PGEN

PRECIGEN, INC.

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Tapewire entity: 4356
SEC CIK: 0001356090
Parsed reports: 576

Last 12 months

Inside the activity.

1 purchase rows · 42 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.

Nov

Dec

Jan

Feb

Mar

Apr

May

Jun

Jul

Aug

Sep

Oct

Monthly counts

Month	Purchases	Sales
Nov 2025	0	3
Dec 2025	0	12
Jan 2026	0	0
Feb 2026	0	0
Mar 2026	0	11
Apr 2026	0	0
May 2026	0	5
Jun 2026	0	3
Jul 2026	0	2
Aug 2026	1	6
Sep 2026	0	0
Oct 2026	0	0

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Owner / reported role	Activity / security	Shares / units	Reported price	Reported value	Details
June 30, 2019 Filed Jul 2, 2019 23:11 UTC	Lehr Donald P.Chief Legal Officer	Exercise / conversionRestricted Stock Units · Derivative	14,341	$0.00	$0.00	Disclosure SEC source: 0001123292-19-000961 · edgar.xml · derivative · entry 3 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,021 Underlying: Common Stock · 14,341 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. F3 · derivative.exercise_date: The restricted stock units were granted on April 9, 2019, and the remaining restricted stock units vest in three equal quarterly installments on each of September 30, 2019, December 31, 2019 and March 31, 2020. F3 · derivative.expiration_date: The restricted stock units were granted on April 9, 2019, and the remaining restricted stock units vest in three equal quarterly installments on each of September 30, 2019, December 31, 2019 and March 31, 2020. Read SEC document
June 30, 2019 Filed Jul 2, 2019 23:11 UTC	Lehr Donald P.Chief Legal Officer	Exercise / conversionCommon Stock	14,341	Not disclosed	Not disclosed	Disclosure SEC source: 0001123292-19-000961 · edgar.xml · nonDerivative · entry 1 Lehr Donald P. · CIK 0001583187 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,298 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. Read SEC document
June 30, 2019 Filed Jul 2, 2019 23:10 UTC	Bostick ThomasChief Operating Officer	Exercise / conversionRestricted Stock Units · Derivative	14,341	$0.00	$0.00	Disclosure SEC source: 0001123292-19-000960 · edgar.xml · derivative · entry 3 Bostick Thomas · CIK 0001724193 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,021 Underlying: Common Stock · 14,341 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. F3 · derivative.exercise_date: The restricted stock units were granted on April 9, 2019, and the remaining restricted stock units vest in three equal quarterly installments on each of September 30, 2019, December 31, 2019 and March 31, 2020. F3 · derivative.expiration_date: The restricted stock units were granted on April 9, 2019, and the remaining restricted stock units vest in three equal quarterly installments on each of September 30, 2019, December 31, 2019 and March 31, 2020. Read SEC document
June 30, 2019 Filed Jul 2, 2019 23:10 UTC	Bostick ThomasChief Operating Officer	Exercise / conversionCommon Stock	14,341	Not disclosed	Not disclosed	Disclosure SEC source: 0001123292-19-000960 · edgar.xml · nonDerivative · entry 1 Bostick Thomas · CIK 0001724193 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,236 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of XON common stock. Read SEC document
June 28, 2019 Filed Jul 2, 2019 16:35 UTC	KIRK RANDAL JDirector · Chief Executive Officer · 10% owner	GrantCommon Stock	146,487	$5.46	$799,819.02	Disclosure SEC source: 0001567619-19-014288 · doc1.xml · nonDerivative · entry 2 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Third Security Disclosed balance after: 2,422,517 F2 · shares: In accordance with the Services Agreement between Intrexon and Third Security, LLC ("Third Security") dated November 1, 2015, as amended by the Fourth Amendment to the Services Agreement dated April 18, 2019 (the "Fourth Amendment"), for services provided by Third Security to Intrexon, Intrexon shall pay to Third Security, on a monthly basis, such number of shares of common stock of Intrexon, rounded down to the nearest whole number, equal to a value of $800,000. The number of shares issuable to Third Security shall be calculated by dividing $800,000 by the volume-weighted average of the price of Intrexon's common stock (as calculated by Bloomberg) over the 30-day period ending on the 15th day of the calendar month during which the applicable services are provided. F2 · price: In accordance with the Services Agreement between Intrexon and Third Security, LLC ("Third Security") dated November 1, 2015, as amended by the Fourth Amendment to the Services Agreement dated April 18, 2019 (the "Fourth Amendment"), for services provided by Third Security to Intrexon, Intrexon shall pay to Third Security, on a monthly basis, such number of shares of common stock of Intrexon, rounded down to the nearest whole number, equal to a value of $800,000. The number of shares issuable to Third Security shall be calculated by dividing $800,000 by the volume-weighted average of the price of Intrexon's common stock (as calculated by Bloomberg) over the 30-day period ending on the 15th day of the calendar month during which the applicable services are provided. F3 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, Third Security, JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kapital Joe, LLC ("Kapital Joe"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document
June 28, 2019 Filed Jul 2, 2019 16:35 UTC	KIRK RANDAL JDirector · Chief Executive Officer · 10% owner	GrantCommon Stock	28,467	$7.03	$200,123.01	Disclosure SEC source: 0001567619-19-014288 · doc1.xml · nonDerivative · entry 1 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by R.J. Kirk DOT Disclosed balance after: 18,296,918 F1 · shares: In accordance with the Restricted Stock Unit Agreement dated April 1, 2019 between Intrexon Corporation ("Intrexon") and Randal J. Kirk, each month Mr. Kirk will receive that number of shares of Intrexon common stock, rounded down to the nearest whole share, whose fair market value equals $200,000. The number of shares of Intrexon common stock are to become vested and payable based upon the volume-weighted average of the price of the common stock of Intrexon (as calculated by Bloomberg) over the 30-day period ending on the last calendar day of the month. Mr. Kirk has designated the R.J. Kirk Declaration of Trust ("R.J. Kirk DOT") to receive these shares. F1 · price: In accordance with the Restricted Stock Unit Agreement dated April 1, 2019 between Intrexon Corporation ("Intrexon") and Randal J. Kirk, each month Mr. Kirk will receive that number of shares of Intrexon common stock, rounded down to the nearest whole share, whose fair market value equals $200,000. The number of shares of Intrexon common stock are to become vested and payable based upon the volume-weighted average of the price of the common stock of Intrexon (as calculated by Bloomberg) over the 30-day period ending on the last calendar day of the month. Mr. Kirk has designated the R.J. Kirk Declaration of Trust ("R.J. Kirk DOT") to receive these shares. F3 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, Third Security, JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kapital Joe, LLC ("Kapital Joe"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document
June 07, 2019 Filed Jun 10, 2019 17:19 UTC	KIRK RANDAL JDirector · Chief Executive Officer · 10% owner	PurchaseCommon Stock	1,201	$5.26	$6,317.26	Disclosure SEC source: 0001567619-19-013167 · doc1.xml · nonDerivative · entry 20 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Kellie L. Banks LTT Disclosed balance after: 157,413 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document
June 07, 2019 Filed Jun 10, 2019 17:19 UTC	KIRK RANDAL JDirector · Chief Executive Officer · 10% owner	PurchaseCommon Stock	2,483	$5.26	$13,060.58	Disclosure SEC source: 0001567619-19-013167 · doc1.xml · nonDerivative · entry 18 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by ZSK 2009 Disclosed balance after: 122,118 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document
June 07, 2019 Filed Jun 10, 2019 17:19 UTC	KIRK RANDAL JDirector · Chief Executive Officer · 10% owner	PurchaseCommon Stock	3,328	$5.26	$17,505.28	Disclosure SEC source: 0001567619-19-013167 · doc1.xml · nonDerivative · entry 16 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by ZSK 2008 Disclosed balance after: 176,628 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document
June 07, 2019 Filed Jun 10, 2019 17:19 UTC	KIRK RANDAL JDirector · Chief Executive Officer · 10% owner	PurchaseCommon Stock	12,089	$5.26	$63,588.14	Disclosure SEC source: 0001567619-19-013167 · doc1.xml · nonDerivative · entry 14 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by MGK 2011 Disclosed balance after: 1,165,897 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document
June 07, 2019 Filed Jun 10, 2019 17:19 UTC	KIRK RANDAL JDirector · Chief Executive Officer · 10% owner	PurchaseCommon Stock	27,846	$5.26	$146,469.96	Disclosure SEC source: 0001567619-19-013167 · doc1.xml · nonDerivative · entry 12 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by MGK 2009 Disclosed balance after: 1,377,412 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document
June 07, 2019 Filed Jun 10, 2019 17:19 UTC	KIRK RANDAL JDirector · Chief Executive Officer · 10% owner	PurchaseCommon Stock	3,387	$5.26	$17,815.62	Disclosure SEC source: 0001567619-19-013167 · doc1.xml · nonDerivative · entry 10 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by MGK 2008 Disclosed balance after: 205,763 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document
June 07, 2019 Filed Jun 10, 2019 17:19 UTC	KIRK RANDAL JDirector · Chief Executive Officer · 10% owner	PurchaseCommon Stock	11,911	$5.26	$62,651.86	Disclosure SEC source: 0001567619-19-013167 · doc1.xml · nonDerivative · entry 8 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by JPK 2012 Disclosed balance after: 1,066,124 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document
June 07, 2019 Filed Jun 10, 2019 17:19 UTC	KIRK RANDAL JDirector · Chief Executive Officer · 10% owner	PurchaseCommon Stock	26,779	$5.26	$140,857.54	Disclosure SEC source: 0001567619-19-013167 · doc1.xml · nonDerivative · entry 6 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by JPK 2009 Disclosed balance after: 1,234,073 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document
June 07, 2019 Filed Jun 10, 2019 17:19 UTC	KIRK RANDAL JDirector · Chief Executive Officer · 10% owner	PurchaseCommon Stock	3,528	$5.26	$18,557.28	Disclosure SEC source: 0001567619-19-013167 · doc1.xml · nonDerivative · entry 4 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by JPK 2008 Disclosed balance after: 207,014 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document
June 07, 2019 Filed Jun 10, 2019 17:19 UTC	KIRK RANDAL JDirector · Chief Executive Officer · 10% owner	PurchaseCommon Stock	129,803	$5.26	$682,763.78	Disclosure SEC source: 0001567619-19-013167 · doc1.xml · nonDerivative · entry 2 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by R.J. Kirk DOT Disclosed balance after: 18,268,451 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document
June 07, 2019 Filed Jun 10, 2019 17:20 UTC	KIRK RANDAL JDirector · Chief Executive Officer · 10% owner	PurchaseCommon Stock	29,647	$5.26	$155,943.22	Disclosure SEC source: 0001567619-19-013169 · doc1.xml · nonDerivative · entry 6 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Incentive 2010 Disclosed balance after: 1,142,758 F1 · shares: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share. F1 · price: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share. F2 · ownership.nature: Mr. Kirk controls each of Sr. Staff 2015, Staff 2015, Incentive 2010, Third Security, LLC ("Third"), Kapital Joe, LLC ("KJ"), Third Security Capital Partners V, LLC ("TSCP V"), Third Security Staff 2001 LLC ("Staff 2001"), Lotus Capital (2000) Company Inc. ("Lotus"), Third Security Incentive 2006 LLC ("Inc 2006"), Third Security Senior Staff 2006 LLC ("Sr Staff 2006"), Third Security Staff 2006 LLC ("Staff 2006"), Mascara Kaboom, LLC ("MK "), Third Security Senior Staff LLC ("Sr Staff"), ADC 2010, LLC ("ADC 2010"), Third Security Senior Staff 2008 LLC ("Sr Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), NRM VI Holdings I, LLC ("VI Holdings") and NRM VII Holdings I, LLC ("VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document
June 07, 2019 Filed Jun 10, 2019 17:20 UTC	KIRK RANDAL JDirector · Chief Executive Officer · 10% owner	PurchaseCommon Stock	59,295	$5.26	$311,891.70	Disclosure SEC source: 0001567619-19-013169 · doc1.xml · nonDerivative · entry 4 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Staff 2015 Disclosed balance after: 975,084 F1 · shares: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share. F1 · price: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share. F2 · ownership.nature: Mr. Kirk controls each of Sr. Staff 2015, Staff 2015, Incentive 2010, Third Security, LLC ("Third"), Kapital Joe, LLC ("KJ"), Third Security Capital Partners V, LLC ("TSCP V"), Third Security Staff 2001 LLC ("Staff 2001"), Lotus Capital (2000) Company Inc. ("Lotus"), Third Security Incentive 2006 LLC ("Inc 2006"), Third Security Senior Staff 2006 LLC ("Sr Staff 2006"), Third Security Staff 2006 LLC ("Staff 2006"), Mascara Kaboom, LLC ("MK "), Third Security Senior Staff LLC ("Sr Staff"), ADC 2010, LLC ("ADC 2010"), Third Security Senior Staff 2008 LLC ("Sr Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), NRM VI Holdings I, LLC ("VI Holdings") and NRM VII Holdings I, LLC ("VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document
June 07, 2019 Filed Jun 10, 2019 17:20 UTC	KIRK RANDAL JDirector · Chief Executive Officer · 10% owner	PurchaseCommon Stock	59,295	$5.26	$311,891.70	Disclosure SEC source: 0001567619-19-013169 · doc1.xml · nonDerivative · entry 2 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Sr. Staff 2015 Disclosed balance after: 975,084 F1 · shares: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share. F1 · price: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share. F2 · ownership.nature: Mr. Kirk controls each of Sr. Staff 2015, Staff 2015, Incentive 2010, Third Security, LLC ("Third"), Kapital Joe, LLC ("KJ"), Third Security Capital Partners V, LLC ("TSCP V"), Third Security Staff 2001 LLC ("Staff 2001"), Lotus Capital (2000) Company Inc. ("Lotus"), Third Security Incentive 2006 LLC ("Inc 2006"), Third Security Senior Staff 2006 LLC ("Sr Staff 2006"), Third Security Staff 2006 LLC ("Staff 2006"), Mascara Kaboom, LLC ("MK "), Third Security Senior Staff LLC ("Sr Staff"), ADC 2010, LLC ("ADC 2010"), Third Security Senior Staff 2008 LLC ("Sr Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), NRM VI Holdings I, LLC ("VI Holdings") and NRM VII Holdings I, LLC ("VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document
June 06, 2019 Filed Jun 10, 2019 17:19 UTC	KIRK RANDAL JDirector · Chief Executive Officer · 10% owner	PurchaseCommon Stock	1,409	$5.23	$7,369.07	Disclosure SEC source: 0001567619-19-013167 · doc1.xml · nonDerivative · entry 19 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Kellie L. Banks LTT Disclosed balance after: 156,212 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document
June 06, 2019 Filed Jun 10, 2019 17:19 UTC	KIRK RANDAL JDirector · Chief Executive Officer · 10% owner	PurchaseCommon Stock	2,914	$5.23	$15,240.22	Disclosure SEC source: 0001567619-19-013167 · doc1.xml · nonDerivative · entry 17 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by ZSK 2009 Disclosed balance after: 119,635 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document
June 06, 2019 Filed Jun 10, 2019 17:19 UTC	KIRK RANDAL JDirector · Chief Executive Officer · 10% owner	PurchaseCommon Stock	3,905	$5.23	$20,423.15	Disclosure SEC source: 0001567619-19-013167 · doc1.xml · nonDerivative · entry 15 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by ZSK 2008 Disclosed balance after: 173,300 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document
June 06, 2019 Filed Jun 10, 2019 17:19 UTC	KIRK RANDAL JDirector · Chief Executive Officer · 10% owner	PurchaseCommon Stock	14,185	$5.23	$74,187.55	Disclosure SEC source: 0001567619-19-013167 · doc1.xml · nonDerivative · entry 13 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by MGK 2011 Disclosed balance after: 1,153,808 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document
June 06, 2019 Filed Jun 10, 2019 17:19 UTC	KIRK RANDAL JDirector · Chief Executive Officer · 10% owner	PurchaseCommon Stock	32,675	$5.23	$170,890.25	Disclosure SEC source: 0001567619-19-013167 · doc1.xml · nonDerivative · entry 11 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by MGK 2009 Disclosed balance after: 1,349,566 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document
June 06, 2019 Filed Jun 10, 2019 17:19 UTC	KIRK RANDAL JDirector · Chief Executive Officer · 10% owner	PurchaseCommon Stock	3,975	$5.23	$20,789.25	Disclosure SEC source: 0001567619-19-013167 · doc1.xml · nonDerivative · entry 9 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by MGK 2008 Disclosed balance after: 202,376 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document
June 06, 2019 Filed Jun 10, 2019 17:19 UTC	KIRK RANDAL JDirector · Chief Executive Officer · 10% owner	PurchaseCommon Stock	13,976	$5.23	$73,094.48	Disclosure SEC source: 0001567619-19-013167 · doc1.xml · nonDerivative · entry 7 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by JPK 2012 Disclosed balance after: 1,054,213 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document
June 06, 2019 Filed Jun 10, 2019 17:19 UTC	KIRK RANDAL JDirector · Chief Executive Officer · 10% owner	PurchaseCommon Stock	31,423	$5.23	$164,342.29	Disclosure SEC source: 0001567619-19-013167 · doc1.xml · nonDerivative · entry 5 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by JPK 2009 Disclosed balance after: 1,207,294 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document
June 06, 2019 Filed Jun 10, 2019 17:19 UTC	KIRK RANDAL JDirector · Chief Executive Officer · 10% owner	PurchaseCommon Stock	4,140	$5.23	$21,652.20	Disclosure SEC source: 0001567619-19-013167 · doc1.xml · nonDerivative · entry 3 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by JPK 2008 Disclosed balance after: 203,486 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document
June 06, 2019 Filed Jun 10, 2019 17:19 UTC	KIRK RANDAL JDirector · Chief Executive Officer · 10% owner	PurchaseCommon Stock	152,311	$5.23	$796,586.53	Disclosure SEC source: 0001567619-19-013167 · doc1.xml · nonDerivative · entry 1 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by R.J. Kirk DOT Disclosed balance after: 18,138,648 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document
June 06, 2019 Filed Jun 10, 2019 17:20 UTC	KIRK RANDAL JDirector · Chief Executive Officer · 10% owner	PurchaseCommon Stock	34,788	$5.23	$181,941.24	Disclosure SEC source: 0001567619-19-013169 · doc1.xml · nonDerivative · entry 5 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Incentive 2010 Disclosed balance after: 1,113,111 F1 · shares: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share. F1 · price: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share. F2 · ownership.nature: Mr. Kirk controls each of Sr. Staff 2015, Staff 2015, Incentive 2010, Third Security, LLC ("Third"), Kapital Joe, LLC ("KJ"), Third Security Capital Partners V, LLC ("TSCP V"), Third Security Staff 2001 LLC ("Staff 2001"), Lotus Capital (2000) Company Inc. ("Lotus"), Third Security Incentive 2006 LLC ("Inc 2006"), Third Security Senior Staff 2006 LLC ("Sr Staff 2006"), Third Security Staff 2006 LLC ("Staff 2006"), Mascara Kaboom, LLC ("MK "), Third Security Senior Staff LLC ("Sr Staff"), ADC 2010, LLC ("ADC 2010"), Third Security Senior Staff 2008 LLC ("Sr Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), NRM VI Holdings I, LLC ("VI Holdings") and NRM VII Holdings I, LLC ("VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document
June 06, 2019 Filed Jun 10, 2019 17:20 UTC	KIRK RANDAL JDirector · Chief Executive Officer · 10% owner	PurchaseCommon Stock	69,577	$5.23	$363,887.71	Disclosure SEC source: 0001567619-19-013169 · doc1.xml · nonDerivative · entry 3 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Staff 2015 Disclosed balance after: 915,789 F1 · shares: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share. F1 · price: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share. F2 · ownership.nature: Mr. Kirk controls each of Sr. Staff 2015, Staff 2015, Incentive 2010, Third Security, LLC ("Third"), Kapital Joe, LLC ("KJ"), Third Security Capital Partners V, LLC ("TSCP V"), Third Security Staff 2001 LLC ("Staff 2001"), Lotus Capital (2000) Company Inc. ("Lotus"), Third Security Incentive 2006 LLC ("Inc 2006"), Third Security Senior Staff 2006 LLC ("Sr Staff 2006"), Third Security Staff 2006 LLC ("Staff 2006"), Mascara Kaboom, LLC ("MK "), Third Security Senior Staff LLC ("Sr Staff"), ADC 2010, LLC ("ADC 2010"), Third Security Senior Staff 2008 LLC ("Sr Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), NRM VI Holdings I, LLC ("VI Holdings") and NRM VII Holdings I, LLC ("VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document
June 06, 2019 Filed Jun 10, 2019 17:20 UTC	KIRK RANDAL JDirector · Chief Executive Officer · 10% owner	PurchaseCommon Stock	69,577	$5.23	$363,887.71	Disclosure SEC source: 0001567619-19-013169 · doc1.xml · nonDerivative · entry 1 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Sr. Staff 2015 Disclosed balance after: 915,789 F1 · shares: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share. F1 · price: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share. F2 · ownership.nature: Mr. Kirk controls each of Sr. Staff 2015, Staff 2015, Incentive 2010, Third Security, LLC ("Third"), Kapital Joe, LLC ("KJ"), Third Security Capital Partners V, LLC ("TSCP V"), Third Security Staff 2001 LLC ("Staff 2001"), Lotus Capital (2000) Company Inc. ("Lotus"), Third Security Incentive 2006 LLC ("Inc 2006"), Third Security Senior Staff 2006 LLC ("Sr Staff 2006"), Third Security Staff 2006 LLC ("Staff 2006"), Mascara Kaboom, LLC ("MK "), Third Security Senior Staff LLC ("Sr Staff"), ADC 2010, LLC ("ADC 2010"), Third Security Senior Staff 2008 LLC ("Sr Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), NRM VI Holdings I, LLC ("VI Holdings") and NRM VII Holdings I, LLC ("VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document
June 04, 2019 Filed Jun 4, 2019 18:05 UTC	KIRK RANDAL JDirector · Chief Executive Officer · 10% owner	PurchaseCommon Stock	9,024	$5.17	$46,654.08	Disclosure SEC source: 0001567619-19-012748 · doc1.xml · nonDerivative · entry 6 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Incentive 2010 Disclosed balance after: 1,078,323 F1 · shares: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share. F1 · price: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share. F2 · ownership.nature: Mr. Kirk controls each of Sr. Staff 2015, Staff 2015, Incentive 2010, Kapital Joe, LLC ("KJ"), Third Security Capital Partners V, LLC ("TSCP V"), Third Security Staff 2001 LLC ("Staff 2001"), Lotus Capital (2000) Company Inc. ("Lotus"), Third Security Incentive 2006 LLC ("Inc 2006"), Third Security Senior Staff 2006 LLC ("Sr Staff 2006"), Third Security Staff 2006 LLC ("Staff 2006"), Mascara Kaboom, LLC ("MK "), Third Security Senior Staff LLC ("Sr Staff"), ADC 2010, LLC ("ADC 2010"), Third Security Senior Staff 2008 LLC ("Sr Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), NRM VI Holdings I, LLC ("VI Holdings") and NRM VII Holdings I, LLC ("VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document
June 04, 2019 Filed Jun 4, 2019 18:05 UTC	KIRK RANDAL JDirector · Chief Executive Officer · 10% owner	PurchaseCommon Stock	18,048	$5.17	$93,308.16	Disclosure SEC source: 0001567619-19-012748 · doc1.xml · nonDerivative · entry 4 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Staff 2015 Disclosed balance after: 846,212 F1 · shares: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share. F1 · price: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share. F2 · ownership.nature: Mr. Kirk controls each of Sr. Staff 2015, Staff 2015, Incentive 2010, Kapital Joe, LLC ("KJ"), Third Security Capital Partners V, LLC ("TSCP V"), Third Security Staff 2001 LLC ("Staff 2001"), Lotus Capital (2000) Company Inc. ("Lotus"), Third Security Incentive 2006 LLC ("Inc 2006"), Third Security Senior Staff 2006 LLC ("Sr Staff 2006"), Third Security Staff 2006 LLC ("Staff 2006"), Mascara Kaboom, LLC ("MK "), Third Security Senior Staff LLC ("Sr Staff"), ADC 2010, LLC ("ADC 2010"), Third Security Senior Staff 2008 LLC ("Sr Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), NRM VI Holdings I, LLC ("VI Holdings") and NRM VII Holdings I, LLC ("VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document
June 04, 2019 Filed Jun 4, 2019 18:05 UTC	KIRK RANDAL JDirector · Chief Executive Officer · 10% owner	PurchaseCommon Stock	18,048	$5.17	$93,308.16	Disclosure SEC source: 0001567619-19-012748 · doc1.xml · nonDerivative · entry 2 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Sr. Staff 2015 Disclosed balance after: 846,212 F1 · shares: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share. F1 · price: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share. F2 · ownership.nature: Mr. Kirk controls each of Sr. Staff 2015, Staff 2015, Incentive 2010, Kapital Joe, LLC ("KJ"), Third Security Capital Partners V, LLC ("TSCP V"), Third Security Staff 2001 LLC ("Staff 2001"), Lotus Capital (2000) Company Inc. ("Lotus"), Third Security Incentive 2006 LLC ("Inc 2006"), Third Security Senior Staff 2006 LLC ("Sr Staff 2006"), Third Security Staff 2006 LLC ("Staff 2006"), Mascara Kaboom, LLC ("MK "), Third Security Senior Staff LLC ("Sr Staff"), ADC 2010, LLC ("ADC 2010"), Third Security Senior Staff 2008 LLC ("Sr Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), NRM VI Holdings I, LLC ("VI Holdings") and NRM VII Holdings I, LLC ("VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document
June 04, 2019 Filed Jun 4, 2019 18:01 UTC	KIRK RANDAL JDirector · Chief Executive Officer · 10% owner	PurchaseCommon Stock	365	$5.17	$1,887.05	Disclosure SEC source: 0001567619-19-012743 · doc1.xml · nonDerivative · entry 22 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Kellie L. Banks LTT Disclosed balance after: 154,803 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F4 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, Third Security, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document
June 04, 2019 Filed Jun 4, 2019 18:01 UTC	KIRK RANDAL JDirector · Chief Executive Officer · 10% owner	PurchaseCommon Stock	755	$5.17	$3,903.35	Disclosure SEC source: 0001567619-19-012743 · doc1.xml · nonDerivative · entry 20 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by ZSK 2009 Disclosed balance after: 116,721 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F4 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, Third Security, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document
June 04, 2019 Filed Jun 4, 2019 18:01 UTC	KIRK RANDAL JDirector · Chief Executive Officer · 10% owner	PurchaseCommon Stock	1,014	$5.17	$5,242.38	Disclosure SEC source: 0001567619-19-012743 · doc1.xml · nonDerivative · entry 18 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by ZSK 2008 Disclosed balance after: 169,395 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F4 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, Third Security, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document
June 04, 2019 Filed Jun 4, 2019 18:01 UTC	KIRK RANDAL JDirector · Chief Executive Officer · 10% owner	PurchaseCommon Stock	3,679	$5.17	$19,020.43	Disclosure SEC source: 0001567619-19-012743 · doc1.xml · nonDerivative · entry 16 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by MGK 2011 Disclosed balance after: 1,139,623 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F4 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, Third Security, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document
June 04, 2019 Filed Jun 4, 2019 18:01 UTC	KIRK RANDAL JDirector · Chief Executive Officer · 10% owner	PurchaseCommon Stock	8,476	$5.17	$43,820.92	Disclosure SEC source: 0001567619-19-012743 · doc1.xml · nonDerivative · entry 14 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by MGK 2009 Disclosed balance after: 1,316,891 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F4 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, Third Security, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document
June 04, 2019 Filed Jun 4, 2019 18:01 UTC	KIRK RANDAL JDirector · Chief Executive Officer · 10% owner	PurchaseCommon Stock	1,032	$5.17	$5,335.44	Disclosure SEC source: 0001567619-19-012743 · doc1.xml · nonDerivative · entry 12 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by MGK 2008 Disclosed balance after: 198,401 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F4 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, Third Security, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document
June 04, 2019 Filed Jun 4, 2019 18:01 UTC	KIRK RANDAL JDirector · Chief Executive Officer · 10% owner	PurchaseCommon Stock	3,624	$5.17	$18,736.08	Disclosure SEC source: 0001567619-19-012743 · doc1.xml · nonDerivative · entry 10 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by JPK 2012 Disclosed balance after: 1,040,237 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F4 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, Third Security, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document
June 04, 2019 Filed Jun 4, 2019 18:01 UTC	KIRK RANDAL JDirector · Chief Executive Officer · 10% owner	PurchaseCommon Stock	8,152	$5.17	$42,145.84	Disclosure SEC source: 0001567619-19-012743 · doc1.xml · nonDerivative · entry 8 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by JPK 2009 Disclosed balance after: 1,175,871 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F4 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, Third Security, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document
June 04, 2019 Filed Jun 4, 2019 18:01 UTC	KIRK RANDAL JDirector · Chief Executive Officer · 10% owner	PurchaseCommon Stock	1,074	$5.17	$5,552.58	Disclosure SEC source: 0001567619-19-012743 · doc1.xml · nonDerivative · entry 6 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by JPK 2008 Disclosed balance after: 199,346 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F4 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, Third Security, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document
June 04, 2019 Filed Jun 4, 2019 18:01 UTC	KIRK RANDAL JDirector · Chief Executive Officer · 10% owner	PurchaseCommon Stock	39,508	$5.17	$204,256.36	Disclosure SEC source: 0001567619-19-012743 · doc1.xml · nonDerivative · entry 3 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by R.J. Kirk DOT Disclosed balance after: 17,986,337 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F4 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, Third Security, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document
June 03, 2019 Filed Jun 4, 2019 18:01 UTC	KIRK RANDAL JDirector · Chief Executive Officer · 10% owner	GrantCommon Stock	184,889	$4.33	$800,569.37	Disclosure SEC source: 0001567619-19-012743 · doc1.xml · nonDerivative · entry 4 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Third Security Disclosed balance after: 2,276,030 F3 · shares: In accordance with the Services Agreement between Intrexon and Third Security, LLC ("Third Security") dated November 1, 2015, as amended by the Fourth Amendment to the Services Agreement dated April 18, 2019 (the "Fourth Amendment"), for services provided by Third Security to Intrexon, Intrexon shall pay to Third Security, on a monthly basis, such number of shares of common stock of Intrexon, rounded down to the nearest whole number, equal to a value of $800,000. The number of shares issuable to Third Security shall be calculated by dividing $800,000 by the volume-weighted average of the price of Intrexon's common stock (as calculated by Bloomberg) over the 30-day period ending on the 15th day of the calendar month during which the applicable services are provided. F3 · price: In accordance with the Services Agreement between Intrexon and Third Security, LLC ("Third Security") dated November 1, 2015, as amended by the Fourth Amendment to the Services Agreement dated April 18, 2019 (the "Fourth Amendment"), for services provided by Third Security to Intrexon, Intrexon shall pay to Third Security, on a monthly basis, such number of shares of common stock of Intrexon, rounded down to the nearest whole number, equal to a value of $800,000. The number of shares issuable to Third Security shall be calculated by dividing $800,000 by the volume-weighted average of the price of Intrexon's common stock (as calculated by Bloomberg) over the 30-day period ending on the 15th day of the calendar month during which the applicable services are provided. F3 · ownership.nature: In accordance with the Services Agreement between Intrexon and Third Security, LLC ("Third Security") dated November 1, 2015, as amended by the Fourth Amendment to the Services Agreement dated April 18, 2019 (the "Fourth Amendment"), for services provided by Third Security to Intrexon, Intrexon shall pay to Third Security, on a monthly basis, such number of shares of common stock of Intrexon, rounded down to the nearest whole number, equal to a value of $800,000. The number of shares issuable to Third Security shall be calculated by dividing $800,000 by the volume-weighted average of the price of Intrexon's common stock (as calculated by Bloomberg) over the 30-day period ending on the 15th day of the calendar month during which the applicable services are provided. Read SEC document
May 31, 2019 Filed Jun 4, 2019 18:05 UTC	KIRK RANDAL JDirector · Chief Executive Officer · 10% owner	PurchaseCommon Stock	18,086	$4.78	$86,451.08	Disclosure SEC source: 0001567619-19-012748 · doc1.xml · nonDerivative · entry 5 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Incentive 2010 Disclosed balance after: 1,069,299 F1 · shares: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share. F1 · price: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share. F2 · ownership.nature: Mr. Kirk controls each of Sr. Staff 2015, Staff 2015, Incentive 2010, Kapital Joe, LLC ("KJ"), Third Security Capital Partners V, LLC ("TSCP V"), Third Security Staff 2001 LLC ("Staff 2001"), Lotus Capital (2000) Company Inc. ("Lotus"), Third Security Incentive 2006 LLC ("Inc 2006"), Third Security Senior Staff 2006 LLC ("Sr Staff 2006"), Third Security Staff 2006 LLC ("Staff 2006"), Mascara Kaboom, LLC ("MK "), Third Security Senior Staff LLC ("Sr Staff"), ADC 2010, LLC ("ADC 2010"), Third Security Senior Staff 2008 LLC ("Sr Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), NRM VI Holdings I, LLC ("VI Holdings") and NRM VII Holdings I, LLC ("VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document
May 31, 2019 Filed Jun 4, 2019 18:05 UTC	KIRK RANDAL JDirector · Chief Executive Officer · 10% owner	PurchaseCommon Stock	36,171	$4.78	$172,897.38	Disclosure SEC source: 0001567619-19-012748 · doc1.xml · nonDerivative · entry 3 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Staff 2015 Disclosed balance after: 828,164 F1 · shares: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share. F1 · price: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share. F2 · ownership.nature: Mr. Kirk controls each of Sr. Staff 2015, Staff 2015, Incentive 2010, Kapital Joe, LLC ("KJ"), Third Security Capital Partners V, LLC ("TSCP V"), Third Security Staff 2001 LLC ("Staff 2001"), Lotus Capital (2000) Company Inc. ("Lotus"), Third Security Incentive 2006 LLC ("Inc 2006"), Third Security Senior Staff 2006 LLC ("Sr Staff 2006"), Third Security Staff 2006 LLC ("Staff 2006"), Mascara Kaboom, LLC ("MK "), Third Security Senior Staff LLC ("Sr Staff"), ADC 2010, LLC ("ADC 2010"), Third Security Senior Staff 2008 LLC ("Sr Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), NRM VI Holdings I, LLC ("VI Holdings") and NRM VII Holdings I, LLC ("VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document
May 31, 2019 Filed Jun 4, 2019 18:05 UTC	KIRK RANDAL JDirector · Chief Executive Officer · 10% owner	PurchaseCommon Stock	36,171	$4.78	$172,897.38	Disclosure SEC source: 0001567619-19-012748 · doc1.xml · nonDerivative · entry 1 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Sr. Staff 2015 Disclosed balance after: 828,164 F1 · shares: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share. F1 · price: Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Incentive 2010 LLC ("Incentive 2010") purchased shares at the same price per share. F2 · ownership.nature: Mr. Kirk controls each of Sr. Staff 2015, Staff 2015, Incentive 2010, Kapital Joe, LLC ("KJ"), Third Security Capital Partners V, LLC ("TSCP V"), Third Security Staff 2001 LLC ("Staff 2001"), Lotus Capital (2000) Company Inc. ("Lotus"), Third Security Incentive 2006 LLC ("Inc 2006"), Third Security Senior Staff 2006 LLC ("Sr Staff 2006"), Third Security Staff 2006 LLC ("Staff 2006"), Mascara Kaboom, LLC ("MK "), Third Security Senior Staff LLC ("Sr Staff"), ADC 2010, LLC ("ADC 2010"), Third Security Senior Staff 2008 LLC ("Sr Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), NRM VI Holdings I, LLC ("VI Holdings") and NRM VII Holdings I, LLC ("VII Holdings"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document
May 31, 2019 Filed Jun 4, 2019 18:01 UTC	KIRK RANDAL JDirector · Chief Executive Officer · 10% owner	PurchaseCommon Stock	732	$4.78	$3,498.96	Disclosure SEC source: 0001567619-19-012743 · doc1.xml · nonDerivative · entry 21 KIRK RANDAL J · CIK 0001091823 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Kellie L. Banks LTT Disclosed balance after: 154,438 F1 · shares: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F1 · price: R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008, LLC ("JPK 2008"), JPK 2009, LLC ("JPK 2009"), JPK 2012, LLC ("JPK 2012"), MGK 2008, LLC ("MGK 2008"), MGK 2009, LLC ("MGK 2009"), MGK 2011, LLC ("MGK 2011"), ZSK 2008, LLC ("ZSK 2008"), ZSK 2009, LLC ("ZSK 2009"), and Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT") purchased shares at the same price per share. F4 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk DOT, Third Security, JPK 2008, JPK 2009, JPK 2012, MGK 2008, MGK 2009, MGK 2011, ZSK 2008, ZSK 2009, and Kellie L. Banks LTT. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.