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PGEN

PRECIGEN, INC.

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4356
SEC CIK
0001356090
Parsed reports
576

Last 12 months

Inside the activity.

1 purchase rows · 42 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 2025012
Jan 202600
Feb 202600
Mar 2026011
Apr 202600
May 202605
Jun 202603
Jul 202602
Aug 202616
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 20, 2019 Filed May 21, 2019 20:05 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 264,156 $4.63 $1,223,042.28
Disclosure

SEC source: 0001567619-19-011820 · doc1.xml · nonDerivative · entry 2

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by R.J. Kirk DOT

Disclosed balance after: 17,242,131

F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

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May 17, 2019 Filed May 21, 2019 20:07 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 12,106 $4.69 $56,777.14
Disclosure

SEC source: 0001567619-19-011822 · doc1.xml · nonDerivative · entry 7

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Incentive 2010

Disclosed balance after: 858,125

F1 · shares: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share.

F1 · price: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share.

F2 · ownership.nature: Mr. Kirk controls each of Sr. Staff 2015, Staff 2015, Incentive 2010, Third Security, LLC ("Third"), Kapital Joe, LLC ("KJ"), Third Security Capital Partners V, LLC ("TSCP V"), Third Security Staff 2001 LLC ("Staff 2001"), Lotus Capital (2000) Company Inc. ("Lotus"), Third Security Incentive 2006 LLC ("Inc 2006"), Third Security Senior Staff 2006 LLC ("Sr Staff 2006"), Third Security Staff 2006 LLC ("Staff 2006"), Mascara Kaboom, LLC ("MK "), Third Security Senior Staff LLC ("Sr Staff"), ADC 2010, LLC ("ADC 2010"), Third Security Senior Staff 2008 LLC ("Sr Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), NRM VI Holdings I, LLC ("VI Holdings") and NRM VII Holdings I, LLC ("VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
May 17, 2019 Filed May 21, 2019 20:07 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 24,212 $4.69 $113,554.28
Disclosure

SEC source: 0001567619-19-011822 · doc1.xml · nonDerivative · entry 4

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Staff 2015

Disclosed balance after: 405,817

F1 · shares: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share.

F1 · price: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share.

F2 · ownership.nature: Mr. Kirk controls each of Sr. Staff 2015, Staff 2015, Incentive 2010, Third Security, LLC ("Third"), Kapital Joe, LLC ("KJ"), Third Security Capital Partners V, LLC ("TSCP V"), Third Security Staff 2001 LLC ("Staff 2001"), Lotus Capital (2000) Company Inc. ("Lotus"), Third Security Incentive 2006 LLC ("Inc 2006"), Third Security Senior Staff 2006 LLC ("Sr Staff 2006"), Third Security Staff 2006 LLC ("Staff 2006"), Mascara Kaboom, LLC ("MK "), Third Security Senior Staff LLC ("Sr Staff"), ADC 2010, LLC ("ADC 2010"), Third Security Senior Staff 2008 LLC ("Sr Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), NRM VI Holdings I, LLC ("VI Holdings") and NRM VII Holdings I, LLC ("VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
May 17, 2019 Filed May 21, 2019 20:07 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 24,212 $4.69 $113,554.28
Disclosure

SEC source: 0001567619-19-011822 · doc1.xml · nonDerivative · entry 1

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Sr. Staff 2015

Disclosed balance after: 405,817

F1 · shares: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share.

F1 · price: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share.

F2 · ownership.nature: Mr. Kirk controls each of Sr. Staff 2015, Staff 2015, Incentive 2010, Third Security, LLC ("Third"), Kapital Joe, LLC ("KJ"), Third Security Capital Partners V, LLC ("TSCP V"), Third Security Staff 2001 LLC ("Staff 2001"), Lotus Capital (2000) Company Inc. ("Lotus"), Third Security Incentive 2006 LLC ("Inc 2006"), Third Security Senior Staff 2006 LLC ("Sr Staff 2006"), Third Security Staff 2006 LLC ("Staff 2006"), Mascara Kaboom, LLC ("MK "), Third Security Senior Staff LLC ("Sr Staff"), ADC 2010, LLC ("ADC 2010"), Third Security Senior Staff 2008 LLC ("Sr Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), NRM VI Holdings I, LLC ("VI Holdings") and NRM VII Holdings I, LLC ("VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
May 17, 2019 Filed May 21, 2019 20:05 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 490 $4.69 $2,298.10
Disclosure

SEC source: 0001567619-19-011820 · doc1.xml · nonDerivative · entry 28

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Kellie L. Banks LTT

Disclosed balance after: 145,885

F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
May 17, 2019 Filed May 21, 2019 20:05 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 1,014 $4.69 $4,755.66
Disclosure

SEC source: 0001567619-19-011820 · doc1.xml · nonDerivative · entry 25

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by ZSK 2009

Disclosed balance after: 98,280

F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
May 17, 2019 Filed May 21, 2019 20:05 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 1,359 $4.69 $6,373.71
Disclosure

SEC source: 0001567619-19-011820 · doc1.xml · nonDerivative · entry 22

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by ZSK 2008

Disclosed balance after: 144,677

F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
May 17, 2019 Filed May 21, 2019 20:05 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 4,936 $4.69 $23,149.84
Disclosure

SEC source: 0001567619-19-011820 · doc1.xml · nonDerivative · entry 19

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by MGK 2011

Disclosed balance after: 1,049,838

F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
May 17, 2019 Filed May 21, 2019 20:05 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 11,370 $4.69 $53,325.30
Disclosure

SEC source: 0001567619-19-011820 · doc1.xml · nonDerivative · entry 16

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by MGK 2009

Disclosed balance after: 1,110,070

F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
May 17, 2019 Filed May 21, 2019 20:05 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 1,383 $4.69 $6,486.27
Disclosure

SEC source: 0001567619-19-011820 · doc1.xml · nonDerivative · entry 13

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by MGK 2008

Disclosed balance after: 173,243

F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
May 17, 2019 Filed May 21, 2019 20:05 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 4,864 $4.69 $22,812.16
Disclosure

SEC source: 0001567619-19-011820 · doc1.xml · nonDerivative · entry 10

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by JPK 2012

Disclosed balance after: 951,774

F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
May 17, 2019 Filed May 21, 2019 20:05 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 10,935 $4.69 $51,285.15
Disclosure

SEC source: 0001567619-19-011820 · doc1.xml · nonDerivative · entry 7

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by JPK 2009

Disclosed balance after: 976,978

F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
May 17, 2019 Filed May 21, 2019 20:05 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 1,441 $4.69 $6,758.29
Disclosure

SEC source: 0001567619-19-011820 · doc1.xml · nonDerivative · entry 4

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by JPK 2008

Disclosed balance after: 173,143

F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
May 17, 2019 Filed May 21, 2019 20:05 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 53,002 $4.69 $248,579.38
Disclosure

SEC source: 0001567619-19-011820 · doc1.xml · nonDerivative · entry 1

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by R.J. Kirk DOT

Disclosed balance after: 16,977,975

F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
May 15, 2019 Filed May 15, 2019 17:36 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 2,544 $4.59 $11,676.96
Disclosure

SEC source: 0001567619-19-011330 · doc1.xml · nonDerivative · entry 30

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Kellie L. Banks LTT

Disclosed balance after: 145,395

F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
May 15, 2019 Filed May 15, 2019 17:36 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 5,260 $4.59 $24,143.40
Disclosure

SEC source: 0001567619-19-011330 · doc1.xml · nonDerivative · entry 27

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by ZSK 2009

Disclosed balance after: 97,266

F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
May 15, 2019 Filed May 15, 2019 17:36 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 7,050 $4.59 $32,359.50
Disclosure

SEC source: 0001567619-19-011330 · doc1.xml · nonDerivative · entry 24

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by ZSK 2008

Disclosed balance after: 143,318

F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
May 15, 2019 Filed May 15, 2019 17:36 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 25,611 $4.59 $117,554.49
Disclosure

SEC source: 0001567619-19-011330 · doc1.xml · nonDerivative · entry 21

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by MGK 2011

Disclosed balance after: 1,044,902

F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
May 15, 2019 Filed May 15, 2019 17:36 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 58,994 $4.59 $270,782.46
Disclosure

SEC source: 0001567619-19-011330 · doc1.xml · nonDerivative · entry 18

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by MGK 2009

Disclosed balance after: 1,098,700

F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
May 15, 2019 Filed May 15, 2019 17:36 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 7,176 $4.59 $32,937.84
Disclosure

SEC source: 0001567619-19-011330 · doc1.xml · nonDerivative · entry 15

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by MGK 2008

Disclosed balance after: 171,860

F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
May 15, 2019 Filed May 15, 2019 17:36 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 25,234 $4.59 $115,824.06
Disclosure

SEC source: 0001567619-19-011330 · doc1.xml · nonDerivative · entry 12

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by JPK 2012

Disclosed balance after: 946,910

F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
May 15, 2019 Filed May 15, 2019 17:36 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 56,733 $4.59 $260,404.47
Disclosure

SEC source: 0001567619-19-011330 · doc1.xml · nonDerivative · entry 9

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by JPK 2009

Disclosed balance after: 966,043

F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
May 15, 2019 Filed May 15, 2019 17:36 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 7,474 $4.59 $34,305.66
Disclosure

SEC source: 0001567619-19-011330 · doc1.xml · nonDerivative · entry 6

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by JPK 2008

Disclosed balance after: 171,702

F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
May 15, 2019 Filed May 15, 2019 17:36 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 275,001 $4.59 $1,262,254.59
Disclosure

SEC source: 0001567619-19-011330 · doc1.xml · nonDerivative · entry 3

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by R.J. Kirk DOT

Disclosed balance after: 16,924,973

F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
May 15, 2019 Filed May 15, 2019 17:38 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 62,810 $4.59 $288,297.90
Disclosure

SEC source: 0001567619-19-011332 · doc1.xml · nonDerivative · entry 9

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Incentive 2010

Disclosed balance after: 846,019

F1 · shares: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share.

F1 · price: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share.

F2 · ownership.nature: Randal J. Kirk controls each of Sr. Staff 2015, Staff 2015, Incentive 2010, Third Security, LLC ("Third Security"), Kapital Joe, LLC ("Kapital Joe"), Third Security Capital Partners V, LLC ("TSCP V"), Third Security Staff 2001 LLC ("Staff 2001"), Lotus Capital (2000) Company Inc. ("Lotus"), Third Security Incentive 2006 LLC ("Incentive 2006"), Third Security Senior Staff 2006 LLC ("Senior Staff 2006"), and Third Security Staff 2006 LLC ("Staff 2006"), Mascara Kaboom, LLC ("Mascara Kaboom"), Third Security Senior Staff LLC ("Sr. Staff"), ADC 2010, LLC ("ADC 2010"), Third Security Senior Staff 2008 LLC ("Senior Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), NRM VI Holdings I, LLC ("NRM VI Holdings") and NRM VII Holdings I, LLC ("NRM VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under t

Read SEC document
May 15, 2019 Filed May 15, 2019 17:38 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 125,620 $4.59 $576,595.80
Disclosure

SEC source: 0001567619-19-011332 · doc1.xml · nonDerivative · entry 6

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Staff 2015

Disclosed balance after: 381,605

F1 · shares: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share.

F1 · price: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share.

F2 · ownership.nature: Randal J. Kirk controls each of Sr. Staff 2015, Staff 2015, Incentive 2010, Third Security, LLC ("Third Security"), Kapital Joe, LLC ("Kapital Joe"), Third Security Capital Partners V, LLC ("TSCP V"), Third Security Staff 2001 LLC ("Staff 2001"), Lotus Capital (2000) Company Inc. ("Lotus"), Third Security Incentive 2006 LLC ("Incentive 2006"), Third Security Senior Staff 2006 LLC ("Senior Staff 2006"), and Third Security Staff 2006 LLC ("Staff 2006"), Mascara Kaboom, LLC ("Mascara Kaboom"), Third Security Senior Staff LLC ("Sr. Staff"), ADC 2010, LLC ("ADC 2010"), Third Security Senior Staff 2008 LLC ("Senior Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), NRM VI Holdings I, LLC ("NRM VI Holdings") and NRM VII Holdings I, LLC ("NRM VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under t

Read SEC document
May 15, 2019 Filed May 15, 2019 17:38 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 125,620 $4.59 $576,595.80
Disclosure

SEC source: 0001567619-19-011332 · doc1.xml · nonDerivative · entry 3

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Sr. Staff 2015

Disclosed balance after: 381,605

F1 · shares: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share.

F1 · price: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share.

F2 · ownership.nature: Randal J. Kirk controls each of Sr. Staff 2015, Staff 2015, Incentive 2010, Third Security, LLC ("Third Security"), Kapital Joe, LLC ("Kapital Joe"), Third Security Capital Partners V, LLC ("TSCP V"), Third Security Staff 2001 LLC ("Staff 2001"), Lotus Capital (2000) Company Inc. ("Lotus"), Third Security Incentive 2006 LLC ("Incentive 2006"), Third Security Senior Staff 2006 LLC ("Senior Staff 2006"), and Third Security Staff 2006 LLC ("Staff 2006"), Mascara Kaboom, LLC ("Mascara Kaboom"), Third Security Senior Staff LLC ("Sr. Staff"), ADC 2010, LLC ("ADC 2010"), Third Security Senior Staff 2008 LLC ("Senior Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), NRM VI Holdings I, LLC ("NRM VI Holdings") and NRM VII Holdings I, LLC ("NRM VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under t

Read SEC document
May 14, 2019 Filed May 15, 2019 17:36 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 1,195 $4.37 $5,222.15
Disclosure

SEC source: 0001567619-19-011330 · doc1.xml · nonDerivative · entry 29

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Kellie L. Banks LTT

Disclosed balance after: 142,851

F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
May 14, 2019 Filed May 15, 2019 17:36 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 2,471 $4.37 $10,798.27
Disclosure

SEC source: 0001567619-19-011330 · doc1.xml · nonDerivative · entry 26

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by ZSK 2009

Disclosed balance after: 92,006

F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
May 14, 2019 Filed May 15, 2019 17:36 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 3,311 $4.37 $14,469.07
Disclosure

SEC source: 0001567619-19-011330 · doc1.xml · nonDerivative · entry 23

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by ZSK 2008

Disclosed balance after: 136,268

F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
May 14, 2019 Filed May 15, 2019 17:36 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 12,029 $4.37 $52,566.73
Disclosure

SEC source: 0001567619-19-011330 · doc1.xml · nonDerivative · entry 20

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by MGK 2011

Disclosed balance after: 1,019,291

F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
May 14, 2019 Filed May 15, 2019 17:36 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 27,708 $4.37 $121,083.96
Disclosure

SEC source: 0001567619-19-011330 · doc1.xml · nonDerivative · entry 17

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by MGK 2009

Disclosed balance after: 1,039,706

F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
May 14, 2019 Filed May 15, 2019 17:36 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 3,370 $4.37 $14,726.90
Disclosure

SEC source: 0001567619-19-011330 · doc1.xml · nonDerivative · entry 14

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by MGK 2008

Disclosed balance after: 164,684

F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
May 14, 2019 Filed May 15, 2019 17:36 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 11,852 $4.37 $51,793.24
Disclosure

SEC source: 0001567619-19-011330 · doc1.xml · nonDerivative · entry 11

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by JPK 2012

Disclosed balance after: 921,676

F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
May 14, 2019 Filed May 15, 2019 17:36 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 26,646 $4.37 $116,443.02
Disclosure

SEC source: 0001567619-19-011330 · doc1.xml · nonDerivative · entry 8

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by JPK 2009

Disclosed balance after: 909,310

F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
May 14, 2019 Filed May 15, 2019 17:36 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 3,511 $4.37 $15,343.07
Disclosure

SEC source: 0001567619-19-011330 · doc1.xml · nonDerivative · entry 5

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by JPK 2008

Disclosed balance after: 164,228

F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
May 14, 2019 Filed May 15, 2019 17:36 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 129,158 $4.37 $564,420.46
Disclosure

SEC source: 0001567619-19-011330 · doc1.xml · nonDerivative · entry 2

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by R.J. Kirk DOT

Disclosed balance after: 16,649,972

F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
May 14, 2019 Filed May 15, 2019 17:38 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 29,500 $4.37 $128,915.00
Disclosure

SEC source: 0001567619-19-011332 · doc1.xml · nonDerivative · entry 8

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Incentive 2010

Disclosed balance after: 783,209

F1 · shares: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share.

F1 · price: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share.

F2 · ownership.nature: Randal J. Kirk controls each of Sr. Staff 2015, Staff 2015, Incentive 2010, Third Security, LLC ("Third Security"), Kapital Joe, LLC ("Kapital Joe"), Third Security Capital Partners V, LLC ("TSCP V"), Third Security Staff 2001 LLC ("Staff 2001"), Lotus Capital (2000) Company Inc. ("Lotus"), Third Security Incentive 2006 LLC ("Incentive 2006"), Third Security Senior Staff 2006 LLC ("Senior Staff 2006"), and Third Security Staff 2006 LLC ("Staff 2006"), Mascara Kaboom, LLC ("Mascara Kaboom"), Third Security Senior Staff LLC ("Sr. Staff"), ADC 2010, LLC ("ADC 2010"), Third Security Senior Staff 2008 LLC ("Senior Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), NRM VI Holdings I, LLC ("NRM VI Holdings") and NRM VII Holdings I, LLC ("NRM VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under t

Read SEC document
May 14, 2019 Filed May 15, 2019 17:38 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 59,000 $4.37 $257,830.00
Disclosure

SEC source: 0001567619-19-011332 · doc1.xml · nonDerivative · entry 5

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Staff 2015

Disclosed balance after: 255,985

F1 · shares: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share.

F1 · price: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share.

F2 · ownership.nature: Randal J. Kirk controls each of Sr. Staff 2015, Staff 2015, Incentive 2010, Third Security, LLC ("Third Security"), Kapital Joe, LLC ("Kapital Joe"), Third Security Capital Partners V, LLC ("TSCP V"), Third Security Staff 2001 LLC ("Staff 2001"), Lotus Capital (2000) Company Inc. ("Lotus"), Third Security Incentive 2006 LLC ("Incentive 2006"), Third Security Senior Staff 2006 LLC ("Senior Staff 2006"), and Third Security Staff 2006 LLC ("Staff 2006"), Mascara Kaboom, LLC ("Mascara Kaboom"), Third Security Senior Staff LLC ("Sr. Staff"), ADC 2010, LLC ("ADC 2010"), Third Security Senior Staff 2008 LLC ("Senior Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), NRM VI Holdings I, LLC ("NRM VI Holdings") and NRM VII Holdings I, LLC ("NRM VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under t

Read SEC document
May 14, 2019 Filed May 15, 2019 17:38 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 59,000 $4.37 $257,830.00
Disclosure

SEC source: 0001567619-19-011332 · doc1.xml · nonDerivative · entry 2

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Sr. Staff 2015

Disclosed balance after: 255,985

F1 · shares: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share.

F1 · price: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share.

F2 · ownership.nature: Randal J. Kirk controls each of Sr. Staff 2015, Staff 2015, Incentive 2010, Third Security, LLC ("Third Security"), Kapital Joe, LLC ("Kapital Joe"), Third Security Capital Partners V, LLC ("TSCP V"), Third Security Staff 2001 LLC ("Staff 2001"), Lotus Capital (2000) Company Inc. ("Lotus"), Third Security Incentive 2006 LLC ("Incentive 2006"), Third Security Senior Staff 2006 LLC ("Senior Staff 2006"), and Third Security Staff 2006 LLC ("Staff 2006"), Mascara Kaboom, LLC ("Mascara Kaboom"), Third Security Senior Staff LLC ("Sr. Staff"), ADC 2010, LLC ("ADC 2010"), Third Security Senior Staff 2008 LLC ("Senior Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), NRM VI Holdings I, LLC ("NRM VI Holdings") and NRM VII Holdings I, LLC ("NRM VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under t

Read SEC document
May 13, 2019 Filed May 15, 2019 17:36 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 3,053 $4.25 $12,975.25
Disclosure

SEC source: 0001567619-19-011330 · doc1.xml · nonDerivative · entry 28

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Kellie L. Banks LTT

Disclosed balance after: 141,656

F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
May 13, 2019 Filed May 15, 2019 17:36 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 6,314 $4.25 $26,834.50
Disclosure

SEC source: 0001567619-19-011330 · doc1.xml · nonDerivative · entry 25

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by ZSK 2009

Disclosed balance after: 89,535

F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
May 13, 2019 Filed May 15, 2019 17:36 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 8,462 $4.25 $35,963.50
Disclosure

SEC source: 0001567619-19-011330 · doc1.xml · nonDerivative · entry 22

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by ZSK 2008

Disclosed balance after: 132,957

F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
May 13, 2019 Filed May 15, 2019 17:36 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 30,739 $4.25 $130,640.75
Disclosure

SEC source: 0001567619-19-011330 · doc1.xml · nonDerivative · entry 19

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by MGK 2011

Disclosed balance after: 1,007,262

F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
May 13, 2019 Filed May 15, 2019 17:36 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 70,807 $4.25 $300,929.75
Disclosure

SEC source: 0001567619-19-011330 · doc1.xml · nonDerivative · entry 16

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by MGK 2009

Disclosed balance after: 1,011,998

F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

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May 13, 2019 Filed May 15, 2019 17:36 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 8,613 $4.25 $36,605.25
Disclosure

SEC source: 0001567619-19-011330 · doc1.xml · nonDerivative · entry 13

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by MGK 2008

Disclosed balance after: 161,314

F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

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May 13, 2019 Filed May 15, 2019 17:36 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 30,287 $4.25 $128,719.75
Disclosure

SEC source: 0001567619-19-011330 · doc1.xml · nonDerivative · entry 10

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by JPK 2012

Disclosed balance after: 909,824

F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

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May 13, 2019 Filed May 15, 2019 17:36 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 68,093 $4.25 $289,395.25
Disclosure

SEC source: 0001567619-19-011330 · doc1.xml · nonDerivative · entry 7

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by JPK 2009

Disclosed balance after: 882,664

F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
May 13, 2019 Filed May 15, 2019 17:36 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 8,971 $4.25 $38,126.75
Disclosure

SEC source: 0001567619-19-011330 · doc1.xml · nonDerivative · entry 4

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by JPK 2008

Disclosed balance after: 160,717

F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
May 13, 2019 Filed May 15, 2019 17:36 UTC
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 330,060 $4.25 $1,402,755.00
Disclosure

SEC source: 0001567619-19-011330 · doc1.xml · nonDerivative · entry 1

KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by R.J. Kirk DOT

Disclosed balance after: 16,520,814

F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share.

F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.