817.65
Disclosure

SEC source: 0000899243-20-011946 · doc4.xml · nonDerivative · entry 2

Roberts Evan · CIK 0001776704 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 713,799

F3 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the settlement of RSUs and does not represent a sale by the Reporting Person.

F2 · balance_after: A portion of these shares represent RSUs. Each RSU respesents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
April 30, 2020 Filed May 5, 2020 00:40 UTC
Roberts EvanChief Operating Officer
GrantCommon Stock 1,806 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-011946 · doc4.xml · nonDerivative · entry 1

Roberts Evan · CIK 0001776704 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 714,594

F1 · shares: On August 5, 2019, the Reporting Person was granted certain performance-based Restricted Stock Units ("RSUs") under the Phreesia, Inc. 2019 Stock Option and Incentive Plan, the vesting of which was subject to the achievement of certain performance criteria. As of the transaction date, the performance criteria were met, resulting in the vesting of 1,806 RSUs.

F2 · balance_after: A portion of these shares represent RSUs. Each RSU respesents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
April 30, 2020 Filed May 5, 2020 00:38 UTC
Nathan DanielChief Technology Officer
Tax withholdingCommon Stock 1,470 $23.67 $34,794.90
Disclosure

SEC source: 0000899243-20-011943 · doc4.xml · nonDerivative · entry 2

Nathan Daniel · CIK 0001777126 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,196

F3 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the settlement of RSUs and does not represent a sale by the Reporting Person.

F2 · balance_after: A portion of these shares represent RSUs. Each RSU respesents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
April 30, 2020 Filed May 5, 2020 00:38 UTC
Nathan DanielChief Technology Officer
GrantCommon Stock 2,746 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-011943 · doc4.xml · nonDerivative · entry 1

Nathan Daniel · CIK 0001777126 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,666

F1 · shares: On August 5, 2019, the Reporting Person was granted certain performance-based Restricted Stock Units ("RSUs") under the Phreesia, Inc. 2019 Stock Option and Incentive Plan, the vesting of which was subject to the achievement of certain performance criteria. As of the transaction date, the performance criteria were met, resulting in the vesting of 2,746 RSUs.

F2 · balance_after: A portion of these shares represent RSUs. Each RSU respesents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
April 30, 2020 Filed May 5, 2020 00:37 UTC
VanDuyn Amy BethSVP, Human Resources
Tax withholdingCommon Stock 625 $23.67 $14,793.75
Disclosure

SEC source: 0000899243-20-011941 · doc4.xml · nonDerivative · entry 2

VanDuyn Amy Beth · CIK 0001776863 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,267

F3 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the settlement of RSUs and does not represent a sale by the Reporting Person.

F2 · balance_after: A portion of these shares represent RSUs. Each RSU respesents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
April 30, 2020 Filed May 5, 2020 00:37 UTC
VanDuyn Amy BethSVP, Human Resources
GrantCommon Stock 1,806 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-011941 · doc4.xml · nonDerivative · entry 1

VanDuyn Amy Beth · CIK 0001776863 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,892

F1 · shares: On August 5, 2019, the Reporting Person was granted certain performance-based Restricted Stock Units ("RSUs") under the Phreesia, Inc. 2019 Stock Option and Incentive Plan, the vesting of which was subject to the achievement of certain performance criteria. As of the transaction date, the performance criteria were met, resulting in the vesting of 1,806 RSUs.

F2 · balance_after: A portion of these shares represent RSUs. Each RSU respesents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 20:44 UTC
Linetsky DavidSVP, Life Sciences
Exercise / conversionStock Option (Right to Buy) · Derivative 1,376 $0.00 Strike: $4.71 $0.00
Disclosure

SEC source: 0000899243-20-011561 · doc4.xml · derivative · entry 3

Linetsky David · CIK 0001776729 · SVP, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,379

Underlying: Common Stock · 1,376 shares

Expires 2028-08-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of this option vested and became exercisable on August 7, 2019, with the remainder vesting in thirty-six (36) equal monthly installments thereafter.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 20:44 UTC
Linetsky DavidSVP, Life Sciences
SaleCommon Stock 4,220 $26.00 $109,720.00
Disclosure

SEC source: 0000899243-20-011561 · doc4.xml · nonDerivative · entry 2

Linetsky David · CIK 0001776729 · SVP, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,511

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: A portion of these shares represent Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 20:44 UTC
Linetsky DavidSVP, Life Sciences
Exercise / conversionCommon Stock 1,376 $4.71 $6,480.96
Disclosure

SEC source: 0000899243-20-011561 · doc4.xml · nonDerivative · entry 1

Linetsky David · CIK 0001776729 · SVP, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: A portion of these shares represent Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
April 27, 2020 Filed Sep 10, 2021 21:16 UTC Amendment
Linetsky DavidSVP, Life Sciences
Exercise / conversionStock Options (Right to buy) · Derivative 1,376 $0.00 Strike: $4.71 $0.00
Disclosure

SEC source: 0001562180-21-005906 · primarydocument.xml · derivative · entry 1

Linetsky David · CIK 0001776729 · SVP, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,756

Underlying: Common Stock · 1,376 shares

Expires 2028-08-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% of this option vested and became exercisable on August 7, 2019, with the remainder vesting in thirty-six (36) equal monthly installments thereafter.

F2 · balance_after: The original Form 4, filed on April 29, 2020, is being amended by this Form 4 amendment to correct the number of derivative securities beneficially owned by the Reporting Person after the reported transaction.

Read SEC document
April 23, 2020 Filed Apr 27, 2020 20:48 UTC
Kallenbach CharlesGeneral Counsel & Secretary
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $2.55 $0.00
Disclosure

SEC source: 0000899243-20-011344 · doc4.xml · derivative · entry 3

Kallenbach Charles · CIK 0001309021 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,785

Underlying: Common Stock · 5,000 shares

Expires 2026-10-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of this option vested and became exercisable on October 17, 2017, with the remainder vesting in thirty-six (36) equal monthly installments thereafter.

Read SEC document
April 23, 2020 Filed Apr 27, 2020 20:48 UTC
Kallenbach CharlesGeneral Counsel & Secretary
SaleCommon Stock 5,000 $25.00 $125,000.00
Disclosure

SEC source: 0000899243-20-011344 · doc4.xml · nonDerivative · entry 2

Kallenbach Charles · CIK 0001309021 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,461

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: A portion of these shares represent Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
April 23, 2020 Filed Apr 27, 2020 20:48 UTC
Kallenbach CharlesGeneral Counsel & Secretary
Exercise / conversionCommon Stock 5,000 $2.55 $12,750.00
Disclosure

SEC source: 0000899243-20-011344 · doc4.xml · nonDerivative · entry 1

Kallenbach Charles · CIK 0001309021 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,461

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: A portion of these shares represent Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
April 09, 2020 Filed Apr 13, 2020 21:24 UTC SaleCommon Stock 4,285 $20.10 $86,141.36
Disclosure

SEC source: 0000899243-20-010670 · doc4.xml · nonDerivative · entry 1

Davidoff Michael J. · CIK 0001777450 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,314

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.20 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
April 09, 2020 Filed Jun 15, 2020 22:05 UTC Amendment Exercise / conversionStock Option (Right to Buy) · Derivative 4,284 $0.00 Strike: $8.03 $0.00
Disclosure

SEC source: 0000899243-20-016574 · doc4a.xml · derivative · entry 3

Davidoff Michael J. · CIK 0001777450 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,067

Underlying: Common Stock · 4,284 shares

Expires 2029-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The original Form 4, filed on April 13, 2020, is being amended by this Form 4 amendment to reflect the exercise of 4,284 stock options by the Reporting Person on April 9, 2020 that was inadvertently omitted, to correct the number of securities disposed in Table 1, and to correct the number of shares beneficially owned by the Reporting Person after the reported transaction.

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · derivative.exercise_date: 25% of this option vested and became exercisable on January 17, 2020, with the remainder vesting in three (3) equal annual installments thereafter.

Read SEC document
April 09, 2020 Filed Jun 15, 2020 22:05 UTC Amendment SaleCommon Stock 4,284 $20.10 $86,121.25
Disclosure

SEC source: 0000899243-20-016574 · doc4a.xml · nonDerivative · entry 2

Davidoff Michael J. · CIK 0001777450 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,003

F1 · kind: The original Form 4, filed on April 13, 2020, is being amended by this Form 4 amendment to reflect the exercise of 4,284 stock options by the Reporting Person on April 9, 2020 that was inadvertently omitted, to correct the number of securities disposed in Table 1, and to correct the number of shares beneficially owned by the Reporting Person after the reported transaction.

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.20 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent Restricted Stock Units ("RSUs""). Each RSU represents a contingent right to receive one share of the Issuer's common stock.

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April 09, 2020 Filed Jun 15, 2020 22:05 UTC Amendment Exercise / conversionCommon Stock 4,284 $8.03 $34,400.52
Disclosure

SEC source: 0000899243-20-016574 · doc4a.xml · nonDerivative · entry 1

Davidoff Michael J. · CIK 0001777450 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The original Form 4, filed on April 13, 2020, is being amended by this Form 4 amendment to reflect the exercise of 4,284 stock options by the Reporting Person on April 9, 2020 that was inadvertently omitted, to correct the number of securities disposed in Table 1, and to correct the number of shares beneficially owned by the Reporting Person after the reported transaction.

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · balance_after: A portion of these shares represent Restricted Stock Units ("RSUs""). Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:05 UTC SaleCommon Stock 1,404 $20.13 $28,264.49
Disclosure

SEC source: 0000899243-20-010148 · doc4.xml · nonDerivative · entry 1

Davidoff Michael J. · CIK 0001777450 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,599

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.38 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
April 01, 2020 Filed Jun 15, 2020 22:02 UTC Amendment Exercise / conversionStock Option (Right to Buy) · Derivative 1,404 $0.00 Strike: $8.03 $0.00
Disclosure

SEC source: 0000899243-20-016571 · doc4a.xml · derivative · entry 3

Davidoff Michael J. · CIK 0001777450 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,351

Underlying: Common Stock · 1,404 shares

Expires 2029-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The original Form 4, filed on April 3, 2020, is being amended by this Form 4 amendment to reflect the exercise of 1,404 stock options by the Reporting Person on April 1, 2020 that was inadvertently omitted, and to correct the number of shares beneficially owned by the Reporting Person after the reported transaction.

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · derivative.exercise_date: 25% of this option vested and became exercisable on January 17, 2020, with the remainder vesting in three (3) equal annual installments thereafter.

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April 01, 2020 Filed Jun 15, 2020 22:02 UTC Amendment SaleCommon Stock 1,404 $20.13 $28,264.49
Disclosure

SEC source: 0000899243-20-016571 · doc4a.xml · nonDerivative · entry 2

Davidoff Michael J. · CIK 0001777450 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,003

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.38 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent Restricted Stock Units ("RSUs""). Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
April 01, 2020 Filed Jun 15, 2020 22:02 UTC Amendment Exercise / conversionCommon Stock 1,404 $8.03 $11,274.12
Disclosure

SEC source: 0000899243-20-016571 · doc4a.xml · nonDerivative · entry 1

Davidoff Michael J. · CIK 0001777450 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The original Form 4, filed on April 3, 2020, is being amended by this Form 4 amendment to reflect the exercise of 1,404 stock options by the Reporting Person on April 1, 2020 that was inadvertently omitted, and to correct the number of shares beneficially owned by the Reporting Person after the reported transaction.

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · balance_after: A portion of these shares represent Restricted Stock Units ("RSUs""). Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 21:35 UTC SaleCommon Stock 689 $20.00 $13,780.00
Disclosure

SEC source: 0000899243-20-009867 · doc4.xml · nonDerivative · entry 1

Davidoff Michael J. · CIK 0001777450 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,003

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: A portion of these shares represent Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 27, 2020 Filed Mar 30, 2020 20:49 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 20,479 $0.00 Strike: $0.84 $0.00
Disclosure

SEC source: 0000899243-20-009644 · doc4.xml · derivative · entry 5

Davidoff Michael J. · CIK 0001777450 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,479 shares

Expires 2023-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof.

Read SEC document
March 27, 2020 Filed Mar 30, 2020 20:49 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 11,377 $0.00 Strike: $0.69 $0.00
Disclosure

SEC source: 0000899243-20-009644 · doc4.xml · derivative · entry 4

Davidoff Michael J. · CIK 0001777450 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,377 shares

Expires 2022-06-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof.

Read SEC document
March 27, 2020 Filed Mar 30, 2020 20:49 UTC Exercise / conversionCommon Stock 20,479 $0.84 $17,202.36
Disclosure

SEC source: 0000899243-20-009644 · doc4.xml · nonDerivative · entry 3

Davidoff Michael J. · CIK 0001777450 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: A portion of these shares represent Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 27, 2020 Filed Mar 30, 2020 20:49 UTC Exercise / conversionCommon Stock 11,377 $0.69 $7,850.13
Disclosure

SEC source: 0000899243-20-009644 · doc4.xml · nonDerivative · entry 2

Davidoff Michael J. · CIK 0001777450 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,213

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: A portion of these shares represent Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 26, 2020 Filed Mar 30, 2020 20:49 UTC SaleCommon Stock 3,851 $20.06 $77,262.23
Disclosure

SEC source: 0000899243-20-009644 · doc4.xml · nonDerivative · entry 1

Davidoff Michael J. · CIK 0001777450 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,836

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.01 to $20.155 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. this footnote.

F3 · balance_after: A portion of these shares represent Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 23, 2020 Filed Mar 25, 2020 21:19 UTC SaleCommon Stock 700 $20.06 $14,044.52
Disclosure

SEC source: 0000899243-20-009412 · doc4.xml · nonDerivative · entry 1

Davidoff Michael J. · CIK 0001777450 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,687

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.04 to $20.09 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: A portion of these shares represent Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 21:04 UTC
Linetsky DavidSVP, Life Sciences
Exercise / conversionStock Option (Right to Buy) · Derivative 43,234 $0.00 Strike: $0.84 $0.00
Disclosure

SEC source: 0000899243-20-008632 · doc4.xml · derivative · entry 6

Linetsky David · CIK 0001776729 · SVP, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 43,234 shares

Expires 2023-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 21:04 UTC
Linetsky DavidSVP, Life Sciences
Exercise / conversionStock Option (Right to Buy) · Derivative 4,551 $0.00 Strike: $0.69 $0.00
Disclosure

SEC source: 0000899243-20-008632 · doc4.xml · derivative · entry 5

Linetsky David · CIK 0001776729 · SVP, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,551 shares

Expires 2022-06-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 21:04 UTC
Linetsky DavidSVP, Life Sciences
Exercise / conversionStock Option (Right to Buy) · Derivative 2,275 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0000899243-20-008632 · doc4.xml · derivative · entry 4

Linetsky David · CIK 0001776729 · SVP, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,275 shares

Expires 2021-04-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 21:04 UTC
Linetsky DavidSVP, Life Sciences
Exercise / conversionCommon Stock 43,234 $0.84 $36,316.56
Disclosure

SEC source: 0000899243-20-008632 · doc4.xml · nonDerivative · entry 3

Linetsky David · CIK 0001776729 · SVP, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 21:04 UTC
Linetsky DavidSVP, Life Sciences
Exercise / conversionCommon Stock 4,551 $0.69 $3,140.19
Disclosure

SEC source: 0000899243-20-008632 · doc4.xml · nonDerivative · entry 2

Linetsky David · CIK 0001776729 · SVP, Life Sciences

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: A portion of these shares represent Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.