Last 12 months
Inside the activity.
1 purchase rows · 42 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 0 | 12 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 11 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 5 |
| Jun 2026 | 0 | 3 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 1 | 6 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 08, 2021 Filed Oct 12, 2021 22:59 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 47,304 | $4.69 | $222,073.36 |
DisclosureSEC source: 0001104659-21-125461 · tm2129781-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,859,848 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| October 07, 2021 Filed Oct 8, 2021 22:00 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 65,300 | $4.84 | $316,326.26 |
DisclosureSEC source: 0001104659-21-124738 · tm2129601-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,907,152 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| October 06, 2021 Filed Oct 8, 2021 22:00 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 47,800 | $4.88 | $233,307.02 |
DisclosureSEC source: 0001104659-21-124738 · tm2129601-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,972,452 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| October 05, 2021 Filed Oct 6, 2021 22:00 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 65,654 | $5.05 | $331,322.91 |
DisclosureSEC source: 0001104659-21-123731 · tm2129384-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,020,252 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| October 04, 2021 Filed Oct 6, 2021 22:00 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 9,700 | $5.02 | $48,699.82 |
DisclosureSEC source: 0001104659-21-123731 · tm2129384-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,085,906 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| October 01, 2021 Filed Oct 4, 2021 20:01 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 3,000 | $5.11 | $15,339.90 |
DisclosureSEC source: 0001104659-21-122492 · tm2129152-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,095,606 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 20:01 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 100 | $5.10 | $510.00 |
DisclosureSEC source: 0001104659-21-122492 · tm2129152-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,098,606 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| September 24, 2021 Filed Sep 24, 2021 16:15 UTC |
KIRK RANDAL JDirector · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 53,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-017572 · doc1.xml · derivative · entry 31 KIRK RANDAL J · CIK 0001091823 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by R.J. Kirk DOT Disclosed balance after: 53,571 Underlying: Common Stock · 53,571 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of issuer common stock. The restricted stock units were granted on September 24, 2020 and vested in their entirety on the one-year anniversary of the date of grant. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one (1) share of issuer common stock. The restricted stock units were granted on September 24, 2020 and vested in their entirety on the one-year anniversary of the date of grant. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one (1) share of issuer common stock. The restricted stock units were granted on September 24, 2020 and vested in their entirety on the one-year anniversary of the date of grant. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Staff 2009 LLC ("Staff 2009"), Third Security Senior Staff 2008 LLC ("Sr. Staff 2008"), and Third Security Incentive 2009 LLC ("Incentive 2009"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| September 24, 2021 Filed Sep 24, 2021 16:15 UTC |
KIRK RANDAL JDirector · 10% owner
|
Exercise / conversionCommon Stock | 53,571 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-017572 · doc1.xml · nonDerivative · entry 1 KIRK RANDAL J · CIK 0001091823 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by R.J. Kirk DOT Disclosed balance after: 18,738,124 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one (1) share of issuer common stock. The restricted stock units were granted on September 24, 2020 and vested in their entirety on the one-year anniversary of the date of grant. F2 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Staff 2009 LLC ("Staff 2009"), Third Security Senior Staff 2008 LLC ("Sr. Staff 2008"), and Third Security Incentive 2009 LLC ("Incentive 2009"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 22:01 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 4,584 | $6.29 | $28,813.65 |
DisclosureSEC source: 0001104659-21-115586 · tm2127591-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,098,706 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| September 09, 2021 Filed Sep 10, 2021 22:01 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 88,221 | $6.31 | $556,445.14 |
DisclosureSEC source: 0001104659-21-114763 · tm2127333-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,103,290 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 22:01 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 2,400 | $6.23 | $14,956.56 |
DisclosureSEC source: 0001104659-21-114763 · tm2127333-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,191,511 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 22:01 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 29,065 | $6.42 | $186,507.20 |
DisclosureSEC source: 0001104659-21-113889 · tm2127143d1_4.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,193,911 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 22:00 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 139,415 | $6.24 | $869,364.06 |
DisclosureSEC source: 0001104659-21-113025 · tm2126964-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,222,976 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 22:00 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 254,932 | $6.21 | $1,583,076.73 |
DisclosureSEC source: 0001104659-21-113025 · tm2126964-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,362,391 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 22:02 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 20,000 | $5.96 | $119,126.00 |
DisclosureSEC source: 0001104659-21-112129 · tm2126772d1_4.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,617,323 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| August 30, 2021 Filed Sep 1, 2021 22:02 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 30,000 | $5.97 | $179,049.00 |
DisclosureSEC source: 0001104659-21-112129 · tm2126772d1_4.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,637,323 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| August 27, 2021 Filed Aug 30, 2021 22:01 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 91,600 | $5.98 | $547,923.72 |
DisclosureSEC source: 0001104659-21-111143 · tm2126532-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,667,323 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| August 26, 2021 Filed Aug 30, 2021 22:01 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 111,229 | $5.95 | $661,478.86 |
DisclosureSEC source: 0001104659-21-111143 · tm2126532-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,758,923 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| August 25, 2021 Filed Aug 26, 2021 22:00 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 45,200 | $5.79 | $261,802.92 |
DisclosureSEC source: 0001104659-21-109874 · tm2125980-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,870,152 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 22:00 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 33,407 | $5.86 | $195,928.71 |
DisclosureSEC source: 0001104659-21-109874 · tm2125980-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,915,352 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| August 16, 2021 Filed Aug 17, 2021 22:01 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 6,313 | $6.13 | $38,711.95 |
DisclosureSEC source: 0001104659-21-107083 · tm2125302-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,948,759 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 22:01 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 52,031 | $6.20 | $322,368.47 |
DisclosureSEC source: 0001104659-21-107083 · tm2125302-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,955,072 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| August 12, 2021 Filed Aug 13, 2021 22:00 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 50,684 | $6.11 | $309,785.68 |
DisclosureSEC source: 0001104659-21-105280 · tm2125087-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,007,103 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| August 11, 2021 Filed Aug 13, 2021 22:00 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 257,800 | $6.11 | $1,574,281.48 |
DisclosureSEC source: 0001104659-21-105280 · tm2125087-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,057,787 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| August 10, 2021 Filed Aug 11, 2021 22:00 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 252,933 | $6.02 | $1,521,695.51 |
DisclosureSEC source: 0001104659-21-103607 · tm2124829-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,315,587 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 22:00 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 56,528 | $5.59 | $316,183.72 |
DisclosureSEC source: 0001104659-21-103607 · tm2124829-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,568,520 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| August 06, 2021 Filed Aug 9, 2021 22:03 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 72,700 | $5.55 | $403,245.09 |
DisclosureSEC source: 0001104659-21-102315 · tm2124513d1_4.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,625,048 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| August 05, 2021 Filed Aug 9, 2021 22:03 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 159,703 | $5.50 | $877,887.39 |
DisclosureSEC source: 0001104659-21-102315 · tm2124513d1_4.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,697,748 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| August 04, 2021 Filed Aug 5, 2021 22:02 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 25,698 | $5.47 | $140,627.17 |
DisclosureSEC source: 0001104659-21-100886 · tm2124246-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,857,451 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 22:02 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 2,100 | $5.49 | $11,535.93 |
DisclosureSEC source: 0001104659-21-100886 · tm2124246-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,883,149 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| July 29, 2021 Filed Aug 2, 2021 22:01 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 18,247 | $5.69 | $103,745.14 |
DisclosureSEC source: 0001104659-21-098999 · tm2123831-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,885,249 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| July 19, 2021 Filed Jul 20, 2021 22:11 UTC |
Sabzevari HelenDirector · President and CEO
|
SaleCommon Stock | 12,531 | $5.43 | $68,047.09 |
DisclosureSEC source: 0000950103-21-010821 · dp154661_4-sabzevari.xml · nonDerivative · entry 2 Sabzevari Helen · CIK 0001724195 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 717,526 F2 · kind: This sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of RSUs. Read SEC document |
| July 17, 2021 Filed Jul 20, 2021 22:11 UTC |
Sabzevari HelenDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-010821 · dp154661_4-sabzevari.xml · derivative · entry 3 Sabzevari Helen · CIK 0001724195 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ('RSU") represents a contingent right to receive one share of Precigen common stock. F3 · derivative.exercise_date: The RSUs were granted on March 28, 2018 and have vested in full. F3 · derivative.expiration_date: The RSUs were granted on March 28, 2018 and have vested in full. Read SEC document |
| July 17, 2021 Filed Jul 20, 2021 22:11 UTC |
Sabzevari HelenDirector · President and CEO
|
Exercise / conversionCommon Stock | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-21-010821 · dp154661_4-sabzevari.xml · nonDerivative · entry 1 Sabzevari Helen · CIK 0001724195 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 730,057 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ('RSU") represents a contingent right to receive one share of Precigen common stock. Read SEC document |
| June 28, 2021 Filed Jun 30, 2021 22:00 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 24,839 | $6.88 | $170,775.58 |
DisclosureSEC source: 0001104659-21-087731 · tm2121103-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,903,496 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| June 25, 2021 Filed Jun 28, 2021 22:00 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 180,470 | $6.81 | $1,229,397.73 |
DisclosureSEC source: 0001104659-21-086356 · tm2120822-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,928,335 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 22:00 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 178,623 | $6.77 | $1,209,634.96 |
DisclosureSEC source: 0001104659-21-086356 · tm2120822-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,108,805 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 22:00 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 55,541 | $7.13 | $396,007.33 |
DisclosureSEC source: 0001104659-21-081605 · tm2119766-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,287,428 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 22:00 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 509,467 | $7.57 | $3,857,531.28 |
DisclosureSEC source: 0001104659-21-081605 · tm2119766-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,342,969 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 22:00 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 91,991 | $7.09 | $652,556.56 |
DisclosureSEC source: 0001104659-21-080317 · tm2119479-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,852,436 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 22:00 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 155,227 | $7.22 | $1,120,614.76 |
DisclosureSEC source: 0001104659-21-080317 · tm2119479-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,944,427 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 22:00 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 226,256 | $7.15 | $1,618,137.66 |
DisclosureSEC source: 0001104659-21-078927 · tm2119251-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,099,654 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 22:00 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 203,233 | $6.97 | $1,416,716.92 |
DisclosureSEC source: 0001104659-21-078927 · tm2119251-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,325,910 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| June 04, 2021 Filed Jun 7, 2021 22:06 UTC |
Ares Trading S.A.10% owner
|
SaleCommon Stock | 76,685 | $6.66 | $510,407.69 |
DisclosureSEC source: 0001104659-21-077813 · tm2118981-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,529,143 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 16:10 UTC |
KIRK RANDAL JDirector · 10% owner
|
OtherCommon Stock | 14,168 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-011765 · doc1.xml · nonDerivative · entry 12 KIRK RANDAL J · CIK 0001091823 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Staff 2015 Disclosed balance after: 989,252 F2 · kind: On June 3, 2021, the indicated number of shares were received as a distribution of issuer common stock from the Harvest Intrexon Enterprise Fund I (AI) LP. F2 · shares: On June 3, 2021, the indicated number of shares were received as a distribution of issuer common stock from the Harvest Intrexon Enterprise Fund I (AI) LP. F2 · price: On June 3, 2021, the indicated number of shares were received as a distribution of issuer common stock from the Harvest Intrexon Enterprise Fund I (AI) LP. F3 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Staff 2009 LLC ("Staff 2009"), Third Security Senior Staff 2008 LLC ("Sr. Staff 2008"), and Third Security Incentive 2009 LLC ("Incentive 2009"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 16:10 UTC |
KIRK RANDAL JDirector · 10% owner
|
OtherCommon Stock | 14,159 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-011765 · doc1.xml · nonDerivative · entry 11 KIRK RANDAL J · CIK 0001091823 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Sr. Staff 2015 Disclosed balance after: 989,243 F1 · kind: On June 3, 2021, the indicated number of shares were received as a distribution of issuer common stock from the Harvest Intrexon Enterprise Fund I LP. F1 · shares: On June 3, 2021, the indicated number of shares were received as a distribution of issuer common stock from the Harvest Intrexon Enterprise Fund I LP. F1 · price: On June 3, 2021, the indicated number of shares were received as a distribution of issuer common stock from the Harvest Intrexon Enterprise Fund I LP. F3 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Staff 2009 LLC ("Staff 2009"), Third Security Senior Staff 2008 LLC ("Sr. Staff 2008"), and Third Security Incentive 2009 LLC ("Incentive 2009"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 16:10 UTC |
KIRK RANDAL JDirector · 10% owner
|
OtherCommon Stock | 4,531 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-011765 · doc1.xml · nonDerivative · entry 10 KIRK RANDAL J · CIK 0001091823 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by ZSK 2009 Disclosed balance after: 342,685 F1 · kind: On June 3, 2021, the indicated number of shares were received as a distribution of issuer common stock from the Harvest Intrexon Enterprise Fund I LP. F1 · shares: On June 3, 2021, the indicated number of shares were received as a distribution of issuer common stock from the Harvest Intrexon Enterprise Fund I LP. F1 · price: On June 3, 2021, the indicated number of shares were received as a distribution of issuer common stock from the Harvest Intrexon Enterprise Fund I LP. F3 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Staff 2009 LLC ("Staff 2009"), Third Security Senior Staff 2008 LLC ("Sr. Staff 2008"), and Third Security Incentive 2009 LLC ("Incentive 2009"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 16:10 UTC |
KIRK RANDAL JDirector · 10% owner
|
OtherCommon Stock | 5,663 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-011765 · doc1.xml · nonDerivative · entry 9 KIRK RANDAL J · CIK 0001091823 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by ZSK 2008 Disclosed balance after: 567,535 F1 · kind: On June 3, 2021, the indicated number of shares were received as a distribution of issuer common stock from the Harvest Intrexon Enterprise Fund I LP. F1 · shares: On June 3, 2021, the indicated number of shares were received as a distribution of issuer common stock from the Harvest Intrexon Enterprise Fund I LP. F1 · price: On June 3, 2021, the indicated number of shares were received as a distribution of issuer common stock from the Harvest Intrexon Enterprise Fund I LP. F3 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Staff 2009 LLC ("Staff 2009"), Third Security Senior Staff 2008 LLC ("Sr. Staff 2008"), and Third Security Incentive 2009 LLC ("Incentive 2009"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 16:10 UTC |
KIRK RANDAL JDirector · 10% owner
|
OtherCommon Stock | 22,655 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-21-011765 · doc1.xml · nonDerivative · entry 8 KIRK RANDAL J · CIK 0001091823 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by MGK 2011 Disclosed balance after: 1,594,863 F1 · kind: On June 3, 2021, the indicated number of shares were received as a distribution of issuer common stock from the Harvest Intrexon Enterprise Fund I LP. F1 · shares: On June 3, 2021, the indicated number of shares were received as a distribution of issuer common stock from the Harvest Intrexon Enterprise Fund I LP. F1 · price: On June 3, 2021, the indicated number of shares were received as a distribution of issuer common stock from the Harvest Intrexon Enterprise Fund I LP. F3 · ownership.nature: Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Staff 2009 LLC ("Staff 2009"), Third Security Senior Staff 2008 LLC ("Sr. Staff 2008"), and Third Security Incentive 2009 LLC ("Incentive 2009"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.