Tapewire

Nasdaq · USD

PGNY

Progyny, Inc.

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4521
SEC CIK
0001551306
Parsed reports
692

Last 12 months

Inside the activity.

1 purchase rows · 24 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202512
Dec 202503
Jan 202600
Feb 202600
Mar 202604
Apr 202600
May 202604
Jun 202607
Jul 202601
Aug 202600
Sep 202603
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 04, 2020 Filed Dec 8, 2020 22:38 UTC
Anevski PeterPresident and COO
SaleCommon Stock 17,323 $37.25 $645,281.75
Disclosure

SEC source: 0001209191-20-062339 · doc4.xml · nonDerivative · entry 1

Anevski Peter · CIK 0001576147 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 171,677

F1 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan entered into on September 3, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.59 to $37.585 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4).

F3 · ownership.nature: The reportable securities are held directly by the PECO ANEVSKI 2020 SD LLC.

Read SEC document
December 03, 2020 Filed Dec 4, 2020 01:05 UTC
Schlanger David JDirector · Chief Executive Officer
SaleCommon Stock 1,530 $37.84 $57,895.20
Disclosure

SEC source: 0001209191-20-061697 · doc4.xml · nonDerivative · entry 6

Schlanger David J · CIK 0001576145 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 100,010

F1 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan entered into on August 12, 2020.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.71 to $38.04 inclusive.

F3 · ownership.nature: The reportable securities are held directly by the David J. Schlanger 2020 SD LLC.

Read SEC document
December 03, 2020 Filed Dec 4, 2020 01:05 UTC
Schlanger David JDirector · Chief Executive Officer
SaleCommon Stock 38,470 $37.09 $1,426,852.30
Disclosure

SEC source: 0001209191-20-061697 · doc4.xml · nonDerivative · entry 5

Schlanger David J · CIK 0001576145 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 101,540

F1 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan entered into on August 12, 2020.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.71 to $37.69 inclusive.

F3 · ownership.nature: The reportable securities are held directly by the David J. Schlanger 2020 SD LLC.

Read SEC document
December 03, 2020 Filed Dec 4, 2020 01:04 UTC
Anevski PeterPresident and COO
SaleCommon Stock 605 $37.89 $22,923.45
Disclosure

SEC source: 0001209191-20-061694 · doc4.xml · nonDerivative · entry 6

Anevski Peter · CIK 0001576147 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 189,000

F1 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan entered into on September 3, 2020.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.79 to $38.05 inclusive.

F3 · ownership.nature: The reportable securities are held directly by the PECO ANEVSKI 2020 SD LLC.

Read SEC document
December 03, 2020 Filed Dec 4, 2020 01:04 UTC
Anevski PeterPresident and COO
SaleCommon Stock 20,395 $37.10 $756,654.50
Disclosure

SEC source: 0001209191-20-061694 · doc4.xml · nonDerivative · entry 5

Anevski Peter · CIK 0001576147 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 189,605

F1 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan entered into on September 3, 2020.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.78 to $37.72 inclusive.

F3 · ownership.nature: The reportable securities are held directly by the PECO ANEVSKI 2020 SD LLC.

Read SEC document
December 03, 2020 Filed Dec 4, 2020 21:39 UTC SaleCommon Stock 5,500 $37.08 $203,940.00
Disclosure

SEC source: 0001209191-20-061815 · doc4.xml · nonDerivative · entry 3

Payson Norman · CIK 0000898544 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 550,500

F1 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan entered into on March 11, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.82 to $37.67 inclusive.

F3 · ownership.nature: The reportable securities are directly held by Norman C. Payson and Melinda B. Payson, Trustees of The Norman C. and Melinda B. Payson Revocable Trust ("NMP Trust").

Read SEC document
December 03, 2020 Filed Dec 7, 2020 16:10 UTC SaleCommon Stock 53,476 $37.56 $2,008,735.03
Disclosure

SEC source: 0001387131-20-010509 · pgny-form4.xml · nonDerivative · entry 2

TPG Group Holdings (SBS) Advisors, Inc. · CIK 0001495741 · 10% owner

BONDERMAN DAVID · CIK 0000860866 · 10% owner

COULTER JAMES G · CIK 0001099776 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 15,352,612

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by TPG Biotech III.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.20 to $38.06 inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · ownership.nature: David Bonderman and James G. Coulter are the sole shareholders of TPG Group Holdings (SBS) Advisors, Inc. (together with Messrs. Bonderman and Coulter, the "Reporting Persons"), which is the sole member of TPG Group Holdings (SBS) Advisors, LLC, which is the general partner of TPG Group Holdings (SBS), L.P., which is the sole member of TPG Holdings I-A, LLC, which is the general partner of TPG Holdings I, L.P., which is the sole member of TPG Biotechnologies GenPar III Advisors, LLC, which is the general partner of TPG Biotechnology GenPar III, L.P., which is the general partner of TPG Biotechnology Partners III, L.P. ("TPG Biotech III"), which directly holds 15,254,748 shares of Common Stock, $0.0001 par value per share ("Common Stock"), of Progyny, Inc. (the "Issuer").

F7 · ownership.nature: Because of the relationship between the Reporting Persons and TPG Biotech III, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of the greater of their respective direct or indirect pecuniary interests in the profits or capital accounts of TPG Biotech III. Each of TPG Biotech III and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of TPG Biotech III's or such Reporting Person's pecuniary interest therein, if any.

F8 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

Read SEC document
December 03, 2020 Filed Dec 7, 2020 16:10 UTC SaleCommon Stock 74,030 $36.97 $2,736,548.56
Disclosure

SEC source: 0001387131-20-010509 · pgny-form4.xml · nonDerivative · entry 1

TPG Group Holdings (SBS) Advisors, Inc. · CIK 0001495741 · 10% owner

BONDERMAN DAVID · CIK 0000860866 · 10% owner

COULTER JAMES G · CIK 0001099776 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 15,406,088

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by TPG Biotech III.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.62 to $37.19 inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · ownership.nature: David Bonderman and James G. Coulter are the sole shareholders of TPG Group Holdings (SBS) Advisors, Inc. (together with Messrs. Bonderman and Coulter, the "Reporting Persons"), which is the sole member of TPG Group Holdings (SBS) Advisors, LLC, which is the general partner of TPG Group Holdings (SBS), L.P., which is the sole member of TPG Holdings I-A, LLC, which is the general partner of TPG Holdings I, L.P., which is the sole member of TPG Biotechnologies GenPar III Advisors, LLC, which is the general partner of TPG Biotechnology GenPar III, L.P., which is the general partner of TPG Biotechnology Partners III, L.P. ("TPG Biotech III"), which directly holds 15,254,748 shares of Common Stock, $0.0001 par value per share ("Common Stock"), of Progyny, Inc. (the "Issuer").

F7 · ownership.nature: Because of the relationship between the Reporting Persons and TPG Biotech III, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of the greater of their respective direct or indirect pecuniary interests in the profits or capital accounts of TPG Biotech III. Each of TPG Biotech III and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of TPG Biotech III's or such Reporting Person's pecuniary interest therein, if any.

F8 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 01:05 UTC
Schlanger David JDirector · Chief Executive Officer
SaleCommon Stock 24,859 $36.48 $906,856.32
Disclosure

SEC source: 0001209191-20-061697 · doc4.xml · nonDerivative · entry 4

Schlanger David J · CIK 0001576145 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 140,010

F1 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan entered into on August 12, 2020.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.21 to $37.00 inclusive.

F3 · ownership.nature: The reportable securities are held directly by the David J. Schlanger 2020 SD LLC.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 01:05 UTC
Schlanger David JDirector · Chief Executive Officer
SaleCommon Stock 15,141 $35.90 $543,561.90
Disclosure

SEC source: 0001209191-20-061697 · doc4.xml · nonDerivative · entry 3

Schlanger David J · CIK 0001576145 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 164,869

F1 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan entered into on August 12, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.21 to $36.20 inclusive.

F3 · ownership.nature: The reportable securities are held directly by the David J. Schlanger 2020 SD LLC.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 01:04 UTC
Anevski PeterPresident and COO
SaleCommon Stock 13,572 $36.47 $494,970.84
Disclosure

SEC source: 0001209191-20-061694 · doc4.xml · nonDerivative · entry 4

Anevski Peter · CIK 0001576147 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 210,000

F1 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan entered into on September 3, 2020.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.21 to $36.98 inclusive.

F3 · ownership.nature: The reportable securities are held directly by the PECO ANEVSKI 2020 SD LLC.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 01:04 UTC
Anevski PeterPresident and COO
SaleCommon Stock 7,428 $35.91 $266,739.48
Disclosure

SEC source: 0001209191-20-061694 · doc4.xml · nonDerivative · entry 3

Anevski Peter · CIK 0001576147 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 223,572

F1 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan entered into on September 3, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.21 to $36.20 inclusive.

F3 · ownership.nature: The reportable securities are held directly by the PECO ANEVSKI 2020 SD LLC.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 21:39 UTC SaleCommon Stock 3,500 $36.49 $127,715.00
Disclosure

SEC source: 0001209191-20-061815 · doc4.xml · nonDerivative · entry 2

Payson Norman · CIK 0000898544 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 556,000

F1 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan entered into on March 11, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.24 to $36.98 inclusive.

F3 · ownership.nature: The reportable securities are directly held by Norman C. Payson and Melinda B. Payson, Trustees of The Norman C. and Melinda B. Payson Revocable Trust ("NMP Trust").

Read SEC document
December 02, 2020 Filed Dec 4, 2020 21:39 UTC SaleCommon Stock 2,000 $35.89 $71,780.00
Disclosure

SEC source: 0001209191-20-061815 · doc4.xml · nonDerivative · entry 1

Payson Norman · CIK 0000898544 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 559,500

F1 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan entered into on March 11, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.22 to $36.21 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4) and (7).

F3 · ownership.nature: The reportable securities are directly held by Norman C. Payson and Melinda B. Payson, Trustees of The Norman C. and Melinda B. Payson Revocable Trust ("NMP Trust").

Read SEC document
December 02, 2020 Filed Dec 15, 2020 23:19 UTC
Livingston Mark S.Chief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,626 $0.00 Strike: $3.95 $0.00
Disclosure

SEC source: 0001209191-20-063596 · doc4.xml · derivative · entry 4

Livingston Mark S. · CIK 0001824161 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,252

Underlying: Common Stock · 20,626 shares

Expires 2029-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the shares subject to the Option vested on May 29, 2020, with the remaining shares vesting in equal monthly installments thereafter through May 29, 2023, subject to the Reporting Person continuing to provide service through each such date.

Read SEC document
December 02, 2020 Filed Dec 15, 2020 23:19 UTC
Livingston Mark S.Chief Financial Officer
SaleCommon Stock 10,662 $36.54 $389,589.48
Disclosure

SEC source: 0001209191-20-063596 · doc4.xml · nonDerivative · entry 3

Livingston Mark S. · CIK 0001824161 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,225

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.40 to $36.757 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 02, 2020 Filed Dec 15, 2020 23:19 UTC
Livingston Mark S.Chief Financial Officer
Tax withholdingCommon Stock 11,239 $36.59 $411,235.01
Disclosure

SEC source: 0001209191-20-063596 · doc4.xml · nonDerivative · entry 2

Livingston Mark S. · CIK 0001824161 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,887

Read SEC document
December 02, 2020 Filed Dec 15, 2020 23:19 UTC
Livingston Mark S.Chief Financial Officer
Exercise / conversionCommon Stock 20,626 $3.95 $81,472.70
Disclosure

SEC source: 0001209191-20-063596 · doc4.xml · nonDerivative · entry 1

Livingston Mark S. · CIK 0001824161 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2020 Filed Dec 4, 2020 01:05 UTC
Schlanger David JDirector · Chief Executive Officer
SaleCommon Stock 31,462 $35.68 $1,122,564.16
Disclosure

SEC source: 0001209191-20-061697 · doc4.xml · nonDerivative · entry 2

Schlanger David J · CIK 0001576145 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 180,010

F1 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan entered into on August 12, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.14 to $36.13 inclusive.

F3 · ownership.nature: The reportable securities are held directly by the David J. Schlanger 2020 SD LLC.

Read SEC document
December 01, 2020 Filed Dec 4, 2020 01:05 UTC
Schlanger David JDirector · Chief Executive Officer
SaleCommon Stock 8,538 $34.83 $297,378.54
Disclosure

SEC source: 0001209191-20-061697 · doc4.xml · nonDerivative · entry 1

Schlanger David J · CIK 0001576145 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 211,472

F1 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan entered into on August 12, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.13 to $35.11 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4), (5), (6), (7) and (8).

F3 · ownership.nature: The reportable securities are held directly by the David J. Schlanger 2020 SD LLC.

Read SEC document
December 01, 2020 Filed Dec 4, 2020 01:04 UTC
Anevski PeterPresident and COO
SaleCommon Stock 16,400 $35.68 $585,152.00
Disclosure

SEC source: 0001209191-20-061694 · doc4.xml · nonDerivative · entry 2

Anevski Peter · CIK 0001576147 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 231,000

F1 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan entered into on September 3, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.14 to $36.05 inclusive.

F3 · ownership.nature: The reportable securities are held directly by the PECO ANEVSKI 2020 SD LLC.

Read SEC document
December 01, 2020 Filed Dec 4, 2020 01:04 UTC
Anevski PeterPresident and COO
SaleCommon Stock 4,600 $34.84 $160,264.00
Disclosure

SEC source: 0001209191-20-061694 · doc4.xml · nonDerivative · entry 1

Anevski Peter · CIK 0001576147 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 247,400

F1 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan entered into on September 3, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.13 to $35.11 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4), (5), (6), (7) and (8).

F3 · ownership.nature: The reportable securities are held directly by the PECO ANEVSKI 2020 SD LLC.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 22:16 UTC GiftCommon Stock 387,599 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-060922 · doc4.xml · nonDerivative · entry 2

Payson Norman · CIK 0000898544 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F3 · kind: On November 30, 2020, Norman C. Payson and Robert L. Carson, Trustee of the Norman C. Payson 2018 Grantor Retained Annuity Trust dated November 28, 2018 ("NCP GRAT") gifted (i) 193,800 shares to the SHP Trust and (ii) 193,799 shares to the DJP Trust.

F4 · ownership.nature: The reportable securities are directly held by NCP GRAT. The Reporting Person is a trustee of the NCP GRAT.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 22:16 UTC GiftCommon Stock 387,599 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-060922 · doc4.xml · nonDerivative · entry 1

Payson Norman · CIK 0000898544 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · kind: On November 30, 2020, Melinda B. Payson and Robert L. Carson, Trustee of the Melinda B. Payson 2018 Grantor Retained Annuity Trust dated November 28, 2018 ("MBP GRAT") gifted (i) 193,800 shares to Devon Judith Payson Irrevocable Trust 2000 ("DJP Trust") and (ii) 193,799 shares to Sunny Holly Payson Irrevocable Trust 2000 ("SHP Trust").

F2 · ownership.nature: The reportable securities are directly held by MBP GRAT. The Reporting Person's spouse is a trustee of the MBP GRAT.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 16:13 UTC SaleCommon Stock 15,778 $36.09 $569,415.40
Disclosure

SEC source: 0001387131-20-010414 · pgny-form4_113020.xml · nonDerivative · entry 2

TPG Group Holdings (SBS) Advisors, Inc. · CIK 0001495741 · 10% owner

BONDERMAN DAVID · CIK 0000860866 · 10% owner

COULTER JAMES G · CIK 0001099776 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 15,480,118

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by TPG Biotech III.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.62 to $36.57 inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · ownership.nature: David Bonderman and James G. Coulter are the sole shareholders of TPG Group Holdings (SBS) Advisors, Inc. (together with Messrs. Bonderman and Coulter, the "Reporting Persons"), which is the sole member of TPG Group Holdings (SBS) Advisors, LLC, which is the general partner of TPG Group Holdings (SBS), L.P., which is the sole member of TPG Holdings I-A, LLC, which is the general partner of TPG Holdings I, L.P., which is the sole member of TPG Biotechnologies GenPar III Advisors, LLC, which is the general partner of TPG Biotechnology GenPar III, L.P., which is the general partner of TPG Biotechnology Partners III, L.P. ("TPG Biotech III"), which directly holds 15,480,118 shares of Common Stock, $0.0001 par value per share ("Common Stock"), of Progyny, Inc. (the "Issuer").

F5 · ownership.nature: Because of the relationship between the Reporting Persons and TPG Biotech III, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of the greater of their respective direct or indirect pecuniary interests in the profits or capital accounts of TPG Biotech III. Each of TPG Biotech III and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of TPG Biotech III's or such Reporting Person's pecuniary interest therein, if any.

F6 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 16:13 UTC SaleCommon Stock 59,222 $35.13 $2,080,522.16
Disclosure

SEC source: 0001387131-20-010414 · pgny-form4_113020.xml · nonDerivative · entry 1

TPG Group Holdings (SBS) Advisors, Inc. · CIK 0001495741 · 10% owner

BONDERMAN DAVID · CIK 0000860866 · 10% owner

COULTER JAMES G · CIK 0001099776 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 15,495,896

F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by TPG Biotech III.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.60 to $35.585 inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · ownership.nature: David Bonderman and James G. Coulter are the sole shareholders of TPG Group Holdings (SBS) Advisors, Inc. (together with Messrs. Bonderman and Coulter, the "Reporting Persons"), which is the sole member of TPG Group Holdings (SBS) Advisors, LLC, which is the general partner of TPG Group Holdings (SBS), L.P., which is the sole member of TPG Holdings I-A, LLC, which is the general partner of TPG Holdings I, L.P., which is the sole member of TPG Biotechnologies GenPar III Advisors, LLC, which is the general partner of TPG Biotechnology GenPar III, L.P., which is the general partner of TPG Biotechnology Partners III, L.P. ("TPG Biotech III"), which directly holds 15,480,118 shares of Common Stock, $0.0001 par value per share ("Common Stock"), of Progyny, Inc. (the "Issuer").

F5 · ownership.nature: Because of the relationship between the Reporting Persons and TPG Biotech III, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of the greater of their respective direct or indirect pecuniary interests in the profits or capital accounts of TPG Biotech III. Each of TPG Biotech III and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of TPG Biotech III's or such Reporting Person's pecuniary interest therein, if any.

F6 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

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November 30, 2020 Filed Dec 2, 2020 23:43 UTC OtherCommon Stock 522,904 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-131677 · tm2037533d1_form4.xml · nonDerivative · entry 3

KLEINER PERKINS CAUFIELD & BYERS XIII, LLC · CIK 0001435899 · 10% owner

KPCB XIII Associates, LLC · CIK 0001500595 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F5 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by XIII Associates without consideration to its members.

F6 · ownership.nature: XIII Associates holds no shares of Common Stock of the Issuer following the pro-rata in-kind distribution of such shares to its members.

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November 30, 2020 Filed Dec 2, 2020 23:43 UTC OtherCommon Stock 522,904 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-131677 · tm2037533d1_form4.xml · nonDerivative · entry 2

KLEINER PERKINS CAUFIELD & BYERS XIII, LLC · CIK 0001435899 · 10% owner

KPCB XIII Associates, LLC · CIK 0001500595 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 522,904

F3 · kind: Represents a change in the form of ownership as a result of the receipt by XIII Associates of shares in the Fund Distribution.

F4 · ownership.nature: Consists of 522,904 shares of Common Stock of the Issuer held by XIII Associates.

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November 30, 2020 Filed Dec 2, 2020 23:43 UTC OtherCommon Stock 1,398,900 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-131677 · tm2037533d1_form4.xml · nonDerivative · entry 1

KLEINER PERKINS CAUFIELD & BYERS XIII, LLC · CIK 0001435899 · 10% owner

KPCB XIII Associates, LLC · CIK 0001500595 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,026,296

F1 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Kleiner Perkins Caufield & Byers XIII, LLC ("KPCB XIII") without consideration to its members (the "Fund Distribution"). Excludes 101,100 shares of Common Stock for which a change in the form of beneficial ownership for individuals and entities associated with Kleiner Perkins Caufield & Byers occurred.

F2 · ownership.direct: The shares are directly held by KPCB XIII. All shares are held for convenience in the name of "KPCB Holdings, Inc., as nominee." The managing member of KPCB XIII is KPCB XIII Associates, LLC ("XIII Associates"). The voting and dispositive control over the shares is shared by individual managing directors of XIII Associates, none of whom has veto power. Excludes 869,153 shares of Common Stock beneficially owned by individuals and entities associated with Kleiner Perkins Caufield & Byers and held for convenience in the name of "KPCB Holdings, Inc. as nominee," for the accounts of such individuals and entities who each exercise their own voting and dispositive control over such shares.

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November 30, 2020 Filed Dec 2, 2020 22:24 UTC OtherCommon Stock 24,238 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-061239 · doc4.xml · nonDerivative · entry 4

SEIDENBERG BETH C · CIK 0001184592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,141

F6 · kind: Represents a change in the form of ownership as a result of the receipt by the Reporting Person of shares in the Fund Distribution.

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November 30, 2020 Filed Dec 2, 2020 22:24 UTC OtherCommon Stock 522,904 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-061239 · doc4.xml · nonDerivative · entry 3

SEIDENBERG BETH C · CIK 0001184592 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F5 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by XIII Associates without consideration to its members.

F4 · ownership.nature: Consists of shares of Common Stock of the Issuer held by XIII Associates. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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November 30, 2020 Filed Dec 2, 2020 22:24 UTC OtherCommon Stock 522,904 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-061239 · doc4.xml · nonDerivative · entry 2

SEIDENBERG BETH C · CIK 0001184592 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 522,904

F3 · kind: Represents a change in the form of ownership as a result of the receipt by XIII Associates of shares in the Fund Distribution.

F4 · ownership.nature: Consists of shares of Common Stock of the Issuer held by XIII Associates. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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November 30, 2020 Filed Dec 2, 2020 22:24 UTC OtherCommon Stock 1,398,900 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-061239 · doc4.xml · nonDerivative · entry 1

SEIDENBERG BETH C · CIK 0001184592 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 12,026,296

F1 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Kleiner Perkins Caufield & Byers XIII, LLC ("KPCB XIII") without consideration to its members (the "Fund Distribution"). Excludes 101,100 shares of Common Stock for which a change in the form of beneficial ownership for individuals and entities associated with Kleiner Perkins Caufield & Byers occurred.

F2 · ownership.nature: The shares are directly held by KPCB XIII. All shares are held for convenience in the name of "KPCB Holdings, Inc., as nominee". The managing member of KPCB XIII is KPCB XIII Associates, LLC ("XIII Associates"). The voting and dispositive control over the shares is shared by individual managing directors of XIII Associates, none of whom has veto power. Excludes 869,153 shares of Common Stock beneficially owned by individuals and entities associated with Kleiner Perkins Caufield & Byers and held for convenience in the name of "KPCB Holdings, Inc. as nominee," for the accounts of such individuals and entities who each exercise their own voting and dispositive control over such shares. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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November 27, 2020 Filed Dec 1, 2020 22:14 UTC SaleCommon Stock 19,231 $36.00 $692,316.00
Disclosure

SEC source: 0001209191-20-060917 · doc4.xml · nonDerivative · entry 1

SEIDENBERG BETH C · CIK 0001184592 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 38,461

F1 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan entered into on March 13, 2020.

F2 · ownership.nature: The shares are directly held by The Seidenberg/Vogel Rev Trust 3/6/03 Paul Voge (the "Trust"). The Reporting Person is a trustee of the Trust.

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November 24, 2020 Filed Nov 25, 2020 21:50 UTC SaleCommon Stock 162 $34.62 $5,608.44
Disclosure

SEC source: 0001209191-20-060533 · doc4.xml · nonDerivative · entry 15

Payson Norman · CIK 0000898544 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 561,500

F1 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan entered into on March 11, 2020.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.56 to $34.73 inclusive.

F6 · ownership.nature: The reportable securities are directly held by Norman C. Payson and Melinda B. Payson, Trustees of The Norman C. and Melinda B. Payson Revocable Trust ("NMP Trust").

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November 24, 2020 Filed Nov 25, 2020 21:50 UTC SaleCommon Stock 3,770 $34.11 $128,594.70
Disclosure

SEC source: 0001209191-20-060533 · doc4.xml · nonDerivative · entry 14

Payson Norman · CIK 0000898544 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 561,662

F1 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan entered into on March 11, 2020.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.565 to $34.52 inclusive.

F6 · ownership.nature: The reportable securities are directly held by Norman C. Payson and Melinda B. Payson, Trustees of The Norman C. and Melinda B. Payson Revocable Trust ("NMP Trust").

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November 24, 2020 Filed Nov 25, 2020 21:50 UTC SaleCommon Stock 568 $33.06 $18,778.08
Disclosure

SEC source: 0001209191-20-060533 · doc4.xml · nonDerivative · entry 13

Payson Norman · CIK 0000898544 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 565,432

F1 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan entered into on March 11, 2020.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.57 to $33.55 inclusive.

F6 · ownership.nature: The reportable securities are directly held by Norman C. Payson and Melinda B. Payson, Trustees of The Norman C. and Melinda B. Payson Revocable Trust ("NMP Trust").

Read SEC document
November 24, 2020 Filed Nov 25, 2020 21:50 UTC SaleCommon Stock 219 $34.62 $7,581.78
Disclosure

SEC source: 0001209191-20-060533 · doc4.xml · nonDerivative · entry 12

Payson Norman · CIK 0000898544 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 387,599

F1 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan entered into on March 11, 2020.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.56 to $34.73 inclusive.

F5 · ownership.nature: The reportable securities are directly held by Norman C. Payson and Robert L. Carson, Trustee of The Norman C. Payson 2018 Grantor Retained Annuity Trust dated November 28, 2018 ("NCP GRAT"). The Reporting Person is a trustee of the NCP GRAT.

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November 24, 2020 Filed Nov 25, 2020 21:50 UTC SaleCommon Stock 5,025 $34.11 $171,402.75
Disclosure

SEC source: 0001209191-20-060533 · doc4.xml · nonDerivative · entry 11

Payson Norman · CIK 0000898544 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 387,818

F1 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan entered into on March 11, 2020.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.565 to $34.52 inclusive.

F5 · ownership.nature: The reportable securities are directly held by Norman C. Payson and Robert L. Carson, Trustee of The Norman C. Payson 2018 Grantor Retained Annuity Trust dated November 28, 2018 ("NCP GRAT"). The Reporting Person is a trustee of the NCP GRAT.

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November 24, 2020 Filed Nov 25, 2020 21:50 UTC SaleCommon Stock 756 $33.06 $24,993.36
Disclosure

SEC source: 0001209191-20-060533 · doc4.xml · nonDerivative · entry 10

Payson Norman · CIK 0000898544 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 392,843

F1 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan entered into on March 11, 2020.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.57 to $33.55 inclusive.

F5 · ownership.nature: The reportable securities are directly held by Norman C. Payson and Robert L. Carson, Trustee of The Norman C. Payson 2018 Grantor Retained Annuity Trust dated November 28, 2018 ("NCP GRAT"). The Reporting Person is a trustee of the NCP GRAT.

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November 24, 2020 Filed Nov 25, 2020 21:50 UTC SaleCommon Stock 219 $34.62 $7,581.78
Disclosure

SEC source: 0001209191-20-060533 · doc4.xml · nonDerivative · entry 9

Payson Norman · CIK 0000898544 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 387,599

F1 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan entered into on March 11, 2020.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.56 to $34.73 inclusive.

F3 · ownership.nature: The reportable securities are directly held by Melinda B. Payson and Robert L. Carson, Trustee of The Melinda B. Payson 2018 Grantor Retained Annuity Trust dated November 28, 2018 ("MBP GRAT"). The Reporting Person's spouse is a trustee of the MBP GRAT.

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November 24, 2020 Filed Nov 25, 2020 21:50 UTC SaleCommon Stock 5,025 $34.11 $171,402.75
Disclosure

SEC source: 0001209191-20-060533 · doc4.xml · nonDerivative · entry 8

Payson Norman · CIK 0000898544 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 387,818

F1 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan entered into on March 11, 2020.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.565 to $34.52 inclusive.

F3 · ownership.nature: The reportable securities are directly held by Melinda B. Payson and Robert L. Carson, Trustee of The Melinda B. Payson 2018 Grantor Retained Annuity Trust dated November 28, 2018 ("MBP GRAT"). The Reporting Person's spouse is a trustee of the MBP GRAT.

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November 24, 2020 Filed Nov 25, 2020 21:50 UTC SaleCommon Stock 756 $33.06 $24,993.36
Disclosure

SEC source: 0001209191-20-060533 · doc4.xml · nonDerivative · entry 7

Payson Norman · CIK 0000898544 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 392,843

F1 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan entered into on March 11, 2020.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.57 to $33.55 inclusive.

F3 · ownership.nature: The reportable securities are directly held by Melinda B. Payson and Robert L. Carson, Trustee of The Melinda B. Payson 2018 Grantor Retained Annuity Trust dated November 28, 2018 ("MBP GRAT"). The Reporting Person's spouse is a trustee of the MBP GRAT.

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November 24, 2020 Filed Nov 25, 2020 21:51 UTC
Greenbaum LisaEVP, Chief Client Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,000 $0.00 Strike: $3.96 $0.00
Disclosure

SEC source: 0001209191-20-060534 · doc4.xml · derivative · entry 4

Greenbaum Lisa · CIK 0001791866 · EVP, Chief Client Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,002

Underlying: Common Stock · 6,000 shares

Expires 2029-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One-fourth (1/4th) of the shares subject to the Option vested on June 3, 2020, and one thirty-sixth (1/36th) of the remaining shares subject to the Option vested or shall vest each month thereafter, subject to the Reporting Person continuing to provide service through each such date.

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November 24, 2020 Filed Nov 25, 2020 21:51 UTC
Greenbaum LisaEVP, Chief Client Officer
SaleCommon Stock 2,689 $32.57 $87,580.73
Disclosure

SEC source: 0001209191-20-060534 · doc4.xml · nonDerivative · entry 3

Greenbaum Lisa · CIK 0001791866 · EVP, Chief Client Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,044

F2 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan entered into on June 22, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.56 to $32.574 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 24, 2020 Filed Nov 25, 2020 21:51 UTC
Greenbaum LisaEVP, Chief Client Officer
Tax withholdingCommon Stock 3,311 $32.61 $107,971.71
Disclosure

SEC source: 0001209191-20-060534 · doc4.xml · nonDerivative · entry 2

Greenbaum Lisa · CIK 0001791866 · EVP, Chief Client Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,733

F1 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions at prices ranging from $32.60 to $32.64 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the range set forth in this footnote.

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November 24, 2020 Filed Nov 25, 2020 21:51 UTC
Greenbaum LisaEVP, Chief Client Officer
Exercise / conversionCommon Stock 6,000 $3.96 $23,760.00
Disclosure

SEC source: 0001209191-20-060534 · doc4.xml · nonDerivative · entry 1

Greenbaum Lisa · CIK 0001791866 · EVP, Chief Client Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2020 Filed Nov 24, 2020 18:53 UTC
Bealer JenniferEVP, General Counsel
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,438 $0.00 Strike: $3.96 $0.00
Disclosure

SEC source: 0001209191-20-060338 · doc4.xml · derivative · entry 8

Bealer Jennifer · CIK 0001789513 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,126

Underlying: Common Stock · 3,438 shares

Expires 2029-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One-fourth (1/4th) of the shares subject to the Option vested on May 23, 2020, and one thirty-sixth (1/36th) of the remaining shares subject to the Option vested or shall vest each month thereafter, subject to the Reporting Person continuing to provide service through each such date.

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November 23, 2020 Filed Nov 24, 2020 18:53 UTC
Bealer JenniferEVP, General Counsel
SaleCommon Stock 1,527 $30.50 $46,573.50
Disclosure

SEC source: 0001209191-20-060338 · doc4.xml · nonDerivative · entry 6

Bealer Jennifer · CIK 0001789513 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,606

F1 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan entered into on June 15, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.50 to $30.57 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 23, 2020 Filed Nov 24, 2020 18:53 UTC
Bealer JenniferEVP, General Counsel
Tax withholdingCommon Stock 1,911 $30.64 $58,553.04
Disclosure

SEC source: 0001209191-20-060338 · doc4.xml · nonDerivative · entry 5

Bealer Jennifer · CIK 0001789513 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,133

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.