Last 12 months
Inside the activity.
1 purchase rows · 42 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 0 | 12 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 11 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 5 |
| Jun 2026 | 0 | 3 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 1 | 6 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 31, 2019 Filed Jun 4, 2019 18:01 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 1,515 | $4.78 | $7,241.70 |
DisclosureSEC source: 0001567619-19-012743 · doc1.xml · nonDerivative · entry 19 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by ZSK 2009 Disclosed balance after: 115,966 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F4 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, Third Security, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 18:01 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 2,030 | $4.78 | $9,703.40 |
DisclosureSEC source: 0001567619-19-012743 · doc1.xml · nonDerivative · entry 17 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by ZSK 2008 Disclosed balance after: 168,381 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F4 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, Third Security, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 18:01 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 7,374 | $4.78 | $35,247.72 |
DisclosureSEC source: 0001567619-19-012743 · doc1.xml · nonDerivative · entry 15 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by MGK 2011 Disclosed balance after: 1,135,944 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F4 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, Third Security, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 18:01 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 16,987 | $4.78 | $81,197.86 |
DisclosureSEC source: 0001567619-19-012743 · doc1.xml · nonDerivative · entry 13 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by MGK 2009 Disclosed balance after: 1,308,415 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F4 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, Third Security, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 18:01 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 2,066 | $4.78 | $9,875.48 |
DisclosureSEC source: 0001567619-19-012743 · doc1.xml · nonDerivative · entry 11 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by MGK 2008 Disclosed balance after: 197,369 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F4 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, Third Security, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 18:01 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 7,266 | $4.78 | $34,731.48 |
DisclosureSEC source: 0001567619-19-012743 · doc1.xml · nonDerivative · entry 9 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by JPK 2012 Disclosed balance after: 1,036,613 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F4 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, Third Security, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 18:01 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 16,336 | $4.78 | $78,086.08 |
DisclosureSEC source: 0001567619-19-012743 · doc1.xml · nonDerivative · entry 7 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by JPK 2009 Disclosed balance after: 1,167,719 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F4 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, Third Security, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 18:01 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 2,152 | $4.78 | $10,286.56 |
DisclosureSEC source: 0001567619-19-012743 · doc1.xml · nonDerivative · entry 5 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by JPK 2008 Disclosed balance after: 198,272 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F4 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, Third Security, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 18:01 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
GrantCommon Stock | 44,283 | $4.52 | $200,159.16 |
DisclosureSEC source: 0001567619-19-012743 · doc1.xml · nonDerivative · entry 2 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by R.J. Kirk DOT Disclosed balance after: 17,946,829 F2 · shares: In accordance with the Restricted Stock Unit Agreement dated April 1, 2019 between Intrexon Corporation ("Intrexon") and Randal J. Kirk, each month Mr. Kirk will receive that number of shares of Intrexon common stock, rounded down to the nearest whole share, whose fair market value equals $200,000. The number of shares of Intrexon common stock are to become vested and payable based upon the volume-weighted average of the price of the common stock of Intrexon (as calculated by Bloomberg) over the 30-day period ending on the last calendar day of the month. Mr. Kirk has designated the R.J. Kirk DOT to receive these shares. F2 · price: In accordance with the Restricted Stock Unit Agreement dated April 1, 2019 between Intrexon Corporation ("Intrexon") and Randal J. Kirk, each month Mr. Kirk will receive that number of shares of Intrexon common stock, rounded down to the nearest whole share, whose fair market value equals $200,000. The number of shares of Intrexon common stock are to become vested and payable based upon the volume-weighted average of the price of the common stock of Intrexon (as calculated by Bloomberg) over the 30-day period ending on the last calendar day of the month. Mr. Kirk has designated the R.J. Kirk DOT to receive these shares. F4 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, Third Security, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 18:01 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 79,184 | $4.78 | $378,499.52 |
DisclosureSEC source: 0001567619-19-012743 · doc1.xml · nonDerivative · entry 1 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by R.J. Kirk DOT Disclosed balance after: 17,902,546 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F4 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, Third Security, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 30, 2019 Filed May 30, 2019 19:47 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 41,012 | $4.79 | $196,447.48 |
DisclosureSEC source: 0001567619-19-012448 · doc1.xml · nonDerivative · entry 6 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Incentive 2010 Disclosed balance after: 1,051,213 F1 · shares: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share. F1 · price: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share. F2 · ownership.nature: Mr. Kirk controls each of Sr. Staff 2015, Staff 2015, Incentive 2010, Third Security, LLC ("Third"), Kapital Joe, LLC ("KJ"), Third Security Capital Partners V, LLC ("TSCP V"), Third Security Staff 2001 LLC ("Staff 2001"), Lotus Capital (2000) Company Inc. ("Lotus"), Third Security Incentive 2006 LLC ("Inc 2006"), Third Security Senior Staff 2006 LLC ("Sr Staff 2006"), Third Security Staff 2006 LLC ("Staff 2006"), Mascara Kaboom, LLC ("MK "), Third Security Senior Staff LLC ("Sr Staff"), ADC 2010, LLC ("ADC 2010"), Third Security Senior Staff 2008 LLC ("Sr Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), NRM VI Holdings I, LLC ("VI Holdings") and NRM VII Holdings I, LLC ("VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 30, 2019 Filed May 30, 2019 19:47 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 82,024 | $4.79 | $392,894.96 |
DisclosureSEC source: 0001567619-19-012448 · doc1.xml · nonDerivative · entry 4 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Staff 2015 Disclosed balance after: 791,993 F1 · shares: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share. F1 · price: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share. F2 · ownership.nature: Mr. Kirk controls each of Sr. Staff 2015, Staff 2015, Incentive 2010, Third Security, LLC ("Third"), Kapital Joe, LLC ("KJ"), Third Security Capital Partners V, LLC ("TSCP V"), Third Security Staff 2001 LLC ("Staff 2001"), Lotus Capital (2000) Company Inc. ("Lotus"), Third Security Incentive 2006 LLC ("Inc 2006"), Third Security Senior Staff 2006 LLC ("Sr Staff 2006"), Third Security Staff 2006 LLC ("Staff 2006"), Mascara Kaboom, LLC ("MK "), Third Security Senior Staff LLC ("Sr Staff"), ADC 2010, LLC ("ADC 2010"), Third Security Senior Staff 2008 LLC ("Sr Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), NRM VI Holdings I, LLC ("VI Holdings") and NRM VII Holdings I, LLC ("VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 30, 2019 Filed May 30, 2019 19:47 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 82,024 | $4.79 | $392,894.96 |
DisclosureSEC source: 0001567619-19-012448 · doc1.xml · nonDerivative · entry 2 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Sr. Staff 2015 Disclosed balance after: 791,993 F1 · shares: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share. F1 · price: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share. F2 · ownership.nature: Mr. Kirk controls each of Sr. Staff 2015, Staff 2015, Incentive 2010, Third Security, LLC ("Third"), Kapital Joe, LLC ("KJ"), Third Security Capital Partners V, LLC ("TSCP V"), Third Security Staff 2001 LLC ("Staff 2001"), Lotus Capital (2000) Company Inc. ("Lotus"), Third Security Incentive 2006 LLC ("Inc 2006"), Third Security Senior Staff 2006 LLC ("Sr Staff 2006"), Third Security Staff 2006 LLC ("Staff 2006"), Mascara Kaboom, LLC ("MK "), Third Security Senior Staff LLC ("Sr Staff"), ADC 2010, LLC ("ADC 2010"), Third Security Senior Staff 2008 LLC ("Sr Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), NRM VI Holdings I, LLC ("VI Holdings") and NRM VII Holdings I, LLC ("VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 30, 2019 Filed May 30, 2019 19:42 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 1,661 | $4.79 | $7,956.19 |
DisclosureSEC source: 0001567619-19-012446 · doc1.xml · nonDerivative · entry 20 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Kellie L. Banks LTT Disclosed balance after: 153,706 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 30, 2019 Filed May 30, 2019 19:42 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 3,435 | $4.79 | $16,453.65 |
DisclosureSEC source: 0001567619-19-012446 · doc1.xml · nonDerivative · entry 18 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by ZSK 2009 Disclosed balance after: 114,451 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 30, 2019 Filed May 30, 2019 19:42 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 4,604 | $4.79 | $22,053.16 |
DisclosureSEC source: 0001567619-19-012446 · doc1.xml · nonDerivative · entry 16 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by ZSK 2008 Disclosed balance after: 166,351 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 30, 2019 Filed May 30, 2019 19:42 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 16,723 | $4.79 | $80,103.17 |
DisclosureSEC source: 0001567619-19-012446 · doc1.xml · nonDerivative · entry 14 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by MGK 2011 Disclosed balance after: 1,128,570 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 30, 2019 Filed May 30, 2019 19:42 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 38,521 | $4.79 | $184,515.59 |
DisclosureSEC source: 0001567619-19-012446 · doc1.xml · nonDerivative · entry 12 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by MGK 2009 Disclosed balance after: 1,291,428 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 30, 2019 Filed May 30, 2019 19:42 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 4,686 | $4.79 | $22,445.94 |
DisclosureSEC source: 0001567619-19-012446 · doc1.xml · nonDerivative · entry 10 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by MGK 2008 Disclosed balance after: 195,303 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 30, 2019 Filed May 30, 2019 19:42 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 16,477 | $4.79 | $78,924.83 |
DisclosureSEC source: 0001567619-19-012446 · doc1.xml · nonDerivative · entry 8 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by JPK 2012 Disclosed balance after: 1,029,347 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 30, 2019 Filed May 30, 2019 19:42 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 37,044 | $4.79 | $177,440.76 |
DisclosureSEC source: 0001567619-19-012446 · doc1.xml · nonDerivative · entry 6 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by JPK 2009 Disclosed balance after: 1,151,383 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 30, 2019 Filed May 30, 2019 19:42 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 4,880 | $4.79 | $23,375.20 |
DisclosureSEC source: 0001567619-19-012446 · doc1.xml · nonDerivative · entry 4 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by JPK 2008 Disclosed balance after: 196,120 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 30, 2019 Filed May 30, 2019 19:42 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 179,561 | $4.79 | $860,097.19 |
DisclosureSEC source: 0001567619-19-012446 · doc1.xml · nonDerivative · entry 2 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by R.J. Kirk DOT Disclosed balance after: 17,823,362 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 29, 2019 Filed May 30, 2019 19:47 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 25,024 | $4.68 | $117,112.32 |
DisclosureSEC source: 0001567619-19-012448 · doc1.xml · nonDerivative · entry 5 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Incentive 2010 Disclosed balance after: 1,010,201 F1 · shares: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share. F1 · price: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share. F2 · ownership.nature: Mr. Kirk controls each of Sr. Staff 2015, Staff 2015, Incentive 2010, Third Security, LLC ("Third"), Kapital Joe, LLC ("KJ"), Third Security Capital Partners V, LLC ("TSCP V"), Third Security Staff 2001 LLC ("Staff 2001"), Lotus Capital (2000) Company Inc. ("Lotus"), Third Security Incentive 2006 LLC ("Inc 2006"), Third Security Senior Staff 2006 LLC ("Sr Staff 2006"), Third Security Staff 2006 LLC ("Staff 2006"), Mascara Kaboom, LLC ("MK "), Third Security Senior Staff LLC ("Sr Staff"), ADC 2010, LLC ("ADC 2010"), Third Security Senior Staff 2008 LLC ("Sr Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), NRM VI Holdings I, LLC ("VI Holdings") and NRM VII Holdings I, LLC ("VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 29, 2019 Filed May 30, 2019 19:47 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 50,048 | $4.68 | $234,224.64 |
DisclosureSEC source: 0001567619-19-012448 · doc1.xml · nonDerivative · entry 3 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Staff 2015 Disclosed balance after: 709,969 F1 · shares: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share. F1 · price: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share. F2 · ownership.nature: Mr. Kirk controls each of Sr. Staff 2015, Staff 2015, Incentive 2010, Third Security, LLC ("Third"), Kapital Joe, LLC ("KJ"), Third Security Capital Partners V, LLC ("TSCP V"), Third Security Staff 2001 LLC ("Staff 2001"), Lotus Capital (2000) Company Inc. ("Lotus"), Third Security Incentive 2006 LLC ("Inc 2006"), Third Security Senior Staff 2006 LLC ("Sr Staff 2006"), Third Security Staff 2006 LLC ("Staff 2006"), Mascara Kaboom, LLC ("MK "), Third Security Senior Staff LLC ("Sr Staff"), ADC 2010, LLC ("ADC 2010"), Third Security Senior Staff 2008 LLC ("Sr Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), NRM VI Holdings I, LLC ("VI Holdings") and NRM VII Holdings I, LLC ("VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 29, 2019 Filed May 30, 2019 19:47 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 50,048 | $4.68 | $234,224.64 |
DisclosureSEC source: 0001567619-19-012448 · doc1.xml · nonDerivative · entry 1 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Sr. Staff 2015 Disclosed balance after: 709,969 F1 · shares: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share. F1 · price: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share. F2 · ownership.nature: Mr. Kirk controls each of Sr. Staff 2015, Staff 2015, Incentive 2010, Third Security, LLC ("Third"), Kapital Joe, LLC ("KJ"), Third Security Capital Partners V, LLC ("TSCP V"), Third Security Staff 2001 LLC ("Staff 2001"), Lotus Capital (2000) Company Inc. ("Lotus"), Third Security Incentive 2006 LLC ("Inc 2006"), Third Security Senior Staff 2006 LLC ("Sr Staff 2006"), Third Security Staff 2006 LLC ("Staff 2006"), Mascara Kaboom, LLC ("MK "), Third Security Senior Staff LLC ("Sr Staff"), ADC 2010, LLC ("ADC 2010"), Third Security Senior Staff 2008 LLC ("Sr Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), NRM VI Holdings I, LLC ("VI Holdings") and NRM VII Holdings I, LLC ("VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 29, 2019 Filed May 30, 2019 19:42 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 1,013 | $4.68 | $4,740.84 |
DisclosureSEC source: 0001567619-19-012446 · doc1.xml · nonDerivative · entry 19 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Kellie L. Banks LTT Disclosed balance after: 152,045 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 29, 2019 Filed May 30, 2019 19:42 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 2,096 | $4.68 | $9,809.28 |
DisclosureSEC source: 0001567619-19-012446 · doc1.xml · nonDerivative · entry 17 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by ZSK 2009 Disclosed balance after: 111,016 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 29, 2019 Filed May 30, 2019 19:42 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 2,809 | $4.68 | $13,146.12 |
DisclosureSEC source: 0001567619-19-012446 · doc1.xml · nonDerivative · entry 15 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by ZSK 2008 Disclosed balance after: 161,747 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 29, 2019 Filed May 30, 2019 19:42 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 10,204 | $4.68 | $47,754.72 |
DisclosureSEC source: 0001567619-19-012446 · doc1.xml · nonDerivative · entry 13 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by MGK 2011 Disclosed balance after: 1,111,847 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 29, 2019 Filed May 30, 2019 19:42 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 23,504 | $4.68 | $109,998.72 |
DisclosureSEC source: 0001567619-19-012446 · doc1.xml · nonDerivative · entry 11 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by MGK 2009 Disclosed balance after: 1,252,907 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 29, 2019 Filed May 30, 2019 19:42 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 2,859 | $4.68 | $13,380.12 |
DisclosureSEC source: 0001567619-19-012446 · doc1.xml · nonDerivative · entry 9 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by MGK 2008 Disclosed balance after: 190,617 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 29, 2019 Filed May 30, 2019 19:42 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 10,053 | $4.68 | $47,048.04 |
DisclosureSEC source: 0001567619-19-012446 · doc1.xml · nonDerivative · entry 7 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by JPK 2012 Disclosed balance after: 1,012,870 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 29, 2019 Filed May 30, 2019 19:42 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 22,603 | $4.68 | $105,782.04 |
DisclosureSEC source: 0001567619-19-012446 · doc1.xml · nonDerivative · entry 5 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by JPK 2009 Disclosed balance after: 1,114,339 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 29, 2019 Filed May 30, 2019 19:42 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 2,978 | $4.68 | $13,937.04 |
DisclosureSEC source: 0001567619-19-012446 · doc1.xml · nonDerivative · entry 3 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by JPK 2008 Disclosed balance after: 191,240 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 29, 2019 Filed May 30, 2019 19:42 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 109,560 | $4.68 | $512,740.80 |
DisclosureSEC source: 0001567619-19-012446 · doc1.xml · nonDerivative · entry 1 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by R.J. Kirk DOT Disclosed balance after: 17,643,801 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 24, 2019 Filed May 24, 2019 19:29 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 14,486 | $4.68 | $67,794.48 |
DisclosureSEC source: 0001567619-19-012161 · doc1.xml · nonDerivative · entry 9 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Incentive 2010 Disclosed balance after: 985,177 F1 · shares: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share. F1 · price: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share. F2 · ownership.nature: Mr. Kirk controls each of Sr. Staff 2015, Staff 2015, Incentive 2010, Third Security, LLC ("Third"), Kapital Joe, LLC ("KJ"), Third Security Capital Partners V, LLC ("TSCP V"), Third Security Staff 2001 LLC ("Staff 2001"), Lotus Capital (2000) Company Inc. ("Lotus"), Third Security Incentive 2006 LLC ("Inc 2006"), Third Security Senior Staff 2006 LLC ("Sr Staff 2006"), Third Security Staff 2006 LLC ("Staff 2006"), Mascara Kaboom, LLC ("MK "), Third Security Senior Staff LLC ("Sr Staff"), ADC 2010, LLC ("ADC 2010"), Third Security Senior Staff 2008 LLC ("Sr Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), NRM VI Holdings I, LLC ("VI Holdings") and NRM VII Holdings I, LLC ("VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 24, 2019 Filed May 24, 2019 19:29 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 28,972 | $4.68 | $135,588.96 |
DisclosureSEC source: 0001567619-19-012161 · doc1.xml · nonDerivative · entry 6 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Staff 2015 Disclosed balance after: 659,921 F1 · shares: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share. F1 · price: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share. F2 · ownership.nature: Mr. Kirk controls each of Sr. Staff 2015, Staff 2015, Incentive 2010, Third Security, LLC ("Third"), Kapital Joe, LLC ("KJ"), Third Security Capital Partners V, LLC ("TSCP V"), Third Security Staff 2001 LLC ("Staff 2001"), Lotus Capital (2000) Company Inc. ("Lotus"), Third Security Incentive 2006 LLC ("Inc 2006"), Third Security Senior Staff 2006 LLC ("Sr Staff 2006"), Third Security Staff 2006 LLC ("Staff 2006"), Mascara Kaboom, LLC ("MK "), Third Security Senior Staff LLC ("Sr Staff"), ADC 2010, LLC ("ADC 2010"), Third Security Senior Staff 2008 LLC ("Sr Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), NRM VI Holdings I, LLC ("VI Holdings") and NRM VII Holdings I, LLC ("VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 24, 2019 Filed May 24, 2019 19:29 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 28,972 | $4.68 | $135,588.96 |
DisclosureSEC source: 0001567619-19-012161 · doc1.xml · nonDerivative · entry 3 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Sr. Staff 2015 Disclosed balance after: 659,921 F1 · shares: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share. F1 · price: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share. F2 · ownership.nature: Mr. Kirk controls each of Sr. Staff 2015, Staff 2015, Incentive 2010, Third Security, LLC ("Third"), Kapital Joe, LLC ("KJ"), Third Security Capital Partners V, LLC ("TSCP V"), Third Security Staff 2001 LLC ("Staff 2001"), Lotus Capital (2000) Company Inc. ("Lotus"), Third Security Incentive 2006 LLC ("Inc 2006"), Third Security Senior Staff 2006 LLC ("Sr Staff 2006"), Third Security Staff 2006 LLC ("Staff 2006"), Mascara Kaboom, LLC ("MK "), Third Security Senior Staff LLC ("Sr Staff"), ADC 2010, LLC ("ADC 2010"), Third Security Senior Staff 2008 LLC ("Sr Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), NRM VI Holdings I, LLC ("VI Holdings") and NRM VII Holdings I, LLC ("VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 24, 2019 Filed May 24, 2019 19:23 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 587 | $4.68 | $2,747.16 |
DisclosureSEC source: 0001567619-19-012158 · doc1.xml · nonDerivative · entry 30 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Kellie L. Banks LTT Disclosed balance after: 151,032 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 24, 2019 Filed May 24, 2019 19:23 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 1,213 | $4.68 | $5,676.84 |
DisclosureSEC source: 0001567619-19-012158 · doc1.xml · nonDerivative · entry 27 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by ZSK 2009 Disclosed balance after: 108,920 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 24, 2019 Filed May 24, 2019 19:23 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 1,626 | $4.68 | $7,609.68 |
DisclosureSEC source: 0001567619-19-012158 · doc1.xml · nonDerivative · entry 24 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by ZSK 2008 Disclosed balance after: 158,938 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 24, 2019 Filed May 24, 2019 19:23 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 5,907 | $4.68 | $27,644.76 |
DisclosureSEC source: 0001567619-19-012158 · doc1.xml · nonDerivative · entry 21 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by MGK 2011 Disclosed balance after: 1,101,643 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 24, 2019 Filed May 24, 2019 19:23 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 13,606 | $4.68 | $63,676.08 |
DisclosureSEC source: 0001567619-19-012158 · doc1.xml · nonDerivative · entry 18 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by MGK 2009 Disclosed balance after: 1,229,403 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 24, 2019 Filed May 24, 2019 19:23 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 1,655 | $4.68 | $7,745.40 |
DisclosureSEC source: 0001567619-19-012158 · doc1.xml · nonDerivative · entry 15 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by MGK 2008 Disclosed balance after: 187,758 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 24, 2019 Filed May 24, 2019 19:23 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 5,820 | $4.68 | $27,237.60 |
DisclosureSEC source: 0001567619-19-012158 · doc1.xml · nonDerivative · entry 12 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by JPK 2012 Disclosed balance after: 1,002,817 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 24, 2019 Filed May 24, 2019 19:23 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 13,084 | $4.68 | $61,233.12 |
DisclosureSEC source: 0001567619-19-012158 · doc1.xml · nonDerivative · entry 9 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by JPK 2009 Disclosed balance after: 1,091,736 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 24, 2019 Filed May 24, 2019 19:23 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 1,724 | $4.68 | $8,068.32 |
DisclosureSEC source: 0001567619-19-012158 · doc1.xml · nonDerivative · entry 6 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by JPK 2008 Disclosed balance after: 188,262 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 24, 2019 Filed May 24, 2019 19:23 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 63,423 | $4.68 | $296,819.64 |
DisclosureSEC source: 0001567619-19-012158 · doc1.xml · nonDerivative · entry 3 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by R.J. Kirk DOT Disclosed balance after: 17,534,241 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| May 23, 2019 Filed May 24, 2019 19:29 UTC |
KIRK RANDAL JDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 17,150 | $4.67 | $80,090.50 |
DisclosureSEC source: 0001567619-19-012161 · doc1.xml · nonDerivative · entry 8 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Incentive 2010 Disclosed balance after: 970,691 F1 · shares: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share. F1 · price: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share. F2 · ownership.nature: Mr. Kirk controls each of Sr. Staff 2015, Staff 2015, Incentive 2010, Third Security, LLC ("Third"), Kapital Joe, LLC ("KJ"), Third Security Capital Partners V, LLC ("TSCP V"), Third Security Staff 2001 LLC ("Staff 2001"), Lotus Capital (2000) Company Inc. ("Lotus"), Third Security Incentive 2006 LLC ("Inc 2006"), Third Security Senior Staff 2006 LLC ("Sr Staff 2006"), Third Security Staff 2006 LLC ("Staff 2006"), Mascara Kaboom, LLC ("MK "), Third Security Senior Staff LLC ("Sr Staff"), ADC 2010, LLC ("ADC 2010"), Third Security Senior Staff 2008 LLC ("Sr Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), NRM VI Holdings I, LLC ("VI Holdings") and NRM VII Holdings I, LLC ("VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.